SECURITIES AND EXCHANGE COMMISSION UNITED STATES Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2005 -------------- HENNESSY ADVISORS, INC. (Exact name of registrant as specified in its charter) California 000-49872 68-0176227 ---------- --------- ---------- (State or other jurisdiction Commission (IRS Employer of incorporation) File Number) Identification No.) 750 Grant Avenue, Suite 100 94945 ----- Novato, California (Address of principal executive offices) (Zip Code) Registrant's telephone number including area code: (415) 899-1555 -------------- Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ================================================================================ ITEM 2.02. Results of Operations and Financial Condition --------------------------------------------- The registrant has issued an earnings release for the three months ended June 30, 2005, which is included herein as Exhibit 99.1. ITEM 9.01 Financial Statements and Exhibits --------------------------------- (c) Exhibits Exhibit 99.1 Earnings release issued August 2, 2005, by Hennessy Advisors, Inc., for the three months ended June 30, 2005. 2 SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HENNESSY ADVISORS, INC. (registrant) August 2, 2005 By: /s/ Neil J. Hennessy ------------------------------------ Neil J. Hennessy President EXHIBIT INDEX Exhibit 99.1 Earnings release issued August 2, 2005, by Hennessy Advisors, Inc., for the three months ended June 30, 2005. 3