Edgar Filing: Isaias Roberto J

Ownership Submission

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Â Isaias Roberto J

2. Date of Event Requiring Statement (Month/Day/Year)
02/18/2019

3. Issuer Name and Ticker or Trading Symbol
MATTEL INC /DE/ [MAT]

(Last)

(First)

(Middle)

333 CONTINENTAL BLVD.

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
EVP & Chief Supply Chain Offr

5. If Amendment, Date Original Filed(Month/Day/Year)

(Street)

EL SEGUNDO,Â CAÂ 90245

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
No securities beneficially owned	0	D	Â

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.			SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security		6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option - Right to Buy - Granted 08/01/2012	Â ⁽¹⁾	08/01/2022	Common Stock	13,514	$ 34.76	D	Â
Employee Stock Option - Right to Buy - Granted 08/01/2013	Â ⁽¹⁾	08/01/2023	Common Stock	13,083	$ 42.7	D	Â
Employee Stock Option - Right to Buy - Granted 08/01/2014	Â ⁽¹⁾	08/01/2024	Common Stock	33,482	$ 35.25	D	Â
Employee Stock Option - Right to Buy - Granted 07/31/2015	Â ⁽²⁾	07/31/2025	Common Stock	52,073	$ 23.21	D	Â
Employee Stock Option - Right to Buy - Granted 08/01/2016	Â ⁽²⁾	08/01/2026	Common Stock	36,585	$ 32.72	D	Â
Restricted Stock Units - Granted 03/31/2016	Â ⁽³⁾	Â ⁽³⁾	Common Stock	1,012	$ ⁽⁴⁾	D	Â
Restricted Stock Units - Granted 08/01/2016	Â ⁽³⁾	Â ⁽³⁾	Common Stock	1,559	$ ⁽⁴⁾	D	Â
Restricted Stock Units - Granted 02/28/2017	Â ⁽⁵⁾	Â ⁽⁵⁾	Common Stock	1,458	$ ⁽⁴⁾	D	Â
Restricted Stock Units - Granted 08/01/2017	Â ⁽³⁾	Â ⁽³⁾	Common Stock	13,591	$ ⁽⁴⁾	D	Â
Restricted Stock Units - Granted 12/29/2017	Â ⁽⁵⁾	Â ⁽⁵⁾	Common Stock	13,004	$ ⁽⁴⁾	D	Â
Restricted Stock Units - Granted 08/01/2018	Â ⁽³⁾	Â ⁽³⁾	Common Stock	24,081	$ ⁽⁴⁾	D	Â

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Isaias Roberto J 333 CONTINENTAL BLVD. EL SEGUNDO,Â CAÂ 90245	Â	Â	Â EVP & Chief Supply Chain Offr	Â

Signatures

/s/ Tiffani Magri, Attorney-in-Fact for Roberto J. Isaias		02/28/2019
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	The stock option was granted pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan (the "2010 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
(2)	The stock option was granted on pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
(3)	The Restricted Stock Units ("RSUs" or "Units") vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.
(4)	The RSUs were granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).
(5)	The RSUs vest as to 50% of the Units granted on the first anniversary of the date of grant and as to the remaining 50% of the Units granted on the second anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.
Â Remarks: ExhibitÂ 24Â -Â PowerÂ ofÂ Attorney

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