UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13 (F) COVER PAGE Report for the Calendar Year or Quarter Ended: March 28, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: American Express Financial Corporation Address: 430 AXP Financial Center Minneapolis, MN 55474-0000 Form 13F File Number: 28-139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Knight Title: V.P. Investment Accounting Phone: 612-671-3618 Signature, Place, and Date of Signing: /s/ John Knight Minneapolis, MN April 22, 2002 ------------------- ------------------ -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ x ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 13 Form 13F Information Table Entry Total: 7609 Form 13F Information Table Value Total: $85514383 (thousands) List of Other Included Managers: No. 13F File Number Name -------------------- ----------------------------------------- 01 28-698 American Express Company 02 28-2069 IDS Advisory Group, Inc. 03 28-1151 American Express Trust Company 04 28-140 American Express Certificate Company 05 28-143 IDS Life Insurance Company 06 IDS Life Insurance Company of New York 07 American Partners Life 08 American Centurion Life of New York 09 American Enterprise Life 10 State Street 11 American Express Asset Management International 12 American Express Asset Management International-Japan 13 American Express Asset Management Limited FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE 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FIRST HORIZON PHARMACEUTICAL COM 32051K106 2567 114800 SH DEFINED 01 114800 0 0 FIRST HORIZON PHARMACEUTICAL COM 32051K106 144 6450 SH DEFINED 01 05 0 6450 0 FIRST INDUSTRIAL REL COM 32054K103 9 277 SH DEFINED 01 277 0 0 FIRST MIDWEST BANC COM 320867104 16 575 SH DEFINED 01 02 0 575 0 FIRST MIDWEST BANCORP COM 320867104 7082 243896 SH DEFINED 01 243896 0 0 FIRST MIDWEST BANCORP COM 320867104 238 8211 SH DEFINED 01 05 0 8211 0 FIRST HEALTH GROUP COM 320960107 35926 1488839 SH DEFINED 01 1488839 0 0 FIRST HEALTH GROUP COM 320960107 56044 2322574 SH DEFINED 01 02 0 2322574 0 FIRST HEALTH GROUP COM 320960107 2906 120400 SH DEFINED 01 03 0 120400 0 FIRST HEALTH GROUP COM 320960107 15700 650656 SH DEFINED 01 05 0 650656 0 FIRST QUANTUM MINERALS COM 335934998 802 400000 SH DEFINED 01 400000 0 0 FIRST REPUBLIC BANK COM 336158100 1186 41777 SH DEFINED 01 41777 0 0 FIRST TECHNOLOGY PLC COM 336297999 124 18500 SH DEFINED 01 18500 0 0 FIRST SOURCE COM 336901103 521 22001 SH DEFINED 01 22001 0 0 FIRST SOURCE COM 336901103 47 1974 SH DEFINED 01 05 0 1974 0 FIRST TN NAT'L CORP COM 337162101 152 4329 SH DEFINED 01 4329 0 0 MORLEY II STABLE COM 337199996 8128 336384 SH DEFINED 01 03 0 336384 0 FIRST VIRGINIA BANKS COM 337477103 1153 21503 SH DEFINED 01 21503 0 0 FISERV COM 337738108 166390 3617944 SH DEFINED 01 3617944 0 0 FISERV COM 337738108 11141 242247 SH DEFINED 01 03 0 242247 0 FISERV COM 337738108 56661 1232046 SH DEFINED 01 05 0 1232046 0 FISERV INC COM 337738108 1242 27000 SH DEFINED 01 0 27000 0 FISERV INC COM 337738108 4195 91221 SH DEFINED 01 02 0 91221 0 FIRSTFED FINANCIAL COM 337907109 3454 132101 SH DEFINED 01 132101 0 0 FIRSTFED FINANCIAL COM 337907109 200 7643 SH DEFINED 01 05 0 7643 0 FIRSTFED FINL CORP COM 337907109 9 370 SH DEFINED 01 02 0 370 0 FIRSTMERIT COM 337915102 84 2916 SH DEFINED 01 2916 0 0 FLAGSTAR BANCORP COM 