UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22047
NAME OF REGISTRANT: CALAMOS GLOBAL DYNAMIC INCOME
FUND
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court
Naperville, IL 60563-2787
NAME AND ADDRESS OF AGENT FOR SERVICE: John P. Calamos, Sr., President
Calamos Advisors LLC
2020 Calamos Court
Naperville, IL 60563-2787
REGISTRANT'S TELEPHONE NUMBER: (630) 245-7200
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
Calamos Global Dynamic Income Fund
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ABB LTD, ZUERICH Agenda Number: 704363605
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Security: H0010V101
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: CH0012221716
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 153198,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
2.1 Approval of the annual report, the Mgmt For For
consolidated financial statements, and the
annual financial statements for 2012
2.2 Consultative vote on the 2012 remuneration Mgmt For For
report
3 Discharge of the board of directors and the Mgmt For For
persons entrusted with management
4 Appropriation of available earnings and Mgmt For For
distribution of capital contribution
reserve
5 Renewal of authorized share capital Mgmt For For
6.1 Re-election to the board of directors: Mgmt For For
Roger Agnelli
6.2 Re-election to the board of directors: Mgmt For For
Louis R. Hughes
6.3 Re-election to the board of directors: Hans Mgmt For For
Ulrich Maerki
6.4 Re-election to the board of directors: Mgmt For For
Michel De Rosen
6.5 Re-election to the board of directors: Mgmt For For
Michael Treschow
6.6 Re-election to the board of directors: Mgmt For For
Jacob Wallenberg
6.7 Re-election to the board of directors: Ying Mgmt For For
Yeh
6.8 Re-election to the board of directors: Mgmt For For
Hubertus Von Gruenberg
7 Re-election of the auditors / Ernst and Mgmt For For
Young AG
8 Ad hoc Mgmt Abstain For
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ABBOTT LABORATORIES Agenda Number: 933743672
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Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: ABT
ISIN: US0028241000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIR
7. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr Against For
HEDGING
8. SHAREHOLDER PROPOSAL - INCENTIVE Shr Against For
COMPENSATION
9. SHAREHOLDER PROPOSAL - ACCELERATED VESTING Shr Against For
OF AWARDS UPON CHANGE IN CONTROL
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ABBVIE INC. Agenda Number: 933751869
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H.L. BURNSIDE Mgmt For For
EDWARD J. RAPP Mgmt For For
ROY S. ROBERTS Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF ABBVIE FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
TO APPROVE EXECUTIVE COMPENSATION.
5. APPROVAL OF THE ABBVIE 2013 INCENTIVE STOCK Mgmt For For
PROGRAM.
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ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN Agenda Number: 704210068
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Security: G00434111
Meeting Type: AGM
Meeting Date: 17-Jan-2013
Ticker:
ISIN: GB0000031285
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the directors' report and Mgmt For For
accounts for the year ended 30 September
2012 together with the auditor's report
thereon
2 To declare a final dividend of 7.1p share Mgmt For For
3 To reappoint KPMG Audit Plc as auditor and Mgmt For For
to authorise the directors to agree their
remuneration
4 To re-elect as a director Ms J Chakraverty Mgmt For For
5 To re-elect as a director Mr R C Cornick Mgmt For For
6 To re-elect as a director Ms A M Frew Mgmt For For
7 To re-elect as a director Mr M J Gilbert Mgmt Abstain Against
8 To re-elect as a director Mr A A Laing Mgmt For For
9 To re-elect as a director Mr K Miyanaga Mgmt For For
10 To re-elect as a director Mr J N Pettigrew Mgmt For For
11 To re-elect as a director Mr W J Rattray Mgmt For For
12 To re-elect as a director Ms A H Richards Mgmt For For
13 To re-elect as a director Mr S R V Mgmt For For
Troughton
14 To re-elect as a director Mr H Young Mgmt For For
15 To elect as a director Mr R S Mully who was Mgmt For For
appointed during the year
16 To elect as a director Mr R M MacRae who Mgmt For For
was appointed after the year end
17 To approve the remuneration report Mgmt For For
18 To authorise the directors to allot Mgmt For For
relevant securities
19 To disapply the statutory pre emption Mgmt For For
rights over equity securities
20 To permit general meetings to be called on Mgmt For For
14 days clear notice
21 To authorise the directors to make market Mgmt For For
purchases
22 To authorise the Company to make political Mgmt For For
donations and incur political expenditure
23 To authorise the Company to increase Mgmt For For
aggregate fee level
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ACCENTURE PLC Agenda Number: 933722945
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Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
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AMAZON.COM, INC. Agenda Number: 933782612
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Security: 023135106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
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AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 933778574
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: AMX
ISIN: US02364W1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT OR, AS THE CASE MAY BE, Mgmt Abstain
REELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT THE HOLDERS
OF THE SERIES "L" SHARES ARE ENTITLED TO
APPOINT. ADOPTION OF RESOLUTIONS THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE, AND Mgmt For
IF, APPLICABLE, FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560
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Security: 026874784
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AIG
ISIN: US0268747849
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt For For
GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.
3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
VOTES.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO RESTRICTING SERVICE ON OTHER BOARDS BY
DIRECTORS OF AIG.
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AMGEN INC. Agenda Number: 933774968
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
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ANGLO AMERICAN PLC, LONDON Agenda Number: 704325958
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Security: G03764134
Meeting Type: AGM
Meeting Date: 19-Apr-2013
Ticker:
ISIN: GB00B1XZS820
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements of the Mgmt For For
Company and the Group and the reports of
the directors and auditors for the year
ended 31 December 2012
2 To declare a final dividend of 53 US cents Mgmt For For
per ordinary share, payable on 25 April
2013 to those shareholders registered at
the close of business on 22 March 2013
3 To elect Mark Cutifani as a director of the Mgmt For For
Company
4 To elect Byron Grote as a director of the Mgmt For For
Company
5 To elect Anne Stevens as a director of the Mgmt For For
Company
6 To re-elect David Challen as a director of Mgmt For For
the Company
7 To re-elect Sir CK Chow as a director of Mgmt For For
the Company
8 To re-elect Sir Philip Hampton as a Mgmt For For
director of the Company
9 To re-elect Rene Medori as a director of Mgmt For For
the Company
10 To re-elect Phuthuma Nhleko as a director Mgmt For For
of the Company
11 To re-elect Ray O'Rourke as a director of Mgmt For For
the Company
12 To re-elect Sir John Parker as a director Mgmt For For
of the Company
13 To re-elect Jack Thompson as a director of Mgmt For For
the Company
14 To re-appoint Deloitte LLP as auditors of Mgmt For For
the Company for the ensuing year
15 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
16 To approve the directors' remuneration Mgmt For For
report for the year ended 31 December 2012
set out in the Annual Report
17 To resolve that the authority conferred on Mgmt For For
the directors by Article 9.2 of the
Company's Articles of Association be
renewed for the period ending at the
conclusion of the Annual General Meeting in
2014 or on 30 June 2014, whichever is the
earlier, and for such period the Section
551 Amount shall be USD 76.4 million. Such
authority shall be in substitution for all
previous authorities pursuant to Section
551 of the Companies Act 2006
18 To resolve that subject to the passing of Mgmt For For
Resolution 17 above, the power conferred on
the directors by Article 9.3 of the
Company's Articles of Association be
renewed for the period referred to in
Resolution 17 and for such period the
Section 561 Amount shall be USD 38.2
million. Such authority shall be in
substitution for all previous powers
pursuant to Section 561 of the Companies
Act 2006
19 To resolve that the Company be and is Mgmt For For
generally and unconditionally authorised
for the purpose of Section 701 of the
Companies Act 2006 to make market purchases
(within the meaning of Section693 of the
Companies Act 2006) of ordinary shares of
54 86/91 US cents each in the capital of
the Company provided that: a) the maximum
number of ordinary shares of 54 86/91 US
cents each in the capital of the Company
authorised to be acquired is 208.5 million)
b) the minimum price which may be paid for
an ordinary share is 54 86/91 US cents,
which amount shall be exclusive of
expenses; c) the maximum price which may
be paid for an ordinary share is an amount
(exclusive of expenses) equal to the
higher of 105% of the average of the middle
market quotation for an ordinary share,
as derived from the London Stock Exchange
Daily Official CONTD
CONT CONTD List, for the five business days Non-Voting
immediately preceding the day on which such
ordinary share is contracted to be
purchased and the highest current bid as
stipulated by Article 5(1) of the Buy-back
and Stabilisation Regulations 2003; and d)
the authority hereby conferred shall expire
at the conclusion of the Annual General
Meeting of the Company to be held in 2014
(except in relation to the purchase of
ordinary shares the contract for which was
concluded before the expiry of such
authority and which might be executed
wholly or partly after such expiry) unless
such authority is renewed prior to such
time
20 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 19. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
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ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704375383
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1.a Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the Board of Directors on the issuance
of subscription rights and the exclusion of
the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 583,
596 and 598 of the Companies Code
A.1.b Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the statutory auditor on the exclusion
of the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 596
and 598 of the Companies Code
A.1.c Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Excluding the
preference right of the existing
shareholders in relation to the issuance of
subscription rights in favour of all
current Directors of the Company, as
identified in the report referred under
item (a) above
A.1.d Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Approving the
issuance of 185,000 subscription rights and
determining their terms and conditions (as
such terms and conditions are appended to
the report referred under item (a) above).
The main provisions of these terms and
conditions can be summarised as follows:
each subscription right confers the right
to subscribe in cash to one ordinary share
in the Company, with the same rights
(including dividend rights) as the existing
shares. Each subscription right is granted
for no consideration. Its exercise price
equals the average price of the Company
share on Euronext Brussels over the 30
calendar days preceding the issuance of the
subscription rights by the Shareholders'
Meeting. All subscription rights have a
term of five years as from their issuance
and become exercisable as follows: a first
third may be exercised from 1 January 2015
up to and including 23 April 2018, a second
third may be exercised from 1 January 2016
up to and including 23 April 2018 and the
last third may be exercised from 1 January
2017 up to and including 23 April 2018. At
the end of the exercise period, the
subscription rights that have not been
exercised automatically become null and
void
A.1.e Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Increasing the
capital of the Company, under the condition
precedent and to the extent of the exercise
of the subscription rights, for a maximum
amount equal to the number of subscription
rights issued multiplied by their exercise
price and allocation of the issuance
premium to an account not available for
distribution
A.1.f Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Expressly
approving the granting of the
above-mentioned subscription rights to the
non-executive Directors of the Company
A.1.g Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Granting powers
to two Directors acting jointly to have
recorded by notarial deed the exercise of
the subscription rights, the corresponding
increase of the capital, the number of new
shares issued, the resulting modification
to the articles of association and the
allocation of the issuance premium to an
account not available for distribution
C Powers: Granting powers to Mr. Benoit Mgmt For For
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item B.11
above and any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704376385
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: OGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177169 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
B.1 Management report by the board of directors Non-Voting
on the accounting year ended on 31 December
2012
B.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2012
B.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2012, as well as the
management report by the board of directors
and the report by the statutory auditor on
the consolidated annual accounts
B.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2012, including the allocation of
the result: EUR 2,725,176,000 -On a per
share basis, this represents a gross
dividend of EUR 1.70 giving right to a
dividend net of Belgian withholding tax of
EUR 1.275 per share (in case of 25% Belgian
withholding tax) and of EUR 1.70 per share
(in case of exemption from Belgian
withholding tax)
B.5 Discharge to the Directors Mgmt For For
B.6 Discharge to the statutory auditor Mgmt For For
B.7 Appointment of Directors: Renewing the Mgmt For For
appointment as independent director of Mr.
Kees Storm, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2013
B.8 Appointment of statutory auditor and Mgmt For For
remuneration: PricewaterhouseCoopers,
"PWC", Woluwe Garden, Woluwedal 18, B-1932
Sint-Stevens-Woluwe
B.9.a Remuneration policy and remuneration report Mgmt For For
of the Company
B.9.b Confirming the grants of stock options and Mgmt For For
restricted stock units to executives
B.10 Approval of increased fixed annual fee of Mgmt For For
directors
B.11a Change of control provisions relating to Mgmt For For
the EMTN programme
B.11b Change of control provisions relating to Mgmt For For
the Senior Facilities Agreement
C Filings: Granting powers to Mr. Benoit Mgmt For For
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item
B.11 above and any other filings and
publication formalities in relation to the
above resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS B.7, B.11a
AND B.11b. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 703981921
--------------------------------------------------------------------------------------------------------------------------
Security: N07059178
Meeting Type: EGM
Meeting Date: 07-Sep-2012
Ticker:
ISIN: NL0006034001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Explanation to the customer co-investment Non-Voting
program entered into and/or to be entered
into by and between the Company and certain
of its customers, as announced by the
Company on 9 July 2012 (the "Customer
Co-Investment Program")
3.a Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company in connection with the Customer
Co-Investment Program, subject to
Supervisory Board approval, up to 25% of
the issued share capital of the Company at
the Annual General Meeting of Shareholders
(the "AGM") held on 25 April 2012, from 7
September 2012 through 31 July 2013
3.b Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude,
subject to Supervisory Board approval, the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (a) from 7 September 2012 through 31
July 2013
4.a Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part I) to create
a specific share class (ordinary shares M)
for the participants to the Customer
Co-Investment Program. Upon the first
amendment of the articles of association of
the Company the ordinary shares to be held
for the benefit of the participants to the
Customer Co-Investment Program will be
converted into ordinary shares M and all
other ordinary shares will be converted
into ordinary shares A
4.b Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part II) to
increase the par value per ordinary share A
by an amount to be determined by the Board
of Management of at least EUR 5.97 per
share and at most EUR 12 per share at the
expense of the share premium reserve
4.c Proposal to resolve to reduce the issued Mgmt For For
capital by an amount at least equal to the
aggregate amount to be paid by the
participants to the Customer Co-Investment
Program for their shares, being an amount
no less than EUR 2,513,447,071.07 and no
more than EUR 5,000,000,000 by decreasing
the nominal value of the ordinary shares A
by an amount to be determined by the Board
of Management of at least EUR 5.99 per
share and at most EUR 12 per share which
will result in repayment of said amount
determined by the Board of Management per
share to holders of ordinary shares A or to
the holders of ordinary shares into which
the ordinary shares A will be converted
pursuant to proposal (e) below and to amend
the articles of association of the Company
in accordance with the draft deed of
amendment to the articles of association
(Part III)
4.d Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part IV) to
consolidate the ordinary shares A at an
exchange ratio to be determined by the
Board of Management. The exchange ratio
will depend on the percentage of new shares
to be issued to the participants to the
Customer Co-Investment Program. The
consolidation of the ordinary shares A may
entail an increase of the nominal value of
the ordinary shares A by a maximum of EUR
0.03 per share, to be determined by the
Board of Management, which increase will be
paid from the share premium reserve
4.e Proposal to resolve to amend the articles Mgmt For For
of association in accordance with the Draft
deed of amendment to the articles of
association (Part V) to delete the share
class M for participants to the Customer
Co-Investment Program and share class A for
the other shareholders. The ordinary shares
M and ordinary shares A shall be converted
into ordinary shares without a specific
letter mark attached to it
5 Proposal to resolve to authorize each Mgmt For For
director of the Company as well as any and
all lawyers and paralegals practicing with
De Brauw Blackstone Westbroek N.V. to
execute the notarial deeds of amendment to
the articles of association
6.a Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company, subject to Supervisory Board
approval, limited to 5% of the issued share
capital at 25 April 2012 from 7 September
2012 through 25 October 2013. Provided that
the General Meeting of Shareholders grants
this new authorization, the corresponding
authorization granted at the AGM held on 25
April 2012 will cease to apply to the
extent not already used
6.b Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (a), subject to approval of the
Supervisory Board, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
6.c Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company, subject to Supervisory Board
approval, limited to 5% of the issued share
capital at 25 April 2012, which 5% can only
be used in connection with or on the
occasion of mergers, acquisitions and/or
(strategic) alliances, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
6.d Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (c), subject to approval of the
Supervisory Board, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
7 Any other business Non-Voting
8 Closing Non-Voting
CMMT RESOLUTIONS 3A, 3B, 4A, 4B, 4C AND 4D WILL Non-Voting
ONLY BE ADOPTED IF RESOLUTION 4E IS
ADOPTED. THE BOARD OF MANAGEMENT WILL ONLY
PROPOSE RESOLUTION 4E IF ALL OTHER
RESOLUTIONS UNDER 3 AND 4 ARE ADOPTED.
