UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM U-5S
ANNUAL REPORT
For the year ended December 31, 2002
Filed pursuant to the Public Utility Holding Company Act of 1935
XCEL ENERGY, INC.
800 NICOLLET MALL
SUITE 3000
MINNEAPOLIS, MN 55402
1
TABLE OF CONTENTS
Item 1 - System Companies and Investments Therein as of December 31, 2002
Item 2 - Acquisitions or Sales of Utility Assets
Item 3 - Issue, Sale, Pledge, Guarantee or Assumption of System Securities
Item 4 - Acquisition, Redemption or Retirement of System Securities
Item 5 - Investments in Securities of Nonsystem Companies
Item 6 - Officers and Directors
Item 7 - Contributions and Public Relations
Item 8 - Service, Sales and Construction Contracts
Item 9 - Wholesale Generators and Foreign Utility Companies
Item 10 - Financial Statements and Exhibits
Signature
2
ITEM 1. SYSTEM COMPANIES AND INVESTMENTS THEREIN AS OF DECEMBER 31, 2002
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NUMBER OF
COMMON
SHARES ISSUER'S OWNER'S BRIEF
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) OWNED PERCENT OF VOTING POWER BOOK VALUE BOOK VALUE DESCRIPTION
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XCEL ENERGY INC. (XCEL ENERGY) Holding Company
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Distributes
Black Mountain Gas Co. 100 100% by Xcel Energy 13,481,614 13,481,614 natural gas
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Black Mountain Gas Co. had $3,097,021 in short-term debt outstanding to Xcel Energy at an average cost of 2.99% at 12/31/02
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Cheyenne Light, Fuel and Power Co. Public utility
(Cheyenne) 100 100% by Xcel Energy 31,608,230 31,608,230 (gas & electric)
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Cheyenne had $18,425,000 in short-term debt outstanding to Xcel Energy at an average cost of 2.99% at 12/31/02
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Cheyenne had a Standby Bond Purchase Agreement with Wells Fargo Bank, NA related to Cheyenne's $10,000,000 Adjustable Rate
Industrial Development Revenue Bonds at 12/31/02; expiration date 03/2004
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Northern States Power Co., a Minnesota Corp. Public utility
(NSP-Minnesota) 1,000,000 100% by Xcel Energy 1,801,028,494 1,801,028,494 (gas & electric)
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NSP-Minnesota had $1,250,000 in short-term borrowings due from its subsidiary First Midwest Auto Park at an average rate of
4.40% at 12/31/02
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NSP-Minnesota had $1,304,000 in short-term borrowings outstanding from its subsidiary UP&L at an average rate of 4.40% at
12/31/02
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NSP Financing I (Statutory Business Special purpose
Trust) n/a 100% by NSP-Minnesota 6,190,000 6,190,000 business trust
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NSP Financing I owns $206,190,000 of NSP-Minnesota's Junior Subordinated Debentures; maturity date 1/31/2037; interest
rate 7.875%
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NSP Financing II (Statutory Business
Trust)* inactive 100% by NSP-Minnesota inactive inactive Inactive
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Holds NSP-MN's
NSP Nuclear Corp. 40 100% by NSP-Minnesota 3,346,771 3,346,771 interest in NMC
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Operates
Monticello and
Prairie Island
nuclear
Nuclear Management Co. LLC (NMC) n/a 20% by NSP Nuclear Corp. 15,812,675 3,162,535 generating plants
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NMC renewed its Credit Facility for $25,000,000 with LaSalle Bank in Chicago during 2002; expiration date 11/2003
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Develop private
temporary spent
nuclear fuel
storage
Private Fuel Storage LLC n/a 15.6% by NSP-Minnesota (2) (2) facility
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Holds non-utility
United Power and Land Co. (UP&L) 40,200 100% by NSP-Minnesota 8,647,833 8,647,833 real estate
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UP&L had $1,304,000 in short-term borrowings due from Xcel Energy at an average rate of 4.40% at 12/31/02
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Northern States Power Co., a Wisconsin Corp. Public utility
(NSP-Wisconsin) 933,000 100% by Xcel Energy 418,738,309 418,738,309 (gas & electric)
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NSP-Wisconsin had $6,880,000 in short-term debt outstanding to Xcel Energy at an average rate of 4.40% at 12/31/02
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Operates hydro
reservoirs in
Chippewa and Flambeau Improvement Co. 11,000 75.86% by NSP-Wisconsin 1,033,218 783,799 Wisconsin
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Owns interest in
affordable
housing
Clearwater Investments, Inc. (Clearwater projects in
Inv) 100 100% by NSP-Wisconsin 2,402,214 2,402,214 Wisconsin
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Building
development
CMS LLC n/a 33.3% by Clearwater Inv 101,179 67,986 partnership
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Owns interest in
affordable
Plover LLC n/a 10% by Clearwater Inv (2) 95,491 housing projects
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Owns interest in
affordable
Shoe Factory Holdings LLC n/a 100% by Clearwater Inv 980,621 980,621 housing projects
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Owns interest in
affordable
Woodsedge Eau Claire LP n/a 98% by Clearwater Inv 1,181,178 1,230,079 housing projects
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Holds non-utility
real estate in
NSP Lands Inc. 100 100% by NSP-Wisconsin 447,875 447,875 Wisconsin
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NSP Energy Marketing Inc.* inactive 100% by Xcel Energy inactive inactive Inactive
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Public utility
(gas, electric
Public Service Co. of Colorado (PSCo) 100 100% by Xcel Energy 1,978,461,590 1,978,461,590 & thermal)
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PSCo had $88,074,240 in short-term debt outstanding to Xcel Energy at an average rate of 2.66% at 12/31/02
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PSCo had $21,288,000 in short-term borrowings outstanding from its subsidiary PSR Investments at an average rate of 2.83% at
12/31/02
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1480 Welton Inc. 6,500 100% by PSCo 9,403,389 9,403,389 Holds real estate
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Cooling water for
generating
Baugh Lateral Ditch Co. (1) 29.08% by PSCo (1) (1) facilities
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Cooling water for
generating
Beaver Ditch Co. (1) 8% by PSCo (1) (1) facilities
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Cooling water for
generating
Beeman Ditch Co. (1) 46.25% by PSCo (1) (1) facilities
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Cooling water for
generating
Clough Private Ditch (1) 48.3% by PSCo (1) (1) facilities
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Cooling water for
generating
Clough and True Private Ditch (1) 48.3% by PSCo (1) (1) facilities
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Cooling water for
generating
Consolidated Extension Canal Co. 30 53.55% by PSCo 36,420 (1) facilities
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Cooling water for
generating
Consolidated Mutual Water Co. (1) 0.002% by PSCo (1) (1) facilities
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3
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Cooling water for
Dry Creek No. 2 Ditch Co. (1) 9.37% by PSCo (1) (1) generating facilities
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Cooling water for
East Boulder Ditch Co. 10.600258 88.67% by PSCo (1) (1) generating facilities
------------------------------------------------------------------------------------------------------------------------------------
Cooling water for
Eliott Ditch and Reservoir (1) 60% by PSCo (1) (1) generating facilities
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Cooling water for
Eliott Lateral and Reservoir (1) 100% by PSCo (1) (1) generating facilities
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Cooling water for
Enterprise Irrigating Ditch Co. 11.95 27.16% by PSCo (1) (1) generating facilities
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Cooling water for
Erkenbeck Lateral Ditch Co. (1) 4.97% by PSCo (1) (1) generating facilities
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Cooling water for
Farmers Extension Ditch Co. (1) 0.50% by PSCo (1) (1) generating facilities
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Cooling water for
Fisher Ditch Co. (1) 22.02% by PSCo 25,695 (1) generating facilities
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Cooling water for
Fort Morgan Reservoir and Irrigation Co. (1) 1.76% by PSCo (1) (1) generating facilities
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Cooling water for
Goosequill Ditch (1) 100% by PSCo (1) (1) generating facilities
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Cooling water for
Grand Valley Irrigation Co. (1) 0.08% by PSCo (1) (1) generating facilities
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Water storage for Cabin
Creek Hydroelectric
Green and Clear Lakes Co. 2,500 100% by PSCo 25,000 25,000 facility
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Cooling water for
Highland Ditch Co. (1) 1.55% by PSCo (1) (1) generating facilities
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Cooling water for
Hillcrest Ditch and Reservoir Co. 140 77.78% by PSCo (1) (1) generating facilities
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Cooling water for
Jay Thomas Ditch (1) 100% by PSCo (1) (1) generating facilities
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Cooling water for
Jones and Donnelly Ditch Co. (1) 43.11% by PSCo (1) (1) generating facilities
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Cooling water for
Las Animas Consolidated Canal Co. 430.329 76.57% by PSCo 26,577 (1) generating facilities
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Cooling water for
Lupton Meadows Ditch Co. (1) 1.65% by PSCo (1) (1) generating facilities
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Cooling water for
McDonald (Prairie) Ditch Co. (1) 7.93% by PSCo (1) (1) generating facilities
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Cooling water for
Montgomery Private Ditch (1) 83.3% by PSCo (1) (1) generating facilities
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Cooling water for
Mutual Lateral Ditch Co. (1) 5% by PSCo (1) (1) generating facilities
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Issue trust preferred
PSCo Capital Trust I n/a 100% by PSCo 6,000,000 6,000,000 securities
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PSCo Capital Trust I owns $200,000,000 of PSCO's Junior Subordinated Debentures; maturity date 6/30/2038; interest
rate 7.600%
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Owns certain life
insurance policies
PSR Investments Inc. 363,190 100% by PSCo 36,287,903 36,287,903 acquired prior to 1986
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PSR Investments had $21,288,000 in short-term borrowings due from PSCo at an average rate of 2.83% at 12/31/02
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Cooling water for
Smead Ditch (1) 50% by PSCo (1) (1) generating facilities
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Cooling water for
Twin Lakes Reservoir and Irrigation Co. (1) 1.51% by PSCo (1) (1) generating facilities
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Cooling water for
United Water Co. 979.375 84.19% by PSCo 23,947 (1) generating facilities
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Cooling water for
Upper Platte and Beaver Ditch Co. (1) 0.60% by PSCo (1) (1) generating facilities
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Cooling water for
Western Mutual Ditch Co. (1) 0.25% by PSCo (1) (1) generating facilities
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Cooling water for
Westmoor Acres Irrigation Co. (1) 9.09% by PSCo (1) (1) generating facilities
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Southwestern Public Service Co. (SPS) 100 100% by Xcel Energy 828,709,364 828,709,364 Public utility (electric)
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SPS had a Standby Bond Purchase Agreement with the Bank of New York related to SPS's $25,000,000 Adjustable Rate Tender
Securities at 12/31/02
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Issue trust preferred
SPS Capital Trust I n/a 100% by SPS 3,092,783 3,092,783 securities
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SPS Capital Trust I owns $103,092,775 of SPS's Junior Subordinated Debentures; maturity date 9/1/2036; interest
rate 7.850%
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Natural gas transmission
WestGas InterState Inc. 60,000 100% by Xcel Energy 444,877 444,877 company
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Intermediate holding co
Xcel Energy Communications Group Inc. for subs providing
(Xcel Comm) 100 100% by Xcel Energy 264,098,739 264,098,739 broadband telecomm
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Xcel Comm had $875,700 in intercompany short-term debt outstanding to NCE Comm at an average rate of 2.99% at 12/31/02
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Formed in 1998; no
NCE Communications Inc. (NCE Comm) 100 100% by Xcel Comm 9,354,550 9,354,550 operations
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NCE Comm had $875,700 in intercompany short-term debt outstanding from Xcel Comm at an average rate of 2.99% at 12/31/02
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Northern Colorado
Telecommunications LLC n/a 53.75% by NCE Comm 13,508,943 7,261,057 Telecommunications
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Provides cable, telephone
and high speed internet
Seren Innovations Inc. 760 100% by Xcel Comm 254,955,448 254,955,448 access system
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Intermediate holding
company for international
Xcel Energy International Inc. (Xcel Intl) 100 100% by Xcel Energy 23,936,043 23,936,043 subsidiaries
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Xcel Intl had $38,770,000 in intercompany short-term debt outstanding to Xcel Energy at an average rate of 2.99% at 12/31/02
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Xcel Intl had $32,427,194 in intercompany short-term debt outstanding from Xcel Argentina at an average rate of 2.99% at
12/31/02
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Xcel Energy Argentina Inc. (Xcel Holds CIESA assets in
Argentina) 100 100% by Xcel Intl 10,527,469 5,901,471 Argentina
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Xcel Argentina had $32,427,194 in intercompany short-term debt outstanding to Xcel Intl at an average rate of 2.99%
at 12/31/02
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4
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Ekibastus Power Development Ltd. (2) 100% by Xcel Argentina 2,500,000 2,500,000 Shell company
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Performs
management
functions for
the Argentina
IPC Operations Ltd. (2) 100% by Xcel Argentina (1,551,158) (1,551,158) assets
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Holding
company
for
Argentina
Corporacion Independiente de Energia SA (CIESA) (2) 100% by Xcel Argentina 30,953,796 26,327,796 assets
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Owns and
operates a 620
MW power plant
Central Piedra Buena SA (2) 100% by CIESA 29,001,695 29,001,695 in Argentina
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Hidroelectrica del Sur SA (Hidroelectrica (2) Holding
del) 60% by CIESA 5,068,426 1,003,433 company
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Operates a 48
MW
hydroelectric
Hidroelectrica Ameghino SA (2) 59% by Hidroelectrica del (2) (2) plant
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Holding
Electrica del Sur SA (Electrica del) (2) 100% by CIESA (2,743,900) (2,743,900) company
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Operates a 76
MW power plant
; currently
shutdown for
Energia del Sur SA (2) 100% by Electrica del (2) (2) maint
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Managed power
plant
development
activities -
Independent Power Americas Inc.* inactive 100% by Xcel Intl inactive inactive inactive
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Holding
company for
Independent
Independent Power International Ltd. (Indep Power Power UK
Intl) (2) 100% by Xcel Intl - - Limited
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Holds a
deposit on a
power gen
Independent Power UK Ltd. (2) 100% by Indep Power Intl - - facility in UK
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Intermediate
holding
company for
subs providing
energy mktg
Xcel Energy Markets Holdings Inc. (Xcel Energy Mkts) 100 100% by Xcel Energy 71,416,709 71,416,709 svcs
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Xcel Energy Mkts had $9,366,469 in intercompany short-term debt outstanding from Viking at an average rate of 2.99% at 12/31/02
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Xcel Energy Mkts had $17,170,000 in intercompany short-term debt outstanding from e prime at an average rate of 2.99% at 12/31/02
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Xcel Energy Mkts had $25,996,000 in intercompany short-term debt outstanding to Xcel Energy at an average rate of 2.99% at
12/31/02
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Unregulated
commodity
marketing
e prime Inc. (e prime) 3,807,719 100% by Xcel Energy Mkts 13,101,878 13,101,878 affiliate
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e prime had $17,170,000 in intercompany short-term debt outstanding to Xcel Energy Mkts at an average rate of 2.99% at 12/31/02
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Operates a 3
MW natural
gas-fired
turbine
Johnstown Cogeneration LLC n/a 50% by e prime 149,711 - generator
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Owns 47.5%
interest in
Young Gas
Storage
Young Gas Storage Co. (Young Gas) 1,000 100% by e prime 3,332,055 3,332,055 Company, Ltd.
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Owns and
operates an
underground
gas storage
Young Gas Storage Co. Ltd. n/a 47.5% by Young Gas 11,725,624 6,386,758 facility
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Natural gas
Viking Gas Transmission Co. (Viking) 206 100% by Xcel Energy Mkts 57,610,903 57,610,903 transmission
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Viking had $9,366,469 in intercompany short-term debt outstanding to Xcel Energy Mkts at an average rate of 2.99% at 12/31/02
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Constructs,
own and
operate
interstate gas
transmission
Guardian Pipeline LLC n/a 33.33% by Viking (2) (2) pipeline
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XECC Group Inc.* 1,000 100% by Xcel Energy Mkts inactive inactive Inactive
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XEM Inc.* 1,000 100% by Xcel Energy Mkts inactive inactive Inactive
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XEPS LLC* n/a 100% by XEM Inc. inactive inactive Inactive
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Xcel Energy O&M Services Inc.* inactive 100% by Xcel Energy inactive inactive Inactive
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Intermediate
holding
company for
subs providing
svcs to retail
Xcel Energy Retail Holdings Inc. (Xcel Retail) 100 100% by Xcel Energy 18,545,748 18,545,748 customers
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Xcel Retail had $1,412,000 in intercompany short-term debt outstanding to e prime Energy Marketing Inc at an average rate of 2.99%
at 12/31/02
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Xcel Retail had $7,744,000 in intercompany short-term debt outstanding to Xcel Energy at an average rate of 2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Xcel Retail had $1,642,000 in intercompany short-term debt outstanding to XERS Inc at an average rate of 2.99% at 12/31/02
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Xcel Retail had $240,000 in intercompany short-term debt outstanding to Xcel Energy-Centrus Inc at an average rate of 2.99% at
12/31/02
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Xcel Retail had $900,000 in intercompany short-term debt outstanding to Reddy Kilowatt Corp at an average rate of 2.99% at
12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Xcel Retail had $4,781,000 in intercompany short-term debt outstanding to Xcel Energy Prod and Svcs at an average rate of 2.99% at
12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Xcel Retail had $923,000 in intercompany short-term debt outstanding from Xcel Energy-Centrus Inc at an average rate of 2.99% at
12/31/02
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Sales to gas
Natural Station Equipment LLC n/a 100% by Xcel Retail (18,805) (18,805) industry
------------------------------------------------------------------------------------------------------------------------------------
Energy related
Xcel Energy Products and Services Inc. products and
(XEPS) 236.227 100% by Xcel Retail 3,503,025 3,503,025 services
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Xcel Prod and Svcs had $4,781,000 in intercompany short-term debt outstanding from Xcel Retail at an average rate of 2.99% at
12/31/02
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Wholesale
propane
Xcel Energy Wholesale Propane Inc. 100 100% by XEPS (2) (2) supplier
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Intermediate
holding
Planergy International Inc. (Planergy Intl) 1,000 100% by Xcel Retail 10,020,182 10,020,182 company
------------------------------------------------------------------------------------------------------------------------------------
Energy
Planergy Services Inc. (Planergy Svcs) 1,000 100% by Planergy Intl 7,057,223 7,057,223 services
------------------------------------------------------------------------------------------------------------------------------------
Limit
liability
associated
with borrowing
Planergy Services of California Inc. 15,000 100% by Planergy Svcs 790,712 790,712 agreements
------------------------------------------------------------------------------------------------------------------------------------
Limit
liability
associated
with borrowing
Planergy Capital Associates Inc. 1,500,000 100% by Planergy Svcs 129,708 129,708 agreements
------------------------------------------------------------------------------------------------------------------------------------
Limit
liability
associated
with borrowing
Planergy Energy Services Corp. 25 100% by Planergy Svcs 729,897 729,897 agreements
------------------------------------------------------------------------------------------------------------------------------------
Limit
liability
associated
with borrowing
Planergy Services of Houston Inc. 500 100% by Planergy Svcs 678,016 678,016 agreements
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5
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Limit liability associated
Planergy Services USA Inc. 3,000 100% by Planergy Svcs 24,724 24,724 with borrowing agreements
------------------------------------------------------------------------------------------------------------------------------------
Limit liability associated
Planergy Services of Texas Inc. 500 100% by Planergy Svcs 151,661 151,661 with borrowing agreements
------------------------------------------------------------------------------------------------------------------------------------
Planergy Inc. (Planergy) 875 100% by Planergy Intl (1,346,345) (1,346,345) Energy services
------------------------------------------------------------------------------------------------------------------------------------
Limited liability
associated with borrowing
Planergy Limited 100 100% by Planergy 152,989 152,989 agreements, Canadian
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USA-Planergy LLC* inactive 49% by Planergy inactive inactive Inactive
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Holds public housing
Planergy Housing Inc. 1,000 100% by Planergy Intl 1,000 1,000 contracts
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Energy sales and marketing
Reddy Kilowatt Corp. 13,435 100% by Xcel Retail 4,046,151 4,046,151 services
------------------------------------------------------------------------------------------------------------------------------------
Reddy Kilowatt Corp had $900,000 in intercompany short-term debt outstanding from Xcel Retail at an average rate of 2.99%
at 12/31/02
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Xcel Energy-Cadence Inc. 1,000 100% by Xcel Retail 313,299 313,299 Partner in Cadence Network
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Xcel Energy-Cadence Inc had $923,000 in intercompany short-term debt outstanding to Xcel Retail at an average rate of
2.99% at 12/31/02
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22.22% by Xcel
Cadence Network Inc. (2) Energy-Cadence 844,805 (2) Business process outsourcer
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Inactive; set up to hold
Xcel Energy-Centrus Inc. 1,000 100% by Xcel Retail 304,676 304,676 1/3 interest in Centrus LLP
------------------------------------------------------------------------------------------------------------------------------------
Xcel Energy-Centrus Inc had $240,000 in intercompany short-term debt outstanding from Xcel Retail at an average rate of
2.99% at 12/31/02
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Unregulated electric retail
XERS Inc. 1,000 100% by Xcel Retail 9,814,864 9,814,864 marketer
------------------------------------------------------------------------------------------------------------------------------------
XERS Inc had $1,642,000 in intercompany short-term debt outstanding from Xcel Retail at an average rate of 2.99% at
12/31/02
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Unregulated electric retail
e prime Florida Inc. 100 100% by Xcel Retail 3,235,783 3,235,783 marketer
------------------------------------------------------------------------------------------------------------------------------------
Unregulated retail natural
e prime Georgia Inc.* 100 100% by Xcel Retail 217,900 217,900 gas marketer (inactive)
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Unregulated retail natural
e prime Energy Marketing Inc. 100 100% by Xcel Retail 6,696,334 6,696,334 gas marketer
------------------------------------------------------------------------------------------------------------------------------------
e prime Energy Marketing Inc had $1,412,000 in intercompany short-term debt outstanding from Xcel Retail at an average
rate of 2.99% at 12/31/02
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Xcel Energy Foundation n/a 100% by Xcel Energy n/a n/a Charitable activities
------------------------------------------------------------------------------------------------------------------------------------
Service company for Xcel
Xcel Energy Services Inc. (Xcel Svcs) 1,000 100% by Xcel Energy (82,745) (82,745) system
------------------------------------------------------------------------------------------------------------------------------------
Xcel Svcs had $65,909,000 in intercompany short-term debt outstanding to Xcel Energy at an average rate of 2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Intermediate holding
company for subs to
Xcel Energy Ventures Inc. (Xcel Ventures) 100 100% by Xcel Energy 54,751,401 54,751,401 develop/manage new ventures
------------------------------------------------------------------------------------------------------------------------------------
Xcel Ventures had $112,000 in intercompany short-term debt outstanding to Texas-Ohio Pipeline Inc at an average rate of 2.99%
at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Xcel Ventures had $1,443,000 in intercompany short-term debt outstanding to Xcel Energy at an average rate of 2.99%
at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Eloigne Co. (Eloigne) 820 100% by Xcel Ventures 49,863,811 49,863,811 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
7th Street n/a n/a 324,013 428,106 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Boulder Ridge n/a n/a 1,858,851 1,912,355 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Brickstone Townhouses n/a n/a 1,684,394 1,662,493 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Carter Place n/a n/a 880,157 920,797 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Central Towers n/a n/a 4,504,944 2,998,418 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
City Limits n/a n/a 1,690,837 655,477 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Not Not Owns interests in
Civic Center n/a n/a Available Available affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Colfax Prairie n/a n/a 486,884 477,411 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Cottage Court n/a n/a 610,033 603,933 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Countryside n/a n/a 421,792 284,989 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Not Not Owns interests in
Covington Court n/a n/a Available Available affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Cromwell Commons n/a n/a 339,237 369,178 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Crown Ridge n/a n/a 766,118 755,421 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Cumberland n/a n/a 148,464 163,361 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
East Creek n/a n/a 1,504,899 1,488,923 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Edenvale n/a n/a 1,599,718 1,669,138 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Farmington n/a n/a 858,828 850,240 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Farmington Family n/a n/a 1,741,831 1,741,837 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Not Owns interests in
Granite Hill n/a n/a 342,397 Available affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
6
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Owns interests in
Hearthstone n/a n/a 244,516 182,668 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Hickory Drive (Plover LLC) n/a n/a 488,353 95,491 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Jefferson Heights n/a n/a 596,320 550,086 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Lakeville Court n/a n/a 1,505,338 1,254,724 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Not Not Owns interests in
Lyndale n/a n/a Available Available affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Majestic View n/a n/a 376,504 372,506 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Not Not Owns interests in
Mankato Townhouses n/a n/a Available Available affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Not Not Owns interests in
Mankato II n/a n/a Available Available affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Not Not Owns interests in
Moorhead n/a n/a Available Available affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Not Not Owns interests in
Northpoint n/a n/a Available Available affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Oakdale Village n/a n/a 1,445,054 788,463 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Oakgrove n/a n/a 2,185,111 2,132,139 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Oakwood II n/a n/a 1,336,202 1,236,206 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Oakwood Townhouses n/a n/a 962,347 962,347 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Park Glen n/a n/a 1,117,539 1,106,364 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Parkwood Place n/a n/a 794,606 790,576 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Pheasant Run n/a n/a 358,428 345,235 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Pheasant View n/a n/a 413,697 409,560 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Pioneer Building n/a n/a 1,584,283 1,072,891 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Pleasant Valley n/a n/a 1,354,430 1,340,886 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Polynesian Village n/a n/a 804,262 834,770 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
River Run n/a n/a 446,050 451,419 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Safe Haven Homes, LLC n/a n/a (3) (3) affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Scenic View n/a n/a 1,098,846 1,068,372 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Not Not Owns interests in
Shade Tree n/a n/a Available Available affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Shenandoah Woods n/a n/a 1,524,088 1,592,140 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Not Not Owns interests in
Southview n/a n/a Available Available affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Spring Lake Park n/a n/a 96,777 359,404 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Stradford Flats n/a n/a 633,456 620,439 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Summerchase n/a n/a 452,561 1,126,440 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Sunrise n/a n/a 1,308,019 1,309,301 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Timber Ridge n/a n/a 1,795,543 1,811,284 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Tower Terrace n/a n/a 1,025,584 767,294 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Vadnais Heights n/a n/a 840,732 723,871 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Washington Avenue n/a n/a 54,278 44,695 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Woodland Townhouses n/a n/a 1,746,077 1,688,905 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
Owns interests in
Woodland Village n/a n/a 694,866 305,970 affordable housing projects
------------------------------------------------------------------------------------------------------------------------------------
100% by
Xcel
Texas-Ohio Pipeline Inc.* 200,000 Ventures 4,606,095 4,606,095 Inactive
------------------------------------------------------------------------------------------------------------------------------------
Texas-Ohio Pipeline Inc has $112,000 in intercompany short-term debt outstanding from Xcel Ventures at an average rate
of 2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
100% by
Xcel
Ultra Power Technologies Inc.* 211 Ventures 270,370 270,370 Inactive
------------------------------------------------------------------------------------------------------------------------------------
100% by
Xcel Owns TRANSLink Development
Xcel Energy Transco Inc. (Xcel Transco) 100 Ventures n/a n/a Co. LLC
------------------------------------------------------------------------------------------------------------------------------------
100% by
Xcel
TRANSLink Development Company LLC n/a Transco n/a n/a
------------------------------------------------------------------------------------------------------------------------------------
100% by Intermediate holding
Xcel company for subs
Xcel Energy Wholesale Group Inc. (Xcel Wholesale) 1,000,000 Energy 81,427,433 51,587,606 providing wholesale energy
------------------------------------------------------------------------------------------------------------------------------------
Xcel Wholesale had $72,800,000 in intercompany short-term debt outstanding to UE at an average rate of 2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Xcel Wholesale had $80,380,000 in intercompany short-term debt outstanding to Xcel Energy at an average rate of 2.99%
at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
100% by
Xcel For acquisition of NRG
NRG Acquisition Co. LLC n/a Wholesale n/a n/a Energy Inc.
