egan_Current Folio_8K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934

 

Date of Report:  November 1, 2015

(Date of earliest event reported)

 

eGAIN CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

 

Delaware

001-35314

77-0466366

(State or other jurisdiction

(Commission

(I.R.S. employer

of incorporation)

File Number)

Identification Number)

 

1252 Borregas Avenue,  Sunnyvale, California 94089

(Address of principal executive offices, including zip code)

 

(Former Name or Former Address, if Changed Since Last Report)

(408636-4500

(Registrant’s telephone number, including area code)

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 


 

 

Item 2.02.RESULTS OF OPERATIONS AND FINANCIAL CONDITION 

The following information in this Item 2.02 is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

On November 4, 2015, eGain Corporation (“eGain” or the “Company”)) issued a press release announcing results for its fiscal first quarter and year ended September 30, 2015. The press release contains forward-looking statements regarding eGain and includes cautionary statements identifying important factors that may cause actual results to differ materially from those anticipated. A copy of the press release is furnished herewith as Exhibit 99.1.

 

Item 5.02.DEPARTURE OF DIRECTORS OR PRINCIPAL OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF PRINCIPAL OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS

(b)

Effective November 1, 2015, AJ Berkeley, the Company’s Senior Vice President of Worldwide Sales and a named executive officer, retired. Mr. Berkeley will be succeeded in the role of Senior Vice President of Worldwide Sales by Joseph Brown, who has previously been eGain’s head of North American Sales.

 

Item 9.01.FINANCIAL STATEMENTS AND EXHIBITS

 

(d)  Exhibits

 

 

 

 

 

EXHIBIT NO.

 

DESCRIPTION

99.1

 

Press release, dated November 4, 2015, of eGain Corporation

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

, 2014

 

 

 

Date: November 4, 2015

 

 

eGAIN CORPORATION

 

 

 

 

By:

/s/  Eric N. Smit

 

 

Eric N. Smit

Chief Financial Officer
(Duly Authorized Officer and

Principal Financial and Accounting Officer)

 

 

3


 

EXHIBIT INDEX

 

 

 

 

 

EXHIBIT NO.

 

DESCRIPTION

99.1

 

Press release, dated November 4, 2015, of eGain Corporation

 

 

4