UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
60819010 |
Page 2 of 16 Pages |
1 | NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON Jeffrey S. Lorberbaum |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS* | ||||||||||
Not applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 8,649,418 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,139,313 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 8,649,418 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,139,313 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
10,788,731 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
15.7% | |||||||||||
14 | TYPE OF REPORTING PERSON* | ||||||||||
IN |
CUSIP No. |
60819010 |
Page 3 of 16 Pages |
1 | NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON Mark Lorberbaum |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS* | ||||||||||
Not applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 452,017 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 308,193 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 452,017 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
308,193 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
760,210 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
1.1% | |||||||||||
14 | TYPE OF REPORTING PERSON* | ||||||||||
IN |
CUSIP No. |
60819010 |
Page 4 of 16 Pages |
1 | NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON Suzanne L. Helen |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS* | ||||||||||
Not applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 5,100 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,139,313 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 5,100 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,139,313 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,144,413 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
3.1% | |||||||||||
14 | TYPE OF REPORTING PERSON* | ||||||||||
IN |
CUSIP No. |
60819010 |
Page 5 of 16 Pages |
1 | NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON The Alan S. Lorberbaum Family Foundation 58-6368036 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS* | ||||||||||
Not applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 168,193 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 168,193 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
168,193 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
.2% | |||||||||||
14 | TYPE OF REPORTING PERSON* | ||||||||||
OO |
CUSIP No. |
60819010 |
Page 6 of 16 Pages |
1 | NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON Aladdin Partners, L.P. 58-2237243 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS* | ||||||||||
Not applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 8,414,619 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 8,414,619 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
8,414,619 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
12.3% | |||||||||||
14 | TYPE OF REPORTING PERSON* | ||||||||||
PN |
CUSIP No. |
60819010 |
Page 7 of 16 Pages |
1 | NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON ASL Management Corporation 58-2235816 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS* | ||||||||||
Not applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 8,414,619 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 8,414,619 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
8,414,619 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
12.3% | |||||||||||
14 | TYPE OF REPORTING PERSON* | ||||||||||
CO |
CUSIP No. |
60819010 |
Page 8 of 16 Pages |
1 | NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON JMS Group Limited Partnership 58-2543689 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS* | ||||||||||
Not applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 1,831,120 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 1,831,120 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,831,120 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
2.7% | |||||||||||
14 | TYPE OF REPORTING PERSON* | ||||||||||
PN |
CUSIP No. |
60819010 |
Page 9 of 16 Pages |
1 | NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON SJL Management Company, LLC 58-2541963 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS* | ||||||||||
Not applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 1,831,120 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 1,831,120 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,831,120 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