------------------------------------------------------------------------------------------------------------------------------------
100% by
Xcel Nonregulated energy
NRG Energy Inc. n/a Wholesale (666,307,777) (696,147,604) products and services
------------------------------------------------------------------------------------------------------------------------------------
100% by Engineering, construction
Xcel management and
Utility Engineering Corp. (UE) 72,000 Wholesale 133,055,382 133,055,382 related services
------------------------------------------------------------------------------------------------------------------------------------
7
------------------------------------------------------------------------------------------------------------------------------------
UE had $72,800,000 in intercompany short-term debt outstanding from Xcel Wholesale at an average rate of 2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
UE had $47,360,000 in intercompany short-term debt outstanding to Quixx at an average rate of 2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
UE had $412,500 in intercompany short-term debt outstanding from Applied Power Associates Inc at an average rate of 2.99%
at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
UE had $2,150,000 in intercompany short-term debt outstanding from Proto-Power Corp at an average rate of 2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
UE had $1,500,000 in intercompany short-term debt outstanding from Universal Utility Services LLC at an average rate of
2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
UE had $675,000 in intercompany short-term debt outstanding from Precision Resource Co at an average rate of 2.99% at
12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Applied Power Associates Inc. 150,450 100% by UE (320,328) (320,328) Civil engineering
------------------------------------------------------------------------------------------------------------------------------------
Applied Power Associates Inc had $412,500 in intercompany short-term debt outstanding to UE at an average rate of
2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Proto-Power Corp. 100 100% by UE 8,531,845 8,531,845 Professional engineering
------------------------------------------------------------------------------------------------------------------------------------
Proto-Power Corp had $2,150,000 in intercompany short-term debt outstanding to UE at an average rate of 2.99% at
12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Contract professional
Precision Resource Co. 1,000 100% by UE 574,865 574,865 and technical resources
------------------------------------------------------------------------------------------------------------------------------------
Precision Resource Co had $675,000 in intercompany short-term debt outstanding to UE at an average rate of 2.99% at
12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Cooling tower
Universal Utility Services LLC n/a 100% by UE 3,287,951 3,287,951 maintenance and repair
------------------------------------------------------------------------------------------------------------------------------------
Universal Utility Services LLC had $1,500,000 in intercompany short-term debt outstanding to UE at an average rate
of 2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Quixx Corp. (Quixx) 51,000 100% by UE 75,390,252 75,390,252 Energy related projects
------------------------------------------------------------------------------------------------------------------------------------
Quixx had $47,360,000 in intercompany short-term debt outstanding from UE at an average rate of 2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Dragon Energy Corp. (Dragon)* inactive 100% by Quizz inactive inactive Inactive
------------------------------------------------------------------------------------------------------------------------------------
CPC Ltd. Partnership* (CPC Ltd) inactive 49.5% by Dragon inactive inactive Inactive
------------------------------------------------------------------------------------------------------------------------------------
Cambodia Power Co.* 500 50% by CPC Ltd inactive inactive Inactive
------------------------------------------------------------------------------------------------------------------------------------
Bear Energy Corp. (Bear)* inactive 50% by Dragon inactive inactive Inactive
------------------------------------------------------------------------------------------------------------------------------------
CPC Ltd. Partnership* (CPC Ltd) inactive 1% by Bear inactive inactive Inactive
------------------------------------------------------------------------------------------------------------------------------------
Cambodia Power Co.* 500 50% by CPC Ltd inactive inactive Inactive
------------------------------------------------------------------------------------------------------------------------------------
Quixx Mountain Holdings LLC (Quixx Mountain) n/a 100% by Quixx (2) (2) Energy related projects
------------------------------------------------------------------------------------------------------------------------------------
Front Range Energy Associates LLC n/a 50% by Quixx Mountain (2) (2) Energy related projects
------------------------------------------------------------------------------------------------------------------------------------
Quixx Power Services Inc. (Quixx Power) 1,000 100% by Quixx 1,701,672 1,701,672 Energy related projects
------------------------------------------------------------------------------------------------------------------------------------
Operator of Crockett
ESOCO Crockett Inc. (ESOCO) (2) 100% by Quixx Power 329,892 (2) Cogeneration Partnership
------------------------------------------------------------------------------------------------------------------------------------
QPS Woodland LLC* inactive 100% by ESOCO inactive inactive Inactive
------------------------------------------------------------------------------------------------------------------------------------
Quixx Resources Inc. (Quixx Resources) 10,000 100% by Quixx 14,522,539 14,522,539 Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Borger Energy Associates LP (Borger) n/a 44.55% by Quixx Resources (2) (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Borger Funding Corp. 100 100% by Borger (2) (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Denver City Energy Associates LP n/a 49.5% by Quixx Resources 1,056,963 (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Quixx WRR, LP n/a 99% by Quixx Resources 3,986,881 (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Windpower Partners 1994 LP n/a 24.67% by Quixx (2) (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Quixx Jamaica Inc. (Quixx Jamaica) 10,000 100% by Quixx 120,016 120,016 Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
KES Jamaica LP n/a 99% by Quixx Jamaica (13,216) (13,216) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Quixx Mustang Station Inc. (Quixx Mustang) 10,000 100% by Quixx 61,374 61,374 Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Denver City Energy Associates LP n/a 0.50% by Quixx Mustang 1,056,963 (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Quixxlin Corp. (Quixxlin) 10,000 100% by Quixx 25,242 25,242 Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Quixx Linden LP n/a 0.50% by Quixxlin (2) (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Quixx Borger Cogen Inc. (Quixx Borger) 10,000 100% by Quixx 56,024 56,024 Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Borger Energy Associates LP (Borger) n/a 0.45% by Quixx Borger (2) (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Quixx Carolina Inc. (Quixx Carolina) 10,000 100% by Quixx 1,525 1,525 Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Carolina Energy LP n/a 1% by Quixx Carolina (2) (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Quixx WPP94 Inc. (Quixx WPP94) 10,000 100% by Quixx 31,346 31,346 Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Windpower Partners 1994 LP n/a 0.33% by Quixx WPP94 (2) (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
BCH Energy LP n/a 42.2% by Quixx (2) (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Carolina Energy LP n/a 32% by Quixx (2) (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
Quixx Linden LP n/a 49.5% by Quixx (2) (2) Energy related projects
-----------------------------------------------------------------------------------------------------------------------------------
8
------------------------------------------------------------------------------------------------------------------------------------
Quixx Louisville LLC n/a 100% by Quixx 4,547,213 4,547,213 Energy related projects
------------------------------------------------------------------------------------------------------------------------------------
Quixx WRR LP n/a 1% by Quixx 3,986,881 (2) Energy related projects
------------------------------------------------------------------------------------------------------------------------------------
KES Montego Inc. (KES Montego) 100 100% by Quixx (2) (2) Energy related projects
------------------------------------------------------------------------------------------------------------------------------------
KES Jamaica LP n/a 1% by KES Montego (13,216) (13,216) Energy related projects
------------------------------------------------------------------------------------------------------------------------------------
Finance and hold 50% interest
Xcel Energy WYCO Inc. (Xcel WYCO) 100 100% by Xcel Energy 20,307,000 20,307,000 in WYCO Development LLC
------------------------------------------------------------------------------------------------------------------------------------
Xcel WYCO had $3,153,500 in intercompany short-term debt outstanding to Xcel Energy at an average rate of 2.99% at 12/31/02
------------------------------------------------------------------------------------------------------------------------------------
Acquire, own and lease natural
WYCO Development LLC n/a 50% by Xcel WYCO (2) (2) gas transportation facilities
------------------------------------------------------------------------------------------------------------------------------------
(1) PSCo holds a controlling interest in several relatively small ditch and
water companies whose capital requirements are not significant. The
investments relate to water needed for electric generating plants.
(2) Information about certain indirectly owned entities was not readily
available. The value of the investment and equity of these indirectly owned
subsidiaries was not material to Xcel Energy, Inc.
(3) Safe Haven Homes is legally separate from Eloigne Co., but is not
financially separable from Eloigne Co. Safe Haven Homes is the general
partner, and Eloigne Co. is the limited partner, of some of Eloigne's
affordable housing limited partnerships.
9
The subsidiaries of NRG are as follows:
----------------------------------------------------------------------------------------------------------------------
NUMBER
OF
----------------------------------------------------------------------------------------------------------------------
COMMON ISSUER'S
----------------------------------------------------------------------------------------------------------------------
SHARES PERCENT OF VOTING
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) OWNED POWER BOOK VALUE
----------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. (NRG)
----------------------------------------------------------------------------------------------------------------------
Berrians I Gas Turbine Power LLC n/a 100% NRG 27,552,578
----------------------------------------------------------------------------------------------------------------------
Commonwealth Atlantic Power LLC 1,000 100% NRG 7,698,660
----------------------------------------------------------------------------------------------------------------------
100% Commonwealth
Hanover Energy Co n/a Atlantic Power LLC -
----------------------------------------------------------------------------------------------------------------------
Chickahominy River Energy Corp n/a 100% Hanover Energy Co -
----------------------------------------------------------------------------------------------------------------------
50% Chickahominy River
Commonwealth Atlantic LP n/a Energy Corp -
----------------------------------------------------------------------------------------------------------------------
James River Power LLC 1,000 100% NRG 12,178,195
----------------------------------------------------------------------------------------------------------------------
100% James River
Capistrano Cogeneration Company n/a Power LLC -
----------------------------------------------------------------------------------------------------------------------
50% Capistrano
James River Cogeneration Company n/a Cogeneration Company -
----------------------------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC 1,000 100% NRG (85,924,641)
----------------------------------------------------------------------------------------------------------------------
100% Audrain
NRG Audrain Generating LLC n/a Holding LLC -
----------------------------------------------------------------------------------------------------------------------
NRG Batesville LLC 1,000 100% NRG -
----------------------------------------------------------------------------------------------------------------------
NRG Gila Bend Holdings, Inc.* 1,000 100% NRG 109,759
----------------------------------------------------------------------------------------------------------------------
NRG McClain LLC 1,000 100% NRG 120,807,027
----------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. 1,000 100% NRG (8,522,634)
----------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. 1,000 100% NRG (35,820)
----------------------------------------------------------------------------------------------------------------------
NRG Northern Ohio Generating LLC n/a 100% NRG (1,000,000)
----------------------------------------------------------------------------------------------------------------------
100% NRG Northern
NRG Ashtabula Generating LLC n/a Ohio Generating LLC -
----------------------------------------------------------------------------------------------------------------------
100% NRG Northern
NRG Lakeshore Generating LLC n/a Ohio Generating LLC -
----------------------------------------------------------------------------------------------------------------------
100% NRG Northern
NRG Ohio Ash Disposal LLC n/a Ohio Generating LLC -
----------------------------------------------------------------------------------------------------------------------
NRG South Central Affiliate Services Inc. 1,000 100% NRG (294,424)
----------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. 1,000 100% NRG (324,820)
----------------------------------------------------------------------------------------------------------------------
Elk River Resource Recovery Inc.* n/a 100% NRG 10,225,801
----------------------------------------------------------------------------------------------------------------------
Newport RDF n/a 100% NRG 14,771,918
----------------------------------------------------------------------------------------------------------------------
NRG Becker n/a 85% NRG 2,357,324
----------------------------------------------------------------------------------------------------------------------
O'Brien Cogeneration Inc. II 100 100% NRG 848,800
----------------------------------------------------------------------------------------------------------------------
NRG Services Corporation 1,000 100% NRG (36,358)
----------------------------------------------------------------------------------------------------------------------
Cogeneration Corporation of America 1,406,612 20% NRG 139,120,490
----------------------------------------------------------------------------------------------------------------------
NRG Woodland Operations Inc.* n/a 100% NRG -
----------------------------------------------------------------------------------------------------------------------
NEO Corporation (NEO) 448,000 100% NRG
----------------------------------------------------------------------------------------------------------------------------------
OWNER'S BRIEF
----------------------------------------------------------------------------------------------------------------------------------
NAME OF COMPANY (ADD ABBREVIATION USED HEREIN) BOOK VALUE DESCRIPTION
----------------------------------------------------------------------------------------------------------------------------------
Develops, builds, acquires, owns and operates non-
NRG ENERGY, INC. (NRG) regulated energy-related businesses worldwide
----------------------------------------------------------------------------------------------------------------------------------
Simple cycle peaking unit; to provide energy during periods
Berrians I Gas Turbine Power LLC 27,552,578 of peak demand
----------------------------------------------------------------------------------------------------------------------------------
Commonwealth Atlantic Power LLC 7,698,660 Acquired all shares in Hanover Energy company
----------------------------------------------------------------------------------------------------------------------------------
Hanover Energy Co - Holding company
----------------------------------------------------------------------------------------------------------------------------------
Chickahominy River Energy Corp - Acquired as part of Commonwealth Atlantic Closing
----------------------------------------------------------------------------------------------------------------------------------
Commonwealth Atlantic LP - Owns Hanover
----------------------------------------------------------------------------------------------------------------------------------
James River Power LLC 12,178,195 Acquired all shares in Capistrano Cogeneration Company
----------------------------------------------------------------------------------------------------------------------------------
Capistrano Cogeneration Company - General partner of James River Power LLC
----------------------------------------------------------------------------------------------------------------------------------
James River Cogeneration Company - Owns James River Station 110 MW facility in VA
----------------------------------------------------------------------------------------------------------------------------------
Holding company for 720 MW gas-fired plant that's under
NRG Audrain Holding LLC (85,924,641) construction
----------------------------------------------------------------------------------------------------------------------------------
Project company for 720 MW natural gas-fired plant under
NRG Audrain Generating LLC - construction
----------------------------------------------------------------------------------------------------------------------------------
NRG Batesville LLC - Created to hold assets and permits of bond indenture
----------------------------------------------------------------------------------------------------------------------------------
NRG Gila Bend Holdings, Inc.* 109,759 Inactive
----------------------------------------------------------------------------------------------------------------------------------
NRG McClain LLC 120,807,027 Entity was formed for McClain project
----------------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. (8,522,634) Payroll company for O&M employees
----------------------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. (35,820) Acts as the operating company for the north central region
----------------------------------------------------------------------------------------------------------------------------------
Acts as holding company and eventually will facilitate
NRG Northern Ohio Generating LLC (1,000,000) financing
----------------------------------------------------------------------------------------------------------------------------------
NRG Ashtabula Generating LLC - Shell company that may be used as operating entity
----------------------------------------------------------------------------------------------------------------------------------
NRG Lakeshore Generating LLC - Shell company that may be used as operating entity
----------------------------------------------------------------------------------------------------------------------------------
NRG Ohio Ash Disposal LLC - Will own the Ash Disposal sites
----------------------------------------------------------------------------------------------------------------------------------
NRG South Central Affiliate Services Inc. (294,424) Payroll company for O&M employees
----------------------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. (324,820) Acts as O&M company for the South Central region
----------------------------------------------------------------------------------------------------------------------------------
Elk River Resource Recovery Inc.* 10,225,801 Inactive
----------------------------------------------------------------------------------------------------------------------------------
Newport RDF 14,771,918 Refuse derived fuel facility located in MN
----------------------------------------------------------------------------------------------------------------------------------
NRG Becker 2,357,324 Refuse derived fuel facility located in MN
----------------------------------------------------------------------------------------------------------------------------------
O'Brien Cogeneration Inc. II 848,800 General partner in O'Brien California Cogen Limited
----------------------------------------------------------------------------------------------------------------------------------
Provides payroll and benefits services through service
NRG Services Corporation (36,358) agreements with indiv. O&M companies
----------------------------------------------------------------------------------------------------------------------------------
Develops, owns and operates cogeneration facilities in the
Cogeneration Corporation of America 21,563,676 U.S.
----------------------------------------------------------------------------------------------------------------------------------
NRG Woodland Operations Inc.* - Inactive
----------------------------------------------------------------------------------------------------------------------------------
NEO Corporation (NEO) Develops, owns and operates landfill gas, hydroelectric and
10
(69,952,065)
--------------------------------------------------------------------------------------------------------------------------
Montauk-NEO Gasco LLC n/a 50% NEO 332,364
--------------------------------------------------------------------------------------------------------------------------
100% Montauk-NEO
MN San Bernardino Gasco I LLC n/a Gasco LLC -
--------------------------------------------------------------------------------------------------------------------------
95% MN San
San Bernardino Landfill Gas Limited Partnership, a Bernardino Gasco I
California limited partnership n/a LLC 4,359,446
--------------------------------------------------------------------------------------------------------------------------
100% Montauk-NEO
MN San Bernardino Gasco II LLC n/a Gasco LLC -
--------------------------------------------------------------------------------------------------------------------------
NEO Fresh Kills LLC n/a 100% NEO -
--------------------------------------------------------------------------------------------------------------------------
50% NEO Fresh Kills -
Fresh Gas LLC n/a LLC
--------------------------------------------------------------------------------------------------------------------------
NEO-Montauk Genco Management LLC n/a 100% NEO -
--------------------------------------------------------------------------------------------------------------------------
NEO-Montauk Genco LLC n/a 50% NEO 6,743,544
--------------------------------------------------------------------------------------------------------------------------
100% NEO-Montauk
MM San Bernardino Energy LLC n/a Genco LLC -
--------------------------------------------------------------------------------------------------------------------------
NEO Chester-Gen LLC n/a 100% NEO 318,084
--------------------------------------------------------------------------------------------------------------------------
NEO Freehold-Gen LLC n/a 100% NEO 1,324,454
--------------------------------------------------------------------------------------------------------------------------
NEO Toledo-Gen LLC n/a 100% NEO 1,306
--------------------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. 1,000 100% NEO -
--------------------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. n/a 100% NEO 197,385
--------------------------------------------------------------------------------------------------------------------------
NEO California Power LLC n/a 100% NEO -
--------------------------------------------------------------------------------------------------------------------------
NEO California Power-Red Bluffs n/a 100% NEO 27,498,143
--------------------------------------------------------------------------------------------------------------------------
NEO California Power-Chow n/a 100% NEO 30,377,307
--------------------------------------------------------------------------------------------------------------------------
Four Hills LLC n/a 50% NEO 754,031
--------------------------------------------------------------------------------------------------------------------------
NEO Burnsville LLC n/a 100% NEO -
--------------------------------------------------------------------------------------------------------------------------
NEO Corona LLC n/a 100% NEO (20,884)
--------------------------------------------------------------------------------------------------------------------------
NEO Erie LLC n/a 100% NEO -
--------------------------------------------------------------------------------------------------------------------------
NEO Ft. Smith LLC n/a 100% NEO 1,144,050
--------------------------------------------------------------------------------------------------------------------------
NEO Hackensack LLC n/a 100% NEO 1,809,341
--------------------------------------------------------------------------------------------------------------------------
NEO Nashville LLC n/a 100% NEO
(69,952,065) small cogen. plants in the U.S.