337930101 2106 90450 SH DEFINED 01 90450 0 0 FLAGSTAR BANCORP COM 337930101 200 8600 SH DEFINED 01 05 0 8600 0 FLAGSTAR BANCORP INC COM 337930101 9 370 SH DEFINED 01 02 0 370 0 FIRSTENERGY COM 337932107 55671 1609889 SH DEFINED 01 1609889 0 0 FIRSTENERGY COM 337932107 2864 82810 SH DEFINED 01 03 0 82810 0 FIRSTENERGY COM 337932107 12653 365906 SH DEFINED 01 05 0 365906 0 FISHER SCIENTIFIC IN COM 338032204 118 4200 SH DEFINED 01 0 4200 0 FISHER SCIENTIFIC IN COM 338032204 8 290 SH DEFINED 01 290 0 0 FISHER SCIENTIFIC IN COM 338032204 2 70 SH DEFINED 01 02 0 70 0 FISKARS CORP COM 338060999 54 6800 SH DEFINED 01 6800 0 0 FIVE STAR QUALITY CARE COM 33832D106 0 9 SH DEFINED 01 9 0 0 FLEETBOSTON FINANCIAL COM 339030108 7 200 SH DEFINED 01 0 200 0 FLEETBOSTON FINANCIAL COM 339030108 60782 1736627 SH DEFINED 01 1736627 0 0 FLEETBOSTON FINANCIAL COM 339030108 10758 307401 SH DEFINED 01 03 0 307401 0 FLEETBOSTON FINANCIAL COM 339030108 40818 1166215 SH DEFINED 01 05 0 1166215 0 FLEETBOSTON FINL CO COM 339030108 37482 1070637 SH DEFINED 01 02 0 1070637 0 FLEETWOOD ENTERPRISES COM 339099103 3698 342402 SH DEFINED 01 342402 0 0 FLEETWOOD ENTERPRISES COM 339099103 4320 400000 SH DEFINED 01 05 0 400000 0 FLEMING COMPANIES COM 339130106 34 1500 SH DEFINED 01 0 1500 0 FLEMING COMPANIES COM 339130106 3053 136315 SH DEFINED 01 136315 0 0 FL EAST COAST RY CO COM 340632108 4 155 SH DEFINED 01 155 0 0 FLORIDA ROCK INDS COM 341140101 5230 131270 SH DEFINED 01 131270 0 0 FLORIDA ROCK INDS COM 341140101 131 3300 SH DEFINED 01 05 0 3300 0 FLUOR COM 343412102 16397 401984 SH DEFINED 01 401984 0 0 FLUOR COM 343412102 828 20309 SH DEFINED 01 03 0 20309 0 FLUOR COM 343412102 1583 38815 SH DEFINED 01 05 0 38815 0 FLOW INTL COM 343468104 458 46786 SH DEFINED 01 46786 0 0 FLOWERS FOODS INC COM 343498101 51 2000 SH DEFINED 01 0 2000 0 FLOWERS FOODS INC COM 343498101 3 115 SH DEFINED 01 115 0 0 FLOWSERVE COM 34354P105 115 3600 SH DEFINED 01 0 3600 0 FLOWSERVE COM 34354P105 49 1541 SH DEFINED 01 1541 0 0 FLUGHAFEN WIEN AG COM 343599999 225 7200 SH DEFINED 01 7200 0 0 FOAMEX COM 344123104 14 1400 SH DEFINED 01 02 0 1400 0 FOCAL COM COM 344155205 0 3 SH DEFINED 01 3 0 0 FOMENTO ECONOMICO MEXICANO ADR COM 344419106 128 2717 SH DEFINED 01 2717 0 0 FOOT LOCKER INC COM 344849104 45 2800 SH DEFINED 01 0 2800 0 FOOT LOCKER INC COM 344849104 684 42267 SH DEFINED 01 42267 0 0 FOOTSTAR COM 344912100 1868 61282 SH DEFINED 01 61282 0 0 FORD MOTOR COM 345370860 8 500 SH DEFINED 01 0 500 0 FORD MOTOR COM 345370860 4948 300091 SH DEFINED 01 300091 0 0 FORD MOTOR COM 345370860 7567 458891 SH DEFINED 01 03 0 458891 0 FORD MOTOR COM 345370860 7363 446467 SH DEFINED 01 05 0 446467 0 FORD MOTOR CO COM 345370860 28 1711 SH DEFINED 01 02 0 1711 0 FORD PRF 345395206 11248 200000 SH DEFINED 01 05 0 200000 0 FOREST CITY ENTERPRISES CL A COM 345550107 2984 78533 SH DEFINED 01 78533 0 0 FOREST CITY ENTERPRISES CL A COM 345550107 380 10000 SH DEFINED 01 05 0 10000 0 FOREST LABORATORIES COM 345838106 12 150 SH DEFINED 01 0 150 0 FOREST LABORATORIES COM 345838106 119564 1463446 SH DEFINED 01 1463446 0 0 FOREST LABORATORIES COM 345838106 3699 45274 SH DEFINED 01 03 0 45274 0 FOREST LABORATORIES COM 345838106 51719 633025 SH DEFINED 01 05 0 633025 0 FOREST LABS COM 345838106 1634 20000 SH DEFINED 01 0 20000 0 FOREST LABS COM 345838106 16405 200800 SH DEFINED 01 02 