RESOLUTION 5 WILL ONLY BE PROPOSED IF
RESOLUTION 4E HAS BEEN ADOPTED.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ASX LIMITED Agenda Number: 704044217
--------------------------------------------------------------------------------------------------------------------------
Security: Q0604U105
Meeting Type: AGM
Meeting Date: 05-Oct-2012
Ticker:
ISIN: AU000000ASX7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4(a), 4(b), 5 AND 6 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (4(a), 4(b), 5 AND
6), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION.
3(a) Re-election of director, Roderic (Rick) Mgmt For For
Holliday-Smith
3(b) Re-election of director, Peter Marriott Mgmt For For
3(c) Re-election of director, Jillian Segal Mgmt For For
3(d) Re-election of director, Peter Warne Mgmt For For
3(e) Election of director, Heather Ridout Mgmt For For
4(a) Approve grant of 2011 performance rights to Mgmt For For
MD and CEO under LTI plan
4(b) Approve grant of 2012 performance rights to Mgmt For For
MD and CEO under LTI plan
5 Remuneration report Mgmt For For
6 Increase cap on non-executive directors' Mgmt For For
remuneration
7 Update to ASX constitution: a. Repealing Mgmt For For
the existing version of article 12.1 and
inserting the following: "The number of
Directors will be not less than seven or
more than fifteen subject to any change
made by resolution of a general meeting of
the Company to the minimum or to the
maximum, which maximum must not be less
than the number of the Directors in office
at that time." b. In article 12.6,
replacing the words "then most recently
fixed in accordance with" with the words
"permitted under"
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933744016
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr Against For
6. LEAD BATTERIES REPORT. Shr Against For
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC, LONDON Agenda Number: 704362956
--------------------------------------------------------------------------------------------------------------------------
Security: G06940103
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0002634946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the Report and Accounts Mgmt For For
2 Approval of the Directors' Remuneration Mgmt For For
Report
3 Authorisation of the payment of the final Mgmt For For
dividend: That the final dividend for the
year ended 31 December 2012 of 11.7 pence
per ordinary share be and is hereby
declared payable on 3 June 2013 to Ordinary
Shareholders whose names appeared on the
Register of Members at the close of
business on 19 April 2013
4 Re-election of director: Paul Anderson Mgmt For For
5 Re-election of director: Harriet Green Mgmt For For
6 Re-election of director: Linda Hudson Mgmt For For
7 Re-election of director: Ian King Mgmt For For
8 Re-election of director: Peter Lynas Mgmt For For
9 Re-election of director: Lee McIntire Mgmt For For
10 Re-election of director: Richard Olver Mgmt For For
11 Re-election of director: Paula Rosput Mgmt For For
Reynolds
12 Re-election of director: Nicholas Rose Mgmt For For
13 Re-election of director: Carl Symon Mgmt For For
14 Reappointment of the Auditors: KPMG Audit Mgmt For For
Plc
15 Authority to agree Auditors' remuneration Mgmt For For
16 Political Donations Mgmt For For
17 Authority to allot new shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own shares Mgmt For For
20 Notice of general meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIVIDEND AMOUNTS IN RES NO.3. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933759017
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
6. STOCKHOLDER PROPOSAL - MULTIPLE BOARD Shr Against For
SERVICE.
7. STOCKHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755463
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt For For
D.J. CARTY Mgmt For For
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt For For
D. MOYO Mgmt For For
B. MULRONEY Mgmt For For
A. MUNK Mgmt For For
P. MUNK Mgmt For For
S.J. SHAPIRO Mgmt For For
J.C. SOKALSKY Mgmt For For
J.L. THORNTON Mgmt For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BILLION EXPRESS INVESTMENTS LTD. Agenda Number: 704191523
--------------------------------------------------------------------------------------------------------------------------
Security: G1273EAA8
Meeting Type: EGM
Meeting Date: 21-Dec-2012
Ticker:
ISIN: XS0546152645
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_149245.PDF
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS Agenda Number: 704300499
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0304/201303041300554.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301103.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements and Mgmt For For
commitments
O.5 Renewal of term of Mr. Yves Gabriel as Mgmt For For
Board member
O.6 Renewal of term of Mr. Patrick Kron as Mgmt For For
Board member
O.7 Renewal of term of Mrs. Colette Lewiner as Mgmt Abstain Against
Board member
O.8 Renewal of term of Mr. Jean Peyrelevade as Mgmt For For
Board member
O.9 Renewal of term of Mr. Francois-Henri Mgmt Abstain Against
Pinault as Board member
O.10 Renewal of term of the company SCDM as Mgmt For For
Board member
O.11 Appointment of Mrs. Rose-Marie Van Mgmt For For
Lerberghe as Board member
O.12 Appointment of Mr. Jean-Paul Chifflet as Mgmt For For
Board member
O.13 Election of Mrs. Sandra Nombret as Board Mgmt For For
member representing employee shareholders
O.14 Election of Mrs. Michele Vilain as Board Mgmt For For
member representing employee shareholders
O.15 Authorization granted to the Board of Mgmt For For
Directors to allow the Company to trade its
own shares
E.16 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares of the
Company
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital while maintaining preferential
subscription rights by issuing shares and
any securities giving immediate and/or
future access to shares of the Company or
of one of its subsidiaries
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts
E.19 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by public offering with
cancellation of preferential subscription
rights by issuing shares and any securities
giving immediate and/or future access to
shares of the Company or of one of its
subsidiaries
E.20 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital through private placement pursuant
to Article L.411-2, II of the Monetary and
Financial Code with cancellation of
preferential subscription rights by issuing
shares and any securities giving immediate
and/or future access to shares of the
Company or of one of its subsidiaries
E.21 Authorization granted to the Board of Mgmt For For
Directors to set the issue price of equity
securities to be issued immediately or in
the future according to the terms
established by the General Meeting, without
preferential subscription rights, by public
offering or through private placement
pursuant to Article L.411-2, II of the
Monetary and Financial Code
E.22 Authorization granted to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of capital
increase with or without preferential
subscription rights
E.23 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital with
cancellation of preferential subscription
rights, in consideration for in-kind
contributions granted to the Company and
comprised of equity securities or
securities giving access to capital of
another company outside of public exchange
offer
E.24 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital with cancellation of preferential
subscription rights, in consideration for
contributions securities in case of public
exchange offer initiated by the Company
E.25 Delegation of authority granted to the Mgmt For For
Board of Directors to issue shares with
cancellation of preferential subscription
rights as a result of the issuance by a
subsidiary of securities giving access to
shares of the Company
E.26 Delegation of authority granted to the Mgmt For For
Board of Directors to issue any securities
entitling to the allotment of debt
securities
E.27 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital with cancellation of preferential
subscription rights in favor of employees
or corporate officers of the Company or
affiliated companies who are members of a
company savings plan
E.28 Authorization granted to the Board of Mgmt For For
Directors to carry out free allocations of
shares existing or to be issued with
cancellation of preferential subscription
rights to employees or corporate officers
of the Company or affiliated companies
E.29 Delegation of authority granted to the Mgmt For For
Board of Directors to issue share
subscription warrants during period of
public offer on shares of the Company
E.30 Authorization granted to the Board of Mgmt For For
Directors to use the various delegations of
authority and authorizations for share
capital increase during period of public
offer on shares of the Company
E.31 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BP PLC, LONDON Agenda Number: 704310870
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Annual Report and Mgmt For For
Accounts
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To re-elect Mr R W Dudley as a Director Mgmt For For
4 To re-elect Mr I C Conn as a Director Mgmt For For
5 To re-elect Dr B Gilvary as a Director Mgmt For For
6 To re-elect Mr P M Anderson as a Director Mgmt For For
7 To re-elect Admiral F L Bowman as a Mgmt For For
Director
8 To re-elect Mr A Burgmans as a Director Mgmt For For
9 To re-elect Mrs C B Carroll as a Director Mgmt For For
10 To re-elect Mr G David as a Director Mgmt For For
11 To re-elect Mr I E L Davis as a Director Mgmt For For
12 To re-elect Professor Dame Ann Dowling as a Mgmt For For
Director
13 To re-elect Mr B R Nelson as a Director Mgmt For For
14 To re-elect Mr F P Nhleko as a Director Mgmt For For
15 To re-elect Mr A B Shilston as a Director Mgmt For For
16 To re-elect Mr C-H Svanberg as a Director Mgmt For For
17 To reappoint Ernst and Young LLP as Mgmt For For
auditors and authorize the Board to fix
their remuneration
18 Special Resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the Company
19 To give limited authority to allot shares Mgmt For For
up to a specified amount
20 Special Resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights
21 Special Resolution: to authorize the Mgmt For For
calling of general meetings (excluding
Annual General Meetings) by notice of at
least 14 clear days
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 933659914
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Annual
Meeting Date: 01-Aug-2012
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENS ALDER Mgmt For For
1B. ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For
1C. ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For
1D. ELECTION OF DIRECTOR: ROHIT KAPOOR Mgmt For For
1E. ELECTION OF DIRECTOR: KAY KOPLOVITZ Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER B. Mgmt For For
LOFGREN
1G. ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD SULPIZIO Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
1J. ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For
1K. ELECTION OF DIRECTOR: RENATO (RON) Mgmt For For
ZAMBONINI
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE CA, INC. 2012 COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933759194
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1C ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1D ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
4 TO APPROVE THE AMENDMENTS TO AND THE Mgmt For For
RESTATEMENT OF THE COMPANY'S EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704289962
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
2.19 Appoint a Director Mgmt For For
2.20 Appoint a Director Mgmt For For
2.21 Appoint a Director Mgmt For For
3 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Current Directors
4 Amend the Compensation to be received by Mgmt For For
Directors
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAP GEMINI SA, PARIS Agenda Number: 704377399
--------------------------------------------------------------------------------------------------------------------------
Security: F13587120
Meeting Type: MIX
Meeting Date: 23-May-2013
Ticker:
ISIN: FR0000125338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0403/201304031301104.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0506/201305061301896.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Regulated agreements Mgmt For For
O.4 Allocation of income and dividend Mgmt For For
O.5 Renewal of term of Mr. Daniel Bernard as Mgmt For For
Board member
O.6 Renewal of term of Mr. Bernard Liautaud as Mgmt For For
Board member
O.7 Renewal of term of Mr. Pierre Pringuet as Mgmt For For
Board member
O.8 Authorization for the implementation of a Mgmt For For
share repurchase program allowing the
Company to repurchase its own shares for an
18-month period within the limit of a
maximum number of shares equal to 10% of
share capital, for a maximum total amount
of EUR 970 million at a maximum price of
EUR 55.00 per share
E.9 Authorization granted to the Board of Mgmt For For
Directors for a 24-month period to cancel
shares repurchased by the Company under
share repurchase programs
E.10 Authorization granted to the Board of Mgmt For For
Directors for an 18-month period to carry
out within the limit of 1% of capital, the
allocation of performance shares existing
or to be issued (and, in this case carrying
full waiver by shareholders of their
preferential subscription rights in favor
of allocation beneficiaries) to employees
of the staff and corporate officers of the
Company and French and foreign subsidiaries
E.11 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933736716
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
5. TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
7. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
9. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
10. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
11. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
12. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
13. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS OF CARNIVAL PLC.
14. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2012 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE FISCAL 2012 COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
16. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2012 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
17. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt For For
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
19. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933809937
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. CALHOUN Mgmt For For
DANIEL M. DICKINSON Mgmt For For
JUAN GALLARDO Mgmt For For
DAVID R. GOODE Mgmt For For
JESSE J. GREENE, JR. Mgmt For For
JON M. HUNTSMAN, JR. Mgmt For For
PETER A. MAGOWAN Mgmt For For
DENNIS A. MUILENBURG Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
WILLIAM A. OSBORN Mgmt For For
CHARLES D. POWELL Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
JOSHUA I. SMITH Mgmt For For
MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shr Against For
MAJORITY VOTE STANDARD.
5. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL - EXECUTIVE STOCK Shr Against For
RETENTION.
7. STOCKHOLDER PROPOSAL - SUSTAINABILITY Shr Against For
MEASURE IN EXECUTIVE COMPENSATION.
8. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
9. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933806866
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 933837695
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTORS: GIL SHWED, MARIUS Mgmt For For
NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID
RUBNER, DR. TAL SHAVIT
2. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt For For
OF KOST, FORER, GABBAY & KASIERER, A MEMBER
OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. APPROVE CHECK POINT'S EXECUTIVE Mgmt For For
COMPENSATION POLICY.
4. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For
EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF
THE BOARD OF DIRECTORS.
5A. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against
PERSONAL INTEREST IN ITEM 3. MARK "FOR" =
YES OR "AGAINST" = NO.