----------------------------------------------------------------------------------------------------------------------------------
Montauk-NEO Gasco LLC 166,182 Holding company
----------------------------------------------------------------------------------------------------------------------------------
MN San Bernardino Gasco I LLC - Landfill gas collection system for project in CA
----------------------------------------------------------------------------------------------------------------------------------
San Bernardino Landfill Gas Limited Partnership, LP to landfill gas collection system for project in
a California limited partnership 4,141,474 CA
----------------------------------------------------------------------------------------------------------------------------------
MN San Bernardino Gasco II LLC - Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO Fresh Kills LLC - Owns 50% of Fresh Gas LLC
----------------------------------------------------------------------------------------------------------------------------------
Fresh Gas LLC - Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO-Montauk Genco Management LLC - Manager of NEO-Montauk Genco LLC
----------------------------------------------------------------------------------------------------------------------------------
NEO-Montauk Genco LLC 3,371,772 Holding company
----------------------------------------------------------------------------------------------------------------------------------
MM San Bernardino Energy LLC - Transports landfill gas for resale
----------------------------------------------------------------------------------------------------------------------------------
NEO Chester-Gen LLC 318,084 Owns 3.4 MW cogeneration facility
----------------------------------------------------------------------------------------------------------------------------------
NEO Freehold-Gen LLC 1,324,454 Owns 2.1 MW cogeneration facility
----------------------------------------------------------------------------------------------------------------------------------
NEO Toledo-Gen LLC 1,306 Owns 1.0 MW cogeneration facility
----------------------------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. - Domestic holding company
----------------------------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. 197,385 Holding company
----------------------------------------------------------------------------------------------------------------------------------
Entity formed to submit bid to CA ISO on 3,000 MW of
NEO California Power LLC - distributed generation
----------------------------------------------------------------------------------------------------------------------------------
NEO California Power-Red Bluffs 27,498,143 Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO California Power-Chow 30,377,307 Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
Four Hills LLC 754,031 Landfill gas collection system for Nashua project
----------------------------------------------------------------------------------------------------------------------------------
Landfill gas collection system for Edward Kraemer
NEO Burnsville LLC - landfill
----------------------------------------------------------------------------------------------------------------------------------
NEO Corona LLC (20,884) Landfill gas collection system for O'Brien project
----------------------------------------------------------------------------------------------------------------------------------
NEO Erie LLC - Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO Ft. Smith LLC 1,144,050 Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO Hackensack LLC 1,809,341 Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO Nashville LLC Landfill gas collection system
11
--------------------------------------------------------------------------------------------------------------------------
160,024
--------------------------------------------------------------------------------------------------------------------------
NEO Phoenix LLC n/a 100% NEO (25,982)
--------------------------------------------------------------------------------------------------------------------------
NEO Prima Deshecha LLC n/a 100% NEO 392,856
--------------------------------------------------------------------------------------------------------------------------
NEO Riverside LLC n/a 100% NEO -
--------------------------------------------------------------------------------------------------------------------------
NEO SKB LLC n/a 100% NEO -
--------------------------------------------------------------------------------------------------------------------------
NEO Tajiguas LLC n/a 100% NEO 429,375
--------------------------------------------------------------------------------------------------------------------------
NEO Woodville LLC n/a 100% NEO (7,516)
--------------------------------------------------------------------------------------------------------------------------
MM Ft. Smith Energy LLC n/a 100% NEO -
--------------------------------------------------------------------------------------------------------------------------
NEO MESI LLC* n/a 100% NEO -
--------------------------------------------------------------------------------------------------------------------------
Minnesota Methane II LLC n/a 50% NEO 1,644,598
--------------------------------------------------------------------------------------------------------------------------
NRG Energy Inc. loaned $2,927,991 to Minnesota Methane II LLC under an intercompany short-term borrowing
arrangement; due primarily 2012; interest rate prime plus 2%
--------------------------------------------------------------------------------------------------------------------------
100% Minnesota
MM Burnsville Energy LLC n/a Methane II LLC -
--------------------------------------------------------------------------------------------------------------------------
100% Minnesota
Suncook Energy LLC n/a Methane II LLC -
--------------------------------------------------------------------------------------------------------------------------
50% Minnesota
Landfill Power LLC n/a Methane II LLC -
--------------------------------------------------------------------------------------------------------------------------
Northbrook Energy LLC n/a 50% NEO 2,599,188
--------------------------------------------------------------------------------------------------------------------------
99% Northbrook Energy
LLC; 1% Omega Energy
Northbrook Carolina Hydro II LLC n/a LLC -
--------------------------------------------------------------------------------------------------------------------------
99% Northbrook Energy
LLC; 1% Omega Energy
Northbrook Carolina Hydro LLC n/a LLC -
--------------------------------------------------------------------------------------------------------------------------
Northbrook New York LLC n/a 30% NEO 18,336,787
--------------------------------------------------------------------------------------------------------------------------
Northbrook Acquisition Corp. 50 50% NEO -
--------------------------------------------------------------------------------------------------------------------------
STS Hydropower Ltd. 1,000 50% NEO -
--------------------------------------------------------------------------------------------------------------------------
Minnesota Methane LLC n/a 50% NEO 31,833,162
--------------------------------------------------------------------------------------------------------------------------
MM Albany Energy LLC n/a 50% NEO (1)
--------------------------------------------------------------------------------------------------------------------------
MM Cuyahoga Energy LLC n/a 50% NEO (1)
--------------------------------------------------------------------------------------------------------------------------
MM Hartford Energy LLC n/a 50% NEO (1)
--------------------------------------------------------------------------------------------------------------------------
MM Lopez Energy LLC n/a 50% NEO (1)
--------------------------------------------------------------------------------------------------------------------------
MM Lowell Energy LLC n/a 50% NEO (1)
--------------------------------------------------------------------------------------------------------------------------
MM Prince William Energy LLC n/a 50% NEO (1)
--------------------------------------------------------------------------------------------------------------------------
MM San Diego LLC n/a 50% NEO (1)
--------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
160,024
------------------------------------------------------------------------------------------------------------------------------------
NEO Phoenix LLC (25,982) Landfill gas collection system
------------------------------------------------------------------------------------------------------------------------------------
NEO Prima Deshecha LLC 392,856 Landfill gas collection system
------------------------------------------------------------------------------------------------------------------------------------
NEO Riverside LLC - Landfill gas collection system
------------------------------------------------------------------------------------------------------------------------------------
NEO SKB LLC - Landfill gas collection system
------------------------------------------------------------------------------------------------------------------------------------
NEO Tajiguas LLC 429,375 Landfill gas collection system
------------------------------------------------------------------------------------------------------------------------------------
NEO Woodville LLC (7,516) Landfill gas collection system
------------------------------------------------------------------------------------------------------------------------------------
MM Ft. Smith Energy LLC - Landfill gas fueled power generation
------------------------------------------------------------------------------------------------------------------------------------
NEO MESI LLC* - Inactive
------------------------------------------------------------------------------------------------------------------------------------
Owns and operates original 3 NEO/Ziegler landfill gas
Minnesota Methane II LLC 822,299 projects
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Inc. loaned $2,927,991 to Minnesota Methane II LLC under an intercompany short-term borrowing arrangement; due
primarily 2012; interest rate prime plus 2%
------------------------------------------------------------------------------------------------------------------------------------
Landfill gas fueled power generation for Edward Kraemer
MM Burnsville Energy LLC - landfill
------------------------------------------------------------------------------------------------------------------------------------
Suncook Energy LLC - Landfill gas fueled power generation for Nashua project
------------------------------------------------------------------------------------------------------------------------------------
Owns and operates Flying Cloud landfill gas fueled power
Landfill Power LLC - generation facility
------------------------------------------------------------------------------------------------------------------------------------
Northbrook Energy LLC 1,299,594 Develops hydroelectric power projects in the U.S.
------------------------------------------------------------------------------------------------------------------------------------
Northbrook Carolina Hydro II LLC - Hydroelectric power projects in the U.S.
------------------------------------------------------------------------------------------------------------------------------------
Northbrook Carolina Hydro LLC - Owns and operates hydroelectric power plants
------------------------------------------------------------------------------------------------------------------------------------
Northbrook New York LLC 5,501,036 Owns 32 MW hydroelectric generation project
------------------------------------------------------------------------------------------------------------------------------------
Northbrook Acquisition Corp. - Domestic holding company
------------------------------------------------------------------------------------------------------------------------------------
STS Hydropower Ltd. - Owns and operates hydroelectric projects
------------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane LLC 15,916,581 Owns and operates 15 landfill gas projects
------------------------------------------------------------------------------------------------------------------------------------
MM Albany Energy LLC (1) Landfill gas fueled power generation
------------------------------------------------------------------------------------------------------------------------------------
MM Cuyahoga Energy LLC (1) Landfill gas fueled power generation
------------------------------------------------------------------------------------------------------------------------------------
MM Hartford Energy LLC (1) Landfill gas fueled power generation
------------------------------------------------------------------------------------------------------------------------------------
MM Lopez Energy LLC (1) Landfill gas fueled power generation
------------------------------------------------------------------------------------------------------------------------------------
MM Lowell Energy LLC (1) Landfill gas fueled power generation
------------------------------------------------------------------------------------------------------------------------------------
MM Prince William Energy LLC (1) Landfill gas fueled power generation
------------------------------------------------------------------------------------------------------------------------------------
MM San Diego LLC (1) Landfill gas fueled power generation
------------------------------------------------------------------------------------------------------------------------------------
12
----------------------------------------------------------------------------------------------------------------------------------
MM Spokane Energy LLC n/a 50% NEO (1)
----------------------------------------------------------------------------------------------------------------------------------
MM Tacoma LLC n/a 50% NEO (1)
----------------------------------------------------------------------------------------------------------------------------------
MM Taunton Energy LLC n/a 50% NEO (1)
----------------------------------------------------------------------------------------------------------------------------------
MM Tomoka Farms Energy LLC n/a 50% NEO (1)
----------------------------------------------------------------------------------------------------------------------------------
MM Tulare Energy LLC n/a 50% NEO (1)
----------------------------------------------------------------------------------------------------------------------------------
MM West Covina LLC n/a 50% NEO (1)
----------------------------------------------------------------------------------------------------------------------------------
MM Yolo Power LLC n/a 50% NEO (1)
----------------------------------------------------------------------------------------------------------------------------------
O'Brien Biogas IV LLC n/a 50% NEO (1)
----------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane Holdings LLC* n/a 50% NEO (1)
----------------------------------------------------------------------------------------------------------------------------------
MM Biogas Power LLC n/a 50% NEO (3,874,306)
----------------------------------------------------------------------------------------------------------------------------------
NRG Energy loaned $6,610,302 to MM Biogas Power LLC under an intercompany short-term borrowing arrangement; due primarily
2012; interest rate prime plus 2%
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
MM Corona Energy LLC n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
MM Hackensack Energy LLC n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
MM Nashville Energy LLC n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
MM Prima Deschecha Energy LLC n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
MM SKB Energy LLC n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
MM Tajiguas Energy LLC n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
MM Woodville Energy LLC n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
O'Brien Biogas (Mazzaro) Inc. n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
MM Phoenix Energy LLC n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
MM Riverside LLC n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
100% MM Biogas
O'Brien Standby Power Energy Inc. n/a Power LLC (1)
----------------------------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. 1,000 100% NEO 32,016,994
----------------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Albany LLC n/a Inc. 627,495
----------------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Cuyahoga LLC n/a Inc. 1,664,468
----------------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Edgeboro LLC n/a Inc. 3,954,787
----------------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Fitchburg LLC 2,000 Inc. (561,277)
----------------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Hartford LLC n/a Inc. 102,439
----------------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Lopez Canyon LLC n/a Inc. 656,623
----------------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Lowell LLC n/a Inc. (46,664)
----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------
MM Spokane Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Tacoma LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Taunton Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Tomoka Farms Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Tulare Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM West Covina LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Yolo Power LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
O'Brien Biogas IV LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane Holdings LLC* (1) Inactive
----------------------------------------------------------------------------------------------------------------------------------
MM Biogas Power LLC (1,937,153) Domestic holding company
----------------------------------------------------------------------------------------------------------------------------------
NRG Energy loaned $6,610,302 to MM Biogas Power LLC under an intercompany short-term borrowing arrangem ent; due
primarily 2012; interest rate prime plus 2%
----------------------------------------------------------------------------------------------------------------------------------
MM Corona Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Hackensack Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Nashville Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Prima Deschecha Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM SKB Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Tajiguas Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Woodville Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
O'Brien Biogas (Mazzaro) Inc. (1) Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
MM Phoenix Energy LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
MM Riverside LLC (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
O'Brien Standby Power Energy Inc. (1) Landfill gas fueled power generation
----------------------------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. 32,016,994 Domestic holding company
----------------------------------------------------------------------------------------------------------------------------------
NEO Albany LLC 627,495 Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO Cuyahoga LLC 1,664,468 Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO Edgeboro LLC 3,954,787 Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO Fitchburg LLC (561,277) Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO Hartford LLC 102,439 Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO Lopez Canyon LLC 656,623 Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
NEO Lowell LLC (46,664) Landfill gas collection system
----------------------------------------------------------------------------------------------------------------------------------
13
-----------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO San Diego LLC n/a Inc. 3,523,584
-----------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Prince William LLC n/a Inc. 637,035
-----------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO San Diego LLC n/a Inc. -
-----------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Spokane LLC n/a Inc. 456,641
-----------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Tacoma LLC n/a Inc. 425,501
-----------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Taunton LLC n/a Inc. 341,526
-----------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Tomoka Farms LLC n/a Inc. 918,860
-----------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Tulare LLC n/a Inc. 187,703
-----------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO West Covina LLC n/a Inc. 3,846,849
-----------------------------------------------------------------------------------------------------------------------------
100% NEO Landfill Gas
NEO Yolo LLC n/a Inc. 718,822
-----------------------------------------------------------------------------------------------------------------------------
NRG Energy Insurance Ltd. n/a 100% NRG (2,506,416)
-----------------------------------------------------------------------------------------------------------------------------
NRG International Services Company n/a 100% NRG (63,095)
-----------------------------------------------------------------------------------------------------------------------------
NRG International LLC 1,000 100% NRG 1,412,465,732
-----------------------------------------------------------------------------------------------------------------------------
100% NRG
NRG International II Inc. n/a International LLC 6,708
-----------------------------------------------------------------------------------------------------------------------------
100% NRG
NRGenerating III (Gibraltar)* n/a International LLC 63,723,363
-----------------------------------------------------------------------------------------------------------------------------
100% NRG
NRGenerating International BV (NRGIBV) n/a International LLC 796,978,653
-----------------------------------------------------------------------------------------------------------------------------
100% NRG
NRGenerating IV (Gibraltar) n/a International II Inc. -
-----------------------------------------------------------------------------------------------------------------------------
50% NRG International
Rybnik (Gibraltar) n/a II Inc. -
-----------------------------------------------------------------------------------------------------------------------------
100% NRG
European Generating S.a.r.l. n/a International II Inc. 21,746
-----------------------------------------------------------------------------------------------------------------------------
100% European
Rybnik Power BV n/a Generating S.a.r.l. 499
-----------------------------------------------------------------------------------------------------------------------------
50% NRG International
LLC, 50% NRG
Sterling Luxumbourg (No. 4) S.a.r.l. 15,913 International II Inc. 135,320
-----------------------------------------------------------------------------------------------------------------------------
100% Sterling
Luxumbourg (No. 4)
Sterling Luxembourg (No. 3) S.a.r.l. 135,261 S.a.r.l. 1,039,335
-----------------------------------------------------------------------------------------------------------------------------
100% Sterling
Luxumbourg (No. 4)
Flinders Power Finance Pty Ltd. 59 S.a.r.l. (6,098)
-----------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------
NEO San Diego LLC 3,523,584 Landfill gas collection system
---------------------------------------------------------------------------------------------------------------------------------
NEO Prince William LLC 637,035 Landfill gas collection system
---------------------------------------------------------------------------------------------------------------------------------
NEO San Diego LLC - Landfill gas collection system
---------------------------------------------------------------------------------------------------------------------------------
NEO Spokane LLC 456,641 Landfill gas collection system
---------------------------------------------------------------------------------------------------------------------------------
NEO Tacoma LLC 425,501 Landfill gas collection system
---------------------------------------------------------------------------------------------------------------------------------
NEO Taunton LLC 341,526 Landfill gas collection system
---------------------------------------------------------------------------------------------------------------------------------
NEO Tomoka Farms LLC 918,860 Landfill gas collection system
---------------------------------------------------------------------------------------------------------------------------------
NEO Tulare LLC 187,703 Landfill gas collection system
---------------------------------------------------------------------------------------------------------------------------------
NEO West Covina LLC 187,703 Landfill gas collection system
---------------------------------------------------------------------------------------------------------------------------------
NEO Yolo LLC 718,822 Landfill gas collection system
---------------------------------------------------------------------------------------------------------------------------------
NRG Energy Insurance Ltd. (2,506,416) Insurance captive company
---------------------------------------------------------------------------------------------------------------------------------
Holds service agreements with expatriates and international
NRG International Services Company (63,095) consultants
---------------------------------------------------------------------------------------------------------------------------------
NRG International LLC 1,412,465,732 Domestic holding company
---------------------------------------------------------------------------------------------------------------------------------
NRG International II Inc. 6,708 Domestic holding company
---------------------------------------------------------------------------------------------------------------------------------
NRGenerating III (Gibraltar)* 63,723,363 Inactive
---------------------------------------------------------------------------------------------------------------------------------
NRGenerating International BV (NRGIBV) 796,978,653 Dutch holding company
---------------------------------------------------------------------------------------------------------------------------------
Entity formed to assist with the Foreign Reorg holding
NRGenerating IV (Gibraltar) - structure
---------------------------------------------------------------------------------------------------------------------------------
Rybnik (Gibraltar) - Dormant foreign holding company
---------------------------------------------------------------------------------------------------------------------------------
European Generating S.a.r.l. 21,746 Project holding company for Rybnik project
---------------------------------------------------------------------------------------------------------------------------------
Rybnik Power BV 499 International holding company
---------------------------------------------------------------------------------------------------------------------------------
Sterling Luxumbourg (No. 4) S.a.r.l. 135,320 Formed as a part of the Sterling holding structure in the UK
---------------------------------------------------------------------------------------------------------------------------------
Finance company borrowing funds for Killingholme for
Sterling Luxembourg (No. 3) S.a.r.l. 1,039,335 original acquisition
---------------------------------------------------------------------------------------------------------------------------------
Flinders Power Finance Pty Ltd. (6,098) Finance company borrowing funds for Flinders business
---------------------------------------------------------------------------------------------------------------------------------
14
------------------------------------------------------------------------------------------------------------------------------------
100% NRG
NRG International III Inc. 3,012,062 International LLC 3,696,583
------------------------------------------------------------------------------------------------------------------------------------
99% NRG International
III Inc., 1% Temmes
NRG International Holdings GmbH 12,062 Mgmt Svcs BV 15,938
------------------------------------------------------------------------------------------------------------------------------------
100% NRG
International Holdings
NRG Andean Development Ltd. n/a GmbH 347,370
------------------------------------------------------------------------------------------------------------------------------------
99% NRG International
Inc., 1% Temmes
NRG International Holdings (No. 2) GmbH n/a Mgmt Svcs BV 16,144
------------------------------------------------------------------------------------------------------------------------------------
50% NRG International
Holdings (No. 2)
TermoRio SA n/a GmbH (1)
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 2) S.a.r.l. loaned TermoRio SA $63,723,362 under an intercompany long-term
borrowing arrangement; due 20 yrs after plant is operational; interest rate 19.5%
------------------------------------------------------------------------------------------------------------------------------------
100% NRG
NRGenerating Holdings (No. 4) GmbH n/a International LLC 15,203
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 24) BV n/a 100% NRGIBV -
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Development GmbH n/a 100% NRGIBV 60,275
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy PL Sp. z.o.o. 12,966 100% NRGIBV 20,380
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Ltd. n/a 100% NRGIBV 690,091
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 15) BV 1,591 100% NRGIBV 272,338,759
------------------------------------------------------------------------------------------------------------------------------------
Interenergy Limited* n/a 49% NRGIBV -
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings GmbH n/a 100% NRGIBV 27,611,427
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
NRG Caymans-C n/a Holdings GmbH 6,197,244
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-C LDC n/a 25% NRG Caymans-C 15,047,864
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-C LDC n/a 25% NRG Caymans-C 9,736,064
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
NRG Caymans-P n/a Holdings GmbH 21,529,414
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-P LDC n/a 25% NRG Caymans-P 78,186,328
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American
Power II-Corporation A n/a 00064% NRG Caymans-P 2,524
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American
Power II-Corporation B n/a 00064% NRG Caymans-P 2,524
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-P LDC n/a 4.46% NRG Caymans-P 44,458,117
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
NRG Caymans Company n/a Holdings GmbH 2,517,105
------------------------------------------------------------------------------------------------------------------------------------
20% NRG Caymans
Croatia Power Group n/a Company -
------------------------------------------------------------------------------------------------------------------------------------
23.58% NRG Caymans
Central and Eastern Europe Power Fund Ltd. n/a Company 10,674,741
------------------------------------------------------------------------------------------------------------------------------------
Polish Energy Partners SA (PEP) n/a 41% Central and
------------------------------------------------------------------------------------------------------------------------------------
NRG International III Inc. 3,696,583 Domestic holding company - Dutch restructuring
------------------------------------------------------------------------------------------------------------------------------------
NRG International Holdings GmbH 15,938 Swiss holding company
------------------------------------------------------------------------------------------------------------------------------------
NRG Andean Development Ltd. 347,370 Development office for Andean region
------------------------------------------------------------------------------------------------------------------------------------
NRG International Holdings (No. 2) GmbH 16,144 Swiss holding company
------------------------------------------------------------------------------------------------------------------------------------
TermoRio SA (1) 1040 MW gas-fired cogeneration project in Brazil
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 2) S.a.r.l. loaned TermoRio SA $63,723,362 under an intercompany long-term
borrowing arrangement; due 20 yrs after plant is operational; interest rate 19.5%
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 4) GmbH 15,203 Dormant Swiss holding company
------------------------------------------------------------------------------------------------------------------------------------
Former owner of pwerGen's 1/3 interest in Schkopau
NRGenerating Holdings (No. 24) BV - and Mibrag
------------------------------------------------------------------------------------------------------------------------------------
Provides international business development
NRG Energy Development GmbH 60,275 services in Europe
------------------------------------------------------------------------------------------------------------------------------------
Provides international business development
NRG Energy PL Sp. z.o.o. 20,380 services in Poland
------------------------------------------------------------------------------------------------------------------------------------
Provides international business development
NRG Energy Ltd. 690,091 services in Europe
------------------------------------------------------------------------------------------------------------------------------------
Dutch holding company registered to do business in
NRGenerating Holdings (No. 15) BV 272,338,759 England
------------------------------------------------------------------------------------------------------------------------------------
Interenergy Limited* - Inactive
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings GmbH 27,611,427 Swiss holding company
------------------------------------------------------------------------------------------------------------------------------------
Cayman Islands holding company (corporation
NRG Caymans-C 6,197,244 interests)
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-C LDC 3,761,966 Investment company
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-C LDC 2,434,016 Investment company
------------------------------------------------------------------------------------------------------------------------------------
Cayman Islands holding company (partnership
NRG Caymans-P 21,529,414 interest)
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-P LDC 19,546,582 Investment company
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American
Power II-Corporation A 631 Investment company
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American
Power II-Corporation B 631 Investment company
------------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-P LDC 1,982,832 Investment company
------------------------------------------------------------------------------------------------------------------------------------
Cayman Islands holding company for Croatia Power
NRG Caymans Company 2,517,105 Group
------------------------------------------------------------------------------------------------------------------------------------
Holds interest in 190 MW electric power generation
Croatia Power Group - project
------------------------------------------------------------------------------------------------------------------------------------
Central and Eastern Europe Power Fund Ltd. 2,517,104 Investment vehicle for power generation projects
------------------------------------------------------------------------------------------------------------------------------------
Polish Energy Partners SA (PEP) Invests in cogeneration projects with Poland
15
Eastern Europe Power
Fund Ltd. -
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Sterling Luxembourg (No. 1) S.a.r.l. 14,481 Holdings (No. 15) BV 272,246,871
------------------------------------------------------------------------------------------------------------------------------------
100% Sterling
Luxembourg (No. 1)
NRGenerating Ltd. 3 S.a.r.l. 129,560,467
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
NRG Pensions Limited n/a Ltd. (1)
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
NRGenerating Energy Trading Ltd. 3 Ltd. 138,483
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Killingholme Holdings Limited n/a Ltd. 129,558,778
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Generation 100% Killingholme
Limited 1,593 Holdings Limited 126,489,276
------------------------------------------------------------------------------------------------------------------------------------
100% Killingholme
Killingholme Power Limited n/a Generation Limited 214,752,183
------------------------------------------------------------------------------------------------------------------------------------
100% Sterling
Luxembourg (No. 1)
Sterling Luxembourg (No. 2) S.a.r.l. 14,401 S.a.r.l. 152,377,221
------------------------------------------------------------------------------------------------------------------------------------
100% Sterling
Luxembourg (No. 2)
Sterling (Gibraltar) 161 S.a.r.l. -
------------------------------------------------------------------------------------------------------------------------------------
100% Sterling
Sterling Luxembourg (No. 2) n/a Luxembourg (No. 2)
S.a.r.l. Swiss Branch S.a.r.l. 178,024,661
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 1) S.a.r.l. 63,216,034 100% NRGIBV 368,050,846
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Luxembourg (No. 1)
NRGenerating II (Gibraltar) n/a S.a.r.l. -
------------------------------------------------------------------------------------------------------------------------------------
14% NRGenerating
Luxembourg (No. 1)
S.a.r.l., 86%
NRGenerating
Luxembourg (No. 2)
Csepel Luxembourg S.a.r.l. n/a S.a.r.l. 2,845,939
------------------------------------------------------------------------------------------------------------------------------------
100% Csepel
NRGenerating (Gibraltar) 183 Luxembourg S.a.r.l. -
------------------------------------------------------------------------------------------------------------------------------------
99% NRGenerating
Luxembourg (No. 1)
S.a.r.l., 1%
NRGenerating
Luxembourg (No. 2)
NRG do Brasil Ltda. n/a S.a.r.l. 46,065
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Luxembourg (No. 1)
NRGenerating Holdings (No. 3) GmbH n/a S.a.r.l. 27,532,425
------------------------------------------------------------------------------------------------------------------------------------
Eastern Generation Services (India) Private Limited n/a 100% NRGenerating
-
------------------------------------------------------------------------------------------------------------------------------------
Entity formed to hold Luxco2
Sterling Luxembourg (No. 1) S.a.r.l. 272,246,871
------------------------------------------------------------------------------------------------------------------------------------
UK holding company for Killingholme structure in
NRGenerating Ltd. 129,560,467 England
------------------------------------------------------------------------------------------------------------------------------------
NRG Pensions Limited (1) Entity to hold pensions for UK employees
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Energy Trading Ltd. 138,483 International power marketing entity
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Holdings Limited 129,558,778 Holding company
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Generation Project company for Killingholme Power Station
Limited 126,489,276
------------------------------------------------------------------------------------------------------------------------------------
Project company for 665 MW gas-fired Killingholme A
Killingholme Power Limited 214,752,183 combined-cycle, gas-turbine power station
------------------------------------------------------------------------------------------------------------------------------------
Holding company which held loans to Killingholme
Sterling Luxembourg (No. 2) S.a.r.l. 152,377,221 project
------------------------------------------------------------------------------------------------------------------------------------
Sterling (Gibraltar) - Entity formed to assist with NRGenerating, Ltd.