0 200800 0 FOREST OIL COM 346091705 50 1680 SH DEFINED 01 1680 0 0 FORRESTER RESEARCH INC COM 346563109 42 2200 SH DEFINED 01 0 2200 0 GRANADA PLC COM 348900994 2143 1098120 SH DEFINED 01 1098120 0 0 GRANADA PLC COM 348900994 263 134840 SH DEFINED 01 03 0 134840 0 FORTUM OYJ COM 349581991 638 120000 SH DEFINED 01 120000 0 0 FORTUNE BRANDS COM 349631101 25 500 SH DEFINED 01 0 500 0 FORTUNE BRANDS COM 349631101 181 3664 SH DEFINED 01 3664 0 0 FORTUNE BRANDS COM 349631101 1859 37651 SH DEFINED 01 03 0 37651 0 FORTUNE BRANDS COM 349631101 67 1351 SH DEFINED 01 05 0 1351 0 FORWARD AIR COM 349853101 4913 155229 SH DEFINED 01 155229 0 0 FORWARD AIR COM 349853101 158 5000 SH DEFINED 01 05 0 5000 0 FORWARD AIR CORP COM 349853101 3 110 SH DEFINED 01 02 0 110 0 FOSSIL COM 349882100 2463 92633 SH DEFINED 01 92633 0 0 FOUNDRY NETWORKS COM 35063R100 702 97600 SH DEFINED 01 97600 0 0 4 KIDS ENTERTAINMENT COM 350865101 2040 102381 SH DEFINED 01 102381 0 0 4 KIDS ENTERTAINMENT COM 350865101 122 6100 SH DEFINED 01 05 0 6100 0 4KIDS ENTERTAINMENT COM 350865101 3 130 SH DEFINED 01 02 0 130 0 FOUR SEASONS COM 351009998 1656 31267 SH DEFINED 01 03 0 31267 0 FOX ENTERTAINMENT GR COM 35138T107 95 4000 SH DEFINED 01 0 4000 0 FOX ENTERTAINMENT GR COM 35138T107 17 731 SH DEFINED 01 731 0 0 FRANCE TELECOM COM 352190995 6354 207411 SH DEFINED 01 207411 0 0 FRANCE TELECOM COM 352190995 8845 288665 SH DEFINED 01 05 0 288665 0 FRANKLIN COVEY COM 353469109 156 61002 SH DEFINED 01 61002 0 0 FRANKLIN RESOURCES COM 354613101 273 6518 SH DEFINED 01 6518 0 0 FRANKLIN RESOURCES COM 354613101 2777 66241 SH DEFINED 01 03 0 66241 0 FRANKLIN RESOURCES COM 354613101 100 2377 SH DEFINED 01 05 0 2377 0 FREDS INC COM 356108100 4240 117790 SH DEFINED 01 117790 0 0 FREDS INC COM 356108100 5 140 SH DEFINED 01 02 0 140 0 FREDS INC COM 356108100 6921 192250 SH DEFINED 01 05 0 192250 0 FREEMARKETS INC COM 356602102 4 182 SH DEFINED 01 182 0 0 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 6 350 SH DEFINED 01 0 350 0 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 1386 78616 SH DEFINED 01 78616 0 0 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 643 36489 SH DEFINED 01 03 0 36489 0 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 8921 506309 SH DEFINED 01 05 0 506309 0 FREMONT GENERAL COM 357288109 1324 217030 SH DEFINED 01 217030 0 0 FRESENIUS AG PFD PRF 358029999 205 2700 SH DEFINED 01 2700 0 0 FRONTIER AIRLINES COM 359065109 1964 107163 SH DEFINED 01 107163 0 0 FRONTIER FINL CORP W COM 35907K105 2 85 SH DEFINED 01 85 0 0 FRONTLINE CAPITAL GROUP COM 35921N101 0 103 SH DEFINED 01 103 0 0 FUELCELL ENERGY INC COM 35952H106 364 23118 SH DEFINED 01 23118 0 0 FUGRO NV COM 359539996 309 5490 SH DEFINED 01 5490 0 0 FUJI HEAVY INDS COM 359555992 1040 213000 SH DEFINED 01 213000 0 0 FUJI SEAL INC COM 359575990 155 5000 SH DEFINED 01 5000 0 0 FUJI PHOTO FILM ORD JP;4901/Y COM 359586104 3681 117000 SH DEFINED 01 117000 0 0 FUJI PHOTO FILM ORD JP;4901/Y COM 359586104 1825 58000 SH DEFINED 01 03 0 58000 0 FUJI PHOTO FILM ORD JP;4901/Y COM 359586104 6953 221000 SH DEFINED 01 05 0 221000 0 FUJITSU LTD COM 359591997 720 94000 SH DEFINED 01 94000 0 0 FULLER (HB) COM 359694106 1976 65970 SH DEFINED 01 65970 0 0 FULLER (HB) COM 359694106 204 6800 SH DEFINED 01 05 0 6800 0 FULLER H B COMPANY COM 359694106 13 440 SH DEFINED 01 02 0 440 0 FULTON