UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
option | Â (2) | 02/17/2016 | common stock | 6,200 | $ 22.95 | D | Â |
option | Â (2) | 02/09/2017 | common stock | 5,800 | $ 24.435 | D | Â |
option | Â (2) | 02/28/2018 | common stock | 12,000 | $ 16.095 | D | Â |
option | Â (2) | 03/05/2019 | common stock | 6,374 | $ 8.67 | D | Â |
option | Â (2) | 03/23/2020 | common stock | 3,092 | $ 14.945 | D | Â |
option | Â (2) | 03/02/2021 | common stock | 2,334 | $ 21.715 | D | Â |
option | Â (2) | 05/04/2022 | common stock | 3,016 | $ 24.095 | D | Â |
option | Â (2) | 03/06/2023 | common stock | 3,230 | $ 32.53 | D | Â |
option | Â (2) | 03/04/2024 | common stock | 2,681 | $ 43.27 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kenney Donald P 9255 COVERDALE ROAD FORT WAYNE, IN 46809 |
 |  |  VP and President Energy System |  |
Donald P. Kenney | 05/22/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 4406 restricted stock shares that vest 4 years after the 3/2/2011 grant date, 5588 restricted stock shares that vest 4 years after the 5/4/2012 grant date, 4796 restricted stock units that vest 4 years after the 3/6/2013 vest date, and 3716 restricted stock units that vest 4 years after the 3/4/2014 grant date. |
(2) | The options became exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date |