------------------------------------------------------------------------------------------------------------------------------------
Sterling Luxembourg (No. 2) Holding company which held loans to Killingholme
S.a.r.l. Swiss Branch 178,024,661 project
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 1) S.a.r.l. 368,050,846 Luxembourg holding company
------------------------------------------------------------------------------------------------------------------------------------
Gibraltar entity formed to assist with NRGIBV/
NRGenerating II (Gibraltar) - Australian holding structure through Luxembourg
------------------------------------------------------------------------------------------------------------------------------------
Csepel Luxembourg S.a.r.l. 2,845,939 Luxembourg holding company
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating (Gibraltar) - Formed to assist with NRGIBV
------------------------------------------------------------------------------------------------------------------------------------
NRG do Brasil Ltda. 46,065 Brazilian development office
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 3) GmbH 27,532,425 Swiss holding company
------------------------------------------------------------------------------------------------------------------------------------
Eastern Generation Services (India) Private Limited O&M entity for 355 MW Lanco Kondapalli Power Plant
16
------------------------------------------------------------------------------------------------------------------------------------
Luxembourg (No. 1)
S.a.r.l. 812,059
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Luxembourg (No. 1)
Empressa de Generacion Electrica Cahua SA 31,943,259 S.a.r.l. 33,152,938
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Luxembourg (No. 1)
NRG WEB Mauritius Ltd n/a S.a.r.l. 23,600,817
------------------------------------------------------------------------------------------------------------------------------------
30% NRG WEB
Lanco Konapalli Power Pvt Ltd. n/a Mauritius Ltd -
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Luxembourg (No. 1)
NRGenerating Luxembourg (No. 4) S.a.r.l. n/a S.a.r.l. 6,076,026
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Luxembourg (No. 4)
NRGenerating Luxembourg (No. 5) S.a.r.l. n/a S.a.r.l. (133)
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
NRGenerating Luxembourg (No. 5) n/a Luxembourg (No. 5)
S.a.r.l. Swiss Branch S.a.r.l. -
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Luxembourg (No. 1)
NRGenerating Holdings (No. 2) GmbH 59,311 S.a.r.l. 38,936,802
------------------------------------------------------------------------------------------------------------------------------------
50% NRGenerating
Holdings (No. 2) GmbH,
25% Flinders Labuan 1,
Flinders Power Partnership n/a 25% Flinders Labuan 2 72,661,549
------------------------------------------------------------------------------------------------------------------------------------
100% Flinders Power
Flinders Coal Pty Ltd. n/a Partnership (1)
------------------------------------------------------------------------------------------------------------------------------------
100% Flinders Power
Flinders Osborne Trading Pty Ltd. 59 Partnership 2,423,590
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Holdings (No. 2)
Flinders Labuan (No. 1) Ltd. 29,591 GmbH 8,830,424
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Holdings (No. 2)
Flinders Labuan (No. 2) Ltd. 29,591 GmbH 8,830,424
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Luxembourg (No. 1)
NRGenerating Luxembourg (No. 2) S.a.r.l. 12,470 S.a.r.l. 291,178,093
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
NRGenerating Luxembourg (No. 2) S.a.r.l. Luxembourg (No. 2)
Swiss Branch n/a S.a.r.l. -
------------------------------------------------------------------------------------------------------------------------------------
75% NRGenerating
Luxembourg (No. 2)
S.a.r.l., 22.5%
NRGenerating
Luxembourg (No. 1)
Energia Pacasmayo SA 13,792,444 S.a.r.l. 14,817,630
------------------------------------------------------------------------------------------------------------------------------------
Brimsdown Power Limited n/a 50% NRGIBV 115,458
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
812,059
------------------------------------------------------------------------------------------------------------------------------------
Empressa de Generacion Electrica Cahua SA 33,152,938 Owner of 45 MW Hydroelectric generation in Peru
------------------------------------------------------------------------------------------------------------------------------------
NRG WEB Mauritius Ltd 23,600,817 Holding company for Kondapalli project
------------------------------------------------------------------------------------------------------------------------------------
Lanco Konapalli Power Pvt Ltd. - 355 MW Lanco Kondapalli Power Plant
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 4) S.a.r.l. 6,076,026 Luxembourg holding company
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 5) S.a.r.l. (133) Luxembourg holding company
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 5) - Luxcembourg holding company
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 2) GmbH 38,936,802 Swiss holding company
------------------------------------------------------------------------------------------------------------------------------------
Unincorporated partnership of 3 companies in
Flinders Power Partnership 72,661,549 Australia
------------------------------------------------------------------------------------------------------------------------------------
Entity which holds title to the right to mine at
Flinders Coal Pty Ltd. (1) Leigh Creek Coalfields
------------------------------------------------------------------------------------------------------------------------------------
Flinders Osborne Trading Pty Ltd. 2,423,590 Trading entity for gas supply
------------------------------------------------------------------------------------------------------------------------------------
Flinders Labuan (No. 1) Ltd. 8,830,424 Holding company
------------------------------------------------------------------------------------------------------------------------------------
Flinders Labuan (No. 2) Ltd. 8,830,424 Holding company
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 2) S.a.r.l. 291,178,093 Luxembourg holding company
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 2) S.a.r.l.
Swiss Branch - Holds shareholder loans to Flinders project
------------------------------------------------------------------------------------------------------------------------------------
Owner of 38 MW hydroelectric facility; 22.5 MW
diesel power plant; and several mini hydro
Energia Pacasmayo SA 14,817,630 facilities totaling 5.6 MW
------------------------------------------------------------------------------------------------------------------------------------
Brimsdown Power Limited 57,729 Project company for peaking unit
------------------------------------------------------------------------------------------------------------------------------------
17
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 11) BV n/a 100% NRGIBV (4,659,415)
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Wainstones Power Limited n/a Holdings (No. 11) BV 348,610
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 13) BV n/a 100% NRGIBV 570
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Langage Energy Park Limited n/a Holdings (No. 13) BV 3,237,714
------------------------------------------------------------------------------------------------------------------------------------
Sachsen Holding BV n/a 100% NRGIBV (5,623,510)
------------------------------------------------------------------------------------------------------------------------------------
45% Sachsen Holding
PT Dayalistrik Pratama n/a BV (1)
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 7) BV* n/a 100% NRGIBV 570
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 8) BV* n/a 100% NRGIBV 570
------------------------------------------------------------------------------------------------------------------------------------
95% NRGenerating
Holdings (No. 7) BV; 5%
NRGenerating Holdings
P.T. NRG West Java n/a (No. 8) BV -
------------------------------------------------------------------------------------------------------------------------------------
Enfield Holdings BV n/a 50% NRGIBV -
------------------------------------------------------------------------------------------------------------------------------------
50% Enfield
Enfield Energy Centre Limited 5,000 Holdings BV above
------------------------------------------------------------------------------------------------------------------------------------
50% & .1% Profit Enfield
Energy Centre Limited,
16.3% NRG International
Enfield Operations LLC n/a LLC above
------------------------------------------------------------------------------------------------------------------------------------
100% Enfield
Enfield Operations (UK) Limited n/a Operations LLC above
------------------------------------------------------------------------------------------------------------------------------------
100% Enfield Holdings
NR (Gibraltar) n/a BV -
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 4) BV n/a 100% NRGIBV 56,489,118
------------------------------------------------------------------------------------------------------------------------------------
25.37% NRGenerating
Loy Yang Power Management Pty Ltd. n/a Holdings (No. 4) BV (1)
------------------------------------------------------------------------------------------------------------------------------------
25.37% NRGenerating
Loy Yang Power Partners n/a Holdings (No. 4) BV -
------------------------------------------------------------------------------------------------------------------------------------
25.37% NRGenerating
Loy Yang Power Projects Pty Ltd. n/a Holdings (No. 4) BV (1)
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Gunwale BV n/a Holdings (No. 4) BV 1,585
------------------------------------------------------------------------------------------------------------------------------------
Sunshine State Power (No. 2) BV n/a 100% NRGIBV 21,864,789
------------------------------------------------------------------------------------------------------------------------------------
Sunshine State Power BV n/a 100% NRGIBV 24,996,721
------------------------------------------------------------------------------------------------------------------------------------
20% Sunshine State
Power BV, 17.5%
Sunshine State Power
Gladstone Power Station Joint Venture n/a (No. 2) BV -
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 11) BV (4,659,415) Will own assets for Langage Energy Park project
------------------------------------------------------------------------------------------------------------------------------------
Will build, own and operate 800 MW combined cycle
Wainstones Power Limited 348,610 gas turbine power plant on greenfield site
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 13) BV 570 Will own land for power plant on greenfield site
------------------------------------------------------------------------------------------------------------------------------------
Langage Energy Park Limited 3,237,714 Will own land for project in Plymouth, England
------------------------------------------------------------------------------------------------------------------------------------
Sachsen Holding BV (5,623,510) Dutch holding company
------------------------------------------------------------------------------------------------------------------------------------
Will own and construct West Java coal-fired power
PT Dayalistrik Pratama (1) plant
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 7) BV* 570 Inactive
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 8) BV* 570 Inactive
------------------------------------------------------------------------------------------------------------------------------------
P.T. NRG West Java - O&M company for West Java
------------------------------------------------------------------------------------------------------------------------------------
Enfield Holdings BV - International holding company
------------------------------------------------------------------------------------------------------------------------------------
Enfield Energy Centre Limited above Owns gas fired power plant
------------------------------------------------------------------------------------------------------------------------------------
Enfield Operations LLC above Operates gas fired power plant
------------------------------------------------------------------------------------------------------------------------------------
Enfield Operations (UK) Limited above Holds employees for Enfield Operations
------------------------------------------------------------------------------------------------------------------------------------
Inactive company utilized during the
NR (Gibraltar) - Enfield transactions in England
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 4) BV 56,489,118 Dutch holding company
------------------------------------------------------------------------------------------------------------------------------------
Loy Yang Power Management Pty Ltd. (1) Operates coal fired power plant
------------------------------------------------------------------------------------------------------------------------------------
Name of Partnership for owners of coal fired power
Loy Yang Power Partners - plant
------------------------------------------------------------------------------------------------------------------------------------
Provides technical services to coal fired power
Loy Yang Power Projects Pty Ltd. (1) plant
------------------------------------------------------------------------------------------------------------------------------------
Gunwale BV 1,585 Holds shares in NRGenerating Holdings (No. 4)
------------------------------------------------------------------------------------------------------------------------------------
Sunshine State Power (No. 2) BV 21,864,789 Dutch holding company
------------------------------------------------------------------------------------------------------------------------------------
Sunshine State Power BV 24,996,721 Dutch holding company
------------------------------------------------------------------------------------------------------------------------------------
Gladstone Power Station Joint Venture - Owns Gladstone coal fired plant
------------------------------------------------------------------------------------------------------------------------------------
18
-------------------------------------------------------------------------------------------------------------------------------
NRG Victoria I Pty Ltd. n/a 100% NRGIBV 23,804,059
-------------------------------------------------------------------------------------------------------------------------------
100% NRG Victoria I
NRG Victoria II Pty Ltd. n/a Pty Ltd. 3,175,003
-------------------------------------------------------------------------------------------------------------------------------
100% NRG Victoria I
NRG Australia Holdings (No.4) Pty Ltd. n/a Pty Ltd. -
-------------------------------------------------------------------------------------------------------------------------------
66.67% NRG Victoria II
Pty Ltd, 33.33% NRG
NRG Victoria III Pty Ltd. n/a Victoria I Pty Ltd. 43,747,875
-------------------------------------------------------------------------------------------------------------------------------
100% NRG Victoria I
NRG Flinders Operating Services Pty Ltd. 59 Pty Ltd. (4,986,588)
-------------------------------------------------------------------------------------------------------------------------------
100% NRG Victoria I
NRG Gladstone Operating Services Pty Ltd. 741 Pty Ltd. 2,345,348
-------------------------------------------------------------------------------------------------------------------------------
100% NRG Gladstone
Operating Services Pty
NRG Gladstone Superannuation Pty Ltd. n/a Ltd. (1)
-------------------------------------------------------------------------------------------------------------------------------
100% NRG Victoria I
NRG Collinsville Operating Services Pty Ltd. 1,000 Pty Ltd. 432,189
-------------------------------------------------------------------------------------------------------------------------------
Saale Energie Services GmbH n/a 100% NRGIBV 439,345
-------------------------------------------------------------------------------------------------------------------------------
Saale Energie GmbH n/a 100% NRGIBV 120,418,440
-------------------------------------------------------------------------------------------------------------------------------
NRG Energy loaned $86,245,740 to Saale Energie GmbH under an intercompany short-term borrowing arrangement; indefinite
maturity date; interest rate 4.75%-7.79%
-------------------------------------------------------------------------------------------------------------------------------
41.1% Saale Energie
Kraftwerk Schkopau GbR n/a GmbH -
-------------------------------------------------------------------------------------------------------------------------------
44.4% Saale Energie
Kraftwerk Schkopau Betriebsgesellschaft mbH n/a GmbH -
-------------------------------------------------------------------------------------------------------------------------------
Lambique Beheer BV n/a 100% NRGIBV 129,074,512
-------------------------------------------------------------------------------------------------------------------------------
50% Lambique Beheer
MIBRAG BV n/a BV -
-------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH n/a 100% MIBRAG BV above
-------------------------------------------------------------------------------------------------------------------------------
100% Mitteldeutsche
Montan Bildungs und Braunkohlengesellschaft
Entwicklungsgesellschaft mbH n/a mbH -
-------------------------------------------------------------------------------------------------------------------------------
MIBRAG Industriekraftwerke Betriebs 99% Mitteldeutsche; 1%
GmbH n/a MIBRAG BV -
-------------------------------------------------------------------------------------------------------------------------------
MIBRAG Industriekraftwerke 99% Mitteldeutsche; 1%
Vertriebsgesellschaft GmbH n/a MIBRAG BV -
-------------------------------------------------------------------------------------------------------------------------------
MIBRAG Industriekraftwerke 100% Mitteldeutsche
Vermogensverwaltungs und Braunkohlengesellschaft
Beteligungs GmbH n/a mbH -
-------------------------------------------------------------------------------------------------------------------------------
1.016% Mitteldeutsche
Braunkohlengesellschaft
MIBRAG Industriekraftwerke mbH; 99.938% German
GmbH & Co KG n/a Tax Lease Investors -
-------------------------------------------------------------------------------------------------------------------------------
100% Mitteldeutsche
Braunkohlengesellschaft
Gala - Mibrag - Services GmbH n/a mbH -
-------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
NRG Victoria I Pty Ltd. 23,804,059 International holding company
------------------------------------------------------------------------------------------------------------------------------------
NRG Victoria II Pty Ltd. 3,175,003 International holding company
------------------------------------------------------------------------------------------------------------------------------------
NRG Australia Holdings (No.4) Pty Ltd. - Static shelf company for EDL project
------------------------------------------------------------------------------------------------------------------------------------
NRG Victoria III Pty Ltd. 43,747,875 International holding company
------------------------------------------------------------------------------------------------------------------------------------
NRG Flinders Operating Services Pty Ltd. (4,986,588) Operating entity for NRG Flinders business
------------------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Operating Services Pty Ltd. 2,345,348 Operates coal fired power plant
------------------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Superannuation Pty Ltd. (1) Holds pension assets for employees of Gladstone
------------------------------------------------------------------------------------------------------------------------------------
NRG Collinsville Operating Services Pty Ltd. 432,189 International holding company
------------------------------------------------------------------------------------------------------------------------------------
Saale Energie Services GmbH 439,345 Provides consulting services to MIBRAG
------------------------------------------------------------------------------------------------------------------------------------
Saale Energie GmbH 120,418,440 German holding company
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy loaned $86,245,740 to Saale Energie GmbH under an intercompany short-term borrowing arrangement; indefinite
maturity date; interest rate 4.75%-7.79%
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR - Owns Schkopau coal fired power plant assets
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau Betriebsgesellschaft mbH - Operates Schkopau coal fired plant
------------------------------------------------------------------------------------------------------------------------------------
Lambique Beheer BV 129,074,512 International holding company
------------------------------------------------------------------------------------------------------------------------------------
MIBRAG BV - Owns 99% coal mines and coal fired power plants
------------------------------------------------------------------------------------------------------------------------------------
Operates MIBRAG coal mines and coal fired power
Mitteldeutsche Braunkohlengesellschaft mbH above plants
------------------------------------------------------------------------------------------------------------------------------------
Montan Bildungs und Project management of mining, environmental
Entwicklungsgesellschaft mbH - protection, and related infrastructure measures
------------------------------------------------------------------------------------------------------------------------------------
MIBRAG Industriekraftwerke Betriebs
GmbH - Management of the brown coal power plants
------------------------------------------------------------------------------------------------------------------------------------
MIBRAG Industriekraftwerke
Vertriebsgesellschaft GmbH - Sales of electric power and heat
------------------------------------------------------------------------------------------------------------------------------------
MIBRAG Industriekraftwerke Acquisition and administration of participations
Vermogensverwaltungs und and takeover of management obligations and rights
Beteligungs GmbH - of other companies
------------------------------------------------------------------------------------------------------------------------------------
MIBRAG Industriekraftwerke
GmbH & Co KG - Owns and operates the brown power plants
------------------------------------------------------------------------------------------------------------------------------------
Demolition, reconstruction, recycling,
Gala - Mibrag - Services GmbH - landscaping, and recultivation
------------------------------------------------------------------------------------------------------------------------------------
19
------------------------------------------------------------------------------------------------------------------------------------
33% Mitteldeutsche
Braunkohlengesellschaft
RBV Brennstoffvertrieb GmbH n/a mbH -
------------------------------------------------------------------------------------------------------------------------------------
25% Mitteldeutsche
Braunkohlengesellschaft
Ingenieurburo fur Grundwasser GmbH n/a mbH -
------------------------------------------------------------------------------------------------------------------------------------
49% Mitteldeutsche
Braunkohlengesellschaft
Fernwarme GmbH HohenmoisenWebau n/a mbH -
------------------------------------------------------------------------------------------------------------------------------------
50% Mitteldeutsche
Braunkohlengesellschaft
Grobener Logistik GmbH n/a mbH -
------------------------------------------------------------------------------------------------------------------------------------
50% Mitteldeutsche
MUEG Mitteldeutsche Braunkohlengesellschaft
UmweltEntsorgung GmbH (MUEG) n/a mbH -
------------------------------------------------------------------------------------------------------------------------------------
25.1% Mitteldeutsche
Braunkohlengesellschaft
RWE Umwelt Westsachsen GmbH n/a mbH -
------------------------------------------------------------------------------------------------------------------------------------
Kladno Power (No. 1) BV n/a 100% NRGIBV (4,518,726)
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Inc. loaned Kladno Power (No. 1) BV $2,442,116 under an intercompany short-term borrowing arrangement; due
January 2003; interest rate 6%
------------------------------------------------------------------------------------------------------------------------------------
44.26% Kladno Power
Energeticke Centrum Kladno s.r.o. n/a (No. 1) BV -
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 5) BV n/a 100% NRGIBV 3,916
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
NRG Energeticke Provoz s.r.o. n/a Holdings (No. 5) BV -
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 3) BV* n/a 100% NRGIBV 1,665
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 6) BV* n/a 100% NRGIBV 570
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 14) BV n/a 100% NRGIBV 570
------------------------------------------------------------------------------------------------------------------------------------
OU Nrg Energy Est n/a 100% NRGIBV 35,428
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 16) BV* n/a 100% NRGIBV 570
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 18) BV n/a 100% NRGIBV -
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 19) BV n/a 100% NRGIBV (2,220,890)
------------------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
NRG Taiwan Holdings Company Limited n/a Holdings (No. 19) BV 49,278,099
------------------------------------------------------------------------------------------------------------------------------------
61.36% NRG Taiwan
Holdings Company
Limited, 38.64% Publicly
Hsin Yu Energy Development Co. Ltd. n/a Held (89,476,631)
------------------------------------------------------------------------------------------------------------------------------------
Entrade Holdings BV n/a 100% NRGIBV (110,929)
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
RBV Brennstoffvertrieb GmbH - Market briquettes
------------------------------------------------------------------------------------------------------------------------------------
Engineering in water management, geology, mining
Ingenieurburo fur Grundwasser GmbH - remediation of hazardous material
------------------------------------------------------------------------------------------------------------------------------------
Heat supply and sales to private and government
Fernwarme GmbH HohenmoisenWebau - customers
------------------------------------------------------------------------------------------------------------------------------------
Grobener Logistik GmbH - Transport services and trade
------------------------------------------------------------------------------------------------------------------------------------
MUEG Mitteldeutsche Coordination of waste disposal activities in the
UmweltEntsorgung GmbH (MUEG) - central German brown coal area
------------------------------------------------------------------------------------------------------------------------------------
Preparation, construction and operation of waste
RWE Umwelt Westsachsen GmbH - disposal sites
------------------------------------------------------------------------------------------------------------------------------------
Kladno Power (No. 1) BV (4,518,726) International holding company
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Inc. loaned Kladno Power (No. 1) BV $2,442,116 under an intercompany short-term borrowing arrangement; due
January 2003; interest rate 6%
------------------------------------------------------------------------------------------------------------------------------------
Energeticke Centrum Kladno s.r.o. - Owns existing coal fired plant in Czech Republic
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 5) BV 3,916 Dutch holding company
------------------------------------------------------------------------------------------------------------------------------------
O&M company for coal fired power plants in Czech
NRG Energeticke Provoz s.r.o. - Republic
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 3) BV* 1,665 Inactive
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 6) BV* 570 Inactive
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 14) BV 570 International holding company
------------------------------------------------------------------------------------------------------------------------------------
Provides international business development
services in Estonia, is in process of being
OU Nrg Energy Est 35,428 dissolved
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 16) BV* 570 Inactive
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 18) BV - International holding company
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 19) BV (2,220,890) International holding company
------------------------------------------------------------------------------------------------------------------------------------
NRG Taiwan Holdings Company Limited 49,278,099 Taiwan holding company
------------------------------------------------------------------------------------------------------------------------------------
Hsin Yu Energy Development Co. Ltd. (54,902,861) Owner of 170 MW cogeneration facility
------------------------------------------------------------------------------------------------------------------------------------
Entrade Holdings BV (110,929) International holding company
------------------------------------------------------------------------------------------------------------------------------------
20
-------------------------------------------------------------------------------------------------------------------------
100% Entrade Holdings
Kladno Power (No. 2) BV n/a BV (1,784,175)
-------------------------------------------------------------------------------------------------------------------------
NRG Energy Inc. loaned Kladno Power (No. 2) BV $46,800,928 under an intercompany short-term
borrowing arrangement; due January 2003; non-interest bearing
-------------------------------------------------------------------------------------------------------------------------
50% Kladno Power
Matra Powerplant Holding BV n/a (No. 2) BV -
-------------------------------------------------------------------------------------------------------------------------
89% Matra Powerplant
ECK Generating s.r.o. n/a Holding BV -
-------------------------------------------------------------------------------------------------------------------------
NRG Energy Development BV n/a 100% NRGIBV (39,134)
-------------------------------------------------------------------------------------------------------------------------
NRGenerating Rupali BV* n/a 100% NRGIBV 1,901
-------------------------------------------------------------------------------------------------------------------------
Kiksis BV* n/a 100% NRGIBV 1,665
-------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 23) BV* n/a 100% NRG 10,570
-------------------------------------------------------------------------------------------------------------------------
Cobee Holdings LLC n/a 100% NRGIBV 160,073,959
-------------------------------------------------------------------------------------------------------------------------
50% Cobee Holdings
LLC, 50% NRGenerating
Luxembourg (No. 1)
NRGenerating Luxembourg (No. 6) S.a.r.l. 12,000 S.a.r.l. 236,757,614
-------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Luxembourg (No. 6)
NRGenerating Luxembourg (No. 6) S.a.r.l. Swiss Branch n/a S.a.r.l. -
-------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Luxembourg (No. 6)
NRGenerating Holdings (No. 21) BV n/a S.a.r.l. 265,379,666
-------------------------------------------------------------------------------------------------------------------------
98.9% NRGenerating
Compania Boliviana de Enegia Electrica SA 63,098,407 Holdings (No. 21) BV 122,257,679
-------------------------------------------------------------------------------------------------------------------------
100% Compania
Boliviana de Enegia
Servicios Energeticos S.A. n/a Electrica SA -
-------------------------------------------------------------------------------------------------------------------------
100% Compania
Compania Boliviana de Enegia Electrica SA Bolivian Boliviana de Enegia
Branch n/a Electrica SA -
-------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Coniti Holdings BV 23,731 Holdings (No. 21) BV 23,064
-------------------------------------------------------------------------------------------------------------------------
100% NRGenerating
Tosli Acquisition BV n/a Holdings (No. 21) BV 35,134,428
-------------------------------------------------------------------------------------------------------------------------
76.9% Tosli
Itiquira Energetica SA n/a Acquisition BV 162,209,676
-------------------------------------------------------------------------------------------------------------------------
100% Coniti
Tosli (Gibraltar ) BV 27,584 Holdings BV -