2.7% | |||||||||||
14 | TYPE OF REPORTING PERSON* | ||||||||||
OO |
CUSIP No. |
60819010 |
Page 10 of 16 Pages |
1 | NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON Cuddy Holdings LP 46-0509050 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS* | ||||||||||
Not applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 140,000 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 140,000 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
140,000 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
.2% | |||||||||||
14 | TYPE OF REPORTING PERSON* | ||||||||||
PN |
CUSIP No. |
60819010 |
Page 11 of 16 Pages |
1 | NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON Helm Management Corporation 75-3088381 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* |
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS* | ||||||||||
Not applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 140,000 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 140,000 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
140,000 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
.2% | |||||||||||
14 | TYPE OF REPORTING PERSON* | ||||||||||
CO |
CUSIP NO. 60819010 | Page 12 of 16 Pages |
CUSIP NO. 60819010 | Page 13 of 16 Pages |
CUSIP NO. 60819010 | Page 14 of 16 Pages |
CUSIP NO. 60819010 | Page 15 of 16 Pages |
/s/ Jeffrey S. Lorberbaum | ||||
JEFFREY S. LORBERBAUM | ||||
/s/ Donald E. Meyer, by Power of Attorney | ||||
MARK LORBERBAUM | ||||
/s/ Suzanne L. Helen | ||||
SUZANNE L. HELEN | ||||
THE ALAN S. LORBERBAUM FAMILY FOUNDATION |
||||
By | /s/ Suzanne L. Helen | |||
SUZANNE L. HELEN, CHAIR PERSON | ||||
CUDDY HOLDINGS LP |
||||
By | /s/ Jeffrey S. Lorberbaum | |||
HELM MANAGEMENT CORPORATION | ||||
GENERAL PARTNER JEFFREY S. LORBERBAUM, PRESIDENT OF HELM MANAGEMENT CORPORATION | ||||
HELM MANAGEMENT CORPORATION |
||||
By | /s/ Jeffrey S. Lorberbaum | |||
JEFFREY S. LORBERBAUM, PRESIDENT | ||||
CUSIP NO. 60819010 | Page 16 of 16 Pages |
ALADDIN PARTNERS, L.P. |
||||
By | ASL MANAGEMENT CORPORATION, GENERAL PARTNER | |||
By | /s/ Jeffrey S. Lorberbaum | |||
JEFFREY S. LORBERBAUM, | ||||
CHIEF EXECUTIVE OFFICER | ||||
ASL MANAGEMENT CORPORATION |
||||
By | /s/ Jeffrey S. Lorberbaum | |||
JEFFREY S. LORBERBAUM, | ||||
CHIEF EXECUTIVE OFFICER | ||||
JMS GROUP LIMITED PARTNERSHIP |
||||
By | SJL MANAGEMENT COMPANY, LLC, GENERAL PARTNER | |||
By | /s/ Jeffrey S. Lorberbaum | |||
JEFFREY S. LORBERBAUM, MEMBER | ||||
SJL MANAGEMENT COMPANY, LLC |
||||
By | /s/ Jeffrey S. Lorberbaum | |||
JEFFREY S. LORBERBAUM, MEMBER | ||||
Beneficial | Percent of | Sole Voting and | Shared Voting and | |||||||||||||
Name | Ownership(1) | Outstanding(2) | Dispos. Power | Dispos. Power(3) | ||||||||||||
Jeffrey Lorberbaum |
10,788,731 | (4) | 15.7 | % | 8,649,418 | (5) | 2,139,313 | (6) | ||||||||
Mark Lorberbaum |
760,210 | (7) | 1.1 | % | 452,017 | (8) | 308,193 | (9) | ||||||||
Suzanne L. Helen |
2,144,413 | (10) | 3.1 | % | 5,100 | 2,139,313 | (6) | |||||||||
The Alan S. Lorberbaum
Family Foundation |
168,193 | .2 | % | 168,193 | 0 | |||||||||||
Aladdin Partners, L.P. |
8,414,619 | 12.3 | % | 8,414,619 | 0 | |||||||||||
ASL Management Corporation |
8,414,619 | (11) | 12.3 | % | 8,414,619 | (11) | 0 | |||||||||
JMS Group Limited Partnership |
1,831,120 | 2.7 | % | 1,831,120 | 0 | |||||||||||
SJL Management Company, LLC |
1,831,120 | (12) | 2.7 | % | 1,831,120 | (12) | 0 | |||||||||
Cuddy Holdings LP |
140,000 | .2 | % | 140,000 | 0 | |||||||||||
Helm Management Corporation |
140,000 | (13) | .2 | % | 140,000 | (13) | 0 |
(1) | Shares of Common Stock which may be deemed to be beneficially owned by each Reporting Person. The Reporting Persons disclaim beneficial ownership of certain of these shares, as is more fully set forth in Item 5 of this schedule. |
(2) | Based upon 68,645,180 shares of Common Stock outstanding as of February 21, 2011 as disclosed in Mohawks Annual Report on Form 10-K for the year ended December 31, 2010. | |
(3) | Shares of Common Stock over which the respective Reporting Person may be deemed to have shared voting and dispositive power. | |
