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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Buy (1) (5) | $ 10.04 | 04/01/2005 | J | 9,000 | 02/11/1999 | 02/11/2008 | Class A Common | 9,000 | $ 0 | 27,000 | D | ||||
Option to Buy (1) (5) | $ 8.63 | 04/01/2005 | J | 7,875 | 11/17/1999 | 11/17/2008 | Class A Common | 7,875 | $ 0 | 23,625 | D | ||||
Option to Buy (1) (5) | $ 9.19 | 04/01/2005 | J | 1,125 | 05/13/2000 | 05/13/2009 | Class A Common | 1,125 | $ 0 | 3,375 | D | ||||
Option to Buy (1) (5) | $ 7.08 | 04/01/2005 | J | 9,000 | 11/10/2000 | 11/10/2009 | Class A Common | 9,000 | $ 0 | 27,000 | D | ||||
Option to Buy (1) (5) | $ 7.59 | 04/01/2005 | J | 9,000 | 11/29/2001 | 11/29/2010 | Class A Common | 9,000 | $ 0 | 27,000 | D | ||||
Option to Buy (1) (5) | $ 8.82 | 04/01/2005 | J | 9,000 | 11/28/2002 | 11/28/2011 | Class A Common | 9,000 | $ 0 | 27,000 | D | ||||
Option to Buy (1) (5) | $ 12.53 | 04/01/2005 | J | 9,000 | 11/26/2003 | 11/26/2012 | Class A Common | 9,000 | $ 0 | 27,000 | D | ||||
Option to Buy (1) (5) | $ 19.74 | 04/01/2005 | J | 9,000 | 12/02/2004 | 12/02/2013 | Class A Common | 9,000 | $ 0 | 27,000 | D | ||||
Option to Buy (1) (5) | $ 28.01 | 04/01/2005 | J | 9,000 | 11/30/2005 | 11/30/2014 | Class A Common | 9,000 | $ 0 | 27,000 | D | ||||
Option to Buy (5) | $ 28.94 | 11/29/2005 | A | 27,000 | 11/29/2006 | 11/29/2015 | Class A Common | 27,000 | $ 0 | 27,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRADY ROBERT T 286 GREENWOOD CT EAST AURORA, NY 14052 |
X | Chairman, CEO, President |
Timothy P. Balkin | 12/01/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Adjusted pursuant to a 3 for 2 Stock Split effected as a 50% share distribution made on both February 17, 2004 and April 1, 2005. |
(2) | Since the date of Mr. Brady's last filing, he transferred 35,290 Class A shares and 17,165 Class B shares to his spouse. The number of Class A and Class B shares have been adjusted accordingly. |
(3) | Mr. Brady disclaims beneficial interest in shares held by his spouse. |
(4) | Does not reflect shares of Class B Common Stock allocated to the account of the reporting person pursuant to the Registrant's Savings and Stock Ownership Plan. As of Septeember 30, 2005, 6,090 shares of Class B Common Stock were allocated to the account of the reporting person. |
(5) | Option to buy granted under 1998 and/or 2003 Incentive Stock Option Plan. |