-------------------------------------------------------------------------------------------------------------------------
NRG Latin America Inc. 1,000 100% NRG 64,866
-------------------------------------------------------------------------------------------------------------------------
NRG Asia-Pacific Ltd 1,000 100% NRG 3,468,368
-------------------------------------------------------------------------------------------------------------------------
100% NRG
NRG Pacific Corporate Services Pty Ltd. n/a Asia-Pacific Ltd. -
-------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Kladno Power (No. 2) BV (1,784,175) International holding company
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Inc. loaned Kladno Power (No. 2) BV $46,800,928 under an intercompany short-term borrowing
arrangement; due January 2003; non-interest bearing
------------------------------------------------------------------------------------------------------------------------------------
Matra Powerplant Holding BV - Dutch holding company
------------------------------------------------------------------------------------------------------------------------------------
Owns 300+ MW coal fired power plant expansion
ECK Generating s.r.o. - under construction in Czech Republic
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Development BV (39,134) Amsterdam development office
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Rupali BV* 1,901 Inactive
------------------------------------------------------------------------------------------------------------------------------------
Kiksis BV* 1,665 Inactive
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 23) BV* 10,570 Inactive
------------------------------------------------------------------------------------------------------------------------------------
Cobee Holdings LLC 160,073,959 Domestic holding company
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 6) S.a.r.l. 236,757,614 Luxembourg holding company
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 6) S.a.r.l. Swiss Branch - Dormant Luxembourg holding company
------------------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 21) BV 265,379,666 International holding company
------------------------------------------------------------------------------------------------------------------------------------
Owns and operates hydroelectric facilities in
Compania Boliviana de Enegia Electrica SA 122,257,679 Bolivia
------------------------------------------------------------------------------------------------------------------------------------
Servicios Energeticos S.A. - International holding company
------------------------------------------------------------------------------------------------------------------------------------
Compania Boliviana de Enegia Electrica SA Bolivian - Bolivian branch of COBEE project
------------------------------------------------------------------------------------------------------------------------------------
Coniti Holdings BV 23,064 International holding company
------------------------------------------------------------------------------------------------------------------------------------
Tosli Acquisition BV 35,134,428 Dutch holding company
------------------------------------------------------------------------------------------------------------------------------------
Formed to develop, construct, own and operate
a 156 MW hydroelectric power facility in
Itiquira Energetica SA 81,104,838 Braxil
------------------------------------------------------------------------------------------------------------------------------------
Tosli (Gibraltar ) BV - Dutch holding company
------------------------------------------------------------------------------------------------------------------------------------
Provides international business development
NRG Latin America Inc. 64,866 services in Latin America
------------------------------------------------------------------------------------------------------------------------------------
Provides international business development
NRG Asia-Pacific Ltd 3,468,368 services in Australia and Pacific Rim region
------------------------------------------------------------------------------------------------------------------------------------
Corporate services company to act as agent
for NRG foreign companies registered in
NRG Pacific Corporate Services Pty Ltd. - Australia
------------------------------------------------------------------------------------------------------------------------------------
21
-------------------------------------------------------------------------------------------------------------------------
100% NRG
NRG Asia Corporate Services Pte Ltd. n/a Asia-Pacific Ltd. 711
-------------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. n/a 100% NRG 168,192,469
-------------------------------------------------------------------------------------------------------------------------
Pacific Generation Company 100 100% NRG PacGen Inc. (210,888,337)
-------------------------------------------------------------------------------------------------------------------------
99% Pacific Generation
Company, 1% Camas
Camas Power Boiler Limited Partnership n/a Power Boiler Inc 9,987,321
-------------------------------------------------------------------------------------------------------------------------
100% Pacific
Camas Power Boiler Inc. 10,000 Generation Company 100,000
-------------------------------------------------------------------------------------------------------------------------
100% Pacific
Pacific Generation Development Company* n/a Generation Company -
-------------------------------------------------------------------------------------------------------------------------
100% Pacific
Energy National Inc. 21,612,489 Generation Company 32,926,817
-------------------------------------------------------------------------------------------------------------------------
3.1% Energy National
Inc., 21% Crockett
Energy Investors Fund LP n/a Cogeneration -
-------------------------------------------------------------------------------------------------------------------------
80.89% Energy National
Penobscot Energy Recovery Company n/a Inc. 33,758,356
-------------------------------------------------------------------------------------------------------------------------
16.25% Energy National
Maine Energy Recovery Company n/a Inc. -
-------------------------------------------------------------------------------------------------------------------------
The PowerSmith cogeneration Project Limited 7.75% Energy National
Partnership n/a Inc., 1% Enigen Inc. -
-------------------------------------------------------------------------------------------------------------------------
100% Energy National
Enigen Inc. 900,000 Inc. 856,985
-------------------------------------------------------------------------------------------------------------------------
100% Energy National
Pacific Generation Resources Company 50,000 Inc. (4,000)
-------------------------------------------------------------------------------------------------------------------------
100% Energy National
Pacific Orrington Energy Inc. 10,000 Inc. -
-------------------------------------------------------------------------------------------------------------------------
16.66% Pacific
Orrington Waste Ltd. Limited Partnership Orrington Energy Inc. -
-------------------------------------------------------------------------------------------------------------------------
100% Energy
Enifund Inc.* 200,000 National Inc. 200,000
-------------------------------------------------------------------------------------------------------------------------
100% Energy National
ESOCO Inc. 20,000 Inc. 2,681,914
-------------------------------------------------------------------------------------------------------------------------
ESOCO Orrington Inc. 10,000 100% ESOCO Inc. 1,008,448
-------------------------------------------------------------------------------------------------------------------------
ESOCO Molokai Inc.* n/a 100% ESOCO Inc. -
-------------------------------------------------------------------------------------------------------------------------
ESOCO Soledad Inc.* n/a 100% ESOCO Inc. -
-------------------------------------------------------------------------------------------------------------------------
100% Pacific
Pacific Crockett Holdings Inc. 1,050,000 Generation Company -
-------------------------------------------------------------------------------------------------------------------------
100% Pacific
ONSITE Energy Inc. 100 Generation Company 28,650,119
-------------------------------------------------------------------------------------------------------------------------
100% ONSITE Energy
ONSITE Soledad Inc.* n/a Inc. -
-------------------------------------------------------------------------------------------------------------------------
ONSITE Marianas Corporation* n/a 100% ONSITE Energy
------------------------------------------------------------------------------------------------------------------------------------
Development office for Asia-Pacific region
NRG Asia Corporate Services Pte Ltd. 711 outside of Australia
------------------------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. 168,192,469 Domestic holding company
------------------------------------------------------------------------------------------------------------------------------------
Pacific Generation Company (210,888,337) Domestic holding company
------------------------------------------------------------------------------------------------------------------------------------
Camas Power Boiler Limited Partnership Owns waste-wood fired steam boiler in Camas
9,987,321 paper mill
------------------------------------------------------------------------------------------------------------------------------------
General partner in Camas Boiler Limited
Camas Power Boiler Inc. 100,000 Partnership
------------------------------------------------------------------------------------------------------------------------------------
Pacific Generation Development Company* - Inactive
------------------------------------------------------------------------------------------------------------------------------------
Energy National Inc. 32,926,817 Domestic holding company
------------------------------------------------------------------------------------------------------------------------------------
Energy Investors Fund LP - Domestic investment company
------------------------------------------------------------------------------------------------------------------------------------
Penobscot Energy Recovery Company 27,307,134 Owns waste-to-energy facility in Maine
------------------------------------------------------------------------------------------------------------------------------------
Sold 16% interest in March 2001 in
Maine Energy Recovery Company - waste-to-energy facility in Maine
------------------------------------------------------------------------------------------------------------------------------------
The PowerSmith cogeneration Project Limited
Partnership - Owns cogeneration facility in Oklahoma
------------------------------------------------------------------------------------------------------------------------------------
General partner in PowerSmith Cogeneration
Enigen Inc. 856,985 Project, Limited Partnership
------------------------------------------------------------------------------------------------------------------------------------
Pacific Generation Resources Company (4,000) Currently a shell company
------------------------------------------------------------------------------------------------------------------------------------
Holds general and limited partner interest in
Pacific Orrington Energy Inc. - Orrington Waste, Ltd., Limited Partnership
------------------------------------------------------------------------------------------------------------------------------------
Provides waste disposal services to
municipalities to be delivered to waste disposal
Orrington Waste Ltd. Limited Partnership - operators in Maine
------------------------------------------------------------------------------------------------------------------------------------
Enifund Inc.* 200,000 Inactive
------------------------------------------------------------------------------------------------------------------------------------
ESOCO Inc. 2,681,914 Domestic holding company
------------------------------------------------------------------------------------------------------------------------------------
ESOCO Orrington Inc. 1,008,448 Operates Penobscot Energy Recovery Company
------------------------------------------------------------------------------------------------------------------------------------
ESOCO Molokai Inc.* - Inactive
------------------------------------------------------------------------------------------------------------------------------------
ESOCO Soledad Inc.* - Inactive
------------------------------------------------------------------------------------------------------------------------------------
Pacific Crockett Holdings Inc. - Domestic holding company
------------------------------------------------------------------------------------------------------------------------------------
ONSITE Energy Inc. 28,650,119 Domestic holding company
------------------------------------------------------------------------------------------------------------------------------------
ONSITE Soledad Inc.* - Inactive
------------------------------------------------------------------------------------------------------------------------------------
ONSITE Marianas Corporation* Inactive
22
Inc. -
--------------------------------------------------------------------------------------------------------------------------
100% ONSITE Energy
ONSITE Funding Co.* 100 Inc. -
--------------------------------------------------------------------------------------------------------------------------
100% ONSITE Energy
Pacific-Mt. Poso Corporation 1,000 Inc. 24,283
--------------------------------------------------------------------------------------------------------------------------
8.89% ONSITE Energy
Turners Falls Limited Partnership n/a Inc. -
--------------------------------------------------------------------------------------------------------------------------
Pacific Generation Holdings Company 100,000 100% Pacific
Generation Company 2,943,273
--------------------------------------------------------------------------------------------------------------------------
100% Pacific
Generation Holdings
Pacific Recycling Energy Inc.* 200,000 Company 200,000
--------------------------------------------------------------------------------------------------------------------------
Project Finance Fund III LP n/a 4.9% Pacific Generation
Holdings Co -
--------------------------------------------------------------------------------------------------------------------------
ONSITE/US Power Limited Partnership No. 1* n/a 100% NRG -
--------------------------------------------------------------------------------------------------------------------------
NRG Power Marketing Inc. 1,000 100% NRG 70,283,459
--------------------------------------------------------------------------------------------------------------------------
NRG New Jersey Energy Sales LLC n/a 100% NRG Power Marketing -
Inc
--------------------------------------------------------------------------------------------------------------------------
Power Operations Inc. 1 100% NRG (500)
--------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations GP Inc. 1,000 100% NRG (64,873)
--------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations LP Inc. 1,000 100% NRG -
--------------------------------------------------------------------------------------------------------------------------
NRG Cadillac Inc. 1,000 100% NRG 2,027,231
--------------------------------------------------------------------------------------------------------------------------
Cadillac Renewable Energy LLC n/a 50% NRG Cadillac Inc. -
--------------------------------------------------------------------------------------------------------------------------
Mid-Continent Power Company LLC n/a 100% NRG -
--------------------------------------------------------------------------------------------------------------------------
Minnesota Waste Processing Company LLC n/a 100% NRG -
--------------------------------------------------------------------------------------------------------------------------
NRG New Roads Generating LLC* n/a 100% NRG -
--------------------------------------------------------------------------------------------------------------------------
NRG Lakefield Inc. 1,000 100% NRG 9,973
--------------------------------------------------------------------------------------------------------------------------
Lakefield Junction LLC* n/a 100% NRG -
--------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I Inc. 101,000 100% NRG (284,824)
--------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley II Inc. 2,401,000 100% NRG -
--------------------------------------------------------------------------------------------------------------------------
48% NRG Energy
Jackson Valley II Inc., 2%
NRG Energy Jackson
Jackson Valley Energy Partners LP n/a Valley I Inc. -
--------------------------------------------------------------------------------------------------------------------------
43% NRG Energy
Jackson Valley II Inc., 2%
San Joaquin Valley
San Joaquin Valley Energy Partners I LP n/a Energy I Inc. -
--------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I Inc. n/a 100% NRG
-
-----------------------------------------------------------------------------------------------------------------------------------
ONSITE Funding Co.* - Inactive
-----------------------------------------------------------------------------------------------------------------------------------
Pacific-Mt. Poso Corporation 24,283 Currently a shell company
-----------------------------------------------------------------------------------------------------------------------------------
Turners Falls Limited Partnership - Owns Turners Falls cogeneration facility
-----------------------------------------------------------------------------------------------------------------------------------
Pacific Generation Holdings Company 2,943,273 Domestic holding company
-----------------------------------------------------------------------------------------------------------------------------------
Pacific Recycling Energy Inc.* 200,000 Inactive
-----------------------------------------------------------------------------------------------------------------------------------
Project Finance Fund III LP - Funding vehicle for various
International projects
-----------------------------------------------------------------------------------------------------------------------------------
ONSITE/US Power Limited Partnership No. 1* - Inactive
-----------------------------------------------------------------------------------------------------------------------------------
NRG Power Marketing Inc. 70,283,459 Holds power marketing license
-----------------------------------------------------------------------------------------------------------------------------------
NRG New Jersey Energy Sales LLC - Energy marketer
-----------------------------------------------------------------------------------------------------------------------------------
Power Operations Inc. Provides O&M services for Artesia, Cadillac, Newark and
(500) Parlin projects
-----------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations GP Inc. Currently a shell company
(64,873)
-----------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations LP Inc. - Currently a shell company
-----------------------------------------------------------------------------------------------------------------------------------
NRG Cadillac Inc. 2,027,231 Domestic holding company
-----------------------------------------------------------------------------------------------------------------------------------
Cadillac Renewable Energy LLC - Owns waste-wood fired steam boiler Camas paper mill
-----------------------------------------------------------------------------------------------------------------------------------
Mid-Continent Power Company LLC - Shell; previously owned a cogeneration power plant
-----------------------------------------------------------------------------------------------------------------------------------
Owns municipal solid waste processing facility and transfer
Minnesota Waste Processing Company LLC - station
-----------------------------------------------------------------------------------------------------------------------------------
NRG New Roads Generating LLC* - Inactive
-----------------------------------------------------------------------------------------------------------------------------------
NRG Lakefield Inc. 9,973 Currently a shell company
-----------------------------------------------------------------------------------------------------------------------------------
Lakefield Junction LLC* - Inactive
-----------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I Inc. (284,824) General partner in Jackson Valley Energy Partners, LP
-----------------------------------------------------------------------------------------------------------------------------------
Limited partner in Jackson Valley Energy Partners, LP and
NRG Energy Jackson Valley II Inc. - San Joaquin Valley Energy Partners I, LP
-----------------------------------------------------------------------------------------------------------------------------------
Owns and operates waste lignite/cogeneration plant and
lignite mining and reclamation
Jackson Valley Energy Partners LP - operation
-----------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy Partners I LP - Owns and operates 3 biomass waste-fuel power plants
-----------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I Inc. General partner in San Joaquin Valley Energy Partners I, LP
23
1 1
------------------------------------------------------------------------------------------------------------------------------------
Currently a shell
San Joaquin Valley Energy IV Inc. n/a 100% NRG (62) (62) company
------------------------------------------------------------------------------------------------------------------------------------
Currently a shell
Okeechobee Power I Inc. 1,000 100% NRG - - company
------------------------------------------------------------------------------------------------------------------------------------
General partner in
Kissimee Power
Partners, Limited
Okeechobee Power II Inc. 1,000 100% NRG - - Partnership
------------------------------------------------------------------------------------------------------------------------------------
Limited partner in
Kissimee Power
Partners, Limited
Okeechobee Power III Inc. 1,000 100% NRG - - Partnership
------------------------------------------------------------------------------------------------------------------------------------
99% Okeechobee Power
Kissimee Power Partners III Inc., 1% Okeechobee
Limited Partnership* n/a Power II Inc. - - Inactive
------------------------------------------------------------------------------------------------------------------------------------
Sponsor and holds the
contracts and 401k
plans for CL&P,
Somerset and other
NRG Affiliate Services Inc. 1,000 100% NRG - - entities
------------------------------------------------------------------------------------------------------------------------------------
Manage payroll and
benefits for Huntley
NRG Northeast Affiliate Services Inc. 1,000 100% NRG (18,858,306) (18,858,306) and Dunkirk
------------------------------------------------------------------------------------------------------------------------------------
Manage payroll and
benefits for El Segundo
NRG Western Affiliate Services Inc. 1,000 100% NRG (206,850) (206,850) and Long Beach
------------------------------------------------------------------------------------------------------------------------------------
This entity will house
the payroll for the 4
Connecticut Operations,
sponsor the Pension,
401k, Welfare plans,
NRG Connecticut Affiliate Services Inc. 1,000 100% NRG (1,275,099) (1,275,099) etc.
------------------------------------------------------------------------------------------------------------------------------------
Created to limit
development exposure on
projects where NRG is
pursuing the
transactions with
certain types of
partners -
NRG International Development Inc. n/a 100% NRG - - international
------------------------------------------------------------------------------------------------------------------------------------
Created to limit
development exposure
on projects where
NRG is pursuing the
transactions with
certain types of
NRG Development Company Inc. n/a 100% NRG - - partners - domestic
------------------------------------------------------------------------------------------------------------------------------------
Owns certain assets
for the intake,
separation,
processing and sale
of yard waste and
separated organic
NRG Processing Solutions LLC n/a 100% NRG 7,020,541 7,020,541 compost
------------------------------------------------------------------------------------------------------------------------------------
Operate and manage
power plant for City
Tacoma Energy Recovery Company n/a 100% NRG (94) (94) of Tacoma
------------------------------------------------------------------------------------------------------------------------------------
Will develop a
transmission line
from Palo Verde
power station
through Arizona into
Mexico and back up
NRG Mextrans Inc. 1,000 100% NRG 78,053 78,053 to CA
------------------------------------------------------------------------------------------------------------------------------------
Used to hold lease
agreements for
placement of cell
towers on NRG owned
NRG ComLease LLC n/a 100% NRG - - stacks
------------------------------------------------------------------------------------------------------------------------------------
O&M services for
Artesia, Cadillac,
Collinsville,
Gladstone and
Minneapolis Energy
NRG Operating Services Inc. -15,000 100% NRG 6,426,375 6,426,375 Center projects
------------------------------------------------------------------------------------------------------------------------------------
Operator of the 105
NRG Saguaro Operations Inc. 1,000 100% NRG Operating MW Saguaro Power
Services Inc. (147,740) (147,740) Plant in Nevada
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company
NRG Ashtabula Operations Inc n/a 100% NRG Operating providing O&M services
Services Inc - - to Ashtabula plant
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
contract to Astoria
NRG Astoria Gas Turbine Operations Inc. 1,000 100% NRG Operating Gas Turbine Power
Services Inc. (120,932) (120,932) LLC
------------------------------------------------------------------------------------------------------------------------------------
Shell company that may
NRG Bay Shore Operations Inc n/a 100% NRG Operating be used as operating
Services Inc - - company
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
contract to Cabrillo
Power I LLC and
NRG Cabrillo Power Operations Inc. 1,000 100% NRG Operating Cabrillo Power II
Services Inc. (2,811,066) (2,811,066) LLC
------------------------------------------------------------------------------------------------------------------------------------
Proposed operator
for Cadillac wood
NRG Cadillac Operations Inc. 1,000 100% NRG Operating fired power plant in
Services Inc. (65,196) (65,196) Michigan
------------------------------------------------------------------------------------------------------------------------------------
Shell company that may
NRG East Lake Operations Inc n/a 100% NRG Operating be used as operating
Services Inc - - company
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
contract to Oswego
NRG Norwalk Harbor Operations Inc. 1,000 100% NRG Operating Power LLC and
Services Inc. (370,015) (370,015) Norwalk Power LLC
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
NRG Oswego Harbor Power Operations Inc. 1,000 100% NRG Operating contract to Oswego
Services Inc. (330,020) (330,020) Power LLC
------------------------------------------------------------------------------------------------------------------------------------
24
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
100% NRG Operating contract to Dunkirk
NRG Dunkirk Operations Inc. 1,000 Services Inc. (1,656,792) (1,656,792) Power LLC
------------------------------------------------------------------------------------------------------------------------------------
Proposed operator
100% NRG Operating for El Segundo gas
NRG El Segundo Operations Inc. 1,000 Services Inc. (1,545,205) (1,545,205) fired power plants
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
company providing O&M
100% NRG Operating services to Lakeshore
NRG Lakeshore Operations Inc n/a Services Inc - - plant
------------------------------------------------------------------------------------------------------------------------------------
Proposed operator for
Somerset Operations Inc. 1,000 100% NRG Operating Somerset coal fired
Services Inc. (1,493,793) (1,493,793) power plant
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
100% NRG Operating contract to Middletown
NRG Middletown Operations Inc. 1,000 Services Inc. (459,138) (459,138) Power LLC
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
100% NRG Operating contract to Montville
NRG Montville Operations Inc. 1,000 Services Inc. (248,233) (248,233) Power LLC
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
100% NRG Operating contract to Arthur
NRG Arthur Kill Operations Inc. 1,000 Services Inc. (112,938) (112,938) Kill Power LLC
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
100% NRG Operating contract to Huntley
NRG Huntley Operations Inc. 1,000 Services Inc. (704,071) (704,071) Power LLC
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
100% NRG Operating contract to Devon
NRG Devon Operations Inc. 1,000 Services Inc. (406,246) (406,246) Power LLC
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
pursuant to a
100% NRG Operating contract with Indian
Indian River Operations Inc. 1,000 Services Inc. (1,726,020) (1,726,020) River Power LLC
------------------------------------------------------------------------------------------------------------------------------------
Special purpose
operating company to
provide O&M services
100% NRG Operating contract to Vienna
Vienna Operations Inc. 1,000 Services Inc. (129,528) (129,528) Power LLC
------------------------------------------------------------------------------------------------------------------------------------
The sole owner of
all the LLCs under
the new thermal
NRG Thermal LLC -2,000 100% NRG (101,478,096) (101,478,096) restructuring
------------------------------------------------------------------------------------------------------------------------------------
Created so we could
enter into an
operating agreement
to operate DEMEC's
100% NRG Thermal Warrne F. Beasley
NRG Energy Center Smyrna LLC n/a LLC 317,974 317,974 Plant
------------------------------------------------------------------------------------------------------------------------------------
Owns and operates
the district heating
and cooling system
serving customers in
100% NRG Thermal the downtown
NRG Energy Center Minneapolis LLC n/a LLC 64,776,396 64,776,396 Minneapolis area
------------------------------------------------------------------------------------------------------------------------------------
Eventually will own
and operate San
Diego Power &
Cooling, a chilled
water plant serving
100% NRG Thermal customers in
NRG Energy Center San Diego LLC n/a LLC 16,021,075 16,021,075 downtown San Diego
------------------------------------------------------------------------------------------------------------------------------------
Owns assets in
connection with the
sale of steam to
100% NRG Thermal Rock-Tenn Corporation
NRG Energy Center Rock Tenn LLC n/a LLC 4,946,309 4,946,309 in St. Paul
------------------------------------------------------------------------------------------------------------------------------------
Shell; previously
100% NRG Thermal operated a thermal
NRG Energy Center Grand Forks LLC n/a LLC - - facility
------------------------------------------------------------------------------------------------------------------------------------
Entity to provide
steam to the central
100% NRG Thermal business district of
NRG Energy Center Harrisburg Inc. 1,000 LLC 7,665,469 7,665,469 Harrisburg, PA
------------------------------------------------------------------------------------------------------------------------------------
Will own the cogen
and sell steam to
100% NRG Thermal NRG Energy Center
NRG Energy Center Paxton Inc. 1,000 LLC 1,276,408 1,276,408 Harrisburg Inc.
------------------------------------------------------------------------------------------------------------------------------------
Owns assets in
connection with the
sale of steam to
Anderson Corporation
and the State of MN
100% NRG Thermal Correctional
NRG Energy Center Washco LLC n/a LLC 2,104,055 2,104,055 Facility
------------------------------------------------------------------------------------------------------------------------------------
100% NRG Thermal
NRG Thermal Operating Services LLC* n/a LLC - - Inactive
------------------------------------------------------------------------------------------------------------------------------------
Own and operate
electric generation
100% NRG Thermal facility in Dover,
NRG Energy Center Dover LLC n/a LLC 60,429,704 60,429,704 Delaware
------------------------------------------------------------------------------------------------------------------------------------
Entity will hold the
chiller plant assets
and diesel services
100% NRG Thermal business for NRG Energy
NRG Thermal Services LLC 1,000 LLC 3,930,752 3,930,752 Center Harrisburg Inc.
