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*
|
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
|
|
1.
|
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only):
Horizons Investors Corp.
11-2651913
|
||||
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions):
(a) þ
(b) o
|
||||
|
3.
|
SEC Use Only
|
||||
|
4.
|
Source of Funds (See Instructions): N/A
|
||||
|
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): N/A
|
o
|
|||
|
6.
|
Citizenship or Place of Organization: New York State
|
||||
| Number of
Shares Beneficially
Owned by
Each Reporting
Person
With
|
7. Sole Voting Power: 57,447,703*
________________________________________________________________________________________________________________________________
8. Shared Voting Power: 0
________________________________________________________________________________________________________________________________
9. Sole Dispositive Power: 57,447,703*
________________________________________________________________________________________________________________________________
10. Shared Dispositive Power: 0
|
||||
|
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person: 57,447,703*
|
||||
|
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): N/A
|
o
|
|||
|
13.
|
Percent of Class Represented by Amount in Row (11): 45.8%
|
||||
|
14.
|
Type of Reporting Person (See Instructions): CO
|
||||
|
*
|
Based on the information set forth in the Form 10-Q of Emerging Vision, Inc. (the “Company”) for the quarterly period ended June 30, 2010, as filed with the Securities and Exchange Commission on August 16, 2010, there were 125,292,806 shares of the Company’s Common Stock, par value $0.01 issued and outstanding as of August 16, 2010. The amount of securities beneficially owned represents shares of Common Stock held by Horizons Investors Corp. which is owned by Mr. Fernandez, and includes the right to acquire 200,000 shares of Common Stock upon the exercise of presently exercisable, outstanding options.
|
||||
|
1.
|
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only):
Warminster Investment Corp.
23-2117564
|
||||
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions):
(a) þ
(b) o
|
||||
|
3.
|
SEC Use Only
|
||||
|
4.
|
Source of Funds (See Instructions): N/A
|
||||
|
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): N/A
|
o
|
|||
|
6.
|
Citizenship or Place of Organization: Commonwealth of Pennsylvania
|
||||
|
Number of
Shares Beneficially
Owned by
Each Reporting
Person
With
|
7. Sole Voting Power: 1,295,715*
______________________________________________________________________________________________________________________________
8. Shared Voting Power: 0
______________________________________________________________________________________________________________________________
9. Sole Dispositive Power: 1,295,715*
______________________________________________________________________________________________________________________________
10. Shared Dispositive Power: 0
|
||||
|
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person: 1,295,715*
|
||||
|
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): N/A
|
o
|
|||
|
13.
|
Percent of Class Represented by Amount in Row (11): 1.0%
|
||||
|
14.
|
Type of Reporting Person (See Instructions): CO
|
||||
|
*
|
Based on the information set forth in the Form 10-Q of Emerging Vision, Inc. (the “Company”) for the quarterly period ended June 30, 2010, as filed with the Securities and Exchange Commission on August 16, 2010, there were 125,292,806 shares of the Company’s Common Stock, par value $0.01 issued and outstanding as of August 16, 2010. The amount of securities beneficially owned represents shares of Common Stock held by Warminster Investment Corp. which is owned by Mr. Fernandez.
|
||||
|
(a)
|
Amount of securities beneficially owned: 58,743,418* 46.8%
|
||
|
|
(b)
|
Number of shares as to which such person has:
|
|
|
|
(i)
|
Sole power to vote or direct vote: 58,743,418*
|
|
|
|
(ii)
|
Shared power to vote or direct vote: 0
|
|
|
|
(iii)
|
Sole power to dispose of or direct disposition of shares: 58,743,418*
|
|
|
|
(iv)
|
Shared power to dispose of or direct disposition of shares: 0
|
|
|
|
(c)
|
Transactions in securities of the Company within last 60 days: None
|
|
|
|
(d)
|
Third party right to receive dividends or proceeds from sale of securities: N/A
|
|
|
|
(e)
|
Date reporting person ceased to be the beneficial owner of more than five percent of class of securities: N/A
|
|
|
*
|
Based on the information set forth in the Form 10-Q of the Company for the quarterly period ended June 30, 2010, as filed with the Securities and Exchange Commission on August 16, 2010, there were 125,292,806 shares of the Company’s Common Stock, par value $0.01 issued and outstanding as of August 16, 2010. The amount of securities beneficially owned represents shares of Common Stock held by Horizons Investors Corp. and Warminster Investment Corp. which are owned by Mr. Fernandez, and includes the right to acquire 200,000 shares of Common Stock upon the exercise of presently exercisable, outstanding options.
|
|
December 9, 2010
|
|
|
HORIZONS INVESTORS CORP.
|
|
|
By: /s/ Benito R. Fernandez
|
|
|
__________________________________
|
|
|
Name: Benito R. Fernandez
|
|
|
Title: President
|
|
|
WARMINSTER INVESTMENT CORP.
|
|
|
By: /s/ Benito R. Fernandez
|
|
|
__________________________________
|
|
|
Name: Benito R. Fernandez
|
|
|
Title: President
|