FINL CORP COM 360271100 7 265 SH DEFINED 01 265 0 0 FURNITURE BRAND INTL COM 360921100 14 370 SH DEFINED 01 02 0 370 0 FURNITURE BRANDS INTL COM 360921100 33 900 SH DEFINED 01 0 900 0 FURNITURE BRANDS INTL COM 360921100 69 1912 SH DEFINED 01 1912 0 0 G&K SERVICES CL A COM 361268105 2851 76510 SH DEFINED 01 76510 0 0 GATX COM 361448103 64 2000 SH DEFINED 01 0 2000 0 GATX COM 361448103 53 1670 SH DEFINED 01 1670 0 0 GBC BANCORP COM 361475106 1184 35408 SH DEFINED 01 35408 0 0 GFK AG COM 361670995 273 13300 SH DEFINED 01 13300 0 0 GABRIEL RES PVT 144A COM 361970957 509 215000 SH DEFINED 01 215000 0 0 GKN PLC COM 362001992 235 47852 SH DEFINED 01 47852 0 0 GABLE RESIDENTIAL TRUST COM 362418105 1922 61883 SH DEFINED 01 61883 0 0 GABLE RESIDENTIAL TRUST COM 362418105 202 6500 SH DEFINED 01 05 0 6500 0 GADZOOX NETWORK COM 362555104 0 138 SH DEFINED 01 138 0 0 GALLAGHER (ARTHUR J) COM 363576109 1300 39657 SH DEFINED 01 39657 0 0 GALYAN'S TRADING COM 36458R101 5852 382500 SH DEFINED 01 382500 0 0 GALYAN'S TRADING COM 36458R101 513 33500 SH DEFINED 01 05 0 33500 0 GAMESTOP CORP COM 36466R101 8145 403200 SH DEFINED 01 403200 0 0 GAMESTOP CORP COM 36466R101 113 5600 SH DEFINED 01 02 0 5600 0 GAMESTOP CORP COM 36466R101 11968 592500 SH DEFINED 01 05 0 592500 0 GAMESTOP CORP COM 36466R101 1424 70500 SH DEFINED 11 12 0 70500 0 GAMESTOP CORP COM 36466R101 51 2500 SH DEFINED 11 12 13 0 2500 0 GANNETT COM 364730101 240521 3160581 SH DEFINED 01 3160581 0 0 GANNETT COM 364730101 7345 96508 SH DEFINED 01 03 0 96508 0 GANNETT COM 364730101 30745 404034 SH DEFINED 01 05 0 404034 0 GANNETT CO INC COM 364730101 15704 206355 SH DEFINED 01 02 0 206355 0 GAP COM 364760108 5532 367829 SH DEFINED 01 367829 0 0 GAP COM 364760108 3296 219168 SH DEFINED 01 03 0 219168 0 GAP COM 364760108 5382 357864 SH DEFINED 01 05 0 357864 0 GAP INC. THE COM 364760108 17 1150 SH DEFINED 01 02 0 1150 0 GARDNER DENVER COM 365558105 2927 119480 SH DEFINED 01 119480 0 0 GARDNER DENVER COM 365558105 195 7940 SH DEFINED 01 05 0 7940 0 GARDNER DENVER INC COM 365558105 9 380 SH DEFINED 01 02 0 380 0 GART SPORTS COM 366630101 2115 70040 SH DEFINED 01 70040 0 0 GART SPORTS COM 366630101 207 6860 SH DEFINED 01 05 0 6860 0 GART SPORTS COMPANY COM 366630101 11 370 SH DEFINED 01 02 0 370 0 GARTNER GROUP CL B COM 366651206 41 3164 SH DEFINED 01 3164 0 0 GATEWAY COM 367626108 51 7969 SH DEFINED 01 7969 0 0 GATEWAY COM 367626108 519 82100 SH DEFINED 01 03 0 82100 0 GATEWAY COM 367626108 19 2945 SH DEFINED 01 05 0 2945 0 GAYLORD ENTERTAINMEN COM 367905106 40 1500 SH DEFINED 01 0 1500 0 GAYLORD ENTERTAINMEN COM 367905106 4 149 SH DEFINED 01 149 0 0 OAO GAZPROM ADR COM 368287207 96 6764 SH DEFINED 01 6764 0 0 GEBERIT AG COM 368394995 168 650 SH DEFINED 01 650 0 0 GEMSTAR-TV GUIDE INTL INC COM 36866W106 8026 542615 SH DEFINED 01 542615 0 0 GEMSTAR-TV GUIDE INTL INC COM 36866W106 299 20200 SH DEFINED 01 05 0 20200 0 GENCORP COM 368682100 31 2000 SH DEFINED 01 0 2000 0 GENCORP COM 368682100 2861 181993 SH DEFINED 01 181993 0 0 GENE LOGIC INC COM 368689105 1499 77068 SH DEFINED 01 77068 0 0 GENE LOGIC INC COM 368689105 3 140 SH DEFINED 01 02 0 140 0 GENE LOGIC INC COM 368689105 117 6000 SH DEFINED 01 05 0 6000 0 GENENTECH COM 368710406 18 350 SH DEFINED 01 0 350 0 GENENTECH COM 368710406 140387 2782724 SH DEFINED 01 2782724 0 0 GENENTECH COM 368710406 59014 1169759 SH