------------------------------------------------------------------------------------------------------------------------------------
Eventually will own
and operate Pittsburgh
Thermal district
100% NRG Thermal heating and cooling
NRG Energy Center Pittsburgh LLC n/a LLC 19,281,306 19,281,306 plant
------------------------------------------------------------------------------------------------------------------------------------
Provides heating and
cooling services in
NRG Energy Center San Francisco LLC n/a 100% NRG Thermal CA
25
LLC 31,757,249 31,757,249
------------------------------------------------------------------------------------------------------------------------------------
Special purpose LLC
formed to hold the
50% membership
interest in Rocky
NRG Rocky Road LLC 1,000 100% NRG 79,814,484 79,814,484 Road LLC
------------------------------------------------------------------------------------------------------------------------------------
Holding ownership in
50% NRG Rocky Road generation facility
Rocky Road Power LLC n/a LLC - - in Dundee, IL
------------------------------------------------------------------------------------------------------------------------------------
Entity formed to
purchase and
thereafter sell
certain equipment to
50% NRG Rocky Road Rocky Road Power,
Termo Santander Holding (Alpha) LLC n/a LLC - - LLC
------------------------------------------------------------------------------------------------------------------------------------
NRG Connecticut Generating LLC n/a 100% NRG - - Never used
------------------------------------------------------------------------------------------------------------------------------------
To hold 50% interest
in NRG Central
South Central Generating Holding LLC 500 100% NRG 12,717,305 12,717,305 Generating LLC
------------------------------------------------------------------------------------------------------------------------------------
To hold 50% interest
in NRG Central
NRG Central US LLC 500 100% NRG 12,717,305 12,717,305 Generating LLC
------------------------------------------------------------------------------------------------------------------------------------
50% NRG Central US
LLC, 50% South
Central Generating Special purpose
NRG South Central Generating LLC -6,000 Holding LLC 4,408,107 4,408,107 holding company
------------------------------------------------------------------------------------------------------------------------------------
675 MW coal unit at
the existing Big
Cajun II plant in
100% NRG South New Roads, Louisiana
Central Generating currently under
Big Cajun II Unit 4 LLC n/a Holding LLC - - construction
------------------------------------------------------------------------------------------------------------------------------------
100% NRG South Holding company for
Central Generating Payou Cove Peaking
NRG Bayou Cove LLC 1,000 Holding LLC (69,535,147) (69,535,147) Power, LLC
------------------------------------------------------------------------------------------------------------------------------------
320 MW gas turbine
Bayou Cove Peaking Power LLC n/a 100% NRG Bayou Cove LLC - - peaking facility
------------------------------------------------------------------------------------------------------------------------------------
100% NRG South Owns Cajun non-nuclear
Central Generating generating assets in
Louisiana Generating LLC 1,000 Holding LLC 368,080,214 368,080,214 Louisiana
------------------------------------------------------------------------------------------------------------------------------------
Holding company to
hold title to
certain Cajun assets
that, due to federal
regulatory reasons
100% NRG South could not be held by
Central Generating Louisiana Generating
NRG New Roads Holding LLC 1,000 Holding LLC 13,574,433 13,574,433 LLC
------------------------------------------------------------------------------------------------------------------------------------
100% NRG South Holds title to 200
Central Generating MW simple cycle gas
NRG Sterlington Power LLC 1,000 Holding LLC 64,699,376 64,699,376 peaking facility
------------------------------------------------------------------------------------------------------------------------------------
100% NRG South Develop, own and
Central Generating operate the Cajun
Big Cajun I Peaking Power LLC 1,000 Holding LLC 68,925,929 68,925,929 expansion project
------------------------------------------------------------------------------------------------------------------------------------
General partner of
Sabine River 450 MW
gas fired
100% NRG South cogeneration project
Central Generating under construction
NRG Sabine River Works GP LLC 1,000 Holding LLC 16,922 16,922 in Texas
------------------------------------------------------------------------------------------------------------------------------------
Limited partner of
the Sabine River 450
MW gas fired
100% NRG South cogeneration project
Central Generating under construction
NRG Sabine River Works LP LLC 1,000 Holding LLC - - in Texas
------------------------------------------------------------------------------------------------------------------------------------
NRG Valmy Power Holdings LLC* n/a 100% NRG - - Inactive
------------------------------------------------------------------------------------------------------------------------------------
NRG Valmy Power LLC* n/a 100% NRG - - Inactive
------------------------------------------------------------------------------------------------------------------------------------
50% NRG Valmy Power Inactive
LLC, 50% NRG Valmy
Valmy Power LLC* n/a Power Holdings LLC - -
------------------------------------------------------------------------------------------------------------------------------------
Holding company for
power generation
NRG Kaufman LLC 1,000 100% NRG - - project in Texas
------------------------------------------------------------------------------------------------------------------------------------
26
------------------------------------------------------------------------------------------------------------------------------------
Project company for
power generation
NRG Mesquite LLC 1,000 100% NRG - - project in Texas
------------------------------------------------------------------------------------------------------------------------------------
99% NRG Mesquite Project company for
LLC, 1% NRG Kaufman power generation
Kaufman Cogen LP n/a LLC 2,472,968 2,472,968 project in Texas
------------------------------------------------------------------------------------------------------------------------------------
Project entity to
hold 540 MW
natural gas-fired
combined cycle electric
generating facility
Meriden Gas Turbines LLC 1,000 100% NRG 46,834,571 46,834,571 in Connecticut
------------------------------------------------------------------------------------------------------------------------------------
Holding company for
NRG West Coast LLC -1,000 100% NRG 346,746,375 346,746,375 West Coast LLCs
------------------------------------------------------------------------------------------------------------------------------------
Acquired all the shares
100% NRG West Coast in Eastern Sierra
Saguaro Power LLC n/a LLC 8,960 8,960 Energy Company
------------------------------------------------------------------------------------------------------------------------------------
Production of
100% Saguaro Power electricity and
Eastern Sierra Energy Company 1,000 LLC 65,943,543 65,943,543 thermal energy
------------------------------------------------------------------------------------------------------------------------------------
Owns a combined cycle
Saguaro Power Company 50% Eastern Sierra cogen facility in
Limited Partnership n/a Energy Company - - Nevada
------------------------------------------------------------------------------------------------------------------------------------
50% NRG West Coast Holding company for
WCP (Generation) Holdings LLC n/a LLC - - West Coast Financing
------------------------------------------------------------------------------------------------------------------------------------
West coast holding
company entity
designed to
100% WCP facilitate west
(Generation) coast asset pool
West Coast Power LLC n/a Holdings LLC - - financing
------------------------------------------------------------------------------------------------------------------------------------
100% West Coast Owns Long Beach gas-
Long Beach Generation LLC n/a Power LLC - - fired power plant in CA
------------------------------------------------------------------------------------------------------------------------------------
100% West Coast Owns El Segundo gas-
El Segundo Power LLC n/a Power LLC - - fired power plant in CA
------------------------------------------------------------------------------------------------------------------------------------
Owns and operates
Encina electric
100% West Coast generation station
Cabrillo Power I LLC n/a Power LLC - - in CA
------------------------------------------------------------------------------------------------------------------------------------
Entity holding title to
100% West Coast 17 SDG&E combustion
Cabrillo Power II LLC n/a Power LLC - - turbines in CA
------------------------------------------------------------------------------------------------------------------------------------
50% NRG West Coast Formed to acquire
El Segundo Power II LLC n/a LLC 3,381,560 1,690,780 future assets
------------------------------------------------------------------------------------------------------------------------------------
Holding company for
Southwest Generation
LLC and Clark and
50% NRG West Coast Reid Gardner project
Southwest Power Holdings LLC n/a LLC - - in Nevada
------------------------------------------------------------------------------------------------------------------------------------
Holding company for
100% Southwest Clark and Reid Gardner
Southwest Generation LLC n/a Power Holdings LLC - - project companies
------------------------------------------------------------------------------------------------------------------------------------
100% Southwest
Clark Power LLC* n/a Generation LLC - - Inactive
------------------------------------------------------------------------------------------------------------------------------------
605 MW four coal-fired
units of the Reid
Gardner power station
and certain other
100% Southwest related assets in
Reid Gardner Power LLC n/a Generation LLC - - Nevada
------------------------------------------------------------------------------------------------------------------------------------
Domestic holding
MidAtlantic Generation Holding LLC n/a 100% NRG - - company
------------------------------------------------------------------------------------------------------------------------------------
Holds 50% interest
in NRG MidAtlantic
NRG MidAtlantic LLC n/a 100% NRG - - Generating LLC
------------------------------------------------------------------------------------------------------------------------------------
50% NRG MidAtlantic
LLC, 50% MidAtlantic Holds 50% interest in
Generation Holding NRG MidAtlantic
NRG MidAtlantic Generating LLC -3,000 LLC 42,793,758 42,793,758 Generation Holding LLC
------------------------------------------------------------------------------------------------------------------------------------
Entity holding title
to 1711 MW coal-fired
generating facility
Conemaugh Power LLC 1,000 100% NRG MidAtlantic LLC 18,205,358 18,205,358 located in Conemaugh
------------------------------------------------------------------------------------------------------------------------------------
Entity holding title to
784 MW coal-fired
generating facility in
Indian River Power LLC 1,000 100% NRGMidAtlantic LLC 391,858,993 391,858,993 Delaware
------------------------------------------------------------------------------------------------------------------------------------
27
------------------------------------------------------------------------------------------------------------------------------------
Entity holding title
to 1711 MW coal-
fired generating
100% NRG facility located near
Keystone Power LLC 1,000 MidAtlantic LLC 23,824,827 23,824,827 Pittsburgh
------------------------------------------------------------------------------------------------------------------------------------
Entity holding title
to 170 MW oil-fired
100% NRG generating station
Vienna Power LLC 1,000 MidAtlantic LLC 10,681,811 10,681,811 located in Maryland
------------------------------------------------------------------------------------------------------------------------------------
To hold 50% interest in
NRG Northeast
Northeast Generation Holding LLC n/a 100% NRG (519,981,638) (519,981,638) Generating LLC
------------------------------------------------------------------------------------------------------------------------------------
To hold 50% interest in
NRG Northeast
NRG Eastern LLC 1,000 100% NRG 519,981,638 519,981,638 Generating LLC
------------------------------------------------------------------------------------------------------------------------------------
50% NRG Eastern LLC,
50% Northeast
Generation Holding Special purpose
NRG Northeast Generating LLC -10,000 LLC 4,446,830 4,446,830 holding company
------------------------------------------------------------------------------------------------------------------------------------
100% NRG Northeast Entity holding title to
Dunkirk Power LLC 1,000 Generating LLC 124,233,298 124,233,298 Dunkirk Station
------------------------------------------------------------------------------------------------------------------------------------
100% NRG Northeast Entity holding title to
Huntley Power LLC 1,000 Generating LLC 117,200,057 117,200,057 the Huntley Station
------------------------------------------------------------------------------------------------------------------------------------
Entity holding title
100% NRG Northeast to 614 MW Astoria
Astoria Gas Turbine Power LLC 1,000 Generating LLC 74,564,399 74,564,399 Gas turbine sites
--------------------------------------------------------------------------- --------------------------------------------------------
Entity holding title to
100% NRG Northeast 842 MW Arthur Kill
Arthur Kill Power LLC 1,000 Generating LLC 207,419,406 207,419,406 Generating Station
------------------------------------------------------------------------------------------------------------------------------------
Company formed to
acquire, operate and
own the electric
100% NRG Northeast generating plant in
Somerset Power LLC 1,000 Generating LLC 1,608,570 1,608,570 Somerset, Mass.
------------------------------------------------------------------------------------------------------------------------------------
Company formed to
acquire, operate and
own 2-850 MW
oil-fired operating
100% NRG Northeast units and 4 retired
Oswego Harbor Power LLC 1,000 Generating LLC 51,258,900 51,258,900 units
------------------------------------------------------------------------------------------------------------------------------------
100% NRG Northeast
Connecticut Jet Power LLC 1,000 Generating LLC 21,720,549 21,720,549 Sells electricity
------------------------------------------------------------------------------------------------------------------------------------
100% NRG Northeast Sells electricity and
Devon Power LLC 1,000 Generating LLC 92,101,255 92,101,255 thermal energy
------------------------------------------------------------------------------------------------------------------------------------
100% NRG Northeast Sells electricity and
Middletown Power LLC 1,000 Generating LLC 179,392,016 179,392,016 thermal energy
------------------------------------------------------------------------------------------------------------------------------------
100% NRG Northeast Sells electricity
Montville Power LLC 1,000 Generating LLC 65,368,886 65,368,886 and thermal energy
------------------------------------------------------------------------------------------------------------------------------------
100% NRG Northeast Sells electricity
Norwalk Power LLC 1,000 Generating LLC 51,722,593 51,722,593 and thermal energy
------------------------------------------------------------------------------------------------------------------------------------
GP of Brazos Valley
NRG Brazos Valley GP LLC 1,000 100% NRG (1,307,804) (1,307,804) Energy LP
------------------------------------------------------------------------------------------------------------------------------------
LP of Brazos Valley
NRG Brazos Valley LP LLC 1,000 100% NRG (129,472,621) (129,472,621) Energy LP
------------------------------------------------------------------------------------------------------------------------------------
Domestic holding
company for NRG
99% NRG Brazos Brazos Valley
Valley LP LLC, 1% Technology LP LLC
NRG Brazos Valley GP and Brazos Valley
Brazos Valley Energy LP n/a LLC 60,957,409 60,957,409 Technology LP
------------------------------------------------------------------------------------------------------------------------------------
Domestic holding
company owning 99%
NRG Brazos Valley 100% Brazos Valley of Brazos Valley
Technology LP LLC n/a Energy LP 5,090 5,090 Technology LP
------------------------------------------------------------------------------------------------------------------------------------
Owner of a 633 MW
gas-fired power
99% NRG Brazos plant in Fort Bend
Valley Technology LP County, Texas that
Brazos Valley LLC, 1% Brazos is under
Technology LP n/a Valley Energy LP 50,192,032 50,192,032 construction
------------------------------------------------------------------------------------------------------------------------------------
The sole member of
the borrower in
connection with the
$2.5 billion
construction/
NRG Capital LLC -1,000 100% NRG (116,802,614) (116,802,614) acquisition evolver
------------------------------------------------------------------------------------------------------------------------------------
Will act as the
borrower under the
proposed $2 billion
100% NRG construction
NRG Finance Company I LLC 1,000 Capital LLC 37,342,708 37,342,708 revolver
------------------------------------------------------------------------------------------------------------------------------------
28
------------------------------------------------------------------------------------------------------------------------------------
Owner for financing
purposes of
certain turbines
prior to their
100% NRG Finance assignment to
NRG Turbines LLC 1,000 Company I LLC 779 779 project companies
------------------------------------------------------------------------------------------------------------------------------------
Holds the membership
interest in NRG
Peaker Finance
NRG Capital II LLC n/a 100% NRG - - Company LLC
------------------------------------------------------------------------------------------------------------------------------------
Primarily to issue
bonds secured by
peaker assets owned
by an affiliate,
loaning of the money
to such affiliates,
NRG Peaking Finance n/a 100% NRG Capital LLC (9,085,896) (9,085,896) etc.
------------------------------------------------------------------------------------------------------------------------------------
Established to serve as
the LP of Indeck Ilion,
NRG Ilion LP LLC 1,000 100% NRG 27,586,735 27,586,735 LP
------------------------------------------------------------------------------------------------------------------------------------
Owns Ilion Energy
99% NRG Ilion LP Center, NRG Rockford
LLC, 1% NRG Rockford LLC and NRG Rockford
NRG Ilion Limited Partnership 1,000 Acquisition LLC 29,247,618 29,247,618 Equipment LLC
------------------------------------------------------------------------------------------------------------------------------------
Captive equipment
100% NRG Ilion retailer Rockford
NRG Rockford Equipment LLC n/a Limited Partnership 62,520 62,520 II
------------------------------------------------------------------------------------------------------------------------------------
Owner of Rockford
100% NRG Ilion electric generation
NRG Rockford LLC 1,000 Limited Partnership 10,233,445 10,233,445 project
------------------------------------------------------------------------------------------------------------------------------------
Owner of project
companies acquired
NRG Rockford Acquisition LLC -4,000 100% NRG (54,070,629) (54,070,629) from Indeck Energy
------------------------------------------------------------------------------------------------------------------------------------
Buy and sell
qualified materials
in the enterprise
zone during the
100% NRG Rockford construction of
NRG Bourbonnais Equipment LLC n/a Acquisition LLC - - project
------------------------------------------------------------------------------------------------------------------------------------
Captive for equipment
100% NRG Rockford retailer for Rockford
NRG Rockford Equipment II LLC n/a Acquisition LLC - - II
------------------------------------------------------------------------------------------------------------------------------------
Owner of Rockford II
100% NRG Rockford electric generation
NRG Rockford II LLC 1,000 Acquisition LLC 36,895,466 36,895,466 project
------------------------------------------------------------------------------------------------------------------------------------
100% NRG Rockford Owner of Bourbonnais
NRG Bourbonnais LLC 1,000 Acquisition LLC (15,909,978) (15,909,978) project
------------------------------------------------------------------------------------------------------------------------------------
100% NRG Rockford Captive retailer
NRG Equipment Company LLC n/a Acquisition LLC - - located in Illinois
------------------------------------------------------------------------------------------------------------------------------------
LS Power Management LLC* n/a 100% NRG - - Inactive
------------------------------------------------------------------------------------------------------------------------------------
Acquisition company
used to purchase LS
Power, LLC's
independent power
NRG Granite Acquisition LLC 1,000 100% NRG 4,584,788 4,584,788 project portfolio
------------------------------------------------------------------------------------------------------------------------------------
Holding company for
all LS Power, LLC's
equity interest in
79% NRG, 21% NRG independent power
Granite Acquisition projects acquired by
Granite Power Partners II LP -2,000 LLC 3,002 3,002 NRG on 1/20/2001
------------------------------------------------------------------------------------------------------------------------------------
Project company for
1160 plant in final
100% Granite Power development stage in
LSP-Pike Energy LLC 1,000 Partners II LP (320,584,827) (320,584,827) Mississippi
------------------------------------------------------------------------------------------------------------------------------------
Projects for 1160 MW
100% Granite Power plant located in Nelson
LSP-Nelson Energy LLC 1,000 Partners II LP (341,484,864) (341,484,864) Township, IL
------------------------------------------------------------------------------------------------------------------------------------
100% LSP-Nelson
NRG Nelson Turbines LLC n/a Energy LLC - - Captive retailer
------------------------------------------------------------------------------------------------------------------------------------
Project company for 510
100% Granite Power MW Plant under
LSP-Hardee Energy LLC n/a Partners II LP - - construction in Florida
------------------------------------------------------------------------------------------------------------------------------------
Holding company for
100% Granite Power Batesville, Kendall and
Granite II Holding LLC -4,000 Partners II LP 9,089,118 9,089,118 Denver City projects
------------------------------------------------------------------------------------------------------------------------------------
Captive retailer
that purchases
equipment for resale
100% Granite II to LSP-Kendall
LSP Equipment LLC 1,000 Holding LLC 1 1 Energy, LLC
------------------------------------------------------------------------------------------------------------------------------------
100% Granite II GP in 487 MW plant
LSP-Denver City Inc. 1,000 Holding LLC 25,298 25,298 in Texas
------------------------------------------------------------------------------------------------------------------------------------
Project company for
100% Granite II 1160 MW plant under
LSP-Kendall Energy LLC 1,000 Holding LLC 222,267,225 222,267,225 construction in IL
------------------------------------------------------------------------------------------------------------------------------------
GPP Investors I LLC 1,000 100% Granite II LP of 487 MW plant
29
Holding LLC 2,504,453 2,504,453 located in Texas
------------------------------------------------------------------------------------------------------------------------------------
Denver City Energy 100% GPP Investors Project company for 487
Associates LP 1,000 I LLC - - MW plant in Texas
------------------------------------------------------------------------------------------------------------------------------------
100% Granite II LP of 837 MW plant
LSP Batesville Holding LLC 1,000 Holding LLC 127,356,331 127,356,331 located in Mississippi
------------------------------------------------------------------------------------------------------------------------------------
100% LSP Batesville GP of 837 MW plant
LSP Energy Inc. 1,000 Holding LLC 425,735 425,735 located in Mississippi
------------------------------------------------------------------------------------------------------------------------------------
99% LSP Batesville
LSP Energy Limited Holding LLC, 1% LSP Project company for 837
Partnership -3,000 Energy Inc. (883,627) (883,627) MW plant in Mississippi
------------------------------------------------------------------------------------------------------------------------------------
LSP Batesville Funding 100% LSP Batesville Finance company for 837
Corporation 1,000 Holding LLC (9,831) (9,831) MW plant in Mississippi
------------------------------------------------------------------------------------------------------------------------------------
Entity acquired a
portion of the stock
NRG Telogia Power LLC n/a 100% NRG - - of Telogia Power Inc.
------------------------------------------------------------------------------------------------------------------------------------
Owns 67% of Telogia
Power, Inc. which in
67% NRG Telogia turn owns 100% of
Power LLC, 33% SET the stock of Timber
Telogia Investments Energy Resources,
Telogia Power Inc. n/a LLC - - Inc.
------------------------------------------------------------------------------------------------------------------------------------
Owns 14 MW biomass
plant located in
100% Telogia Power Florida and a chip
Timber Energy Resources Inc. n/a Inc. 1,800,294 1,800,294 mill in Georgia
------------------------------------------------------------------------------------------------------------------------------------
30
ITEM 1 FOOTNOTES
SUBSIDIARIES OF MORE THAN ONE SYSTEM COMPANY FOR XCEL ENERGY ARE:
SYSTEM COMPANY SYSTEM COMPANY OWNERS INVESTMENT BY OWNER
-------------------------------------- ------------------------------------------------ -------------------
CPC Ltd. Partnership 49.5% by Dragon, 1% by Bear Reported above
Borger Energy Associates LP 44.55% by Quixx Resources, 0.45% by Quixx Borger Reported above
Denver City Energy Associates LP 49.5% by Quixx Resources, 0.5% by Quixx Mustang Reported above
Quixx WRR, LP 99% by Quixx Resources, 1% by Quixx Reported above
Windpower Partners 1994 LP 24.67% by Quixx, 0.33% by Quixx WPP94 Reported above
KES Jamaica LP 99% by Quixx Jamaica, 1% by KES Montego Reported above
Quixx Linden LP 0.5% by Quixxlin, 49.5% by Quixx Reported above
Carolina Energy LP 1% by Quixx Carolina, 32% by Quixx Reported above
Plover LLC 90% by Eloigne, 10% by Clearwater Investments Reported above
SUBSIDIARIES OF MORE THAN ONE SYSTEM COMPANY FOR NRG ARE:
INVESTMENT BY
SYSTEM COMPANY SYSTEM COMPANY OWNERS OWNER
----------------------------------- ------------------------------------------------------------------------- ---------------
Northbrook Carolina Hydro II LLC 99% Northbrook Energy LLC, 1% Omega Energy LLC Reported above
Northbrook Carolina Hydro LLC 99% Northbrook Energy LLC, 1% Omega Reported above
NRG International Holdings (No. 2) 99% NRG International III Inc., 1% Temmes Mgmt Svcs BV Reported above
GmbH
NRG do Brasil Ltda. 99% NRGenerating Luxembourg (No. 1) S.a.r.l., 1% NRGenerating Luxembourg Reported above
(No. 2) S.a.r.l.
Lanco Kondapalli Power Pvt Ltd. 30% NRG Web Mauritius Limited, 11% Doosan Heavy Industries and Reported above
Construction Co. Ltd.
Flinders Power Partnership 50% NRGenerating Holdings (No. 2) GmbH, 25% Flinders Labuan 1, 25% Reported above
Flinders Labuan 2
Energia Pacasmayo S.A. 75% NRGenerating Luxembourg (No. 2) S.a.r.l., 22.5% NRGenerating Reported above
Luxembourg (No. 1) S.a.r.l.
Enfield Operations LLC 49.9% NRG International Inc., 50.1% Enfield Energy Centre Limited Reported above
Gladstone Power Station Joint 20% Sunshine State Power BV, 17.5% Sunshine State Power (No. 2) BV Reported above
Venture
NRG Victoria III Pty Ltd. 33% NRG Victoria I Pty Ltd., 66% NRG Victoria II Pty Ltd. Reported above
NRGenerating Luxembourg (No. 6) 50% Cobee Holdings Inc., 50% NRGenerating Luxembourg (No.1 ) S.a.r.l. Reported above
S.a.r.l.