5B. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against
PERSONAL INTEREST IN ITEM 4. MARK "FOR" =
YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr Against For
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr Against For
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr Against For
11. SPECIAL MEETINGS Shr Against For
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD, HONG KONG Agenda Number: 704385372
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0405/LTN20130405025.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0405/LTN20130405021.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE
1 To receive and consider the financial Mgmt For For
statements and the Reports of the Directors
and of the Independent Auditor for the year
ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3ai To re-elect Mr. Tong Jilu as a Director Mgmt For For
3aii To re-elect Mr. Li Fushen as a Director Mgmt For For
3aiii To re-elect Mr. Cesareo Alierta Izuel as a Mgmt Abstain Against
Director
3aiv To re-elect Mr. Cai Hongbin as a Director Mgmt For For
3av To re-elect Mrs. Law Fan Chiu Fun Fanny as Mgmt For For
a Director
3b To authorize the Board of Directors to fix Mgmt For For
the remuneration of the Directors for the
year ending 31 December 2013
4 To appoint KPMG as auditor, and to Mgmt For For
authorise the Board of Directors to fix
their remuneration for the year ending 31
December 2013
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the Company not
exceeding 10% of the aggregate nominal
amount of the existing issued share capital
6 To grant a general mandate to the Directors Mgmt For For
to issue, allot and deal with additional
shares in the Company not exceeding 20% of
the aggregate nominal amount of the
existing issued share capital
7 To extend the general mandate granted to Mgmt For For
the Directors to issue, allot and deal with
shares by the number of shares repurchased
--------------------------------------------------------------------------------------------------------------------------
CIA DE BEBIDAS DAS AMERICAS-AMBEV, SAO PAULO Agenda Number: 704372983
--------------------------------------------------------------------------------------------------------------------------
Security: P0273S127
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: BRAMBVACNPR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM III ONLY. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
DELETION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
I Analysis of the management accounts, with Non-Voting
examination, discussion and voting on the
financial statements related to the fiscal
year ended December 31, 2012
II Allocation of the net profits for the Non-Voting
fiscal year and ratification of the
distribution of interest on own capital and
dividends approved by the board of
directors at meetings held on February 17,
2012, May 30, 2012, September 18, 2012,
December 14, 2012 and February 25, 2013
III Election of the members of the company's Mgmt For For
fiscal council and their respective
alternates
IV Ratification of the amounts paid out as Non-Voting
compensation to the management of the
company during the fiscal year of 2012 and
establishing the overall compensation of
the management and members of the fiscal
council for the fiscal year of 2013
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr Against For
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 933764664
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: CLF
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1B. ELECTION OF DIRECTOR: S.M. CUNNINGHAM Mgmt For For
1C. ELECTION OF DIRECTOR: B.J. ELDRIDGE Mgmt For For
1D. ELECTION OF DIRECTOR: A.R. GLUSKI Mgmt For For
1E. ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For
1F. ELECTION OF DIRECTOR: J.K. HENRY Mgmt For For
1G. ELECTION OF DIRECTOR: J.F. KIRSCH Mgmt For For
1H. ELECTION OF DIRECTOR: F.R. MCALLISTER Mgmt For For
1I. ELECTION OF DIRECTOR: R.K. RIEDERER Mgmt For For
1J. ELECTION OF DIRECTOR: T.W. SULLIVAN Mgmt For For
2. APPROVAL OF AN AMENDMENT TO OUR SECOND Mgmt For For
AMENDED ARTICLES OF INCORPORATION TO ADOPT
MAJORITY VOTING IN UNCONTESTED DIRECTOR
ELECTIONS (IMPLEMENTATION OF THIS PROPOSAL
2 IS CONDITIONED UPON THE APPROVAL OF
PROPOSALS 3 AND 4)
3. APPROVAL OF AN AMENDMENT TO OUR SECOND Mgmt For For
AMENDED ARTICLES OF INCORPORATION TO
ELIMINATE CUMULATIVE VOTING IN DIRECTOR
ELECTIONS (IMPLEMENTATION OF THIS PROPOSAL
3 IS CONDITIONED UPON THE APPROVAL OF
PROPOSALS 2 AND 4)
4. APPROVAL OF AN AMENDMENT TO OUR REGULATIONS Mgmt For For
TO ADD A PROVISION TO ALLOW THE BOARD TO
AMEND THE REGULATIONS TO THE EXTENT
PERMITTED UNDER OHIO LAW (IMPLEMENTATION OF
THIS PROPOSAL 4 IS CONDITIONED UPON THE
APPROVAL OF PROPOSALS 2 AND 3)
5. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION
6. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF CLIFFS
TO SERVE FOR THE 2013 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 703994752
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Aug-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0803/LTN201208031072.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0803/LTN201208031098.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Agreement and the Mgmt For For
transactions contemplated thereunder, as
described in the Notice of Extraordinary
General Meeting dated 3 August 2012
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704120447
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY ARE AVAILABLE BY CLICKING ON THE URL
LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024278.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024289.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve, ratify and confirm the Mgmt For For
Non-exempt Revised Caps, as described in
the Circular of the Company dated 24
October 2012
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933793045
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAUREEN Mgmt For For
BREAKIRON-EVANS
1B. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
1C. ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt For For
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
3. AMENDMENT OF OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO PROVIDE THAT
ALL DIRECTORS ELECTED AT OR AFTER THE 2014
ANNUAL MEETING OF STOCKHOLDERS BE ELECTED
ON AN ANNUAL BASIS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
TO PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
COLOPLAST A/S, HUMLEBAEK Agenda Number: 704169158
--------------------------------------------------------------------------------------------------------------------------
Security: K16018184
Meeting Type: AGM
Meeting Date: 11-Dec-2012
Ticker:
ISIN: DK0010309657
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME SUBCUSTODIANS Non-Voting
IN DENMARK REQUIRE THE SHARES TO BE
REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "5.1 TO 5.6". THANK YOU.
1 To receive the report of the Board of Non-Voting
Directors on the activities of the Company
during the past financial year
2 To present and approve the audited annual Mgmt For For
report
3 To pass a resolution on the distribution of Mgmt For For
profit in accordance with the approved
annual report
4.1.a To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 3(1): To lower the
nominal value per share from DKK 5.00 to
DKK 1.00
4.1.b To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 5(4) : To change the
wording "the Danish Commerce and Companies
Agency" to "the Danish Business Authority"
4.1.c To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 7(1): To change the
wording "the Danish Commerce and Companies
Agency" to "the Danish Business Authority"
4.1.d To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Amendments to the company's Articles of
Association: Article 9(4): Due to the
amendment of Article 3(1), to change the
wording to "Each A share of DKK 1.00 shall
entitle the holder to ten votes, and each B
share of DKK 1.00 shall entitle the holder
to one vote
4.2 To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Capital reduction: To reduce the share
capital by a nominal amount of DKK 5
million of the company's holding of
treasury shares to the effect that these
treasury shares be cancelled
4.3 To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Grant of authority to the company's Board
of Directors to allow the company to
acquire treasury shares representing up to
10% of the company's share capital. The
authority shall be valid until the
company's Annual General Meeting to be held
in 2013
4.4 To consider any resolutions proposed by the Mgmt For For
Board of Directors or shareholders.
Proposals from the Board of Directors:
Extraordinary dividend: To authorise the
Board of Directors to pay extraordinary
dividend in accordance with the rules of
the Danish Companies Act
5.1 To elect members to the Board of Directors. Mgmt For For
The Board of Directors proposes re-election
of the following member: Mr Michael Pram
Rasmussen, Director (Chairman)
5.2 To elect members to the Board of Directors. Mgmt For For
The Board of Directors proposes re-election
of the following member: Mr Niels Peter
Louis-Hansen, BCom (Deputy Chairman)
5.3 To elect members to the Board of Directors. Mgmt For For
The Board of Directors proposes re-election
of the following member: Mr Sven Hakan
Bjorklund, Director
5.4 To elect members to the Board of Directors. Mgmt For For
The Board of Directors proposes re-election
of the following member: Mr Per Magid,
Attorney
5.5 To elect members to the Board of Directors. Mgmt For For
The Board of Directors proposes re-election
of the following member: Mr Brian Petersen,
Director
5.6 To elect members to the Board of Directors. Mgmt For For
The Board of Directors proposes re-election
of the following member: Mr Jorgen
Tang-Jensen, CEO
6 To appoint auditors. The Board of Directors Mgmt For For
proposes the re-appointment of
PricewaterhouseCoopers Statsautoriseret
Revisionspartnerselskab as the company's
auditors
7 Any other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933764842
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
5. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
6. GENDER IDENTITY NON-DISCRIMINATION. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933716954
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BENJAMIN S. CARSON, SR. Mgmt For For
WILLIAM H. GATES Mgmt For For
HAMILTON E. JAMES Mgmt For For
W. CRAIG JELINEK Mgmt For For
JILL S. RUCKELSHAUS Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4 CONSIDERATION OF SHAREHOLDER PROPOSAL TO Shr Against For
ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt For For
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704294355
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0301/201303011300526.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300672.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0403/201304031301056.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and setting the
dividend at EUR 1.45 per share
O.4 Renewal of term of Mr. Franck Riboud as Mgmt For For
Board member
O.5 Renewal of term of Mr. Emmanuel Faber as Mgmt For For
Board member
O.6 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code
O.7 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code entered in by the Company with J.P.
Morgan Group
O.8 Approval of the agreements and commitments Mgmt For For
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Franck Riboud
O.9 Approval of the agreements and commitments Mgmt For For
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Emmanuel Faber
O.10 Setting the amount of attendance allowances Mgmt For For
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to purchase, hold or transfer
shares of the Company
E.12 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares and
securities giving access to capital of the
Company while maintaining shareholders'
preferential subscription rights
E.13 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares of the
Company and securities giving access to
capital of the Company with cancellation of
shareholders' preferential subscription
rights, but with obligation to grant a
priority right
E.14 Delegation of authority to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of capital
increase with cancellation of shareholders'
preferential subscription rights
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares and
securities giving access to capital of the
Company with cancellation of shareholders'
preferential subscription rights in case of
public exchange offer initiated by the
Company
E.16 Delegation of powers to the Board of Mgmt For For
Directors to issue ordinary shares with
cancellation of shareholders' preferential
subscription rights, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital
E.17 Delegation of authority to the Board of Mgmt For For
Directors to increase capital of the
Company by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.18 Delegation of authority to the Board of Mgmt For For
Directors to decide to carry out capital
increases reserved for employees who are
members of a company savings plan and/or
reserved share transfers with cancellation
of shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to carry out allocations of
Company's shares existing or to be issued
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.21 Amendment to Article 5 of the Bylaws of the Mgmt For For
Company in order to extend the term of the
Company
E.22 Amendment to Article 22.II of the Bylaws of Mgmt For For
the Company regarding shareholders
representation
E.23 Amendment to Article 24.I of the Bylaws of Mgmt For For
the Company regarding shareholders
convening
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933646119
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 13-Jul-2012
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1C. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: LAURA CONIGLIARO Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL S. DELL Mgmt For For
1F. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H. ELECTION OF DIRECTOR: GERARD J. KLEISTERLEE Mgmt For For
1I. ELECTION OF DIRECTOR: KLAUS S. LUFT Mgmt For For
1J. ELECTION OF DIRECTOR: ALEX J. MANDL Mgmt For For
1K. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1L. ELECTION OF DIRECTOR: H. ROSS PEROT, JR. Mgmt For For
2. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DELL'S
INDEPENDENT AUDITOR FOR FISCAL 2013
3. APPROVAL, ON AN ADVISORY BASIS, OF DELL'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. APPROVAL OF THE DELL INC. 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN Agenda Number: 704355519
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved annual and Non-Voting
consolidated annual financial statements,
the combined management report of Deutsche
Borse Aktiengesellschaft and the Group as
at 31 December 2012, the report of the
Supervisory Board, the explanatory report
of the Executive Board on disclosures
pursuant to sections 289 (4) and (5), 315
(2) no. 5 and (4) of the German Commercial
Code (Handelsgesetzbuch - HGB) and the
proposal for the use of unappropriated
profits
2. Use of unappropriated profits: The Mgmt Take No Action
Executive Board and the Supervisory Board
propose that the unappropriated profits
disclosed in the approved annual financial
statements as at 31 December 2012 totalling
EUR 400,000,000.00 be used as follows: to
pay a dividend of EUR 2.10 for each share
carrying dividend rights, i. e. EUR
386,508,177.30 in total; and to allocate
EUR 13,491,822.70 to "other retained
earnings". The proposal for the use of
unappropriated profits takes into account
the own shares held either directly or
indirectly by the Company that do not carry
dividend rights in accordance with section
71b of the German Stock Corporation Act
(Aktiengesetz - AktG). The number of shares
carrying dividend rights may change prior
to the Annual General Meeting. In such
cases, the proposal made to the Annual
General Meeting with regard to the use of
unappropriated profits, which shall be
based on an unchanged distribution of EUR
2.10 for each share carrying dividend
rights, shall be adjusted as appropriate
3. Resolution to approve the acts of the Mgmt Take No Action
members of the Executive Board
4. Resolution to approve the acts of the Mgmt Take No Action
members of the Supervisory Board
5. Authorisation to acquire and use own shares Mgmt Take No Action
in accordance with section 71 (1) no. 8 of
the AktG and to exclude subscription rights
and tender rights
6. Authorisation to use derivatives in the Mgmt Take No Action
acquisition of own shares in accordance
with section 71 (1) no. 8 of the AktG and
to exclude subscription rights and tender
rights
7. Amendment of section 6 of the Articles of Mgmt Take No Action
Incorporation
8. Election of the auditor and Group auditor Mgmt Take No Action
for financial year 2013 as well as the
auditor for the review of the condensed
financial statements and the interim
management report for the first half of
financial year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933803086
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2013.
4. REPORT DISCLOSING LOBBYING POLICIES AND Shr Against For
PRACTICES.
5. MAJORITY VOTE STANDARD FOR DIRECTOR Shr Against For
ELECTIONS.
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt For For
5 Re-election of LM Danon as a director Mgmt For For
6 Re-election of Lord Davies as a director Mgmt For For
7 Re-election of BD Holden as a director Mgmt For For
8 Re-election of Dr FB Humer as a director Mgmt For For
9 Re-election of D Mahlan as a director Mgmt For For
10 Re-election of PG Scott as a director Mgmt For For
11 Re-election of HT Stitzer as a director Mgmt For For
12 Re-election of PS Walsh as a director Mgmt For For
13 Election of Ho KwonPing as a director Mgmt For For
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Remuneration of auditor Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933689575
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For
MAY 21, 2012, AMONG EATON CORPORATION,
COOPER INDUSTRIES PLC, NEW EATON
CORPORATION (F/K/A ABEIRON LIMITED),
ABEIRON II LIMITED (F/K/A COMDELL LIMITED),
TURLOCK B.V. AND TURLOCK CORPORATION, AS
AMENDED BY AMENDMENT NO. 1 TO THE
TRANSACTION AGREEMENT, DATED JUNE 22, 2012,
AND APPROVING THE MERGER.
2. APPROVING THE REDUCTION OF CAPITAL OF NEW Mgmt For For
EATON TO ALLOW THE CREATION OF
DISTRIBUTABLE RESERVES OF NEW EATON WHICH
ARE REQUIRED UNDER IRISH LAW IN ORDER TO
ALLOW NEW EATON TO MAKE DISTRIBUTIONS AND
TO PAY DIVIDENDS AND REPURCHASE OR REDEEM
SHARES FOLLOWING COMPLETION OF THE
TRANSACTION.
3. APPROVING, ON AN ADVISORY BASIS, SPECIFIED Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN EATON AND
ITS NAMED EXECUTIVE OFFICERS RELATING TO
THE TRANSACTION AGREEMENT.
4. APPROVING ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For
MEETING, OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933749143
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2013 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For
PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS
MARKET PURCHASES OF COMPANY SHARES.
