UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 |
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SEC USE ONLY
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DOCUMENT SEQUENCE NO. | |||||||||||||||
CUSIP NUMBER | |||||||||||||||
ATTENTION: | Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. | ||||||||||||||
1 (a) NAME OF ISSUER (Please type or print) | (b) IRS IDENT. NO. | (c) S.E.C. FILE NO. | WORK LOCATION | ||||||||||||
MSCI Inc.
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13-4038723
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1408198
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1 (d) ADDRESS OF ISSUER | STREET | CITY | STATE | ZIP CODE | (e) TELEPHONE NO. | ||||||||||
Wall Street Plaza, 88 Pine
Street
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New York | NY | 10005 | AREA CODE | NUMBER | ||||||||||
212 | 804-3900 | ||||||||||||||
2 (a) NAME OF PERSON FOR
WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD |
(b) IRS IDENT. NO. | (c) RELATIONSHIP TO ISSUER | (d) ADDRESS STREET | CITY | STATE | ZIP CODE | |||||||||
Gary Retelny
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Officer
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c/o MSCI Inc.,
Wall Street Plaza, 88 Pine Street
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New York |
NY |
10005 |
3(a) | Title of the Class of Securities To Be Sold |
(b) | Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities |
SEC USE ONLY | (c) | Number of Shares or Other Units To Be Sold (See instr. 3(c)) |
(d) | Aggregate Market Value (See instr. 3(d)) |
(e) | Number of Shares or Other Units Outstanding (See instr. 3(e)) |
(f) | Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.) |
(g) | Name of Each Securities Exchange (See instr. 3(g)) |
Broker-Dealer
File Number |
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Common Stock
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Michael Beloff
Morgan
Stanley
4 Landmark Square,
2nd Floor
Stamford, CT
06901
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42,800
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1,337,500
(as of 7/7/08)
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47,012,928
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7/09/08
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New York Stock
Exchange
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1.
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(a)
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Name
of issuer
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3.
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(a)
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Title
of the class of securities to be sold
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(b)
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Issuer’s
I.R.S. Identification Number
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(b)
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Name
and address of each broker through whom the securities are intended to be
sold
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(c)
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Issuer’s
S.E.C. file number, if any
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(c)
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Number
of shares or other units to be sold (if debt securities, give the
aggregate face amount)
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(d)
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Issuer’s
address, including zip code
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(d)
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Aggregate
market value of the securities to be sold as of a specified date within 10
days prior
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(e)
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Issuer’s
telephone number, including area code
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to
the filing of this notice
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(e)
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Number
of shares or other units of the class outstanding, or if debt securities
the face amount
thereof
outstanding, as shown by the most recent report or statement published by
the issuer
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2.
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(a)
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Name
of person for whose account the securities are to be sold
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(f)
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Approximate
date on which the securities are to be sold
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(b)
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Such
person’s I.R.S. identification number, if such person is an
entity
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(g)
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Name
of each securities exchange, if any, on which the securities are intended
to be sold
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(c)
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Such
person’s relationship to the issuer (e.g., officer, director, 10%
stockholder,
or member of immediate family of any of the foregoing)
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(d)
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Such
person’s address, including zip code
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Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired (If gift, also give date donor acquired) |
Amount of Securities Acquired | Date of Payment | Nature of Payment |
Common Stock
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11/14/07
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Purchase of shares in Issuer's
directed share program in connection with its initial public
offering
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MSCI, Inc.
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42,800
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11/20/07
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Cash
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INSTRUCTIONS: |
If
the securities were purchased and full payment therefor was not made in
cash at the time of purchase, explain in the table or in a note thereto
the nature of the consideration given. If the consideration
consisted of any note or other obligation, or if payment was made in
installments describe the arrangement and state when the note or other
obligation was discharged in full or the last installment
paid.
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Name and Address of Seller
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Title of Securities Sold
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Date of Sale
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Amount of Securities Sold
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Gross Proceeds
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INSTRUCTIONS:
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ATTENTION:
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See the
definition of “person” in paragraph (a) of Rule 144. Information is to be
given not only as to the person for whose account the securities are to be
sold but also as to all other persons included in that definition. In
addition, information shall be given as to sales by all persons whose
sales are required by paragraph (e) of Rule 144 to be aggregated with
sales for the account of the person filing this notice.
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The
person for whose account the securities to which this notice relates are
to be sold hereby represents by signing this notice that he does not know
any material adverse information in regard to the current and prospective
operations of the Issuer of the securities to be sold which has not been
publicly disclosed. If
such person has adopted a written trading plan or given trading
instructions to satisfy Rule 10b5-1under the Exchange Act, by signing the
form and indicating the date that the plan was adopted or theinstruction
given, that person makes such representation as of the plan adoption or
instruction
date.
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7/9/08
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/s/ Gary
Retelny
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DATE OF
NOTICE
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(SIGNATURE)
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The notice shall be signed by
the person for whose account the securities are to be sold. At least one
copy of the notice shall be manually signed. Any copies not manually
signed shall bear typed or printed signatures.
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DATE OF
PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE
10B5-1
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ATTENTION: Intentional misstatements or omission of facts
constitute Federal Criminal Violations (See 18 U.S.C.
1001)
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