Camas Power Boiler Limited 99% Pacific Generation Company, 1% Camas Power Boiler Inc. Reported above
Partnership
Energy Investors Fund LP 3.1% Energy National Inc., 21% Crockett Cogeneration Reported above
The PowerSmith Cogeneration Project 7.75% Energy National Inc., 1% Enigen Inc. Reported above
LP
Louisiana Energy Services LP 6.23% Le Paz Inc., 0.52% Graystone Corporation Reported above
Jackson Valley Energy Partners LP 48% NRG Energy Jackson Valley II Inc., 2% NRG Energy Jackson Valley I Inc. Reported above
San Joaquin Valley Energy Partners 43% NRG Energy Jackson Valley II Inc., 2% San Joaquin Valley Energy I Inc. Reported above
I LP
Kissimee Power Partners LP 99% Okeechobee Power III Inc., 1% Okeechobee Power II Inc. Reported above
NRG South Central Generating LLC 50% NRG Central US LLC, 50% South Central Generation Holding LLC Reported above
SRW Cogeneration Limited Partnership 49% NRG Sabine River Works LP LLC, 1% NRG Sabine River Works GP LLC Reported above
Valmy Power LLC 50% NRG Valmy Power Holdings LLC, 50% NRG Valmy Power LLC Reported above
Kaufman Cogen LP 99% NRG Mesquite LLC, 1% NRG Kaufman LLC Reported above
NRG MidAtlantic Generating LLC 50% MidAtlantic Generation Holding LLC, 50% NRG MidAtlantic LLC Reported above
NRG Northeast Generating LLC 50% Northeast Generation Holding LLC, 50% NRG Eastern LLC Reported above
Brazos Valley Energy LP 99% NRG Brazos Valley LP LLC, 1% NRG Brazos Valley GP LLC Reported above
Brazos Valley Technology LP 99% NRG Brazos Valley LP LLC, 1% Brazos Valley Energy LP Reported above
NRG Ilion Limited Partnership 99% NRG Ilion LP LLC, 1% NRG Rockford Acquisition LLC Reported above
Granite Power Partners II LP 79% NRG, 21% NRG Granite Acquisition LLC Reported above
LSP Energy Limited Partnership 99% LSP Batesville Holding LLC, 1% LSP Energy Inc. Reported above
Telogia Power Inc. 67% NRG Telogia Power LLC, 33% SET Telogia Investments LLC Reported above
31
NON-CORPORATE SUBSIDIARIES OF XCEL ENERGY ARE:
NAME OF SUBSIDIARY TYPE OF ORGANIZATION EQUITY INVESTMENT
NSP Financing I Business Trust Reported Above
NSP Financing II Business Trust Reported Above
Nuclear Management Co. LLC LLC Reported Above
Private Fuel Storage LLC LLC Reported Above
Plover LLC LLC Reported Above
PSCo Capital Trust I Business Trust Reported Above
SPS Capital Trust I Business Trust Reported Above
Northern Colorado Telecommunications LLC LLC Reported Above
Johnstown Cogeneration LLC LLC Reported Above
Young Gas Storage Co. Ltd. Ltd Partnership Reported Above
Guardian Pipeline LLC LLC Reported Above
XEPS LLC LLC Reported Above
Natural Station Equipment LLC LLC Reported Above
Xcel Energy Foundation Charitable Foundation Reported Above
7th Street Ltd Partnership Reported Above
Boulder Ridge Ltd Partnership Reported Above
Brickstone Townhouses Ltd Partnership Reported Above
Carter Place Ltd Partnership Reported Above
Central Towers Ltd Partnership Reported Above
City Limits Ltd Partnership Reported Above
Civic Center Ltd Partnership Reported Above
Colfax Prairie Ltd Partnership Reported Above
Cottage Court Ltd Partnership Reported Above
Countryside Ltd Partnership Reported Above
Covington Court Ltd Partnership Reported Above
Cromwell Commons Ltd Partnership Reported Above
Crown Ridge Ltd Partnership Reported Above
Cumberland (12) Ltd Partnership Reported Above
East Creek Ltd Partnership Reported Above
Edenvale Ltd Partnership Reported Above
Farmington Ltd Partnership Reported Above
Farmington Family Ltd Partnership Reported Above
Granite Hill Ltd Partnership Reported Above
Hearthstone Ltd Partnership Reported Above
Hickory Drive (Plover LLC) LLC Reported Above
Jefferson Heights Ltd Partnership Reported Above
Lakeville Court Ltd Partnership Reported Above
Lyndale Ltd Partnership Reported Above
Majestic View Ltd Partnership Reported Above
Mankato Townhouses Ltd Partnership Reported Above
Moorhead Ltd Partnership Reported Above
Northpoint Ltd Partnership Reported Above
Oakdale Village Ltd Partnership Reported Above
Oakgrove Ltd Partnership Reported Above
Oakwood II Ltd Partnership Reported Above
Oakwood Townhouses Ltd Partnership Reported Above
Park Glen Ltd Partnership Reported Above
Parkwood Place Ltd Partnership Reported Above
Pheasant Run Ltd Partnership Reported Above
Pheasant View Ltd Partnership Reported Above
Pioneer Building Ltd Partnership Reported Above
Pleasant Valley Ltd Partnership Reported Above
Polynesian Village Ltd Partnership Reported Above
River Run Ltd Partnership Reported Above
Safe Haven Homes, LLC LLC Reported Above
Scenic View Ltd Partnership Reported Above
32
Shade Tree Ltd Partnership Reported Above
Shenandoah Woods Ltd Partnership Reported Above
Southview Ltd Partnership Reported Above
Spring Lake Park Ltd Partnership Reported Above
Stradford Flats Ltd Partnership Reported Above
Summerchase Ltd Partnership Reported Above
Sunrise Ltd Partnership Reported Above
Timber Ridge Ltd Partnership Reported Above
Tower Terrace Ltd Partnership Reported Above
Vadnais Heights Ltd Partnership Reported Above
Washington Avenue Ltd Partnership Reported Above
Woodland Townhouses Ltd Partnership Reported Above
Woodland Village Ltd Partnership Reported Above
CPC Ltd. Partnership Ltd Partnership Reported Above
Quixx Mountain Holdings LLC LLC Reported Above
Front Range Energy Associates LLC LLC Reported Above
Borger Energy Associates LP Ltd Partnership Reported Above
Denver City Energy Associates LP Ltd Partnership Reported Above
Quixx WRR LP Ltd Partnership Reported Above
Windpower Partners 1994 LP Ltd Partnership Reported Above
KES Jamaica LP Ltd Partnership Reported Above
Quixx Linden LP Ltd Partnership Reported Above
Carolina Energy LP Ltd Partnership Reported Above
BCH Energy LP Ltd Partnership Reported Above
Quixx Louisville LLC LLC Reported Above
YPG Holdings LLC LLC Reported Above
WYCO Development LLC LLC Reported Above
NON-CORPORATE SUBSIDIARIES OF NRG ARE:
NAME OF SUBSIDIARY TYPE OF ORGANIZATION EQUITY INVESTMENT
--------------------------------------------------------------------- -------------------- -----------------
Berrians I Gas Turbine Power LLC LLC Reported Above
NRG New Jersey Energy Sales LLC LLC Reported Above
Entrade Poland Sp. z.o.o. LLC Reported Above
Commonwealth Atlantic Power LLC LLC Reported Above
James River Power LLC LLC Reported Above
NRG Energy Insurance Ltd. LLC Reported Above
NRG Audrain Holding LLC LLC Reported Above
NRG Woodland Operations LLC LLC Reported Above
NRG McClain LLC LLC Reported Above
NRG Newberry Generation LLC LLC Reported Above
NRG Northern Ohio Generating LLC LLC Reported Above
NRG Ohio Ash Disposal LLC LLC Reported Above
NRG Lakeshore Generating LLC LLC Reported Above
NRG Ashtabula Gnerating LLC LLC Reported Above
Montauk-NEO Gasco, LLC LLC Reported Above
MN San Bernardino Gasco I LLC LLC Reported Above
San Bernardino Landfill Gas Limited Partnership, a California limited Ltd Partnership Reported Above
partnership
MN San Bernardino Gasco II LLC LLC Reported Above
NEO Fresh Kills LLC LLC Reported Above
Fresh Gas LLC LLC Reported Above
NEO-Montauk Genco Management LLC LLC Reported Above
NEO-Montauk Genco LLC LLC Reported Above
NM Colton Genco LLC LLC Reported Above
NM Mid Valley Genco LLC LLC Reported Above
NM San Timoteo Genco LLC LLC Reported Above
NM Milliken Genco LLC LLC Reported Above
MM San Bernardino Energy LLC LLC Reported Above
NEO Chester-Gen LLC LLC Reported Above
33
NEO Freehold-Gen LLC LLC Reported Above
NEO Toledo-Gen LLC LLC Reported Above
NEO California Power LLC LLC Reported Above
Four Hills LLC LLC Reported Above
NEO Burnsville LLC LLC Reported Above
NEO Corona LLC LLC Reported Above
NEO Eire LLC LLC Reported Above
NEO Ft. Smith LLC LLC Reported Above
NEO Hackensack LLC LLC Reported Above
NEO Martinez LLC LLC Reported Above
NEO Nashville LLC LLC Reported Above
NEO Northern Tier LLC LLC Reported Above
NEO Phoenix LLC LLC Reported Above
NEO Prima Deschecha LLC LLC Reported Above
NEO Riverside LLC LLC Reported Above
NEO SKB LLC LLC Reported Above
NEO Tajiguas LLC LLC Reported Above
NEO Woodville LLC LLC Reported Above
NEO El Sobrante LLC LLC Reported Above
NEO Tri-Cities LLC LLC Reported Above
MM Ft. Smith Energy LLC LLC Reported Above
NEO MESI LLC LLC Reported Above
MESI Fuel Station #1 LLC LLC Reported Above
Minnesota Methane II LLC LLC Reported Above
MM Burnsville Energy LLC LLC Reported Above
Suncook Energy LLC LLC Reported Above
Landfill Power LLC LLC Reported Above
Northbrook Energy LLC LLC Reported Above
Northbrook Carolina Hydro II LLC LLC Reported Above
Northbrook Carolina Hydro LLC LLC Reported Above
Northbrook New York LLC LLC Reported Above
Minnesota Methane LLC LLC Reported Above
MM Albany Energy LLC LLC Reported Above
MM Cuyahoga Energy LLC LLC Reported Above
MM Hartford Energy LLC LLC Reported Above
MM Lopez Energy LLC LLC Reported Above
MM Lowell Energy LLC LLC Reported Above
MM Prince William Energy LLC LLC Reported Above
MM San Diego LLC LLC Reported Above
MM Spokane Energy LLC LLC Reported Above
MM Tacoma LLC LLC Reported Above
MM Taunton Energy LLC LLC Reported Above
MM Tomoka Farms Energy LLC LLC Reported Above
MM Tulare Energy LLC LLC Reported Above
MM West Covina LLC LLC Reported Above
MM Yolo Power LLC LLC Reported Above
O'Brien Biogas IV LLC LLC Reported Above
Minnesota Methane Holdings LLC LLC Reported Above
MM Biogas Power LLC LLC Reported Above
MM Corona Energy LLC LLC Reported Above
MM Hackensack Energy LLC LLC Reported Above
MM Nashville Energy LLC LLC Reported Above
MM Prima Deshecha Energy LLC LLC Reported Above
MM SKB Energy LLC LLC Reported Above
MM Tajiguas Energy LLC LLC Reported Above
MM Woodville Energy LLC LLC Reported Above
MM El Sobrante Energy LLC LLC Reported Above
MM Northern Tier Energy LLC LLC Reported Above
MM Phoenix Energy LLC LLC Reported Above
MM Riverside LLC LLC Reported Above
MM Tri-Cities Energy LLC LLC Reported Above
34
NEO Albany LLC LLC Reported Above
NEO Cuyahoga LLC LLC Reported Above
NEO Edgeboro LLC LLC Reported Above
NEO Fitchburg LLC LLC Reported Above
NEO Hartford LLC LLC Reported Above
NEO Lopez Canyon LLC LLC Reported Above
NEO Lowell LLC LLC Reported Above
NEO Prince William LLC LLC Reported Above
NEO San Diego LLC LLC Reported Above
NEO Spokane LLC LLC Reported Above
NEO Tacoma LLC LLC Reported Above
NEO Taunton LLC LLC Reported Above
NEO Tomoka Farms LLC LLC Reported Above
NEO Tulare LLC LLC Reported Above
NEO West Covina LLC LLC Reported Above
NEO Yolo LLC LLC Reported Above
NRG Andean Development Ltda. LLC Reported Above
NRG Pacific Corporate Services Pty Ltd. Co. Ltd. by Shares Reported Above
Cobee Energy Development LLC LLC Reported Above
Eastern Generation Services (India) Private Limited Private Ltd. Co. Reported Above
Flinders Power Partnership Partnership Reported Above
Enfield Operations LLC LLC Reported Above
Gladstone Power Station Joint Venture Unincorporated JV Reported Above
Kraftwerk Schkopau GbR Joint Venture Reported Above
NRG Taiwan Holdings Company Limited Co. Ltd. by Shares Reported Above
Camas Power Boiler Limited Partnership Ltd Partnership Reported Above
Energy Investors Fund LP Ltd Partnership Reported Above
Penobscot Energy Recovery Company LLC Reported Above
Maine Energy Recovery Company LLC Reported Above
The PowerSmith Cogeneration Project Limited Partnership Ltd Partnership Reported Above
Orrington Waste Ltd. Limited Partnership Ltd Partnership Reported Above
ENI Crockett Limited Partnership Ltd Partnership Reported Above
Crockett Cogeneration, a California Limited Partnership Ltd Partnership Reported Above
ONSITE/US Power Limited Partnership No. 1 Ltd Partnership Reported Above
Mt. Poso Cogeneration Company, a California Limited Partnership Ltd Partnership Reported Above
Turners Falls Limited Partnership Ltd Partnership Reported Above
Kingston Cogeneration Limited Partnership Ltd Partnership Reported Above
Project Finance Fund III LP Ltd Partnership Reported Above
Cadillac Renewable Energy LLC LLC Reported Above
Mid-Continent Power Company LLC LLC Reported Above
Minnseota Waste Processing Company LLC LLC Reported Above
Lakefield Junction LLC LLC Reported Above
Jackson Valley Energy Partners LP Ltd Partnership Reported Above
San Joaquin Valley Energy Partners I LP Ltd Partnership Reported Above
Kissimee Power Partners Limited Partnership Ltd Partnership Reported Above
NRG Processing Solutions LLC LLC Reported Above
NRG ComLease LLC LLC Reported Above
NRG Energy Center Round Mountain LLC LLC Reported Above
NRG Energy Center Smyrna LLC LLC Reported Above
NRG Energy Center Minneapolis LLC LLC Reported Above
NRG Energy Center San Diego LLC LLC Reported Above
NRG Energy Center Washco LLC LLC Reported Above
NRG Thermal Operating Services LLC LLC Reported Above
NRG Energy Center Dover LLC LLC Reported Above
NRG Energy Center Pittsburgh LLC LLC Reported Above
NRG Energy Center San Francisco LLC LLC Reported Above
NRG Rocky Road LLC LLC Reported Above
Rocky Road Power LLC LLC Reported Above
Termo Santander Holding (Alpha) LLC LLC Reported Above
NRG Connecticut Generating LLC LLC Reported Above
NRG Connecticut Equipment LLC LLC Reported Above
35
South Central Generation Holding LLC LLC Reported Above
NRG Central US LLC LLC Reported Above
NRG South Central Generating LLC LLC Reported Above
Big Cajun II Unit 4 LLC LLC Reported Above
NRG Bayou Cove LLC LLC Reported Above
Louisiana Generating LLC LLC Reported Above
NRG New Roads Holdings LLC LLC Reported Above
Big Cajun I Peaking Power LLC LLC Reported Above
NRG Sabine River Works GP LLC LLC Reported Above
NRG Sabine River Works LP LLC LLC Reported Above
SRW Cogeneration Limited Partnership Ltd Partnership Reported Above
NRG Sterlington Power LLC LLC Reported Above
NRG Valmy Power Holdings LLC LLC Reported Above
NRG Valmy Power LLC LLC Reported Above
Valmy Power LLC LLC Reported Above
NRG Kaufman LLC LLC Reported Above
NRG Mesquite LLC LLC Reported Above
Kaufman Cogen LP Ltd Partnership Reported Above
Meriden Gas Turbgines LLC LLC Reported Above
Saguaro Power LLC LLC Reported Above
Saguaro Power Company, a Limited Partnership Ltd Partnership Reported Above
WCP (Generation) Holdings LLC LLC Reported Above
West Coast Power LLC LLC Reported Above
Long Beach Generations LLC LLC Reported Above
El Segundo Power LLC LLC Reported Above
Cabrillo Power I LLC LLC Reported Above
Cabrillo Power II LLC LLC Reported Above
El Segundo Power II LLC LLC Reported Above
Southwest Power Holdings LLC LLC Reported Above
Southwest Generation LLC LLC Reported Above
Clark Power LLC LLC Reported Above
Reid Gardner Power LLC LLC Reported Above
MidAtlantic Generation Holding LLC LLC Reported Above
NRG MidAtlantic LLC LLC Reported Above
NRG MidAtlantic Generating LLC LLC Reported Above
Conemaugh Power LLC LLC Reported Above
Indian River Power LLC LLC Reported Above
Keystone Power LLC LLC Reported Above
Vienna Power LLC LLC Reported Above
Northeast Generation Holding LLC LLC Reported Above
NRG Eastern LLC LLC Reported Above
NRG Northeast Generating LLC LLC Reported Above
Dunkirk Power LLC LLC Reported Above
Huntley Power LLC LLC Reported Above
Astoria Gas Turbine Power LLC LLC Reported Above
Arthur Kill Power LLC LLC Reported Above
Somerset Power LLC LLC Reported Above
Oswego Harbor Power LLC LLC Reported Above
Connecticut Jet Power LLC LLC Reported Above
Devon Power LLC LLC Reported Above
Middletown Power lLC LLC Reported Above
Montville Power LLC LLC Reported Above
Norwalk Power LLC LLC Reported Above
NRG Brazos Valley GP LLC LLC Reported Above
NRG Brazos Valley LP LLC LLC Reported Above
Brazos Valley Energy LP Ltd Partnership Reported Above
NRG Brazos Valley Technology LP LLC LLC Reported Above
Brazos Valley Technology LP Ltd Partnership Reported Above
NRG Capital LLC LLC Reported Above
NRG Finance Company I LLC LLC Reported Above
NRG Turbines LLC LLC Reported Above
36
NRG Capital II LLC LLC Reported Above
NRG Peaker Finance Company LLC LLC Reported Above
NRG Ilion LP LLC LLC Reported Above
NRG Ilion Limited Partnership Ltd Partnership Reported Above
NRG Rockford Equipment LLC LLC Reported Above
NRG Rockford LLC LLC Reported Above
NRG Rockford Acquisition LLC LLC Reported Above
NRG Bourbonnais Equipment LLC LLC Reported Above
NRG Rockford Equipment II LLC LLC Reported Above
NRG Rockford II LLC LLC Reported Above
NRG Bourbonnais LLC LLC Reported Above
NRG Equipment Company LLC LLC Reported Above
LS Power Management LLC LLC Reported Above
NRG Granite Acquisition LLC LLC Reported Above
Granite Power Partners II LP Ltd Partnership Reported Above
LSP-Pike Energy LLC LLC Reported Above
LSP-Nelson Energy LLC LLC Reported Above
NRG Nelson Turbines LLC LLC Reported Above
LSP-Hardee Energy LLC LLC Reported Above
Granite II Holding LLC LLC Reported Above
LSP Equipment LLC LLC Reported Above
LSP-Denver City Inc. LLC Reported Above
LSP-Kendall Energy LLC LLC Reported Above
GPP Investors I LLC LLC Reported Above
Denver City Energy Associates LP LLC Reported Above
LSP Batesville Holding LLC LLC Reported Above
LSP Energy Limited Partnership Ltd Partnership Reported Above
NRG Batesville LLC LLC Reported Above
NRG Telogia Power LLC LLC Reported Above
Timber Energy Resources Inc. LLC Reported Above
SUBSIDIARIES ADDED DURING THE YEAR BY XCEL ENERGY WERE:
DATE OF STATE OF
NAME OF SUBSIDIARY INCORP./ACQ. INCORPORATION DESCRIPTION
------------------------------ ------------ ------------- -----------------------------------------------------
Xcel Energy Transco, Inc. 05/31/2002 Delaware Owns TRANSLink Development Company LLC
TRANSLink Development Co. LLC 06/01/2002 Delaware Setup to plan, manage and operate transmission assets
NRG Acquisition Company LLC 03/01/2002 Delaware For acquisition of NRG Energy Inc.
SUBSIDIARIES ADDED DURING THE YEAR BY NRG WERE:
DATE OF STATE OF
NAME OF SUBSIDIARY INCORP./ACQ. INCORPORATION DESCRIPTION
---------------------------------------- ------------ ------------- ---------------------------------------------------------
NRG Andean Development Ltda. 01/11/2002 Bolivia Development office for Andean region
NRG Ohio Ash Disposal LLC 01/16/2002 Delaware Will own the ash disposal assets
NRG Lakeshore Generating LLC 01/16/2002 Delaware Currently a shell company that may be used as operating
entity
NRG Ashtabula Generating LLC 01/16/2002 Delaware Currently a shell company that may be used as operating
entity
NRG Power Options Inc. 02/04/2002 Delaware Develops, owns and operates small cogeneration projects
in the US
NRG Nelson Turbines LLC 02/19/2002 Delaware Captive retailer for Nelson project
NM Colton Genco LLC 03/18/2002 Delaware Owns and operates landfill gas fueled electric generating
facility on Colton landfill
NM Mid Valley Genco LLC 03/18/2002 Delaware Owns and operates landfill gas fueled electric generating
facility on Mid Valley landfill
NM San Timoteo Genco LLC 03/18/2002 Delaware Owns and operates landfill gas fueled electric generating
facility on San Timoteo landfill
NM Milliken Genco LLC 03/18/2002 Delaware Owns and operates landfill gas fueled electric generating
facility on Milliken landfill
NRG Woodland Operations LLC 03/18/2002 Delaware Operates facility in Woodland, CA
37
Entrade Poland Sp. z.o.o. 03/19/2002 Poland Polish branch of Entrade GmbH
NRG New Jersey Energy Sales LLC 03/22/2002 Delaware Energy marketer in New Jersey
NRG Peaker Finance Company LLC 04/01/2002 Delaware Primarily to issue bonds secured by peaker assets owned
by an affiliate, loaning of the money to such affiliates,
etc.
NRG Eastlake Operations Inc. 04/09/2002 Delaware Currently a shell company that may be used as operating
entity
NRG Lakeshore Operations Inc. 04/09/2002 Delaware Special purpose operating company to provide O&M services
contract to Lakeshore Plant
NRG Ashtabula Operations Inc. 04/09/2002 Delaware Special purpose operating company to provide O&M services
contract to Ashtabula Plant
NRG Bay Shore Operations Inc. 04/09/2002 Delaware Currently a shell company that may be used as operating
entity
NRG Capital II LLC 04/22/2002 Delaware Holds the membership interest in NRG Peaker Finance
Company LLC
NRG Connecticut Equipment LLC 09/20/2002 Delaware Captive retailer for holding the Meriden turbines and
deferring sales/use tax liability
Cobee Holdings Inc. was converted to 12/12/2002 Delaware Domestic holding company for Tosli Investments BV in
Cobee Holdings LLC Latin America
NRG International Inc. was converted to 11/18/2002 Delaware Domestic holding company
NRG International LLC
NRG Thermal Corporation was converted to 12/31/2002 Delaware Sole member of all the LLCs under the new thermal
NRG Thermal LLC restructuring
NRG Thermal Services Inc. was converted to 12/31/2002 Delaware This entity will hold the chiller plant assets and diesel
NRG Thermal Services LLC services business for NRG Energy Center Harrisburg Inc.
NRG West Coast Inc. was converted to NRG 12/31/2002 Delaware Act as holding company for West Coast LLCs
West Coast LLC
CHANGES IN THE STATUS OF EXISTING SUBSIDIARIES OF XCEL ENERGY ARE:
STATUS
NAME OF SUBSIDIARY CHANGE DESCRIPTION
------------------------------- ----------- ---------------------------------------------------
PS Colorado Credit Corp Dissolved Dissolved - 7/19/2002
Planergy (Delaware) Inc. Dissolved Dissolved - 7/31/2002
Planergy Midwest Inc. Dissolved Dissolved - 7/31/2002
Planergy New York Inc. Dissolved Dissolved - 7/31/2002
First Midwest Auto Park Inc. Dissolved Dissolved - 12/12/2002
Xcel Energy Retail Propane Inc. Name Change Changed to - Xcel Energy Products and Services Inc.
Energy Masters International Inc. Name Change Changed to - Planergy Housing Inc.
