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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 24.05 | 01/13/2009 | A | 20,000 | (3) | 01/12/2016 | Common Stock | 20,000 | (4) | 20,000 | D | ||||
Restricted stock unit | (5) | 01/13/2009 | A | 10,000 | (6) | (6) | Common Stock | 10,000 | (4) | 10,000 | D | ||||
Restricted stock unit | (5) | 08/01/2009 | M | 6,750 | (7) | (7) | Common Stock | 6,750 | (4) | 0 | D | ||||
Restricted stock unit | (5) | 08/01/2009 | M | 4,500 | (8) | (8) | Common Stock | 4,500 | (4) | 4,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Maurer Dan C/O INTUIT INC. 2700 COAST AVENUE MOUNTAIN VIEW, CA 94043 |
SVP, Consumer Group |
/s/ Tyler Cozzens, under a Confirming Statement | 08/04/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Conversion of restricted stock units to shares; no price to report. |
(2) | Includes shares acquired by the reporting person through the Intuit Inc. Employee Stock Purchase Plan as follows: 450 shares on 3/13/09 and 514 shares on 6/15/09. |
(3) | 33 1/3% of the options vest on 12/2/2009; thereafter, 2.778% of the options vest monthly such that the options are fully vested on 12/2/2011. |
(4) | The reporting person was awarded the derivative securities in connection with his employment. |
(5) | 1-for-1 |
(6) | 50% of the restricted stock units vest on 1/1/2011 and the remaining restricted stock units vest on 1/1/2012. |
(7) | The restricted stock units vested on 8/1/09. |
(8) | 50% of the restricted stock units vested on 8/1/2009; the remaining restricted stock units vest on 8/2/2010. |