DEFINED 01 05 0 1169759 0 GENENTECH INC COM 368710406 100 1982 SH DEFINED 01 02 0 1982 0 GENERAL COMMUNICATION CL A COM 369385109 2504 287822 SH DEFINED 01 287822 0 0 GENERAL COMMUNICATION CL A COM 369385109 95 10870 SH DEFINED 01 05 0 10870 0 GENERAL DYNAMICS COM 369550108 9 100 SH DEFINED 01 0 100 0 GENERAL DYNAMICS COM 369550108 3760 40024 SH DEFINED 01 40024 0 0 GENERAL DYNAMICS COM 369550108 4804 51133 SH DEFINED 01 03 0 51133 0 GENERAL DYNAMICS COM 369550108 21311 226835 SH DEFINED 01 05 0 226835 0 GENERAL ELECTRIC COM 369604103 26234 700477 SH DEFINED 01 0 700477 0 GENERAL ELECTRIC COM 369604103 1111997 29692829 SH DEFINED 01 29692829 0 0 GENERAL ELECTRIC COM 369604103 148647 3969176 SH DEFINED 01 02 0 3969176 0 GENERAL ELECTRIC COM 369604103 102679 2741758 SH DEFINED 01 03 0 2741758 0 GENERAL ELECTRIC COM 369604103 309656 8268511 SH DEFINED 01 05 0 8268511 0 GENERAL ELECTRIC COM 369604103 4244 113333 SH DEFINED 11 12 0 113333 0 GENERAL ELECTRIC COMPANY COM 369604103 30379 811210 SH DEFINED 11 12 13 0 811210 0 GENERAL GROWTH COM 370021107 5 105 SH DEFINED 01 105 0 0 GENERAL MILLS COM 370334104 6769 138560 SH DEFINED 01 0 138560 0 GENERAL MILLS COM 370334104 152707 3126064 SH DEFINED 01 3126064 0 0 GENERAL MILLS COM 370334104 19153 392058 SH DEFINED 01 02 0 392058 0 GENERAL MILLS COM 370334104 4522 92573 SH DEFINED 01 03 0 92573 0 GENERAL MILLS COM 370334104 79524 1627913 SH DEFINED 01 05 0 1627913 0 GENERAL MOTORS COM 370442105 60 1000 SH DEFINED 01 0 1000 0 GENERAL MOTORS COM 370442105 89217 1475878 SH DEFINED 01 1475878 0 0 GENERAL MOTORS COM 370442105 991 16400 SH DEFINED 01 02 0 16400 0 GENERAL MOTORS COM 370442105 10318 170690 SH DEFINED 01 03 0 170690 0 GENERAL MOTORS COM 370442105 12408 205277 SH DEFINED 01 05 0 205277 0 GENERAL MOTORS PRF 370442733 23709 867500 SH DEFINED 01 867500 0 0 GENERAL MOTORS PRF 370442733 3621 132500 SH DEFINED 01 05 0 132500 0 GENERAL MOTORS CL H COM 370442832 1956 118908 SH DEFINED 01 118908 0 0 GENESCO COM 371532102 1844 66893 SH DEFINED 01 66893 0 0 GENESEE & WYOMING COM 371559105 1875 79200 SH DEFINED 01 79200 0 0 GENESEE & WYOMING COM 371559105 9 345 SH DEFINED 01 02 0 345 0 GENESEE & WYOMING COM 371559105 185 7800 SH DEFINED 01 05 0 7800 0 GENESIS HEALTH VENTU COM 37183F107 8 432 SH DEFINED 01 432 0 0 GENESIS MICROCHIP COM 37184C103 543 20900 SH DEFINED 01 20900 0 0 GENTEX COM 371901109 76 2577 SH DEFINED 01 2577 0 0 GENTEX COM 371901109 1019 34400 SH DEFINED 01 03 0 34400 0 GENTEX CORP COM 371901109 46552 1571100 SH DEFINED 01 02 0 1571100 0 GENLYTE GROUP INC COM 372302109 19 500 SH DEFINED 01 0 500 0 GENLYTE GROUP INC COM 372302109 7 180 SH DEFINED 01 02 0 180 0 GENTA INC COM 37245M207 6 385 SH DEFINED 01 385 0 0 GENTA INC COM 37245M207 2 130 SH DEFINED 01 02 0 130 0 GENUINE PARTS COM 372460105 5794 157562 SH DEFINED 01 0 157562 0 GENUINE PARTS COM 372460105 3841 104481 SH DEFINED 01 104481 0 0 GENUINE PARTS COM 372460105 1620 44058 SH DEFINED 01 03 0 44058 0 GENUINE PARTS COM 372460105 58 1580 SH DEFINED 01 05 0 1580 0 GENUS COM 372461103 212 50000 SH DEFINED 01 50000 0 0 GENTIVA HEALTH SERVICES COM 37247A102 1 48 SH DEFINED 01 48 0 0 GENZYME CORP COM 372917104 197 4500 SH DEFINED 01 02 0 4500 0 GENZYME-GENERAL DIVISION COM 372917104 16607 380308 SH DEFINED 01 380308 0 0 GENZYME-GENERAL DIVISION COM 372917104 2348 53768 SH DEFINED 01 03 0 53768 0 