UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (2) | 10/22/2024 | Common Stock | 26,750 | $ 32.27 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 10/29/2024 | Common Stock | 73,250 | $ 35.88 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 03/04/2025 | Common Stock | 5,546 | $ 35.74 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Batycky Richard P. 420 SAW MILL RIVER ROAD ARDSLEY, NY 10502 |
 |  |  Chief Tech. Off. & Site Head |  |
/s/ Richard P. Batycky | 07/02/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock issued under the Company's 2006 Employee Incentive Plan. 25,000 of these shares will vest 25% every year for four years with vest dates of October 22, 2015, October 22, 2016, October 22, 2017, and October 22, 2018. 22,000 of these shares will vest over three years, with 20% vesting on November 7, 2015, 30% vesting on November 7, 2016, and the remaining 50% vesting on November 7, 2017. 979 of these shares will vest 25% every year for four years with vest dates of December 1, 2015, December 1, 2016, December 1, 2017, and December 1, 2018. |
(2) | Twenty-five percent of the shares subject to this option will vest on October 22, 2015. The balance of the shares subject to this option will vest in equal quarterly installments over the three years thereafter. |
(3) | The shares subject to this option vest in equal quarterly installments over four years beginning on January 1, 2015 with the first quarterly installment vesting on April 1, 2015. |