UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (Right to Buy) | Â (2) | 06/23/2013 | Common Stock | 10,000 | $ 28.8 | D | Â |
Option (Right to Buy) | Â (3) | 05/13/2014 | Common Stock | 6,500 | $ 30.37 | D | Â |
Option (Right to Buy) | Â (4) | 02/10/2015 | Common Stock | 6,500 | $ 22.38 | D | Â |
Option (Right to Buy) | Â (5) | 02/08/2016 | Common Stock | 6,500 | $ 23.99 | D | Â |
Option (Right to Buy) | Â (6) | 02/06/2017 | Common Stock | 6,500 | $ 30.37 | D | Â |
Option (Right to Buy) | Â (7) | 02/13/2018 | Common Stock | 7,000 | $ 23.32 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ellis John B. C/O NEWELL RUBBERMAID INC. 10B GLENLAKE PKWY., STE. 300 ATLANTA, GA 30328 |
 |  |  VP, Corporate Controller & CAO |  |
/s/ Christine E.Vogt, Attorney in Fact for John Ellis | 03/05/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 1,000 shares of Restricted Stock granted on September 16, 2005, 3,282 shares of Restricted Stock granted on February 8, 2006, 2,570 shares of Restricted Stock granted on February 6, 2007 and 2,268 shares of Restricted Stock granted on February 13, 2008. All restrictions on shares lapse on the third anniversary of the date of grant. |
(2) | Options Granted on June 23, 2003. Options become exercisable in annual installments of 20% of the number of options granted. |
(3) | Options Granted on May 13, 2004. Options become exercisable in annual installments of 20% of the number of options granted. |
(4) | Options Granted on February 10, 2005. Options become exercisable in annual installments of 20% of the number of options granted. |
(5) | Options Granted on February 8, 2006. Options become exercisable in annual installments of 20% of the number of options granted. |
(6) | Options Granted on February 6, 2007. Options become exercisable in annual installments of 20% of the number of options granted. |
(7) | Options Granted on February 13, 2008. Options become exercisable in annual installments of 20% of the number of options granted. |