7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS
TREASURY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr Against For
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933750057
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: W. BISCHOFF Mgmt For For
1C. ELECTION OF DIRECTOR: R.D. HOOVER Mgmt For For
1D. ELECTION OF DIRECTOR: F.G. PRENDERGAST Mgmt For For
1E. ELECTION OF DIRECTOR: K.P. SEIFERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. REAPPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS FOR THE 2002 LILLY STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933748747
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt For For
ORGANIZATION AND BYLAWS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY
LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 703951271
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: MIX
Meeting Date: 16-Jul-2012
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING IDS 100002 AND 101648 DUE TO OGM
AND EGM CHANGED TO MIX MEETING. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_133197.PDF
E.1 Cancellation of Eni treasury shares, Mgmt For For
without reduction of the share capital,
subject to elimination of the par value of
the shares and consequent amendments to
article 5.1 of the By-laws; related and
consequent resolutions
O.1 New buy-back plan of Eni shares; related Mgmt For For
and consequent resolutions
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 704380031
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: OGM
Meeting Date: 10-May-2013
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Eni S.P.A. Financial Statements at December Mgmt For For
31, 2012 related resolutions Eni
Consolidated Financial Statements at
December 31, 2012 reports of the directors,
of the board of statutory auditors and of
the audit firm
2 Allocation of net profit Mgmt For For
3 Remuneration report: Policy on remuneration Mgmt For For
4 Authorisation of buy-back plan of Eni Mgmt For For
shares after first cancelling the previous
buy-back plan authorised by the
shareholders' meeting on July 16, 2012,
with respect to that portion not
implemented related and consequent
resolutions
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_161709.PDF
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINKS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENSIGN ENERGY SERVICES INC. Agenda Number: 933795772
--------------------------------------------------------------------------------------------------------------------------
Security: 293570107
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: ESVIF
ISIN: CA2935701078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS OF THE Mgmt For For
CORPORATION AT NINE (9).
02 DIRECTOR
N. MURRAY EDWARDS Mgmt For For
ROBERT H. GEDDES Mgmt For For
JAMES B. HOWE Mgmt For For
LEN O. KANGAS Mgmt For For
SELBY W. PORTER Mgmt For For
JOHN G. SCHROEDER Mgmt For For
KENNETH J. SKIRKA Mgmt For For
GAIL D. SURKAN Mgmt For For
BARTH E. WHITHAM Mgmt For For
03 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF
THE CORPORATION FOR THE ENSUING FISCAL YEAR
AND THE AUTHORIZATION IN FAVOUR OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933763054
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1C. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED EOG Mgmt For For
RESOURCES, INC. 2008 OMNIBUS EQUITY
COMPENSATION PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 933745195
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE Mgmt For For
1E. ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt For For
1F. ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For
1G. ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For
1H. ELECTION OF DIRECTOR: SUE L. GIN Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. RIDGE Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1P. ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For
2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR
2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE AMENDED & RESTATED EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt Withheld Against
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr Against For
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr Against For
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr Against For
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr Against For
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933752126
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1B ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: ROSEMARY T. BERKERY Mgmt For For
1D ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1E ELECTION OF DIRECTOR: KENT KRESA Mgmt For For
1F ELECTION OF DIRECTOR: DEAN R. O'HARE Mgmt For For
1G ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1H ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
1I ELECTION OF DIRECTOR: NADER H. SULTAN Mgmt For For
2 AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 THE APPROVAL OF OUR AMENDED AND RESTATED Mgmt For For
2008 EXECUTIVE PERFORMANCE INCENTIVE PLAN.
4 THE RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM SA, PARIS Agenda Number: 704354769
--------------------------------------------------------------------------------------------------------------------------
Security: F4113C103
Meeting Type: MIX
Meeting Date: 28-May-2013
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0327/201303271300944.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
RECORD DATE FROM 22 APR TO 22 MAY 2013 AND
RECEIPT OF ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0503/201305031301684.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 as shown in the
financial statements
O.4 Agreements pursuant to Article L.225-38 of Mgmt For For
the Commercial Code - Approval of the
agreement entered in with Thales and Caisse
des Depots et Consignations regarding
Cloudwatt
O.5 Appointment of Fonds Strategique Mgmt For For
d'Investissement as new Board member
O.6 Authorization to be granted to the Board of Mgmt For For
Directors to purchase or transfer shares of
the Company
E.7 Changing the corporate name and Mgmt For For
consequential amendment to Articles 1 and 3
of the bylaws
E.8 Amendment to Article 13 of the bylaws, Mgmt For For
deleting obsolete provisions
E.9 Amendment to point 2 of Article 13 of the Mgmt For For
bylaws, terms for the election of Board
members representing personnel
E.10 Amendment to point 3 of Article 13 of the Mgmt For For
bylaws, terms for the election of the Board
member representing employee shareholders
E.11 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
while maintaining shareholders'
preferential subscription rights
E.12 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
with cancellation of shareholders'
preferential subscription rights through
public offering
E.13 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
with cancellation of shareholders'
preferential subscription rights through an
offer pursuant to Article L.411-2, II of
the Monetary and Financial Code
E.14 Authorization to the Board of Directors to Mgmt For For
increase the number of issuable securities
in case of capital increase
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue shares and securities
giving access to shares with cancellation
of shareholders' preferential subscription
rights, in case of public exchange offer
initiated by the Company
E.16 Delegation of powers to the Board of Mgmt For For
Directors to issue shares and securities
giving access to shares with cancellation
of shareholders' preferential subscription
rights, in consideration for in-kind
contributions granted to the Company and
comprised of equity securities or
securities giving access to capital
E.17 Delegation of powers to the Board of Mgmt For For
Directors to issue shares reserved for
persons having signed a liquidity contract
with the Company as holders of shares or
options to subscribe for shares of the
company Orange Holding S.A, previously
Orange S.A., with cancellation of
shareholders' preferential subscription
rights
E.18 Overall limitation on authorizations Mgmt For For
E.19 Delegation of authority to the Board of Mgmt For For
Directors to increase capital of the
Company by incorporation of reserves,
profits or premiums
E.20 Delegation of authority to the Board of Mgmt For For
Directors to carry out capital increases
reserved for members of savings plans with
cancellation of shareholders' preferential
subscription rights
E.21 Authorization to the Board of Directors to Mgmt For For
reduce capital by cancellation of shares
E.22 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933728947
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 13-Mar-2013
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: RUPERT H. JOHNSON, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1H. ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1J. ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013.
3. STOCKHOLDER PROPOSAL ON GENOCIDE-FREE Shr Against For
INVESTING.
--------------------------------------------------------------------------------------------------------------------------
GDF SUEZ SA, PARIS Agenda Number: 704384344
--------------------------------------------------------------------------------------------------------------------------
Security: F42768105
Meeting Type: MIX
Meeting Date: 23-Apr-2013
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 168611 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINKS:
http://www.journal-officiel.gouv.fr//pdf/20
13/0311/201303111300591.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301066.pdf
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
O.1 Approval of the transactions and annual Mgmt For For
corporate financial statements for the
financial year ended December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend for the financial year 2012
O.4 Approval of the regulated agreements Mgmt For For
pursuant to Article L.225-38 of the
Commercial Code
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
O.6 Ratification of the appointment of Mrs. Mgmt For For
Ann-Kristin Achleitner as Board member
O.7 Appointment of Mr. Jonathan Reynolds as Mgmt For For
Board member representing employee
shareholders pursuant to Article 13.3 2 of
the bylaws
O.8 Appointment of Mrs. Caroline Simon as Board Mgmt For For
member representing employee shareholders
pursuant to Article 13.3 2 of the bylaws
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Given the unfavorable
economic environment, and to minimize the
use of debt while increasing the capacity
of the Group's investment, proposal to
replace the dividend set under the 3rd
resolution by dividends for the financial
year 2012 set at EUR 083 per share,
including the interim dividend of EUR 0.83
per share already paid on October 25, 2012
E.9 Delegation of authority to the Board of Mgmt For For
Directors to decide to increase share
capital by issuing shares with cancellation
of preferential subscription rights in
favor of employees participating in GDF
SUEZ Group savings plans
E.10 Delegation of authority to the Board of Mgmt For For
Directors to decide to increase share
capital by issuing shares with cancellation
of preferential subscription rights in
favor of any entities formed within the
framework of the implementation of the GDF
SUEZ Group International Employee Share
Ownership
E.11 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocations of
existing shares of the Company to employees
of the Company and employees and corporate
officers of the companies of the Group
(with the exception of corporate officers
of the Company)
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocations of
existing shares of the Company to some
employees of the Company and some employees
and corporate officers of affiliated
companies or groups(with the exception of
corporate officers of the Company)
E.13 Amendment to Article 13.3 1 of the bylaws Mgmt For For
(Composition of the Board of Directors)
E.14 Powers to carry out decisions of the Mgmt For For
General Meeting and legal formalities
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 933770073
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 02-May-2013
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JOHN P. BELL Mgmt For For
BEVERLEY A. BRISCOE Mgmt For For
PETER J. DEY Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
CHARLES A. JEANNES Mgmt For For
P. RANDY REIFEL Mgmt For For
A. DAN ROVIG Mgmt For For
IAN W. TELFER Mgmt For For
BLANCA TREVINO Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP, INDEPENDENT REGISTERED CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
C A RESOLUTION APPROVING CERTAIN AMENDMENTS Mgmt For For
TO THE RESTRICTED SHARE UNIT PLAN OF THE
COMPANY;
D A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt For For
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HARVEY NORMAN HOLDINGS LTD Agenda Number: 704111967
--------------------------------------------------------------------------------------------------------------------------
Security: Q4525E117
Meeting Type: AGM
Meeting Date: 27-Nov-2012
Ticker:
ISIN: AU000000HVN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
1 To receive the Company's Financial Report Mgmt For For
for 30 June 2012
2 To adopt the Remuneration Report for 30 Mgmt For For
June 2012
3 To declare a dividend as recommended by the Mgmt For For
Board
4 That Michael John Harvey, a Director who Mgmt For For
retires by rotation at the close of the
meeting in accordance with Article 63A of
the Constitution of the Company and being
eligible, be re-elected as a Director of
the Company
5 That Ian John Norman, a Director who Mgmt For For
retires by rotation at the close of the
meeting in accordance with Article 63A of
the Constitution of the Company and being
eligible, be re-elected as a Director of
the Company
6 That Chris Mentis, a Director who retires Mgmt For For
by rotation at the close of the meeting in
accordance with Article 63A of the
Constitution of the Company and being
eligible, be re-elected as a Director of
the Company
7 That Christopher Herbert Brown, a Director Mgmt For For
who retires by rotation at the close of the
meeting in accordance with Article 63A of
the Constitution of the Company and being
eligible, be re-elected as a Director of
the Company
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933739368
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr Against For
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr Against For
IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt For For
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt For For
3.d To elect J B Comey a Director Mgmt For For
3.e To re-elect J D Coombe a Director Mgmt For For
3.f To re-elect J Faber a Director Mgmt For For
3.g To re-elect R A Fairhead a Director Mgmt For For
3.h To elect R Fassbind a Director Mgmt For For
3.i To re-elect D J Flint a Director Mgmt For For
3.j To re-elect S T Gulliver a Director Mgmt For For
3.k To re-elect J W J Hughes-Hallett a Director Mgmt For For
3.l To re-elect W S H Laidlaw a Director Mgmt For For
3.m To re-elect J P Lipsky a Director Mgmt For For
3.n To re-elect J R Lomax a Director Mgmt For For
3.o To re-elect I J Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt For For
3.q To re-elect J L Thornton a Director Mgmt For For
4 To reappoint the Auditor at remuneration to Mgmt For For
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LIMITED Agenda Number: 933827149
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 15-Jun-2013
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO RECEIVE, CONSIDER AND ADOPT THE BALANCE Mgmt For
SHEET AS AT MARCH 31, 2013, THE STATEMENT
OF THE PROFIT AND LOSS ACCOUNT FOR THE YEAR
ENDED ON THAT DATE AND THE REPORT OF THE
DIRECTORS AND AUDITORS THEREON.
O2. TO DECLARE THE FINAL DIVIDEND FOR THE Mgmt For
FINANCIAL YEAR ENDED MARCH 31, 2013.
O3. TO APPOINT A DIRECTOR IN PLACE OF S.D. Mgmt For
SHIBULAL, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O4. TO APPOINT A DIRECTOR IN PLACE OF SRINATH Mgmt For
BATNI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O5. TO APPOINT A DIRECTOR IN PLACE OF DEEPAK M. Mgmt For
SATWALEKAR, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O6. TO APPOINT A DIRECTOR IN PLACE OF DR. OMKAR Mgmt Abstain
GOSWAMI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O7. TO APPOINT A DIRECTOR IN PLACE OF R. Mgmt For
SESHASAYEE, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O8. TO APPOINT AUDITORS TO HOLD OFFICE FROM THE Mgmt For
CONCLUSION OF THIS AGM UNTIL THE CONCLUSION
OF THE NEXT AGM AND TO FIX THEIR
REMUNERATION AND TO PASS THE FOLLOWING
RESOLUTION THEREOF.
S9. TO APPOINT LEO PURI AS DIRECTOR, LIABLE TO Mgmt For
RETIRE BY ROTATION .
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC. Agenda Number: 933817782
--------------------------------------------------------------------------------------------------------------------------
Security: 45865V100
Meeting Type: Special
Meeting Date: 03-Jun-2013
Ticker: ICE
ISIN: US45865V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF MARCH 19,
2013, BY AND AMONG NYSE EURONEXT,
INTERCONTINENTALEXCHANGE, INC.,
INTERCONTINENTALEXCHANGE GROUP, INC.,
BRAVES MERGER SUB, INC. AND BASEBALL MERGER
SUB, LLC (THE "MERGER" PROPOSAL).
2A. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: THE APPROVAL PROVISIONS
RELATED TO THE AMOUNT AND CLASSES OF
AUTHORIZED STOCK
2B. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: THE APPROVAL OF PROVISIONS
RELATED TO LIMITATIONS ON OWNERSHIP AND
VOTING OF INTERCONTINENTALEXCHANGE GROUP,
INC. COMMON STOCK.
2C. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: THE APPROVAL OF PROVISIONS
RELATED TO THE DISQUALIFICATION OF OFFICERS
AND DIRECTORS AND CERTAIN POWERS OF THE
BOARD OF DIRECTORS.
2D. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: APPROVAL OF PROVISIONS
RELATED TO CONSIDERATIONS OF THE BOARD OF
DIRECTORS.
2E. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: APPROVAL OF PROVISIONS
RELATED TO AMENDMENTS TO THE
INTERCONTINENTALEXCHANGE GROUP, INC.
