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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WILLIAMS COMPANIES INC ONE WILLIAMS CENTER TULSA, OK 74172 |
X | |||
WILLIAMS GAS PIPELINE CO LLC ONE WILLIAMS CENTER TULSA, OK 74172 |
X | |||
Williams Energy Services, LLC ONE WILLIAMS CENTER TULSA, OK 74172 |
X |
/s/ La Fleur C. Browne, Secretary, The Williams Companies, Inc. | 11/23/2010 | |
**Signature of Reporting Person | Date | |
/s/ La Fleur C. Browne, Secretary, Williams Gas Pipeline Company, LLC | 11/23/2010 | |
**Signature of Reporting Person | Date | |
/s/ La Fleur C. Browne, Secretary, Williams Energy Services, LLC | 11/23/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 19, 2010, Williams Production RMT Company LLC ("RMT") contributed certain gathering and processing assets in Colorado's Piceance Basin to Williams Partners L.P. (the "Partnership") and in exchange, among other things, RMT received 1,849,138 common units from the Partnership. |
(2) | The Williams Companies, Inc. ("Williams") directly or indirectly owns 100% of each of RMT, Williams Partners GP LLC (the "General Partner"), Williams Partners Holdings LLC ("Holdings"), Williams Energy Services, LLC ("WES"), Williams Energy L.L.C. ("WE"), Williams Discovery Pipeline LLC ("Discovery Pipeline"), Williams Gas Pipeline Company, LLC ("WGP"), and WGP Gulfstream Pipeline Company, L.L.C. ("Gulfstream"). The General Partner is the sole general partner of the Partnership, holding a 2% general partner interest in the Partnership, the incentive distribution rights in the Partnership, and common units. WGP is the sole member of Gulfstream. WES directly or indirectly owns 100% of WE, Discovery Pipeline, and the General Partner. |
(3) | Prior to the contribution of assets and issuance of units to RMT described in footnote 1 above, the General Partner directly held 3,363,527 common units, Holdings directly held 2,826,378 common units, WES directly held 84,113,523 common units, WE directly held 2,952,233 common units, Discovery Pipeline directly held 1,425,466 common units, WGP directly held 115,689,700 common units, and Gulfstream directly held 4,242,700 common units. The number of units held by each of the entities described in the preceding sentence was not affected by the contribution of assets and issuance of units to RMT described in footnote 1 above. |
(4) | Williams indirectly beneficially owns (a) the common units that each of RMT, Holdings, WES, WE, Discovery Pipeline, WGP, and Gulfstream directly beneficially own and (b) the incentive distribution rights in the Partnership, the 2% general partner interest in the Partnership, and the common units held by the General Partner. WGP indirectly beneficially owns the common units directly beneficially owned by Gulfstream. WES indirectly beneficially owns (1) the common units directly beneficially owned by WE and Discovery Pipeline and (2) the incentive distribution rights in the Partnership, the 2% general partner interest in the Partnership, and the common units held by the General Partner. |
(5) | The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that the reporting persons are beneficial owners of the reported securities for purposes of Section 16 or for any other purpose. |