ttnt10q_sep302009.htm
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549




FORM 12b-25

Notification of Late Filing



Commission File Number 1-14523


(Check one)        o Form 10-K      o Form 20-F      o Form 11-K      x Form 10-Q

     o Form 10-D      Form N-SAR      o Form N-CSR

For Period Ended: September 30, 2009

 
o Transition Report on Form 10-K
o Transition Report on Form 20-F
o Transition Report on Form 11-K
o Transition Report on Form 10-Q
o Transition Report on Form N-SAR
 
For the transition period ended:                                         
 

 
Read Instruction Sheet (on back page) Before Preparing Form.
Please Print or Type.

 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 
If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification
relates:                                         

 
 
 

 
PART I
REGISTRANT INFORMATION
 

Full Name of Registrant: Trio-Tech International

Former Name if applicable:                                                                                                                         

Address of Principal Executive Office (Street and number): 16139 Wyandotte Street
 
City, State and Zip Code: Van Nuys, California 91406


PART II
RULE 12b-25(b) and (c)
     
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)
 
 x   (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
 
(b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-x K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
 
(c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
 
 
PART III
NARRATIVE
    
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, N–SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
    
Management of the registrant is still in the process of reviewing quarterly results and the reporting of same and the effect of certain subsequent events to ensure appropriate reporting thereof in the quarterly report. As such, the quarterly report could not be completed within the required time period without unreasonable effort or expense. The registrant expects that the Form 10-Q for the quarter ended September 30, 2009 will be filed on or before the fifth calendar day following the prescribed due date therefor.

 
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PART IV
OTHER INFORMATION
    
(1) Name and telephone number of person to contact in regard to this notification: Spring Liu, (818) 390-1272

 (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).
x Yes      o No
 (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
x Yes      o No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

Although the anticipated change in the net loss for the three months ended September 30, 2009 was $551,000 as compared to $719,000 in the same period last fiscal year, as noted above, management is still in the process of reviewing the quarterly results. The anticipated decrease in net loss was primarily due to an increase in sales and a decrease in operating expenses in the first quarter of fiscal year 2010.
 

 
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TRIO-TECH INTERNATIONAL
(Name of Registrant as specified in its charter)
 
has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

Date: November 16, 2009
         
     
 
/s/ VICTOR H. M. TING  
  
 
Name:  
Victor H.M. Ting 
  
 
Title:  
Vice President and Chief Financial Officer