CERTIFICATE OF INCORPORATION.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING OF STOCKHOLDERS OF
INTERCONTINENTALEXCHANGE, INC.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG, ZUERICH Agenda Number: 704026702
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: EGM
Meeting Date: 19-Sep-2012
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 115043,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Creation of authorized share capital for Mgmt Take No Action
the purpose of the partial financing of the
acquisition of the International Wealth
Management business of Bank of America
Merrill Lynch outside the Unites States
2 Ad-hoc Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG, ZUERICH Agenda Number: 704343540
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 170808 DUE TO SPLITTING OF
RESOLUTION 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150296,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Annual report, financial statements and Mgmt For For
group accounts 2012
1.2 Advisory vote on the remuneration report Mgmt For For
2012
2 Appropriation of disposable profit, Mgmt For For
dissolution and distribution of 'share
premium reserve/capital contribution
reserve
3 Discharge of the members of the board of Mgmt For For
directors and of the executive board
4.1.1 Re-election to the board of directors: Mr Mgmt For For
Daniel J. Sauter
4.1.2 Re-election to the board of directors: Mrs Mgmt For For
Claire Giraut
4.1.3 Re-election to the board of directors: Mr Mgmt For For
Gilbert Achermann
4.1.4 Re-election to the board of directors: Mr Mgmt For For
Andreas Amschwand
4.1.5 Re-election to the board of directors: Mr Mgmt Abstain Against
Leonhard H. Fischer
4.1.6 Re-election to the board of directors: Mr Mgmt For For
Gareth Penny
5 Re-election of the auditors / KPMG AG, Mgmt For For
Zurich
6 Ad-hoc Mgmt For Against
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 704538238
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 704538149
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Giving the Board of Directors the Authority Mgmt For For
to Issue Stock Acquisition Rights as
Stock-Based Remuneration to Employees of
the Company and Directors of Major
Subsidiaries of the Company
--------------------------------------------------------------------------------------------------------------------------
KRONES AG, NEUTRAUBLING Agenda Number: 704489788
--------------------------------------------------------------------------------------------------------------------------
Security: D47441171
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: DE0006335003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING 29.05.2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
04.06.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the ratified annual Non-Voting
financial statements and the approved
consolidated financial statements together
with the management reports for Krones
Aktiengesellschaft (hereinafter Krones AG)
and the Krones Group for the financial year
2012, the Executive Board's proposal for
the appropriation of retained earnings, the
report of the Supervisory Board on the
financial year 2012, and the explanatory
report on the disclosures pursuant to
Section 289 (4) and 315 (4) of the German
Commercial Code (HGB)
2. The Executive Board and the Supervisory Mgmt For For
Board propose that the retained earnings of
EUR 74,039,625.73 for the financial year
2012 be appropriated as follows: Dividend
of EUR 0.75 per ordinary share entitled to
dividends 23,694,804.00; Amount brought
forward to new account 50,344,821.73;
Retained earnings 74,039,625.73
3. Resolution to ratify the acts of the Mgmt For For
members of the Executive Board in the
financial year 2012
4. Resolution to ratify the acts of the Mgmt For For
members of the Supervisory Board in the
financial year 2012
5. Resolution to amend the articles of Mgmt For For
association with respect to company
announcements
6. Resolution to amend the articles of Mgmt For For
association with respect to investment and
ownership transfer provisions, special
advantages, and start-up costs
7. Resolution on the appointment of the Mgmt For For
independent auditor for the annual
financial statements and the consolidated
financial statements for the financial year
2013: KPMG Bayerische Treuhandgesellschaft
AG, Regensburg
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 933807387
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHELDON G. ADELSON Mgmt For For
IRWIN CHAFETZ Mgmt For For
VICTOR CHALTIEL Mgmt For For
CHARLES A. KOPPELMAN Mgmt For For
2. TO APPROVE THE PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE COMPANY'S 2004 EQUITY AWARD PLAN.
3. TO APPROVE THE PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE COMPANY'S EXECUTIVE CASH INCENTIVE
PLAN.
4. TO CONSIDER AND ACT UPON AN ADVISORY Mgmt For For
(NON-BINDING) PROPOSAL ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL SA, APPLES Agenda Number: 703988266
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: AGM
Meeting Date: 05-Sep-2012
Ticker:
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935359,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Accept financial statements and statutory Mgmt Take No Action
reports
2 Advisory vote to ratify named executive Mgmt Take No Action
officers compensation
3.1 Appropriation of retained earnings Mgmt Take No Action
3.2 Approve dividends of CHF 0.81 per share Mgmt Take No Action
from capital contribution reserves
4 Approve cancellation of capital Mgmt Take No Action
authorization
5 Amend Omnibus Stock Plan Mgmt Take No Action
6 Authorize repurchase of more than ten Mgmt Take No Action
percent of issued share capital
7 Approve discharge of board and senior Mgmt Take No Action
management
8 Declassify the board of directors Mgmt Take No Action
9.1 Re-elect Erh-Hsun Chang as director Mgmt Take No Action
9.2 Re-elect Kee-Lock Chua as director Mgmt Take No Action
9.3 Re-elect Didier Hirsch as director Mgmt Take No Action
10 Ratify PricewaterhouseCoopers SA as Mgmt Take No Action
auditors
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 9.2 AND
10. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION Agenda Number: 933759651
--------------------------------------------------------------------------------------------------------------------------
Security: 56501R106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: MFC
ISIN: CA56501R1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. CARON Mgmt For For
JOHN M. CASSADAY Mgmt For For
SUSAN F. DABARNO Mgmt For For
RICHARD B. DEWOLFE Mgmt For For
SHEILA S. FRASER Mgmt For For
DONALD A. GULOIEN Mgmt For For
SCOTT M. HAND Mgmt For For
ROBERT J. HARDING Mgmt For For
LUTHER S. HELMS Mgmt For For
TSUN-YAN HSIEH Mgmt For For
DONALD R. LINDSAY Mgmt For For
LORNA R. MARSDEN Mgmt For For
JOHN R.V. PALMER Mgmt For For
C. JAMES PRIEUR Mgmt For For
ANDREA S. ROSEN Mgmt For For
LESLEY D. WEBSTER Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
03 ADVISORY RESOLUTION ACCEPTING APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933809761
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1G. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1H. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1J. ELECTION OF DIRECTOR: MARK SCHWARTZ Mgmt For For
1K. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933781999
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1D. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2013.
4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL REPORT ON EXECUTIVE
COMPENSATION, IF PRESENTED.
5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN EXECUTIVE STOCK RETENTION
POLICY, IF PRESENTED.
6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A HUMAN RIGHTS REPORT, IF
PRESENTED.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A NUTRITION REPORT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933668040
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 23-Aug-2012
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY VOTE
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 TO APPROVE THE PROXY ACCESS SHAREHOLDER Shr Against For
PROPOSAL.
6 TO APPROVE ADOPTION OF A SIMPLE MAJORITY Shr Against For
SHAREHOLDER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933782319
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING Shr Against For
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr Against For
SHAREOWNER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933758368
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1.4 ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1.6 ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1.7 ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1.8 ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933746440
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. BRATTON Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1F. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1H. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL RE: ENCOURAGE Shr Against For
SUPPLIER(S) TO PUBLISH AN ANNUAL
SUSTAINABILITY REPORT.
5. STOCKHOLDER PROPOSAL RE: POLITICAL Shr Against For
DISCLOSURE AND ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 704321532
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151749,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2012
1.2 Acceptance of the Compensation Report 2012 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2012
4.1.1 Re-elections to the Board of Directors: Mr. Mgmt For For
Peter Brabeck-Letmathe
4.1.2 Re-elections to the Board of Directors: Mr. Mgmt For For
Steven G. Hoch
4.1.3 Re-elections to the Board of Directors: Ms. Mgmt For For
Titia de Lange
4.1.4 Re-elections to the Board of Directors: Mr. Mgmt For For
Jean-Pierre Roth
4.2 Election to the Board of Directors Ms. Eva Mgmt For For
Cheng
4.3 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
CMMT IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Non-Voting
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: 1 OPTION EITHER 5.A,
5.B OR 5.C NEED TO BE INSTRUCTED (WITH YES)
TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE
IN THE EVENT OF NEW OR MODIFIED PROPOSALS
5.A MANAGEMENT RECOMMENDS A FOR VOTE ON THIS Shr No vote
PROPOSAL: Vote in accordance with the
proposal of the Board of Directors
5.B Vote against the proposal of the Board of Shr No vote
Directors
5.C Abstain Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704062912
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Gerard Michael Bond as a Mgmt For For
Director
2.b Re-election of Mr Vince Gauci as a Director Mgmt For For
3 Adoption of Remuneration Report (advisory Mgmt For For
only)
--------------------------------------------------------------------------------------------------------------------------
NEXANS, PARIS Agenda Number: 704460132
--------------------------------------------------------------------------------------------------------------------------
Security: F65277109
Meeting Type: MIX
Meeting Date: 14-May-2013
Ticker:
ISIN: FR0000044448
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 181519 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301142.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0426/201304261301587.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
TEXT OF COMMENT. THANK YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012-Management
report-Discharge of duties to Board members
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
and setting the dividend
O.4 Renewal of term of as Mr. Jerome Gallot as Mgmt For For
Board member
O.5 Renewal of term of as Mr. Francisco Perez Mgmt Abstain Against
Mackenna as Board member
O.6 Approval of regulated agreements between Mgmt For For
the Company and Madeco
O.7 Approval of regulated agreements between Mgmt For For
the Company and BNP Paribas
O.8 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.9 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out free
allocations of shares existing or to be
issued, under performance conditions set by
the Board of Directors to employees and
corporate officers of the Group or to some
of them with cancellation of preferential
subscription rights within the limit of a
nominal amount of Euros 260,000
E.10 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out free
allocations of shares existing or to be
issued to employees or to some of them with
cancellation of preferential subscription
rights within the limit of a nominal amount
of Euros 15,000
E.11 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares or
securities giving access to capital
reserved for members of savings plans with
cancellation of preferential subscription
rights in favor of the latter within the
limit of Euros 400,000
O.12 Powers to carry out all legal formalities Mgmt For For
O.13 PLEASE NOTE THAT THIS IS A SHAREHOLDER Mgmt Abstain Against
PROPOSAL AGREED BY THE BOARD: (Approved by
the Board of Directors during the meeting
held on April 11, 2013): Appointment of Mr.
Andronico Luksic Craig as Director
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 704578559
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933789250
--------------------------------------------------------------------------------------------------------------------------
Security: H5833N103
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: NE
ISIN: CH0033347318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. CAWLEY Mgmt For For
GORDON T. HALL Mgmt For For
ASHLEY ALMANZA Mgmt For For
2. APPROVAL OF THE 2012 ANNUAL REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2012 AND THE
STATUTORY FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2012
3. APPROVAL OF DIVIDEND PAYMENT FUNDED FROM Mgmt For For
CAPITAL CONTRIBUTION RESERVE IN THE AMOUNT
OF USD $1.00 PER SHARE
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013 AND THE ELECTION OF
PRICEWATERHOUSECOOPERS AG AS STATUTORY
AUDITOR FOR A ONE-YEAR TERM
5. APPROVAL OF THE DISCHARGE OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
OFFICERS OF THE COMPANY UNDER SWISS LAW FOR
FISCAL YEAR 2012
6. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
7. APPROVAL OF AN EXTENSION OF BOARD AUTHORITY Mgmt For For
TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL
APRIL 25, 2015
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORP, ESPOO Agenda Number: 704323435
--------------------------------------------------------------------------------------------------------------------------
Security: X61873133
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: FI0009000681
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the Meeting Non-Voting
2 Matters of order for the Meeting Non-Voting
3 Election of the persons to confirm the Non-Voting
minutes and to verify the counting of votes
4 Recording the legal convening of the Non-Voting
Meeting and quorum
5 Recording the attendance at the Meeting and Non-Voting
adoption of the list of votes
6 Presentation of the Annual Accounts, the Non-Voting
review by the Board of Directors and the
Auditor's report for the year 2012 - Review
by the President and CEO
7 Adoption of the Annual Accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend: The Board proposes to the Annual
General Meeting that no dividend be paid
for the fiscal year 2012
9 Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability
10 Resolution on the remuneration of the Mgmt For For
members of the Board of Directors
11 Resolution on the number of members of the Mgmt For For
board of directors boards corporate
governance and nomination committee
proposes that the number of board members
be Ten(10)
12 Election of members of the Board of Mgmt For For
Directors: The Board's Corporate Governance
and Nomination Committee proposes to the
Annual General Meeting that the following
current Nokia Board members be re-elected
as members of the Board for a term ending
at the Annual General Meeting in 2014:
Bruce Brown, Stephen Elop, Henning
Kagermann, Jouko Karvinen, Helge Lund,
Marten Mickos, Elizabeth Nelson, Risto
Siilasmaa and Kari Stadigh. In addition,
the Committee proposes that Elizabeth
Doherty, the Chief Financial Officer of
Reckitt Benckiser Group plc until March 15,
2013, be elected as a new member of the
Board for the same term
13 Resolution on the remuneration of the Mgmt For For
Auditor
14 The Board's Audit Committee proposes to the Mgmt For For
Annual General Meeting that
PricewaterhouseCoopers Oy be re-elected as
the auditor of the Company for the fiscal
year 2013
15 Authorizing the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares
16 Authorization to the Board of Directors to Mgmt For For
resolve on the issuance of shares and
special rights entitling to shares
17 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE,LTD. Agenda Number: 704561453
--------------------------------------------------------------------------------------------------------------------------
Security: J5900F106
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3762800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704248803
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2013
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151755,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
A.1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2012: Under this item,
the Board of Directors proposes approval of
the Annual Report the Financial Statements
of Novartis AG and the Group Consolidated
Financial Statements for the Business Year
2012
A.2 Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee: Under this item, the Board of
Directors proposes discharge from liability
of its members and those of the Executive
Committee for the business year 2012
A.3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
Under this item, the Board of Directors
proposes to use the available earnings of
Novartis AG of 2012 for the purpose of
distributing a gross dividend of CHF 2.30
per share as follows This will result in a
payout ratio of 65% of the Group's
consolidated net income expressed in
USD.(as specified) Payout ratio is
calculated by converting into USD the
proposed total gross dividend amount in CHF
at the CHF-USD exchange rate of December
31, 2012 based on an estimated number of
shares outstanding on dividend payment date
and dividing it by the USD consolidated net
income attributable to shareholders of
Novartis AG based on the 2012 Novartis
Group consolidated financial statements. No
dividend will be declared on treasury
shares held by Novartis AG and certain
other treasury shares held by other Group
companies
A.4 Consultative Vote on the Compensation Mgmt For For
System: Under this item, the Board of
Directors proposes that the newly proposed
Compensation System of Novartis be endorsed
(non-binding consultative vote)
A.5.1 Election of Verena A. Briner, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Verena A. Briner, M.D., for
a three-year term
A.5.2 Election of Joerg Reinhardt, Ph.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Joerg Reinhardt Ph.D., for
a term of office beginning on August 1,