GENZYME-GENERAL DIVISION COM 372917104 21255 486730 SH DEFINED 01 05 0 486730 0 GEORGIA GULF COM 373200203 4849 180607 SH DEFINED 01 180607 0 0 GEORGIA GULF COM 373200203 126 4703 SH DEFINED 01 05 0 4703 0 GEORGIA GULF CORP COM 373200203 4 150 SH DEFINED 01 02 0 150 0 GEORGIA-PACIFIC COM 373298108 17866 596540 SH DEFINED 01 596540 0 0 GEORGIA-PACIFIC COM 373298108 3095 103334 SH DEFINED 01 03 0 103334 0 GEORGIA-PACIFIC COM 373298108 581 19389 SH DEFINED 01 05 0 19389 0 GERBER SCIENTIFIC COM 373730100 498 67710 SH DEFINED 01 67710 0 0 GETTY IMAGES INC COM 374276103 10 330 SH DEFINED 01 330 0 0 GILBRALTER STEEL COM 37476F103 1850 85000 SH DEFINED 01 85000 0 0 GILBRALTER STEEL COM 37476F103 159 7300 SH DEFINED 01 05 0 7300 0 GILEAD SCIENCES COM 375558103 40939 1137500 SH DEFINED 01 1137500 0 0 GILEAD SCIENCES COM 375558103 38900 1080820 SH DEFINED 01 02 0 1080820 0 GILEAD SCIENCES COM 375558103 770 21400 SH DEFINED 01 03 0 21400 0 GILEAD SCIENCES COM 375558103 24268 674298 SH DEFINED 01 05 0 674298 0 GILLETTE COM 375766102 10 300 SH DEFINED 01 0 300 0 GILLETTE COM 375766102 193516 5689977 SH DEFINED 01 5689977 0 0 GILLETTE COM 375766102 9592 282028 SH DEFINED 01 03 0 282028 0 GILLETTE COM 375766102 61816 1817621 SH DEFINED 01 05 0 1817621 0 GILLETTE CO COM 375766102 25401 746804 SH DEFINED 01 02 0 746804 0 GJENSIDIGE NOR SPAREBANK COM 376499992 27 800 SH DEFINED 01 800 0 0 GLADSTONE CAP CORP COM 376535100 7 390 SH DEFINED 01 02 0 390 0 GLADSTONE CAPITAL COM 376535100 1314 73800 SH DEFINED 01 73800 0 0 GLADSTONE CAPITAL COM 376535100 146 8200 SH DEFINED 01 05 0 8200 0 GIVAUDAN AG COM 376543997 716 2230 SH DEFINED 01 2230 0 0 GLAMIS GOLD LTD COM 376775102 588 110000 SH DEFINED 01 110000 0 0 GLATFELTER COM 377316104 33 1843 SH DEFINED 01 1843 0 0 GLAXOSMITHKLINE PLC-ADR COM 37733W105 13865 295000 SH DEFINED 01 295000 0 0 GLAXOSMITHKLINE PLC-ADR COM 37733W105 531 11300 SH DEFINED 01 05 0 11300 0 GLAXOSMITHKLINE COM 377555990 46697 1982667 SH DEFINED 01 1982667 0 0 GLAXOSMITHKLINE COM 377555990 7218 306441 SH DEFINED 01 03 0 306441 0 GLAXOSMITHKLINE COM 377555990 28403 1205904 SH DEFINED 01 05 0 1205904 0 GLENAYRE TECHNOLOGIE COM 377899109 0 212 SH DEFINED 01 212 0 0 GLENBOROUGH REALTY T COM 37803P105 3 139 SH DEFINED 01 139 0 0 GLOBAL BIO-CHEM TECH COM 379305998 126 360000 SH DEFINED 01 360000 0 0 GLOBAL INDUSTRIES COM 379336100 12 1300 SH DEFINED 01 0 1300 0 GLOBAL INDUSTRIES COM 379336100 257 27543 SH DEFINED 01 27543 0 0 GLOBAL IMAGING SYS COM 37934A100 780 42400 SH DEFINED 01 42400 0 0 GLOBAL SPORT INC COM 37937A107 6 350 SH DEFINED 01 350 0 0 GLOBAL PAYMENTS COM 37940X102 6615 180450 SH DEFINED 01 180450 0 0 GLOBAL PAYMENTS COM 37940X102 176 4800 SH DEFINED 01 05 0 4800 0 GLOBAL PAYMENTS INC COM 37940X102 4 120 SH DEFINED 01 02 0 120 0 GLOBIX CORP COM 37957F101 0 104 SH DEFINED 01 104 0 0 GLOBESPAN VIRATA INC COM 37957V106 104 7000 SH DEFINED 01 0 7000 0 GLOBESPAN VIRATA INC COM 37957V106 3124 209429 SH DEFINED 01 209429 0 0 GOLD BANC CORP COM 379907108 10 1140 SH DEFINED 01 02 0 1140 0 GOAMERICA INC COM 38020R106 1 371 SH DEFINED 01 371 0 0 GOLDCREST CO LTD COM 380455998 123 3500 SH DEFINED 01 3500 0 0 GOLD FIELDS COM 380570994 6815 652000 SH DEFINED 01 652000 0 0 GOLD FIELDS COM 380570994 105 10000 SH DEFINED 01 05 0 10000 0 GOLDFIELDS ADR COM 38059T106 2457 235800 SH DEFINED 01 235800 0 0 GOLDFIELDS