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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) | $ 121.31 | 01/31/2007 | A | 13,991 | (7) | 01/31/2017 | Common Stock | 13,991 | (8) | 13,991 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HICKEY BRIAN E 255 EAST AVENUE ROCHESTER, NY 14604-2624 |
Executive Vice President |
By: Brian R. Yoshida, Esq. (Attorney-In-Fact) | 02/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. |
(2) | The reported transaction involves an award of restricted stock under the M&T Bank Corporation 2005 Incentive Compensation Plan. |
(3) | The restricted stock award includes a total of 2,474 shares. 247 shares of the restricted stock award will vest on January 31, 2010; an additional 494 shares will vest on January 31, 2011; an additional 742 shares will vest on January 31, 2012; and the remaining 991 shares will vest on January 31, 2013. |
(4) | The restricted stock award was granted under an incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the shares. |
(5) | The reported transaction involves a transfer of securities by gift for which no consideration was paid. |
(6) | The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. |
(7) | The option granted includes a total of 13,991 shares. 1,399 of the covered shares are exercisable on or after January 31, 2008; an additional 2,798 of the covered shares are exercisable on or after January 31, 2009; an additional 4,197 of the covered shares are exercisable on or after January 31, 2010; and the remaining 5,597 covered shares are exercisable on or after January 31, 2011. |
(8) | The option was granted under an incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. |