Form 10-Q/A
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
______________________
FORM
10-Q/A
Amendment
No. 1
(Mark
One)
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QUARTERLY
REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE
ACT OF
1934
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For
the
quarterly period ended September 30, 2006
or
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o
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TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE
ACT OF
1934
For
the transition period from _______________________ to
_____________________
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Commission
file number 0-29030
SUSSEX
BANCORP
(Exact
name of Registrant as Specified in Its Charter)
NEW
JERSEY
(State
or
other jurisdiction of incorporation or organization)
22-3475473
(I.R.S.
Employer Identification Number)
200
MUNSONHURST ROAD
FRANKLIN,
NEW JERSEY 07416
(Address
of Principal Executive Offices)
(973)
827-2914
(Issuer’s
Telephone Number, including area code)
(Former
Name, Former Address and Former Fiscal Year, if Changed Since Last
Report)
Indicate
by check mark whether the registrant (1) has filed all reports required to
be
filed by Section 13 or 15 (d) of the Securities and Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes ý
No
o
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer, or a non-accelerated filer. See definition of “accelerated
filer and large accelerated filer” in Rule 12-b-2 of the Exchange Act.
(Check one):
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Large
accelerated filer: o
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Accelerated
filer: o
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Non-accelerated
filer: ý
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Indicate
by check mark whether the registrant is a shell company (as defined in Rule
12b-2 of the Exchange Act).
Yes
o
No ý
As
of
November 9, 2006 there were 3,149,733 shares of common stock, no par value,
outstanding.
EXPLANITORY
NOTE
We
are
filing this Amendment No. 1 to our Quarterly Report on Form 10-Q for the quarter
ended September 30, 2006, to provide dated versions of the certifications filed
previously as Exhibits 31.1, 31.2 and 32 with the original Form 10-Q. This
Amendment makes only the changes identified above, does not change any
previously reported financial results, and does not reflect events occurring
after the date of the original filing of the Registrant’s Quarterly Report on
Form 10-Q for the quarter ended September 30, 2006.
Part
II Other Information
Item
6. Exhibits
Exhibits
Exhibit
31.1 - Certification of Donald L Kovach pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
Exhibit
31.2 - Certification of Candace A. Leatham pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
Exhibit
32 -- Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this amendment to be signed on its behalf by the undersigned
thereunto duly authorized.
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SUSSEX
BANCORP
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Date:
December 11, 2006
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By:/s/
Candace A Leatham
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CANDACE
A. LEATHAM
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Executive
Vice President and
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Chief
Financial Officer
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