ADR COM 38059T106 183 17600 SH DEFINED 01 05 0 17600 0 GOLDCORP COM 380956995 2609 150000 SH DEFINED 01 150000 0 0 GOLDEN STATE BANCORP COM 381197102 9211 310238 SH DEFINED 01 310238 0 0 GOLDEN STATE BANCORP COM 381197102 621 20900 SH DEFINED 01 03 0 20900 0 GOLDEN STATE BANCORP COM 381197102 238 8000 SH DEFINED 01 05 0 8000 0 GOLDEN STAR RESOURCES LTD COM 38119T104 432 250000 SH DEFINED 01 250000 0 0 GOLDEN WEST FINANCIAL COM 381317106 17185 270617 SH DEFINED 01 270617 0 0 GOLDEN WEST FINANCIAL COM 381317106 3311 52139 SH DEFINED 01 03 0 52139 0 GOLDEN WEST FINANCIAL COM 381317106 389 6133 SH DEFINED 01 05 0 6133 0 GOLDMAN SACHS GROUP COM 38141G104 13130 145484 SH DEFINED 01 145484 0 0 GOLDMAN SACHS GROUP COM 38141G104 498 5520 SH 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8000 0 0 COMPUTERSHARE LTD COM 6180412 1 997 SH DEFINED 01 10 997 0 0 CHARTERED SEMICONDUCTOR COM 6180917 8 3000 SH DEFINED 01 10 3000 0 0 CENTRAL JAPA COM 6183552 29 5 SH DEFINED 01 10 5 0 0 CSL COM 6185495 6 281 SH DEFINED 01 10 281 0 0 CHEUNG COM 6190273 18 2000 SH DEFINED 01 10 2000 0 0 PYRAMID RUSSELL 2000 COM 619464XX3 94357 168721 SH DEFINED 01 03 0 168721 0 PYRAMID FIXED INCOME COM 619465XX0 28109 106267 SH DEFINED 01 03 0 106267 0 PYRAMID EAFE INDEX COM 619466XX8 1397 11493 SH DEFINED 01 03 0 11493 0 CHUBU COM 6195609 13 800 SH DEFINED 01 10 800 0 0 CHUGAI PHARM COM 6196408 11 1000 SH DEFINED 01 10 1000 0 0 CITIZEN WATC COM 6197304 6 1000 SH DEFINED 01 10 1000 0 0 CITY DEVELOP COM 6197928 7 2000 SH DEFINED 01 10 2000 0 0 MOTIENT COM 619908106 0 170 SH DEFINED 01 170 0 0 MOTOROLA COM 620076109 2856 201100 SH DEFINED 01 0 201100 0 MOTOROLA COM 620076109 100321 7064905 SH DEFINED 01 7064905 0 0 MOTOROLA COM 620076109 93 6550 SH DEFINED 01 02 0 6550 0 MOTOROLA COM 620076109 8009 564020 SH DEFINED 01 03 0 564020 0 MOTOROLA COM 620076109 40918 2881547 SH DEFINED 01 05 0 2881547 0 TRANSURBAN GROUP COM 6200882 2 955 SH DEFINED 01 10 955 0 0 COLES MYER COM 6209908 12 2656 SH DEFINED 01 10 2656 0 0 ORIGIN ENERGY COM 6214861 2 1202 SH DEFINED 01 10 1202 0 0 CMNWLTH BK OF AUST COM 6215035 54 3144 SH DEFINED 01 10 3144 0 0 CSK CORP COM 6215552 5 200 SH DEFINED 01 10 200 0 0 BORAL LIMITE COM 6218670 3 1202 SH DEFINED 01 10 1202 0 0 RIO TINTO LI COM 6220103 12 617 SH DEFINED 01 10 617 0 0 PAPERLINX LTD COM 6222206 1 453 SH DEFINED 01 10 453 0 0 COMFORT GROUP COM 6223629 1 1500 SH DEFINED 01 10 1500 0 0 COSMO OIL COM 6226338 2 1000 SH DEFINED 01 10 1000 0 0 CSR LIMITED COM 6238645 8 2208 SH DEFINED 01 10 2208 0 0 CYCLE & CARR COM 6242260 2 1006 SH DEFINED 01 10 1006 0 0 MOVIE GALLERY COM 624581104 1691 98500 SH DEFINED 01 98500 0 0 MOVIE GALLERY COM 624581104 182 10600 SH DEFINED 01 05 0 10600 0 MPOWER HOLDING COM 62473L101 0 100 SH DEFINED 01 100 0 0 MUELLER INDS COM 624756102 3597 102792 SH DEFINED 01 102792 0 0 DAIEI INC COM 6249982 1 2000 SH DEFINED 01 10 2000 0 0 DAIICHI PHAR COM 6250218 19 1000 SH DEFINED 01 10 1000 0 0 DAITO TRUST COM 6250508 5 300 SH DEFINED 01 10 300 0 0 DAICEL CHEM COM 6250542 3 1000 SH DEFINED 01 10 1000 0 0 DAIKIN INDUS COM 6250724 18 1000 SH DEFINED 01 10 1000 0 0 DAIMARU INC COM 6250768 4 1000 SH DEFINED 01 10 1000 0 0 DAINIPPON COM 6250821 4 2000 SH DEFINED 01 10 2000 0 0 DAI NIPPON COM 6250906 22 2000 SH DEFINED 01 10 2000 0 0 DAIWA HOUSE COM 6251363 13 2000 SH DEFINED 01 10 2000 0 0 DAIWA