2013 and ending on the day of the Annual
General Meeting in 2016
A.5.3 Election of Charles L. Sawyers, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Charles L. Sawyers, M.D.,
for a three-year term
A.5.4 Election of William T. Winters: Under this Mgmt For For
item, the Board of Directors proposes the
election of William T. Winters for a
three-year term
A.6 Appointment of the Auditor: Under this Mgmt For For
item, the Board of Directors proposes the
re-election of PricewaterhouseCoopers AG as
auditor of Novartis AG for one year
B If additional and/or counter-proposals are Mgmt Abstain For
proposed at the Annual General Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION A.3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704278476
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF Non-Voting
SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES
TO BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
2 Adoption of the audited Annual Report 2012 Mgmt For For
3.1 Approve remuneration of directors for 2012 Mgmt For For
in the aggregate amount of DKK 9.4 million
3.2 Approve remuneration of directors for 2013 Mgmt For For
in the amount of DKK 1.5 million for
chairman, DKK 1 million for vice chairman,
and base amount of DKK 500,000 for other
members approve remuneration for committee
work
4 Approve allocation of income and dividends Mgmt For For
of DKK 18 per share
5.1 The Board of Directors proposes election of Mgmt For For
Goran Ando as chairman
5.2 The Board of Directors proposes election of Mgmt For For
Jeppe Christiansen as vice chairman
5.3.a Election of other members to the Board of Mgmt For For
Directors: Bruno Angelici
5.3.b Election of other members to the Board of Mgmt For For
Directors: Henrik Gurtler
5.3.c Election of other members to the Board of Mgmt For For
Directors: Liz Hewitt
5.3.d Election of other members to the Board of Mgmt For For
Directors: Thomas Paul Koestler
5.3.e Election of other members to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
auditor
7.1 Proposals from the Board of Directors: Mgmt For For
Reduction of the Company's B share capital
from DKK 452,512,800 to DKK 442,512,800
7.2 Proposals from the Board of Directors: Mgmt For For
approve creation of up to DKK 78 million
pool of capital with or without pre-emptive
rights
7.3 Proposals from the Board of Directors: Mgmt For For
Authorisation of the Board of Directors to
allow the Company to repurchase own shares
7.4 Proposals from the Board of Directors: Mgmt For For
Adoption of revised Remuneration Principles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 3.1, 3.2, 4
AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 704574563
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Reduction of Capital Reserve and Mgmt For For
Legal Reserve
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PETROLEUM GEO-SERVICES ASA, LYSAKER Agenda Number: 704443489
--------------------------------------------------------------------------------------------------------------------------
Security: R69628114
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: NO0010199151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Approval of the calling notice and agenda Mgmt Take No Action
2 Election of person to countersign the Mgmt Take No Action
minutes
3 Approval of the directors' report and Mgmt Take No Action
financial statements of Petroleum
Geo-Services ASA and the group for 2012
4 Approval of dividends for 2012: NOK 1.65 Mgmt Take No Action
per share is paid as dividend for 2012,
constituting an aggregate dividend payment
of NOK 359,369,995. The dividend will be
paid to those who are shareholders at end
of trading on 14 May 2013, and the shares
will be trading exclusive dividend rights
as of 15 May 2013
5 Approval of the auditor's fee for 2012 Mgmt Take No Action
6.1 Election of board of director: Francis Mgmt Take No Action
Robert Gugen (Chairperson)
6.2 Election of board of director: Harald Mgmt Take No Action
Norvik (Vice Chairperson)
6.3 Election of board of director: Daniel J. Mgmt Take No Action
Piette
6.4 Election of board of director: Holly Van Mgmt Take No Action
Deursen
6.5 Election of board of director: Annette Malm Mgmt Take No Action
Justad
6.6 Election of board of director: Carol Bell Mgmt Take No Action
6.7 Election of board of director: Ingar Skaug Mgmt Take No Action
7.1 Nomination Committee - Election of member: Mgmt Take No Action
Roger O'Neil (Chairperson)
7.2 Nomination Committee - Election of member: Mgmt Take No Action
C. Maury Devine
7.3 Nomination Committee - Election of member: Mgmt Take No Action
Hanne Harlem
8.1 Approval of the board members' and Mgmt Take No Action
nomination committee members' fees: Motion
to approve board members and nomination
committee members' fees
8.2 Approval of the board members' and Mgmt Take No Action
nomination committee members' fees: Motion
to approve the principles for the
shareholder elected board members' fees for
the period 14 May 2013 to the annual
general meeting 2014
8.3 Approval of the board members' and Mgmt Take No Action
nomination committee members' fees: Motion
to approve the principles for the fees for
the members of the nomination committee for
the period 14 May 2013 to the annual
general meeting 2014
9 Authorization to acquire treasury shares Mgmt Take No Action
10 Statement from the board regarding Mgmt Take No Action
remuneration principles for senior
executives
11 Approval of performance based restricted Mgmt Take No Action
stock plan
12.1 Motion to authorize the company's board of Mgmt Take No Action
directors to increase the share capital:
General authorization to issue new shares
12.2 Motion to authorize the company's board of Mgmt Take No Action
directors to increase the share capital:
Authorization to issue new shares in
connection with existing share option
programs
13 Motion to authorize the company's board of Mgmt Take No Action
directors to issue convertible loans
14 Indemnification of board of directors and Mgmt Take No Action
CEO
15 Change of the company's articles of Mgmt Take No Action
association: With effect from 16 August
2013 section4 of the Company's Article of
Association shall be amended from: The
Company's domicile shall be in Baerum
Municipality. To: The Company's domicile
shall be in Oslo Municipality
16 Corporate governance statement Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933754182
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1D. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1E. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933753560
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREG C. GARLAND Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN E. LOWE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2013.
3. PROPOSAL TO APPROVE ADOPTION OF THE 2013 Mgmt For For
OMNIBUS STOCK AND PERFORMANCE INCENTIVE
PLAN OF PHILLIPS 66.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
5. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PORSCHE AUTOMOBIL HOLDING SE, STUTTGART Agenda Number: 704333638
--------------------------------------------------------------------------------------------------------------------------
Security: D6240C122
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: DE000PAH0038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 09 APR 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements as well
as the combined management report for the
company and the corporate group, the
proposal of the executive board for the
application of the balance sheet profit and
the report of the supervisory board for the
fiscal year 2012 (1 January 2012 through 31
December 2012)
2. Application of the balance sheet profit: Non-Voting
The executive board and the supervisory
board propose to use the balance sheet
profit of EUR 744,180,474.26 realized in
the fiscal year 2012 as follows:
Distribution to the shareholders:
Distribution of a dividend of EUR 2.004 per
ordinary share, on the basis of 153,125,000
ordinary shares, this amounts to EUR
306,862,500.00. Distribution of a dividend
of EUR 2.010 per preferred share, on the
basis of 153,125,000 preferred shares, this
amounts to EUR 307,781,250.00. Allocation
to the profit reserves EUR 129,536,724.26.
Balance sheet profit EUR 744,180,474.26
3. Exoneration of the members of the executive Non-Voting
board
4. Exoneration of the members of the Non-Voting
supervisory board
5.a Election of the auditor for the fiscal year Non-Voting
2013 and for the audit-like review of the
financial report for the first half of
2013: Based on the recommendation of the
audit committee, the supervisory board
proposes to elect Ernst & Young GmbH
Wirtschaftsprufungsgesellschaft, Stuttgart,
as the auditor for the fiscal year 2013
5.b Election of the auditor for the fiscal year Non-Voting
2013 and for the audit-like review of the
financial report for the first half of
2013: Based on the recommendation of the
audit committee, the supervisory board
proposes to elect Ernst & Young GmbH
Wirtschaftsprufungsgesellschaft, Stuttgart,
as the auditor for the audit-like review of
the condensed financial statements and the
interim management report as parts of the
half-year financial report as of 30 June
2013
6.a Election to the supervisory board: Dr. Non-Voting
Wolfgang Porsche
6.b Election to the supervisory board: Prof. Non-Voting
Dr. Ulrich Lehner
6.c Election to the supervisory board: Prof. Non-Voting
Dr. Ferdinand K. Piech
6.d Election to the supervisory board: Dr. Hans Non-Voting
Michel Piech
6.e Election to the supervisory board: Dr. Non-Voting
Ferdinand Oliver Porsche
6.f Election to the supervisory board: Sheikh Non-Voting
Jassim Bin Abdulaziz Bin Jassim Al-Thani
7. Approval of a Domination and Profit and Non-Voting
Loss Transfer Agreement with Porsche
Beteiligung GmbH as the controlled company
8.a Amendments to the articles of association: Non-Voting
Art. 11 para. (4) sentence 4 of the
articles of association is restated as
follows: "A resolution of the supervisory
board can be adopted also in a telephone or
video conference or outside of a meeting in
votes transmitted by writing,
telephonically or in the form of text if no
member of the supervisory board objects or
if the chairman of the supervisory board
has determined this procedure."
8.b Amendments to the articles of association: Non-Voting
In Art. 11 para. (8) of the articles of
association, the word "participate"
(beteiligen) is supposed to be supplemented
with the words "by casting yes or no votes"
so that this paragraph reads as follows: "A
member of the supervisory board cannot
participate by casting yes or no votes when
voting on an item on the agenda if the
resolution relates to engaging in a
transaction with that member or initiating
a legal dispute between that member and the
company."
8.c Amendments to the articles of association: Non-Voting
Art. 13 of the articles of association is
completely struck. The previous Art. 14 to
25 of the articles of association become
Art. 13 to 24. The numbering of these
provisions in the articles of association
is adjusted accordingly. The reference in
Art. 5 para. (2) of the articles of
association to Art. 23 of the articles of
association is adjusted to Art. 22 of the
articles of association in accordance with
the new numbering
--------------------------------------------------------------------------------------------------------------------------
POWER FINANCIAL CORPORATION Agenda Number: 933780098
--------------------------------------------------------------------------------------------------------------------------
Security: 73927C100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: POFNF
ISIN: CA73927C1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC A. BIBEAU Mgmt For For
ANDRE DESMARAIS Mgmt For For
THE HON. PAUL DESMARAIS Mgmt Withheld Against
PAUL DESMARAIS, JR. Mgmt Withheld Against
GERALD FRERE Mgmt For For
ANTHONY R. GRAHAM Mgmt For For
ROBERT GRATTON Mgmt Withheld Against
V. PETER HARDER Mgmt For For
R. JEFFREY ORR Mgmt For For
J. DAVID A. JACKSON Mgmt For For
LOUISE ROY Mgmt For For
RAYMOND ROYER Mgmt For For
EMOKE J.E. SZATHMARY Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933805080
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,400,000 SHARES AND CERTAIN OTHER
AMENDMENTS TO THE PLAN.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL REQUESTING THAT THE
COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY
LIMITING THE ACCELERATION OF VESTING OF
EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES
IN THE EVENT OF A CHANGE IN CONTROL OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933771289
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GASTON CAPERTON Mgmt For For
1D. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1H. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1I. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1J. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1K. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING WRITTEN Shr Against For
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 704326998
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Annual report Mgmt For For
2 Approval of the Remuneration report Mgmt For For
3 To re-elect Robert Brown as a director Mgmt For For
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Jan du Plessis as a director Mgmt For For
6 To re-elect Guy Elliott as a director Mgmt For For
7 To re-elect Michael Fitzpatrick as a Mgmt For For
director
8 To re-elect Ann Godbehere as a director Mgmt For For
9 To re-elect Richard Goodmanson as a Mgmt For For
director
10 To re-elect Lord Kerr as a director Mgmt For For
11 To re-elect Chris Lynch as a director Mgmt For For
12 To re-elect Paul Tellier as a director Mgmt For For
13 To re-elect John Varley as a director Mgmt For For
14 To re-elect Sam Walsh as a director Mgmt For For
15 Re-appointment of auditors: To re-appoint Mgmt For For
PricewaterhouseCoopers LLP as auditors of
the Company to hold office until the
conclusion of the next annual general
meeting at which accounts are laid before
the Company
16 Remuneration of auditors Mgmt For For
17 Approval of the Performance Share Plan 2013 Mgmt For For
18 General authority to allot shares Mgmt For For
19 Disapplication of pre-emption rights Mgmt For For
20 Authority to purchase Rio Tinto plc shares Mgmt For For
21 Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 704450535
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of Annual Report and Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Re-appointment of Josef Ackermann as a Mgmt For For
Director of the Company
4 Re-appointment of Guy Elliott as a Director Mgmt For For
of the Company
5 Re-appointment of Simon Henry as a Director Mgmt For For
of the Company
6 Re-appointment of Charles O Holliday as a Mgmt For For
Director of the Company
7 Re-appointment of Gerard Kleisterlee as a Mgmt For For
Director of the Company
8 Re-appointment of Jorma Ollila as a Mgmt For For
Director of the Company
9 Re-appointment of Sir Nigel Sheinwald as a Mgmt For For
Director of the Company
10 Re-appointment of Linda G Stuntz as a Mgmt For For
Director of the Company
11 Re-appointment of Peter Voser as a Director Mgmt For For
of the Company
12 Re-appointment of Hans Wijers as a Director Mgmt For For
of the Company
13 Re-appointment of Gerrit Zalm as a Director Mgmt For For
of the Company
14 Re-appointment of Auditors: Mgmt For For
PricewaterhouseCoopers LLP
15 Remuneration of Auditors Mgmt For For
16 Authority to allot shares Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 Authority for certain donations and Mgmt For For
expenditure
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME AND CHANGE IN
MEETING TIME FROM 0900HRS TO 10.00HRS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN Agenda Number: 704283136
--------------------------------------------------------------------------------------------------------------------------
Security: N6817P109
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Speech President : speech of the CEO, Mr. Non-Voting
F.van Houten
2.A Proposal to adopt the 2012 financial Mgmt For For
statements
2.B Explanation of policy on additions to Non-Voting
reserves and dividends
2.C Proposal to adopt a dividend of EUR 0.75 Mgmt For For
per common share, in cash or shares at the
option of the shareholder, to be charged
against the net income for 2012 and
retained earnings of the Company
2.D Proposal to discharge the members of the Mgmt For For
Board of Management for their
responsibilities
2.E Proposal to discharge the members of the Mgmt For For
Supervisory Board for their
responsibilities
3.A Proposal to re-appoint Ms C.A. Poon as a Mgmt For For
member of the Supervisory Board of the
Company with effect from May 3, 2013
3.B Proposal to re-appoint Mr J.J. Schiro as a Mgmt For For
member of the Supervisory Board of the
Company with effect from May 3, 2013
3.C Proposal to re-appoint Mr J. van der Veer Mgmt For For
as a member of the Supervisory Board of the
Company with effect from May 3, 2013
4.A Proposal to amend the Long-Term Incentive Mgmt For For
Plan for the Board of Management
4.B Proposal to adopt the Accelerate Grant for Mgmt For For
the Board of Management
5 Proposal to amend the Articles of Mgmt For For
Association of the Company to change the
name of the Company to Koninklijke Philips
N.V.
6.A Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 3, 2013, as the body which is
authorized, with the approval of the
Supervisory Board, to issue shares or grant
rights to acquire shares within the limits
laid down in the Articles of Association of
the Company. The authorization referred to
above under a. will be limited to a maximum
of 10% of the number of issued shares as of
May 3, 2013, plus 10% of the issued capital
as of that same date in connection with or
on the occasion of mergers and acquisitions
and strategic alliances
6.B Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 3, 2013, as the body which is
authorized, with the approval of the
Supervisory Board, to restrict or exclude
the pre-emption rights accruing to
shareholders
7 Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 3, 2013, within the limits of
the law and the Articles of Association, to
acquire, with the approval of the
Supervisory Board, for valuable
consideration, on the stock exchange or
otherwise, shares in the Company at a price
between, on the one hand, an amount equal
to the par value of the shares and, on the
other hand, an amount equal to 110% of the
market price of these shares on the
Official Segment of Euronext Amsterdam; the
market price being the average of the
highest price on each of the five days of
trading prior to the date of acquisition,
as shown in the Official Price List of
Euronext Amsterdam. The maximum number of
shares the Company may hold, will not
exceed 10% of the issued share capital as
of May 3, 2013, which number CONTD
CONT CONTD may be increased by 10% of the issued Non-Voting
capital as of that same date in connection
with the execution of share repurchase
programs for capital reduction purposes.
