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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WAITE ANDREW L 920 MEMORIAL CITY WAY SUITE 1000 HOUSTON, TX 77024 |
X |
/s/ Andrew L. Waite by John C. Ivascu as Attorney-in- Fact | 01/02/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 28, 2012, (i) SCF-V, L.P., a Delaware limited partnership ("SCF-V") and SCF-VI, L.P., a Delaware limited partnership ("SCF-VI") caused the distribution of the Issuer's shares of common stock to SCF-V, G.P., Limited Partnership, a Delaware limited partnership and the general partner of SCF-V ("SCF-V GP") and SCF-VI, G.P., Limited Partnership, a Delaware limited partnership and the general partner of SCF-VI ("SCF-VI GP"), respectively, and (2) each of SCF-V GP and SCF-VI GP subsequently contributed such shares to SCF 2012A, LP, a Delaware limited partnership ("SCF 2012A") and SCF 2012B, LP, a Delaware limited partnership ("SCF 2012B"). (continued in footnote 2 below) |
(2) | Each of SCF 2012A and SCF 2012B is the wholly owned subsidiary of the limited partners of SCF-V GP and SCF-VI GP, respectively. Concurrent with the redemption of SCF-V GP's interest in SCF-V, a new general partner, SCF-V GP LLC ("SCF-V GP LLC"), a Delaware limited liability company, was admitted as sole general partner of SCF-V. L.E. Simmons & Associates, Inc., a Delaware corporation ("LESA") is the sole general partner of each of SCF-V GP, SCF-V GP LLC, SCF-VI GP, SCF VII, GP Limited Partnership, SCF 2012A and SCF 2012B. Mr. Waite serves as a managing director of LESA. As such, Mr. Waite may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF-VI, SCF-VII, L.P., SCF 2012A and SCF 2012B. Mr. Waite disclaims beneficial ownership of such shares. |