egan_Current folio_8K_Other_8K_A




Washington, D.C. 20549


Amendment No. 1


Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934

Date of Report: September 19, 2017

(Date of earliest event reported)


(Exact name of registrant as specified in its charter)








(State or other jurisdiction


(I.E. employer

of incorporation)

File Number)

Identification Number)


1252 Borregas Avenue, Sunnyvale, California 94089

(Address of principal executive offices, including zip code)


(Former Name or Former Address, if Changed Since Last Report)


(408) 636‑4500

(Registrant’s telephone number, including area code)

(Former Name or Former Address, if Changed Since Last Report)



Check the appropriate box below if the Form 8‑K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐    Soliciting material pursuant to Rule 14a‑12 under the Exchange Act (17 CFR 240.14a‑12)

☐    Pre-commencement communications pursuant to Rule 14d‑2(b) under the Exchange Act (17 CFR 240.14d‑2(b))

☐    Pre-commencement communications pursuant to Rule 13e‑4(c) under the Exchange Act (17 CFR 240.13e‑4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b‑2 of the Securities Exchange Act of 1934 (§240.12b‑2 of this chapter).

Emerging growth company    ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ◻






Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(e) Compensatory Arrangement of Certain Officers.

This Form 8‑K/A is filed as an amendment (“Amendment No. 1”) to the Current Report on Form 8‑K filed by eGain Corporation (the “Company”) on September 25, 2017. This Amendment No. 1 is being filed to add information regarding the salary increase of an executive officer, as set forth below, which was inadvertently omitted in the original filing.

On September 19, 2017 the Board of Directors of the Company approved an increase in the annual salary of Ashutosh Roy, the Company’s Chief Executive Officer, from $24.00 to $250,000.00 annually, with effect from September 1, 2017.




Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

, 2014






Date: September 27, 2017










/s/  Eric N. Smit



Eric N. Smit

Chief Financial Officer
(Duly Authorized Officer and

Principal Financial and Accounting Officer)