8 Proposal to cancel common shares in the Mgmt For For
share capital of the Company held or to be
acquired by the Company. The number of
shares that will be cancelled shall be
determined by the Board of Management
9 Any other business Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO 6a.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RWE AG, ESSEN Agenda Number: 704304625
--------------------------------------------------------------------------------------------------------------------------
Security: D6629K109
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: DE0007037129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 28 MAR 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved financial Non-Voting
statements of RWE Aktiengesellschaft and
the Group for the financial year ended
December 31, 2012, with the combined review
of operations of RWE Aktiengesellschaft and
the Group including the explanatory reports
by the Executive Board on takeover-related
disclosure and on the main characteristics
of the internal control and risk management
system, the proposal of the Executive Board
for the appropriation of distributable
profit, and the Supervisory Board report
for fiscal 2012
2. Appropriation of distributable profit. The Mgmt For For
Executive Board and the Supervisory Board
propose that RWE Aktiengesellschaft's
distributable profit for fiscal 2012 be
appropriated as follows: Payment of a
dividend of EUR 2.00 per dividend-bearing
share EUR 1,229,490,998.00, Profit
carryforward EUR 91,810.28, Distributable
profit EUR 1,229,582,808.28
3. Approval of the Acts of the Executive Board Mgmt For For
for fiscal 2012
4. Approval of the Acts of the Supervisory Mgmt For For
Board for fiscal 2012
5. Passage of a resolution on the endorsement Mgmt For For
of the system for compensating members of
the Executive Board
6. Appointment of the auditors for fiscal Mgmt For For
2013: PricewaterhouseCoopers
Aktiengesellschaft
Wirtschaftsprufungsgesellschaft, Frankfurt
am Main, Zweigniederlassung Essen
7. Appointment of the auditors for the Mgmt For For
audit-like review of the financial report
for the first half of 2013:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesellschaft, Frankfurt
am Main, Zweigniederlassung Essen
8.a By-elections to the Supervisory Board: Dr. Mgmt For For
Werner Brandt, Bad Homburg
8.b By-elections to the Supervisory Board: Mgmt For For
Prof. Dr.-Ing. Dr.-Ing. E. h. Hans-Peter
Keitel, Essen
9. Amendment of Article 12 (Remuneration) of Mgmt For For
the Articles of Incorporation
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933734851
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Special
Meeting Date: 20-Mar-2013
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO INCREASE
THE AUTHORIZED SHARE CAPITAL OF THE COMPANY
FROM 405,000,000 TO 1,605,000,000.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933825979
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STRATTON SCLAVOS Mgmt For For
1.2 ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1.3 ELECTION OF DIRECTOR: SHIRLEY YOUNG Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO ELIMINATE
THE CLASSIFIED STRUCTURE OF THE BOARD OF
DIRECTORS.
3. APPROVAL OF THE COMPANY'S 2013 EQUITY Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON JANUARY 31, 2014.
5. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704272690
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2.1.1 Re-election of independent director: In-Ho Mgmt For For
Lee
2.1.2 Election of independent director: Kwang-Soo Mgmt For For
Song
2.1.3 Election of independent director: Eun-Mee Mgmt For For
Kim
2.2.1 Election of executive director: Boo-Keun Mgmt For For
Yoon
2.2.2 Election of executive director: Jong-Kyun Mgmt For For
Shin
2.2.3 Election of executive director: Sang-Hoon Mgmt For For
Lee
2.3.1 Re-election of audit committee member: Mgmt For For
In-Ho Lee
2.3.2 Election of audit committee member: Mgmt For For
Kwang-Soo Song
3 Approval of limit of remuneration for Mgmt For For
directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS 2.1.1 AND
2.3.1. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 704462946
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 14 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved group
financial statements, the combined
management report and group management
report of SAP AG, including the Executive
Board's explanatory notes relating to the
information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the
Commercial Code (HGB), and the Supervisory
Board's report, each for fiscal year 2012
2. Resolution on the appropriation of the Mgmt For For
retained earnings of fiscal year 2012
3. Resolution on the formal approval of the Mgmt For For
acts of the Executive Board in fiscal year
2012
4. Resolution on the formal approval of the Mgmt For For
acts of the Supervisory Board in fiscal
year 2012
5. Resolution on the authorization to acquire Mgmt For For
and use treasury shares pursuant to Section
71 (1) no. 8 AktG, with possible exclusion
of the shareholders' subscription rights
and potential rights to offer shares
6. Appointment of the auditors of the Mgmt For For
financial statements and group financial
statements for fiscal year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704206855
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 23-Jan-2013
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
This is a general meeting for registered Non-Voting
shares. For German registered shares, the
shares have to be registered within the
company's shareholder book. Depending on
the processing of the local sub custodian
if a client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.01.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2012, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report,
and the Compliance Report for fiscal year
2012
2. To resolve on the appropriation of net Mgmt For For
income of Siemens AG to pay a dividend
3. To ratify the acts of the members of the Mgmt For For
Managing Board
4. To ratify the acts of the members of the Mgmt For For
Supervisory Board
5. To resolve on the appointment of Ernst & Mgmt For For
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart as the independent auditors for
the audit of the Annual Financial
Statements and the Consolidated Financial
Statements and for the review of the
Interim Financial Statements
6 A. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Dr. Josef Ackermann
6 B. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Gerd von
Brandenstein
6 C. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Dr. Gerhard Cromme
6 D. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Michael Diekmann
6 E. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Dr. Hans Michael
Gaul
6 F. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Prof. Dr. Peter
Gruss
6 G. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Dr. Nicola
Leibinger-Kammueller
6 H. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Gerard Mestrallet
6 I. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Gueler Sabanci
6 J. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Werner Wenning
7. To resolve on the approval of a settlement Mgmt For For
agreement with a former member of the
Managing Board
8. To resolve on the approval of the Spin-off Mgmt For For
and Transfer Agreement between Siemens AG
and OSRAM Licht AG, Munich, dated November
28, 2012
PLEASE NOTE THAT THE DISCLOSURE OF THE Non-Voting
BENEFICIAL OWNER DATA WILL BE REQUIRED WHEN
EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS
OF THE STATUTORY SHARE CAPITAL. THEREFORE
BROADRIDGE WILL BE DISCLOSING THE
BENEFICIAL OWNER DATA FOR ALL VOTED
ACCOUNTS TO THE RESPECTIVE LOCAL SUB
CUSTODIAN. PLEASE NOTE THAT DEPENDING ON
THE PROCESSING OF THE LOCAL SUB CUSTODIAN
BLOCKING MAY APPLY. THE VOTE DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE
AND WILL BE UPDATED AS SOON AS BROADRIDGE
HAS OBTAINED ALL LOCAL SUB CUSTODIANS'
CONFIRMATIONS REGARDING THEIR DEADLINE FOR
INSTRUCTIONS. FOR ANY QUERIES PLEASE
CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND CHANGE IN
BLOCKING INDICATOR FROM "N" TO "Y". IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Please be advised that the major German Non-Voting
custodian banks - BNP Paribas, Bank of New
York Mellon, Citi and Deutsche Bank - as
well as Siemens AG should like to clarify
that voted shares are NOT blocked for
trading purposes i.e. they are only
unavailable for settlement. In order to
deliver/settle a voted position before the
17 January 2013 start of business, a voting
instruction cancellation and de-register
request simply needs to be sent to your
Custodian.
--------------------------------------------------------------------------------------------------------------------------
SOFTWARE AG, DARMSTADT Agenda Number: 704345506
--------------------------------------------------------------------------------------------------------------------------
Security: D7045M133
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: DE0003304002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 12 APR 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
18.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Submission of the approved annual financial Non-Voting
statements of Software Aktiengesellschaft
per December 31, 2012 together with the
management report as well as the approved
consolidated financial statements per
December 31, 2012 and the group management
report and the explanatory report of the
Executive Board concerning the information
provided in the management report pursuant
to Section 289 (4, 5), 315 (4) of the
German Commercial Code ("HGB"), as well as
the report of the Supervisory Board for
fiscal year 2012
2. Resolution on the use of the Mgmt For For
non-appropriated balance sheet profits
3. Resolution on ratifying the actions of the Mgmt For For
Executive Board members for fiscal year
2012
4. Resolution on ratifying the actions of the Mgmt For For
Supervisory Board members for fiscal year
2012
5. Appointment of the annual financial Mgmt For For
statements auditor for fiscal year 2013:
BDO AG
6. Authorization to acquire the Company's own Mgmt For For
shares
7. Authorization to use derivatives in Mgmt For For
connection with acquiring the Company's own
shares pursuant to section 71 (1) no. 8 of
the German Stock Corporation Act
8. Approval of the System for compensating the Mgmt For For
Executive Board Members
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933726842
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN INCREASE IN THE NUMBER OF
AUTHORIZED SHARES UNDER THE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 29, 2013.
5. SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL Shr Against For
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
SUBSEA 7 SA, LUXEMBOURG Agenda Number: 704603554
--------------------------------------------------------------------------------------------------------------------------
Security: L00306AB3
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: XS0267243417
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 To consider (i) the management reports of Non-Voting
the Board of Directors of the Company in
respect of the statutory and consolidated
financial statements of the Company and
(ii) the reports of Deloitte S.A.,
Luxembourg, authorised statutory auditor
("reviseur d'entreprises agree") on the
statutory financial statements and the
consolidated financial statements of the
Company, for the fiscal year ended December
31, 2012, as published on March 21, 2013
and as are available on the Company's
website at www.subsea7.com
2 To approve the statutory financial Non-Voting
statements of the Company for the fiscal
year ended December 31, 2012, as published
on March 21, 2013 and as are available on
the Company's website at www.subsea7.com
3 To approve the consolidated financial Non-Voting
statements of the Company for the fiscal
year ended December 31, 2012, as published
on March 21, 2013 and as are available on
the Company's website at www.subsea7.com
4 To approve the allocation of results Non-Voting
including the payment of a dividend of the
Company for the fiscal year ended December
31, 2012, as recommended by the Board of
Directors of the Company, namely a dividend
of USD 0.60 per Common Share, payable on
July 12, 2013 to Shareholders (and on July
18, 2013 to holders of ADSs) of record as
of July 5, 2013
5 To discharge the Directors of the Company Non-Voting
in respect of the proper performance of
their duties for the fiscal year ended
December 31, 2012
6 To elect Deloitte S.A., Luxembourg as Non-Voting
authorised statutory auditor ("reviseur
d'entreprises agree") to audit the
statutory and consolidated financial
statements of the Company, for a term to
expire at the next Annual General Meeting
of Shareholders
7 To approve the recommendation of the Board Non-Voting
of Directors of the Company to adopt the
2013 Subsea 7 S.A. Long Term Incentive Plan
as available on the Company's website at
www.subsea7.com
8 To re-elect Mr Allen Stevens as a Director Non-Voting
of the Company to hold office until the
Annual General Meeting of Shareholders to
be held in 2015 or until his successor has
been duly elected
9 To re-elect Mr Dod Fraser as a Director of Non-Voting
the Company to hold office until the Annual
General Meeting of Shareholders to be held
in 2015 or until his successor has been
duly elected
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 933752467
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MEL E. BENSON Mgmt For For
DOMINIC D'ALESSANDRO Mgmt For For
JOHN T. FERGUSON Mgmt For For
W. DOUGLAS FORD Mgmt For For
PAUL HASELDONCKX Mgmt For For
JOHN R. HUFF Mgmt For For
JACQUES LAMARRE Mgmt For For
MAUREEN MCCAW Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
JAMES W. SIMPSON Mgmt For For
EIRA M. THOMAS Mgmt For For
STEVEN W. WILLIAMS Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR
THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
03 TO APPROVE THE INCREASE IN THE NUMBER OF Mgmt For For
COMMON SHARES OF SUNCOR ENERGY INC.
RESERVED FOR ISSUANCE PURSUANT TO THE
SUNCOR ENERGY INC. STOCK OPTION PLAN BY AN
ADDITIONAL 23,000,000 COMMON SHARES, AS
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933683054
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 23-Oct-2012
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN E. GILLETT Mgmt For For
1E. ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1F. ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I. ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 704328980
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 154692,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, including Mgmt For For
the annual financial statements and the
group consolidated financial statements for
the year 2012
1.2 Consultative vote on the compensation Mgmt For For
system
2 Discharge of the members of the board of Mgmt For For
directors and the executive committee
3 Appropriation of the available earnings as Mgmt For For
per balance sheet 2012 and dividend
decision: CHF 9.50 per share
4.1 Re-election of Michael Mack to the board of Mgmt For For
director
4.2 Re-election of Jacques Vincent to the board Mgmt For For
of director
4.3 Election of Eleni Gabre-Madhin to the board Mgmt For For
of director
4.4 Election of Eveline Saupper to the board of Mgmt For For
director
5 Election of the external auditor Ernst and Mgmt For For
Young Ag
6 Additional and/or counter - proposals Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933743761
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt For For
HRABOWSKI, III
1F. ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1H. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1J. ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU Agenda Number: 704561251
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 11-Jun-2013
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 159010 DUE TO DELETION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The status of the local corporate bonds Non-Voting
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD3 per share
B.3 The revision to the procedures of asset Mgmt For For
acquisition or disposal, monetary loans,
endorsement and guarantee
--------------------------------------------------------------------------------------------------------------------------
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS Agenda Number: 704337371
--------------------------------------------------------------------------------------------------------------------------
Security: F90676101
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000131708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0320/201303201300812.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301123.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Allocation of income for the financial year Mgmt For For
ended December 31, 2012, setting the
dividend and payment date
O.3 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.4 Special report of the Statutory Auditors on Mgmt For For
the regulated agreements
O.5 Ratification of the cooptation of Mrs. Mgmt For For
Alexandra Bech Gjorv as Board member
O.6 Renewal of term of Mrs. Alexandra Bech Mgmt For For
Gjorv as Board member
O.7 Renewal of term of Mrs. Marie-Ange Debon as Mgmt For For
Board member
O.8 Renewal of term of Mr. Gerard Hauser as Mgmt For For
Board member
O.9 Renewal of term of Mr. Joseph Rinaldi as Mgmt For For
Board member
O.10 Appointment of Mrs. Manisha Girotra as Mgmt For For
Board member
O.11 Appointment of Mr. Pierre-Jean Sivignon as Mgmt For For
Board member
O.12 Attendance allowances Mgmt For For
O.13 Authorization to be granted to the Board of Mgmt For For
Directors to purchase shares of the Company
E.14 Authorization granted to the Board of Mgmt For For
Directors to carry out the allocation of
performance shares in favor of employees of
Technip on the one hand and on the other
hand, to employees and corporate officers
of subsidiaries of the Group
E.15 Authorization granted to the Board of Mgmt For For
Directors to carry out the allocation of
performance shares in favor of the Chairman
of the Board of Directors and/or CEO, and
main executive officers of the Group
E.16 Authorization granted to the Board of Mgmt For For
Directors to carry out the allocation of
share subscription and/or purchase options
in favor of employees of Technip on the one
hand and on the other hand, to employees
and corporate officers of subsidiaries of
the Group
E.17 Authorization granted to the Board of Mgmt For For
Directors to carry out the allocation of
share subscription and/or purchase options
in favor of the Chairman of the Board of
Directors and/or CEO, and main executive
officers of the Group
E.18 Delegation of authority to the Board of Mgmt For For
Directors to decide to increase share
capital in favor of members of a company
savings plan with cancellation of
shareholders' preferential subscription
rights
O.E19 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELEFON AB L.M.ERICSSON, KISTA Agenda Number: 704303849
--------------------------------------------------------------------------------------------------------------------------
Security: W26049119
Meeting Type: AGM
Meeting Date: 09-Apr-2013
Ticker:
ISIN: SE0000108656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of the Chairman of the Annual Non-Voting
General Meeting: Advokat Sven Unger be
elected Chairman
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda of the Annual Non-Voting
General Meeting
4 Determination whether the Annual General Non-Voting
Meeting has been properly convened
5 Election of two persons approving the Non-Voting
minutes
6 Presentation of the annual report, the Non-Voting
auditors' report, the consolidated
accounts, the auditors' report on the
consolidated accounts and the auditors'
presentation of the audit work during 2012
7 The President's speech and questions from Non-Voting
the shareholders to the Board of Directors
and the management
8.1 Adoption of the income statement and the Mgmt For For
balance sheet, the consolidated income
statement and the consolidated balance
sheet
8.2 Discharge of liability for the members of Mgmt For For
the Board of Directors and the President
8.3 The appropriation of the profit in Mgmt For For
accordance with the approved balance sheet
and determination of the record date for
dividend: The Board of Directors proposes a
dividend of SEK 2.75 per share
9.1 Determination of the number of Board Mgmt For For
members and deputies of the Board of
Directors to be elected by the Annual
General Meeting
9.2 Determination of the fees payable to Mgmt For For
non-employed members of the Board of
Directors elected by the Annual General
Meeting and non-employed members of the
Committees of the Board of Directors
elected by the Annual General Meeting
9.3 Election of the Chairman of the Board of Mgmt For For
Directors, other Board members and deputies
of the Board of Directors: The Nomination
Committee proposes that the following
persons be elected Board members: Chairman
of the Board: re-election: Leif Johansson,
Other Board members:re-election: Roxanne S.
