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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 01/01/2014 | M | 4,000 | (4) | (4) | Common Stock | 4,000 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 10.87 | 01/01/2015 | A | 8,000 | (5) | 01/01/2025 | Common Stock | 8,000 | $ 0 | 8,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Seligsohn Gabi 161 S. SAN ANTONIO RD SUITE 10 LOS ALTOS, CA 94022 |
X |
/s/ Gabi Seligsohn | 01/05/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares vested from Restricted Stock Units that were granted on 01/01/2014. |
(2) | The total number of shares represents 4,000 shares of common stock and 4,000 restricted stock units that were acquired under the 2012 Equity Incentive Plan on 01/01/2015 and is 100% fully vested on 01/01/2016. |
(3) | Each restricted stock unit represents a contingent right to receive one share of DSP Group, Inc. Common Stock. |
(4) | The restricted stock units were acquired under the 2012 Equity Incentive Plan and is 100% fully vested on 01/01/2015. |
(5) | The option will be 100% fully vested on 01/01/2016. |