1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
04/02/2015 |
03/31/2022 |
PepsiCo, Inc. Common Stock
|
6,316
|
$
66.5
|
D
|
Â
|
Employee Stock Option (right to buy)
|
03/01/2016 |
02/28/2023 |
PepsiCo, Inc. Common Stock
|
5,267
|
$
75.75
|
D
|
Â
|
Employee Stock Option (right to buy)
|
03/01/2017 |
02/29/2024 |
PepsiCo, Inc. Common Stock
|
12,113
|
$
79.75
|
D
|
Â
|
Employee Stock Option (right to buy)
|
03/01/2019 |
02/28/2026 |
PepsiCo, Inc. Common Stock
|
4,739
|
$
98.75
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This number includes: 1) 35,042 restricted stock units ("RSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc.; RSUs are calculated on a one unit for one share basis; these RSUs vest at various dates through March 1, 2019; vesting of all RSUs is contingent upon the reporting person's continued employment with the company; 2) 10,765 performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc.; these PSUs vest at various dates through March 1, 2019 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval; the reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved; and 3) 3,759 shares of PepsiCo Common Stock held in an outside brokerage account. |
(2) |
Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of April 8, 2016. |