Austin, Sir Peter L. Bonfield, Borje
Ekholm, Alexander Izosimov, Ulf J.
Johansson, Sverker Martin-Lof, Hans
Vestberg and Jacob Wallenberg; and new
election: Nora Denzel, Kristin Skogen Lund
and Par Ostberg
9.4 Determination of the fees payable to the Mgmt For For
auditor
9.5 Election of auditor: PricewaterhouseCoopers Mgmt For For
AB be appointed auditor for the period as
of the end of the Annual General Meeting
2013 until the end of the Annual General
Meeting 2014
10 Resolution on the Guidelines for Mgmt For For
remuneration to Group Management
11.1 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on implementation of the
Stock Purchase Plan
11.2 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on transfer of treasury
stock for the Stock Purchase Plan
11.3 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on Equity Swap Agreement
with third party in relation to the Stock
Purchase Plan
11.4 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on implementation of the
Key Contributor Retention Plan
11.5 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on transfer of treasury
stock for the Key Contributor Retention
Plan
11.6 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on Equity Swap Agreement
with third party in relation to the Key
Contributor Retention Plan
11.7 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on implementation of the
Executive Performance Stock Plan
11.8 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on transfer of treasury
stock for the Executive Performance Stock
Plan
11.9 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on Equity Swap Agreement
with third party in relation to the
Executive Performance Stock Plan
12 Resolution on transfer of treasury stock in Mgmt For For
relation to the resolutions on the
Long-Term Variable Remuneration Programs
2009, 2010, 2011 and 2012
13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposal from the shareholder Carl Axel
Bruno to amend the articles of association
by adding the following wording to the
section on the Board of Directors in the
articles of association: At least one
fourth of the Directors on the Board of
Directors shall be men and at least one
fourth of the Directors shall be women. The
minimum number of proposed men and the
minimum number of proposed women shall be
increased to the next higher whole number
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposal from the shareholder Einar Hellbom
that the Annual General Meeting resolve to
delegate to the Board of Directors to
review how shares are to be given equal
voting rights and to present a proposal to
that effect at the Annual General Meeting
2014
15.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: To take necessary action to
create a shareholders' association in the
company
15.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: To write to the Government of
Sweden, requesting a prompt appointment of
a commission instructed to propose
legislation on the abolishment of voting
power differences in Swedish limited
liability companies
15.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: to prepare a proposal regarding
board representation for the small and
midsize Shareholders
16 Closing of the Annual General Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933746262
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1D. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1K. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1L. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933646385
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Special
Meeting Date: 10-Jul-2012
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND ARTICLE FOURTH OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE AUTHORIZED COMMON
STOCK OF THE COMPANY FROM 5,600,000,000
SHARES, PAR VALUE $.25 PER SHARE, TO
11,200,000,000 SHARES, PAR VALUE $.25 PER
SHARE, AND TO EFFECT A SPLIT OF THE ISSUED
COMMON STOCK OF THE COMPANY BY CHANGING
EACH ISSUED SHARE OF COMMON STOCK INTO TWO
SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933739596
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO PERMIT SHAREOWNERS TO CALL
SPECIAL MEETINGS.
5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933758609
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt For For
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933770718
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, Mgmt For For
III
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL G. KIRK, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: LIAM E. MCGEE Mgmt For For
1E. ELECTION OF DIRECTOR: KATHRYN A. MIKELLS Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1I. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013
3. MANAGEMENT PROPOSAL TO APPROVE, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933680173
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 04-Oct-2012
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS E. COCHRAN Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY L. EBEL Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For
2. RATIFICATION OF ELECTION OF ONE DIRECTOR, Mgmt For For
HAROLD H. MACKAY.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
MAY 31, 2013 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF MAY 31, 2013.
4. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda Number: 704446497
--------------------------------------------------------------------------------------------------------------------------
Security: H83949141
Meeting Type: OGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CH0012255151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual report 2012: 2012 annual report of Mgmt Take No Action
the board of directors, 2012 financial
statements (balance sheet, income statement
and notes) and 2012 consolidated financial
statements, statutory auditors report,
approval of the reports and the financial
statements
2 Discharge of the board of directors Mgmt Take No Action
3 Resolution for the appropriation of the net Mgmt Take No Action
income
4 Re-election to the board of directors Mgmt Take No Action
(Esther Grether, Nayla Hayek, Georges N.
Hayek, Ernst Tanner, Claude Nicollier and
Jean-Pierre Roth)
5 Nomination of the statutory auditors / Mgmt Take No Action
PricewaterhouseCoopers Ltd
6 In the case of ad-hoc shareholder motions Mgmt Take No Action
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM AGM TO OGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933810625
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For
1I. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. APPROVAL OF STOCK INCENTIVE PLAN AMENDMENTS Mgmt For For
AND MATERIAL TERMS OF PERFORMANCE GOALS
UNDER THE PLAN.
4. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933727109
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
3. TO APPROVE THE TERMS OF THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2002 EXECUTIVE
PERFORMANCE PLAN, AS AMENDED.
4. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO FUTURE SEPARATION OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 704387477
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 17-May-2013
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 170136 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301115.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
TEXT OF RESOLUTIONS O.7, E.11 AND E.12.
THANK YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
O.5 Renewal of term of Mr. Thierry Desmarest as Mgmt For For
Board member
O.6 Renewal of term of Mr. Gunnar Brock as Mgmt For For
Board member
O.7 Renewal of term of Mr. Gerard Lamarche as Mgmt For For
Board member
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
DIRECTORS. THANK YOU.
O.8 Appointment of Mr. Charles Keller as Board Mgmt For For
member representing employee shareholders
pursuant to Article 11 of the bylaws
O.9 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Appointment of Mr. Philippe
Marchandise as Board member representing
employee shareholders pursuant to Article
11 of the bylaws
O.10 Attendance allowances allocated to the Mgmt For For
Board of Directors
E.11 Authorization to grant Company's share Mgmt For For
subscription and/or purchase options to
some employees of the Group and corporate
officers of the company or Group companies
with cancellation of shareholders'
preferential subscription rights to shares
issued following the exercise of share
subscription options
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital
under the conditions provided in Articles
L.3332-18 et seq. of the Code of Labor with
cancellation of shareholders' preferential
subscription rights to shares issued due to
the subscription of shares by employees of
the Group
A PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Creation of an Independent Ethics Committee
B PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Corporate officers and employees
compensation components related to
industrial safety indicators
C PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Total's commitment in favor of the
Diversity Label
D PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Presence of an Employees' Representative in
the compensation Committee
E PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Developing individual shareholding
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 704538012
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt Abstain Against
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors,
Revision Reduction of Liability System for
Outside Corporate Auditors
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933743684
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 703887729
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 24-Jul-2012
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Re-elect Gerard Kleisterlee as Director Mgmt For For
3 Re-elect Vittorio Colao as Director Mgmt For For
4 Re-elect Andy Halford as Director Mgmt For For
5 Re-elect Stephen Pusey as Director Mgmt For For
6 Re-elect Renee James as Director Mgmt For For
7 Re-elect Alan Jebson as Director Mgmt For For
8 Re-elect Samuel Jonah as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Anne Lauvergeon as Director Mgmt For For
11 Re-elect Luc Vandevelde as Director Mgmt For For
12 Re-elect Anthony Watson as Director Mgmt For For
13 Re-elect Philip Yea as Director Mgmt For For
14 Approve Final Dividend Mgmt For For
15 Approve Remuneration Report Mgmt For For
16 Reappoint Deloitte LLP as Auditors Mgmt For For
17 Authorise the Audit and Risk Committee to Mgmt For For
Fix Remuneration of Auditors
18 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
19 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary Mgmt For For
Shares
21 Authorise EU Political Donations and Mgmt For For
Expenditure
22 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr Against For
6. EQUITY RETENTION REQUIREMENT Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr Against For
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WPP PLC Agenda Number: 704511775
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 12-Jun-2013
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Ordinary Resolution to receive and approve Mgmt For For
the audited accounts
2 Ordinary Resolution to declare a final Mgmt For For
dividend
3 Ordinary Resolution to approve the Mgmt For For
remuneration report of the directors
4 Ordinary Resolution to approve the Mgmt For For
sustainability report of the directors
5 Ordinary Resolution to re-elect Colin Day Mgmt For For
as a director
6 Ordinary Resolution to re-elect Esther Mgmt For For
Dyson as a director
7 Ordinary Resolution to re-elect Orit Mgmt Abstain Against
Gadiesh as a director
8 Ordinary Resolution to re-elect Philip Mgmt For For
Lader as a director
9 Ordinary Resolution to re-elect Ruigang Li Mgmt Abstain Against
as a director
10 Ordinary Resolution to re-elect Mark Read Mgmt For For
as a director
11 Ordinary Resolution to re-elect Paul Mgmt For For
Richardson as a director
12 Ordinary Resolution to re-elect Jeffrey Mgmt For For
Rosen as a director
13 Ordinary Resolution to re-elect Timothy Mgmt For For
Shriver as a director
14 Ordinary Resolution to re-elect Sir Martin Mgmt For For
Sorrell as a director
15 Ordinary Resolution to re-elect Solomon Mgmt For For
Trujillo as a director
16 Ordinary Resolution to elect Roger Agnelli Mgmt For For
as a director
17 Ordinary Resolution to elect Dr Jacques Mgmt For For
Aigrain as a director
18 Ordinary Resolution to elect Hugo Shong as Mgmt For For
a director
19 Ordinary Resolution to elect Sally Susman Mgmt For For
as a director
20 Ordinary Resolution to re-appoint the Mgmt For For
auditors and authorise the directors to
determine their remuneration
21 Ordinary Resolution to authorise the Mgmt For For
directors to allot relevant securities
22 Ordinary Resolution to approve the Mgmt For For
Executive Performance Share plan
23 Special Resolution to authorise the Company Mgmt For For
to purchase its own shares
24 Special Resolution to authorise the Mgmt For For
disapplication of pre-emption rights
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 933777837
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER MARRONE Mgmt For For
PATRICK J. MARS Mgmt For For
JOHN BEGEMAN Mgmt For For
ALEXANDER DAVIDSON Mgmt For For
RICHARD GRAFF Mgmt For For
NIGEL LEES Mgmt For For
JUVENAL MESQUITA FILHO Mgmt For For
CARL RENZONI Mgmt For For
ANTENOR F. SILVA, JR. Mgmt For For
DINO TITARO Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP AS AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA, OSLO Agenda Number: 704452616
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Opening of the general meeting, approval of Mgmt Take No Action
meeting notice and agenda
2 Election of chairperson and a person to Mgmt Take No Action
co-sign the minutes
3 Approval of the annual accounts and the Mgmt Take No Action
annual report for 2012 for Yara
International ASA and the group, including
distribution of dividend
4 Statement regarding determination of salary Mgmt Take No Action
and other remuneration to the executive
management of the company
5 Report on corporate governance Mgmt Take No Action
6 Auditor's fees for 2012 Mgmt Take No Action
7 Remuneration to the members of the board, Mgmt Take No Action
members of the compensation committee and
members of the audit committee for the
period until the next annual general
meeting
8 Remuneration to the members of the Mgmt Take No Action
nomination committee for the period until
the next annual general meeting
9 Election of members of the board Mgmt Take No Action
10 Changes to the articles of association Mgmt Take No Action
regarding signatory power
11 Capital reduction by cancellation of own Mgmt Take No Action
shares and by redemption of shares held on
behalf of the Norwegian state by the
ministry of trade and industry
12 Power of attorney to the board regarding Mgmt Take No Action
acquisition of own shares
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG, ZUERICH Agenda Number: 704315767
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152246,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, the annual Mgmt For For
financial statements and the consolidated
financial statements for 2012
1.2 Advisory vote on the remuneration system Mgmt For For
according to the remuneration report
2.1 Appropriation of available earnings for Mgmt For For
2012
2.2 Appropriation of reserves from capital Mgmt For For
contributions
3 Discharge of members of the board of Mgmt For For
directors and of the group executive
committee
4.1.1 Election of Ms. Monica Maechler as the Mgmt For For
board of director
4.1.2 Re-election of Ms. Susan Bies as the board Mgmt For For
of director
4.1.3 Re-election of Mr. Victor L.L. Chu as the Mgmt For For
board of director
4.1.4 Re-election of Mr. Rolf Watter as the board Mgmt For For
of director
4.2 Re-election of auditors Mgmt For For
PricewaterhouseCoopers ltd, Zurich
5 Additional and/or counter-proposals Mgmt Abstain For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) CALAMOS GLOBAL DYNAMIC INCOME FUND
By (Signature) /s/ John P. Calamos, Sr.
Name John P. Calamos, Sr.
Title President
Date 08/30/2013