(4) | Includes 8,414,619 shares held by Aladdin Partners, Inc. (the Aladdin Partners). Jeffrey S. Lorberbaum, as the majority general partner of Aladdin Partners and as president and sole owner of ASL Management Corporation (ASL), the other general partner of Aladdin Partners, has sole voting and dispositive power with respect to all such shares. Includes 140,000 shares held by Cuddy Holdings LP (Cuddy). Jeffrey S. Lorberbaum, as president and one-third owner of Helm Management Corporation (Helm Management), the general partner of Cuddy, shares voting and dispositive power with respect to such shares but disclaims beneficial ownership in the shares held by Cuddy in which he does not have a pecuniary interest. Includes 168,193 shares held by The Alan S. Lorberbaum Family Foundation (the Foundation) of which Jeffrey S. Lorberbaum is a trustee and thus may be deemed to share voting and dispositive power with respect to such shares. Includes 1,831,120 held by JMS Group Limited Partnership (JMS, L.P.). Jeffrey S. Lorberbaum, as a member of SJL Management Company, LLC (SJL, LLC), the majority general partner of JMS, L.P., has shared voting and dispositive power with respect to all such shares. Includes 194 shares held by Jeffrey S. Lorberbaum in an employer sponsored 401(k) plan, 21,500 shares issuable upon exercise of employee stock options which are exercisable within 60 days of this report and 213,105 shares directly held. | |
(5) | Includes 8,414,619 shares held by Aladdin Partners, which Jeffrey S. Lorberbaum has sole voting and dispositive power with respect to all such shares, 194 shares held in an employer sponsored 401(k) plan, 21,500 shares issuable upon exercise of employee stock options which are exercisable within 60 days of this report and 213,105 shares directly held. | |
(6) | Includes 1,831,120 held by JMS L.P., the general partner of which is SJL, LLC, of which both Jeffrey S. Lorberbaum and Suzanne Helen are members, 140,000 shares held by Cuddy, the general partner of which is Helm Management, of which both Jeffrey S. Lorberbaum, Mark Lorberbaum and Suzanne Helen each hold a one-third interest, and 168,193 shares held by the Foundation of which Jeffrey S. Lorberbaum, Mark Lorberbaum and Suzanne Helen are trustees and thus may be deemed to share voting and dispositive power with respect to all such shares. | |
(7) | Includes 448,202 shares held by a trust in which Mark Lorberbaum is the trustee and holds a pecuniary interest and 3,815 shares held in the Mohawk 401(k) plan. Includes the 140,000 shares held by Cuddy, of which Mark Lorberbaum shares voting and dispositive power with respect to such shares by virtue of owning a one-third interest in the general partner and 168,193 shares held by the Foundation of which Mark Lorberbaum is one of three trustees and as a result has shared voting and dispositive power with respect to such shares. Does not include 8,414,619 shares held by the Aladdin Partners of which Mark Lorberbaum is a limited partner. | |
(8) | Includes 3,815 shares held by Mark Lorberbaum in an employer sponsored 401(k) plan and 448,202 shares held in his trust. |
(9) | Includes the 140,000 shares held by Cuddy, of which Mark Lorberbaum shares voting and dispositive power with respect to such shares by virtue of owning a one-third interest in the general partner and 168,193 shares held by the Foundation of which Mark Lorberbaum is one of three trustees and as a result has shared voting and dispositive power with respect to such shares. | |
(10) | Includes 1,831,120 held by JMS L.P., the general partner of which is SJL, LLC, of which Suzanne Helen is a member, and as a result may have shared voting and dispositive power with respect to all such shares. Includes 168,193 shares held by the Foundation of which Suzanne Helen is Chairperson and one of the trustees and as a result has shared voting and dispositive power with respect to all such shares. Includes 5,100 shares held directly. Includes the 140,000 shares held by Cuddy, which Suzanne Helen shares voting and dispositive power with respect to such shares by virtue of owning a one-third interest in the general partner. Does not include 8,414,619 shares held by the Aladdin Partners, of which Suzanne Helen is a limited partner. | |
(11) | Shares held by Aladdin Partners. ASL, as a general partner of Aladdin Partners, shares voting and dispositive power with respect to all such shares. | |
(12) | Shares held by JMS, L.P. SJL, LLC, as the general partner of JMS L.P., shares voting and dispositive power with respect to all such shares. | |
(13) | Shares held by Cuddy. Helm Management, as the general partner of Cuddy, shares voting and dispositive power with respect to all such shares. |