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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 7.8 | 07/16/2013 | M | 2,500 | (6) | 07/27/2020 | Common Stock | 2,500 | $ 0 | 0 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Biffle Barry C/O SPIRIT AIRLINES, INC. 2800 EXECUTIVE WAY MIRAMAR, FL 33025 |
Former Exec VP and CMO |
/s/ Thomas Canfield, as Attorney-In-Fact for Barry Biffle | 07/18/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 31,800 Restricted Stock Units. |
(2) | On May 17, 2013, the Reporting Person transferred 27,489 shares of Common Stock to Meabs Bay LP, a limited partnership in which the Reporting Person holds a controlling interest. The total amount of securities beneficially owned as reported herein reflects such transfer. |
(3) | The Reporting Person transferred 2,500 shares of Common Stock to Meabs Bay LP, a limited partnership in which the Reporting Person holds a controlling interest, immediately following the option exercise reported herein. |
(4) | Please note the Form 4 filed by the Reporting Person on May 7, 2013 inadvertently over reported the number of shares withheld by 177 shares. Therefore, the total amount of securities beneficially owned as reported herein reflects an adjustment of 177 shares. |
(5) | Shares held by Meabs Bay LP, a limited partnership in which the Reporting Person holds a controlling interest. |
(6) | 25% of the shares that remain subject to the option would vest and become exercisable on February 2, 2014. However, in accordance with Spirit Airlines, Inc.'s 2011 Equity Incentive Award Plan (the "Plan"), the remaining unvested shares subject to the option will not be exercisable as a result of the Reporting Person's resignation from the Company. |
(7) | Due to the Reporting Person's resignation from the Company and the provisions of the Plan, the unvested portion of this option has been cancelled. |
Remarks: Former Executive VP and Chief Marketing Officer |