SECS G COM 6251448 24 4000 SH DEFINED 01 10 4000 0 0 ARISTOCRAT LEISURE LTD AUD COM 6253983 3 785 SH DEFINED 01 10 785 0 0 MULTIMEDIA GAMES INC COM 625453105 2 50 SH DEFINED 01 02 0 50 0 MUENCHENER RUECKVERSICHERUNGS- COM 625820998 15634 62879 SH DEFINED 01 62879 0 0 MUENCHENER RUECKVERSICHERUNGS- COM 625820998 9138 36753 SH DEFINED 01 05 0 36753 0 MURPHY OIL COM 626717102 144149 1501554 SH DEFINED 01 1501554 0 0 MURPHY OIL COM 626717102 2801 29172 SH DEFINED 01 02 0 29172 0 MURPHY OIL COM 626717102 6230 64900 SH DEFINED 01 03 0 64900 0 MURPHY OIL COM 626717102 18683 194623 SH DEFINED 01 05 0 194623 0 JOHNSON ELECTRIC HOLDINGS ORD COM 6281939 14 10000 SH DEFINED 01 10 10000 0 0 GIORDANO HOLDINGS LD COM 6282040 2 4000 SH DEFINED 01 10 4000 0 0 MYERS IND INC COM 628464109 1061 73156 SH DEFINED 01 73156 0 0 MYKROLIS COM 62852P103 863 56449 SH DEFINED 01 56449 0 0 MYKROLIS CORP. COM 62852P103 586 38413 SH DEFINED 01 02 0 38413 0 MYLAN LABORATORIES COM 628530107 9684 328702 SH DEFINED 01 328702 0 0 MYLAN LABORATORIES COM 628530107 731 24800 SH DEFINED 01 03 0 24800 0 MYLAN LABORATORIES COM 628530107 280 9500 SH DEFINED 01 05 0 9500 0 MYRIAD GENETICS COM 62855J104 1484 44278 SH DEFINED 01 44278 0 0 LI & FUNG COM 6286257 13 8000 SH DEFINED 01 10 8000 0 0 MIZUHO HOLDINGS, INC. COM 6286280 50 21 SH DEFINED 01 10 21 0 0 PACIFIC DUNL COM 6286611 1 1971 SH DEFINED 01 10 1971 0 0 NBTY COM 628782104 5787 339158 SH DEFINED 01 339158 0 0 NBTY COM 628782104 179 10500 SH DEFINED 01 05 0 10500 0 NBTY INC COM 628782104 15 890 SH DEFINED 01 02 0 890 0 NCI BUILDING SYSTEMS COM 628852105 1282 57000 SH DEFINED 01 57000 0 0 NCI BUILDING SYSTEMS COM 628852105 119 5300 SH DEFINED 01 05 0 5300 0 NCO GROUP COM 628858102 24 865 SH DEFINED 01 865 0 0 NCO GROUP COM 628858102 3 110 SH DEFINED 01 02 0 110 0 NCR COM 62886E108 7356 164395 SH DEFINED 01 164395 0 0 NCR COM 62886E108 1101 24611 SH DEFINED 01 03 0 24611 0 NCR COM 62886E108 226 5042 SH DEFINED 01 05 0 5042 0 NL INDUSTRIES INC COM 629156407 3 200 SH DEFINED 01 200 0 0 NMS COMM CORP COM 629248105 341 80088 SH DEFINED 01 80088 0 0 NPS PHARMACEUTICALS COM 62936P103 2323 71214 SH DEFINED 01 71214 0 0 NPS PHARMACEUTICALS COM 62936P103 3 100 SH DEFINED 01 02 0 100 0 NPS PHARMACEUTICALS COM 62936P103 131 4000 SH DEFINED 01 05 0 4000 0 ONESTEEL LTD. COM 6293729 1 909 SH DEFINED 01 10 909 0 0 NRG ENERGY COM 629377102 2 176 SH DEFINED 01 176 0 0 NRG ENERGY CV 6.50% PRF 629377201 6486 486200 SH DEFINED 01 486200 0 0 NRJ GROUP COM 629379991 200 9200 SH DEFINED 01 9200 0 0 NTL INCORPORATED COM 629407107 0 570 SH DEFINED 01 570 0 0 NTL INC PIK PFD 13.00% 02/15 PRF 629407503 712 35588 SH DEFINED 01 35588 0 0 NTL INC PIK PFD 13.00% 02/15 PRF 629407503 106 5296 SH DEFINED 01 05 0 5296 0 NTT DOCOMO W/I (BONUS SHARES) COM 629425885 13316 4916 SH DEFINED 01 4916 0 0 NTT DOCOMO W/I (BONUS SHARES) COM 629425885 2914 1076 SH DEFINED 01 03 0 1076 0 NTT DOCOMO W/I (BONUS SHARES) COM 629425885 14009 5172 SH DEFINED 01 05 0 5172 0 NTT DOCOMO COM 629425992 3339 1229 SH DEFINED 01 1229 0 0 NTT DOCOMO COM 629425992 731 269 SH DEFINED 01 03 0 269 0 NTT DOCOMO COM 629425992 3512 1293 SH DEFINED 01 05 0 1293 0 NUI CORP COM 629431107 1186 47651 SH DEFINED 01 47651 0 0 NVR COM 62944T105 11278 35749 SH DEFINED 01 35749 0 0 NVR COM 62944T105 278 880 SH 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