NRG Acquisition Company LLC Merged Merged to - NRG Energy Inc. - 6/3/2002
CHANGES IN THE STATUS OF EXISTING SUBSIDIARIES OF NRG ARE:
STATUS
NAME OF SUBSIDIARY CHANGE DESCRIPTION
----------------------------------------- --------- -----------
B.L. England Power LLC Dissolved 6/18/2002
Cobee Holdings Inc. Dissolved 12/12/2002
Collinsville Operations Pty Ltd. Dissolved 8/28/2002
Csepeli Aramtermelo Kft. Dissolved 12/13/2002
Csepeli Eromu Rt. Dissolved 12/13/2002
Deepwater Power LLC Dissolved 6/18/2002
ECK Generating s.r.o. Dissolved 12/13/2002
Energy Developments Limited Dissolved 8/28/2002
Entrade d.o.o. Dissolved 12/13/2002
Entrade Deutschland GmbH Dissolved 12/13/2002
Entrade GmbH Dissolved 12/13/2002
Entrade Poland Sp. z.o.o. Dissolved 12/13/2002
Entrade s.r.o. Dissolved 12/13/2002
ESOCO Fayetteville Inc. Dissolved 3/12/2002
ESOCO Wilson Inc. Dissolved 3/12/2002
Graystone Corporation Dissolved 7/24/2002
Kanel Kangal Elektrik Limited Sirketi Dissolved 12/13/2002
Le Paz Inc. Dissolved 7/24/2002
38
LFG Partners LLC Dissolved 1/22/2002
Louisiana Energy Services LP Dissolved 4/16/2002
Matra Powerplant Holding BV Dissolved 12/13/2002
MM Erie Power LLC Dissolved 1/22/2002
NEO ECO 11 LLC Dissolved 1/22/2002
NRG Audrain Bondco LLC Dissolved 1/16/2002
NRG Csepel Energia Kft. Dissolved 12/31/2002
NRG Energy Center Grand Forks LLC Dissolved 6/20/2002
NRG Energy CZ s.r.o. Dissolved 12/13/2002
NRG International Acquisition Partnership Dissolved 7/3/2002
NRG Lakefield Junction LLC Dissolved 10/23/2002
NRG Louisiana LLC Dissolved 10/23/2002
NRG Nelson Equipment LLC Dissolved 2/19/2002
NRG New Roads Generating LLC Dissolved 10/23/2002
NRGenerating Holdings (No. 1) BV Dissolved 7/27/2002
NRGenerating Holdings (No. 17) BV Dissolved 11/4/2002
NRGenerating Holdings (No. 9) BV Dissolved 11/4/2002
Pacific Crockett Energy Inc. Dissolved 11/22/2002
Pacific Kingston Energy Inc. Dissolved 12/21/2002
Pacific Recycling Energy Inc. Dissolved 2/21/2002
Prva Regulacna s.r.o. Dissolved 12/13/2002
Sunnyside Operations Associates LP Dissolved 1/10/2002
ITEM 2. ACQUISITIONS OR SALES OF UTILITY ASSETS
During 2002, there were five sales of utility assets, which involved
consideration of more than $1 million:
1. PSCo sold its property on 38th & Holly for $2,805,832.
2. PSCo sold its property on 5th & Walnut for $2,070,629.
3. SPS sold its Roswell Office for $1,724,100.
4. SPS sold an airplane for $9,004,964.
5. NSP-Wisconsin sold its Railroad & Barstow Facility for $1,090,722.
During 2002, there were no acquisitions of utility assets, which involved
consideration of more than $1 million.
39
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
Excluding transactions reported in a certificate filed pursuant to Rule 24, the
table below provides a brief description of issuances, sales or pledges of
securities of system companies or guaranty or assumption by system companies of
securities of other persons, including system companies or exempted
subsidiaries.
NAMES OF COMPANY
NAME OF ISSUER ISSUING, GUARANTEEING, OR DATE OF AUTHORIZATION
AND TITLE OF ISSUE ASSUMING SECURITIES TRANSACTION CONSIDERATION OR EXEMPTION
(1) (2) (3) (4) (5)
-------------------------------------------------- -------------------------- ----------- --------------- --------------
Energy Masters International
Surety Bonds for various purposes including notary bonds and performance bonds
End of year balance Energy Masters 12/31/2002 1,202,000 Rule 45
Highest balance during the year International 12/31/2002 1,202,000
Northern States Power Company-Minnesota
Surety Bonds for various purposes including performance bonds, right of way bonds and various license and permits.
End of year balance Northern States Power 12/31/2002 204,250 Rule 45
Highest balance during the year Company-Minnesota 12/31/2002 204,250
Public Service Company of Colorado
Surety Bonds for performance and payment
End of year balance Public Service Company 12/31/2002 500,000 Rule 45
Highest balance during the year of Colorado 12/31/2002 500,000
Utility Engineering
Surety Bonds for performance and payment
End of year balance Utility Engineering 12/31/2002 491,838,526 Rule 45
Highest balance during the year 12/31/2002 491,838,526
Planergy ABB Kentucky Planergy 1/17/2002 974,325 Rule 52
NAMES OF COMPANY
NAME OF ISSUER ISSUING, GUARANTEEING, OR DATE OF AUTHORIZATION
AND TITLE OF ISSUE ASSUMING SECURITIES TRANSACTION CONSIDERATION OR EXEMPTION
(1) (2) (3) (4) (5)
------------------------------------------------------- ------------------------- -------------- ------------- -------------
NRG Finance Co. I LLC Various NRG Subsidiaries May 2001 1,081,000,000 Rule 52
Due March 2006, wtd avg 2002 rate 4.92%
Brazos Valley LLC NRG - Brazos Valley June 2001 194,362,000 Rule 52
Due June 2008, wtd avg 2002 rate 4.41%
NRG Energy revolving line of credit, highest NRG March 2002 1,000,000,000 Rule 52
outstanding 12/31/02, wtd avg rate 5.14%
Kendall working capital line of credit, $0 NRG - Kendall January 2001 6,000,000 Rule 52
outstanding during 2002
Brazos Valley working capital line of credit, $0 NRG - Brazos Valley June 2001 8,000,000 Rule 52
outstanding during 2002
MidAtlantic Generating working capital line of credit, NRG - MidAtlantic November 2000 6,000,000 Rule 52
highest outstanding on 12/31/02, wtd avg rage 4.41%
NRG McClain LLC working capital line of credit, highest NRG McClain November 2001 8,000,000 Rule 52
outstanding on 12/31/02, wtd avg rate 4.55%
South Central working capital, highest outstanding on NRG - South Central March 2001 40,000,000 Rule 52
06/17/2002, wtd avg rate 3.03%
40
Flinders refurbishment facility agreement NRG - Flinders March 2002 17,288,267 Rule 52
Itiquira Eletrobras' preferred shares NRG - Itiquira November 2002 4,237,500 Rule 52
Cahua loan with Banco Financiero NRG - Cahua June 2002 1,450,000 Rule 52
NRG Letter of Credit with ANZ NRG Energy December 2002 14,214,918 Rule 52
ITEM 4. ACQUISITION, REDEMPTION OR RETIREMENT OF SYSTEM SECURITIES
The table below provides a brief description of any system securities acquired,
redeemed or retired, whether the securities have been extinguished or held for
further disposition, and the authorization or exemption relied on.
NAMES OF COMPANY EXTINGUISHED (EXT)
NAME OF ISSUER ACQUIRING, REDEEMING OR OR HELD (H) FOR AUTHORIZATION
AND TITLE OF ISSUE RETIRING SECURITIES CONSIDERATION FURTHER DISPOSITION OR EXEMPTION
(1) (2) (3) (4) (5)
-------------------------------------------------- ----------------------- ------------- ------------------- -------------
Viking Gas Transmission Co. Series A Viking (2,133,324) EXT Rule 42
Viking Gas Transmission Co. Series B Viking (360,000) EXT Rule 42
Viking Gas Transmission Co. Series C Viking (933,333) EXT Rule 42
Viking Gas Transmission Co. Series D Viking (1,333,334) EXT Rule 42
Planergy PESC Nisshinbo Planergy (27,502) EXT Rule 42
Planergy PESC Domtar Planergy (55,584) EXT Rule 42
Planergy PESC Newark Planergy (32,331) EXT Rule 42
Planergy PESC Mobil Planergy (168,700) EXT Rule 42
Planergy PESC Chevron Planergy (362,965) EXT Rule 42
Planergy PSTI Fina Planergy (22,493) EXT Rule 42
Planergy PSTI Mobil Bevil Oaks Planergy (67,563) EXT Rule 42
Planergy PSTI Mobil Fairfield Planergy (67,563) EXT Rule 42
Planergy PSTI Mobil Grapeland Planergy (163,335) EXT Rule 42
Planergy PSTI Mobil Keller Planergy (114,618) EXT Rule 42
Planergy PSHI Tejas Planergy (174,515) EXT Rule 42
Planergy PI Academic Capital Ohio Planergy (159,545) EXT Rule 42
Planergy PI Academic Capital Ontario Planergy (91,581) EXT Rule 42
Planergy PI ABB Atlanta Planergy (761,233) EXT Rule 42
Planergy PI ABB Kentucky Planergy (820,826) EXT Rule 42
Planergy PI ABB Chicago ML Planergy (1,033,917) EXT Rule 42
Planergy Beale Planergy (6,754,704) EXT Rule 42
Planergy Eielson Planergy (2,661,161) EXT Rule 42
Planergy USCGEC Planergy (874,563) EXT Rule 42
Planergy Picatinny 2 Planergy (2,222,469) EXT Rule 42
Planergy Picatinny 3 Planergy (3,359,761) EXT Rule 42
Eloigne Co's. Affordable Housing Project Mortgages Eloigne Co. (6,503,052) EXT Rule 42
NSP-Minnesota Ramsey/Washington Resource Recovery
Bonds NSP-Minnesota (2,080,000) EXT Rule 42
NSP-Minnesota Mankato Service Center Mortgage NSP-Minnesota (19,466) EXT Rule 42
NSP-Minnesota Public Improvements Assessments NSP-Minnesota (26,905) EXT Rule 42
NSP-Minnesota Monticello Pollution Control Bonds NSP-Minnesota (150,000) EXT Rule 42
NSP-Minnesota Monticello Pollution Control Bonds NSP-Minnesota (100,000) EXT Rule 42
NSP-Minnesota Red Wing Pollution Control Bonds NSP-Minnesota (500,000) EXT Rule 42
NSP-Minnesota Anoka Resource Recovery Bonds NSP-Minnesota (2,000,000) EXT Rule 42
41
NSP-Minnesota ESOP Loans NSP-Minnesota (2,603,370) EXT Rule 42
NSP-Wisconsin Ft. McCoy Acquisition Loan NSP-Wisconsin (33,785) EXT Rule 42
PSCo Secured Medium Term Notes Series A PSCo (5,000,000) EXT Rule 42
PSCo Secured Medium Term Notes Series A PSCo (5,000,000) EXT Rule 42
PSCo Secured Medium Term Notes Series A PSCo (5,000,000) EXT Rule 42
PSCo First Mortgage Bonds PSCo (1,500,000) EXT Rule 42
NAMES OF COMPANY EXTINGUISHED (EXT)
NAME OF ISSUER ACQUIRING, REDEEMING OR OR HELD (H) FOR AUTHORIZATION
AND TITLE OF ISSUE RETIRING SECURITIES CONSIDERATION FURTHER DISPOSITION OR EXEMPTION
(1) (2) (3) (4) (5)
----------------------------------- ---------------------------------- ------------- ------------------- -------------
NRG Energy Center Minneapolis LLC NRG Energy Center Minneapolis LLC (3,605,677) H Rule 42
NRG Energy Center Minneapolis LLC NRG Energy Center Minneapolis LLC (703,483) H Rule 42
NRG Energy Center San Diego LLC NRG Energy Center San Diego LLC (522,938) H Rule 42
NRG Energy Center Pittsburgh LLC NRG Energy Center Pittsburgh LLC (1,100,000) H Rule 42
NRG Energy Center San Francisco LLC NRG Energy Center San Francisco LLC (1,425,000) H Rule 42
Camas Power Boiler LP Camas Power Boiler LP (3,048,331) H Rule 42
NRG Term Loan Facility NRG Term Loan Facility (600,000,000) EXT Rule 42
South Central Working Capital South Central Working Capital (40,000,000) EXT Rule 42
Crockett Crockett (234,500,000) EXT Rule 42
NRG Peaker Finance LLC NRG Peaker Finance LLC (5,638,000) H Rule 42
NRG Northeast Generating Bond NRG Northeast Generating Bond (53,500,000) H Rule 42
NRG South Central Generating Bond NRG South Central Generating Bond (12,750,000) H Rule 42
LSP Energy Batesville LSP Energy Batesville (7,575,000) H Rule 42
NRG MidAtlantic Generating LLC NRG MidAtlantic Generating LLC (6,600,570) H Rule 42
LSP Kendall Energy LSP Kendall Energy (3,747,000) H Rule 42
NRG McClain NRG McClain (2,597,333) H Rule 42
NEO NEO (12,182,848) EXT Rule 42
Cobee Cobee (9,450,000) H Rule 42
Flinders Flinders (1,143,052) H Rule 42
Hsinchu I Hsinchu I (450,379) H Rule 42
Killingholme Killingholme (4,539,354) H Rule 42
Cahua Cahua (6,160,919) H Rule 42
Pacasmayo Pacasmayo (2,837,803) H Rule 42
Saale Saale (21,437,535) H Rule 42
ITEM 5. INVESTMENTS IN SECURITIES OF NONSYSTEM COMPANIES
For each system company, excluding subsidiaries exempted from regulation as such
pursuant to Section 3(d), securities representing obligations of customers
incurred in the ordinary course of business, and temporary cash report as of the
end of the year:
1. Aggregate amount of investments in persons operating in the retail service
area of the owner, or of its subsidiaries. State the number of persons included.
If investments were made pursuant to State law, cite the State law under which
they were made.
COMPANY SHARES PERSONS BOOK VALUE
------------- ------ -------------------------- ----------
NSP-Minnesota Economic Development Loans 2,075,149
NSP-Minnesota Affordable Housing 1,798,518
NSP-Minnesota Other Investments 896,552
42
NSP-Wisconsin Economic Development Loans 5,363,492
PSCo Other Investments 1,687
2. With respect to securities owned not included in category 1, state the name
of the issuer, describe the securities, including number of shares and
percentage of voting power as to equity securities, indicate the general nature
of the issuer's business, and state the owner's book value of the investment.
None
43
ITEM 6. OFFICERS AND DIRECTORS
PART I
As of December 31, 2002, the officers and directors of all system companies are
as follows:
LEGEND OF ABBREVIATIONS
AS Assistant Secretary
AT Assistant Treasurer
AVP Assistant Vice President
C Controller
CB Chairman of the Board
CEO Chief Executive Officer
CFO Chief Financial Officer
COO Chief Operating Officer
D Director
EVP Executive Vice President
GC General Counsel
P President
PFO Principal Financial Officer
S Secretary
SVP Senior Vice President
T Treasurer
VC Vice Chairman of the Board
VP Vice President
NAME SUBSIDIARY ABBREVIATION(s)
------------------ ------------------------------ ------------------------
Bulloch, Gina L. 1480 Welton, Inc. D
Delaney, Judith A. 1480 Welton, Inc. AT
Evans, Cynthia A. 1480 Welton, Inc. D
Haley, Nancy A. 1480 Welton, Inc. AS
Hart, Cathy J. 1480 Welton, Inc. VP, S
Lesher, Cynthia L. 1480 Welton, Inc. D, CB, P
Peterson, Carol J. 1480 Welton, Inc. AS
Schell, Mary P. 1480 Welton, Inc. VP, T
Widdel, Susan G. 1480 Welton, Inc. D, VP
Ziebell, Anne M. 1480 Welton, Inc. AS
-----------------------------------------------------------------------------------------------------------
Barron, Eddie T. Applied Power Associates, Inc. D, P, COO
Corbell, Royce W. Applied Power Associates, Inc. C, AS
Haley, Nancy A. Applied Power Associates, Inc. AS
44
Henderson, Billy B. Applied Power Associates, Inc. D, T, CFO
Kelly, Richard C. Applied Power Associates, Inc. D
McCausland, Robert Ross Applied Power Associates, Inc. D, VP, S
Rugg, Raymond F. Applied Power Associates, Inc. D, CB, CEO, SVP
Ziebell, Anne M. Applied Power Associates, Inc. AS
-----------------------------------------------------------------------------------------------------------
Steele, James J. Bear Energy Corporation D
Zenner, Thomas H. Bear Energy Corporation D, VP, CFO
-----------------------------------------------------------------------------------------------------------
Bonavia, Paul J. Black Mountain Gas Company VP
Brunetti, Wayne H. Black Mountain Gas Company D
Chettle, Noni B. Black Mountain Gas Company AS
Delaney, Judith A. Black Mountain Gas Company AT
Fowke, Ben G. III Black Mountain Gas Company VP, T
Haley, Nancy A. Black Mountain Gas Company AS
Hart, Cathy J. Black Mountain Gas Company VP, S
Johnson, Gary R. Black Mountain Gas Company D, VP, GC
Kelly, Richard C. Black Mountain Gas Company D, VP, CFO
Peterson, Carol J. Black Mountain Gas Company AS
Petillo, J. T. Black Mountain Gas Company D, CB
Reiber, John Black Mountain Gas Company P, CEO
Ripka, David E. Black Mountain Gas Company VP, C
Schell, Mary P. Black Mountain Gas Company AT
Tessier, Ann Black Mountain Gas Company VP
Ziebell, Anne M. Black Mountain Gas Company AS
-----------------------------------------------------------------------------------------------------------
Hardenbergh, Frank E. Borger Energy Associates, LP Mgmt Committee Rep
Heller, Clarence Borger Energy Associates, LP Mgmt Committee Rep
Jackson, Rachel Borger Energy Associates, LP Mgmt Committee Rep
Johnson, Doug Borger Energy Associates, LP Mgmt Committee Rep
McCausland, Robert Ross Borger Energy Associates, LP Mgmt Committee Rep
Murphy, Mel Borger Energy Associates, LP Mgmt Committee Rep
Steele, James J. Borger Energy Associates, LP Mgmt Committee Rep
Witzing, Michael Borger Energy Associates, LP Mgmt Committee Rep
Zenner, Thomas H. Borger Energy Associates, LP Mgmt Committee Rep
-----------------------------------------------------------------------------------------------------------
Delaney, Judith A. Borger Funding Corporation T
Gross, Scott Borger Funding Corporation S
Haley, Nancy A. Borger Funding Corporation AS
McCausland, Robert Ross Borger Funding Corporation P
Murphy, Mel Borger Funding Corporation VP
Peterson, Carol J. Borger Funding Corporation AS
Rugg, Raymond F. Borger Funding Corporation D, CB, CEO
Sinclair, Stephen Borger Funding Corporation D
-----------------------------------------------------------------------------------------------------------
Alvaro, Jay Cadence Network, Inc. S
45
Case, Janice B. Cadence Network, Inc. D
Christopher, James Cadence Network, Inc. VP, COO
Collins, Jack A. Cadence Network, Inc. VP, COO
Doyle, William F. Cadence Network, Inc. D
King, Stephen M. Cadence Network, Inc. AS
Ingle, Donald B. Cadence Network, Inc. D
Jaeger, Douglas W. Cadence Network, Inc. D
Lieberman, Jeff Cadence Network, Inc. D
Ludlow, Madeleine Cadence Network, Inc. D, P, CEO
Noonan, Sheila Cadence Network, Inc. VP, COO
-----------------------------------------------------------------------------------------------------------
Bonavia, Paul J. Cheyenne Light, Fuel and Power Company VP
Brunetti, Wayne H. Cheyenne Light, Fuel and Power Company D, CB
Delaney, Judith A. Cheyenne Light, Fuel and Power Company AT
Evans, Cynthia A. Cheyenne Light, Fuel and Power Company VP
Fowke, Ben G. III Cheyenne Light, Fuel and Power Company VP, T
Gray, William W. Cheyenne Light, Fuel and Power Company AS
Haley, Nancy A. Cheyenne Light, Fuel and Power Company AS
Hart, Cathy J. Cheyenne Light, Fuel and Power Company VP, S
Johnson, Gary J. Cheyenne Light, Fuel and Power Company D, VP, GC
Kaysen, Richard L. Cheyenne Light, Fuel and Power Company P, CEO
Kelly, Richard C. Cheyenne Light, Fuel and Power Company D, VP, CFO
Peterson, Carol J. Cheyenne Light, Fuel and Power Company AS
Petillo, J. T. Cheyenne Light, Fuel and Power Company VP
Pomeroy, William J. Cheyenne Light, Fuel and Power Company AS
Ripka, David E. Cheyenne Light, Fuel and Power Company VP, C
Schell, Mary P. Cheyenne Light, Fuel and Power Company AT
Ziebell, Anne M. Cheyenne Light, Fuel and Power Company AS
-----------------------------------------------------------------------------------------------------------
Berg, William L. Chippewa and Flambeau Improvement Company D
Blevins, W. Chippewa and Flambeau Improvement Company D
Everson, Karen L. Chippewa and Flambeau Improvement Company D, S, T
Larsen, Jerome L. Chippewa and Flambeau Improvement Company D, P
Zawacki, William P. Chippewa and Flambeau Improvement Company D, VP
-----------------------------------------------------------------------------------------------------------
Everson, Karen L. Clearwater Investments, Inc. AT
Ewanika, Robert H. Clearwater Investments, Inc. VP
Fowke, Ben G. III Clearwater Investments, Inc. D, VP, T
Fox, Jean C. Clearwater Investments, Inc. AS
Gray, Eric V. Clearwater Investments, Inc. AT
Haley, Nancy A. Clearwater Investments, Inc. AS
Hart, Cathy J. Clearwater Investments, Inc. VP, S
Reecy, Jacqueline S. Clearwater Investments, Inc. VP, C
Schell, Mary P. Clearwater Investments, Inc. AT
Wilson, John D. Clearwater Investments, Inc. D, VP
Ziebell, Anne M. Clearwater Investments, Inc. AS
-----------------------------------------------------------------------------------------------------------
Albiani, Scott Consolidated Extension Canal Company D, S, T
46
Gardner, Loyde Consolidated Extension Canal Company D
Halffield, Donald R. Jr. Consolidated Extension Canal Company D, P
Rhodes, Randolph A. Consolidated Extension Canal Company D, VP
Ridley, Harrell Consolidated Extension Canal Company D
-----------------------------------------------------------------------------------------------------------
Hardenbergh, Frank E. Denver City Energy Assoicates, LP Mgmt Committee Rep
Heller, Clarence Denver City Energy Assoicates, LP Mgmt Committee Rep
Johnson, Doug Denver City Energy Assoicates, LP Mgmt Committee Rep
McCausland, Robert Ross Denver City Energy Assoicates, LP Mgmt Committee Rep
Murphy, Mel Denver City Energy Assoicates, LP Mgmt Committee Rep
Witzing, Michael Denver City Energy Assoicates, LP Mgmt Committee Rep
-----------------------------------------------------------------------------------------------------------
Albiani, Scott East Boulder Ditch Company D, S, T
Rhodes, Randolph A. East Boulder Ditch Company D, P
TenEyck, Greg East Boulder Ditch Company D, VP
-----------------------------------------------------------------------------------------------------------
Delaney, Judith A. e prime Energy Marketing, Inc. AT
Figoli, Darla e prime Energy Marketing, Inc. AT
Gersack, Michael C. e prime Energy Marketing, Inc. VP, T
Haley, Nancy A. e prime Energy Marketing, Inc. AS
Hart, Cathy J. e prime Energy Marketing, Inc. VP, S
Kawakami, Timothy e prime Energy Marketing, Inc. D, P
Peterson, Carol J. e prime Energy Marketing, Inc. AS
Schell, Mary P. e prime Energy Marketing, Inc. AT
Vincent, Patricia K. e prime Energy Marketing, Inc. D, CB
Ziebell, Anne M. e prime Energy Marketing, Inc. AS
-----------------------------------------------------------------------------------------------------------
Delaney, Judith A. e prime Florida, Inc. AT
Gersack, Michael C. e prime Florida, Inc. VP, T
Haley, Nancy A. e prime Florida, Inc. AS
Hart, Cathy J. e prime Florida, Inc. VP, S
Kawakami, Timothy e prime Florida, Inc. D, P
Peterson, Carol J. e prime Florida, Inc. AS
Schell, Mary P. e prime Florida, Inc. AT
Vincent, Patricia K. e prime Florida, Inc. D, CB
Ziebell, Anne M. e prime Florida, Inc. AS
-----------------------------------------------------------------------------------------------------------
Delaney, Judith A. e prime Georgia, Inc. AT
Gersack, Michael C. e prime Georgia, Inc. VP, T
Haley, Nancy A. e prime Georgia, Inc. AS
Hart, Cathy J. e prime Georgia, Inc. VP, S
Kawakami, Timothy e prime Georgia, Inc. D, P
Peterson, Carol J. e prime Georgia, Inc. AS
Schell, Mary P. e prime Georgia, Inc. AT
Vincent, Patricia K. e prime Georgia, Inc. D, CB
Ziebell, Anne M. e prime Georgia, Inc. AS
-----------------------------------------------------------------------------------------------------------
Bonavia, Paul J. e prime, Inc. D, CB, P, CEO
Delaney, Judith A. e prime, Inc. AT
Duran, W. David e prime, Inc. VP
Fowke, Ben G. III e prime, Inc. VP, T
47
Haley, Nancy A. e prime, Inc. AS
Hart, Cathy J. e prime, Inc. S
Haupt, James L. e prime, Inc. VP
Kelly, Richard C. e prime, Inc. D
Krattenmaker, Kelly J. e prime, Inc. EVP
Peterson, Carol J. e prime, Inc. AS
Schell, Mary P. e prime, Inc. AT
Wilks, David M. e prime, Inc. D
Ziebell, Anne M. e prime, Inc. AS
-----------------------------------------------------------------------------------------------------------
Ewanika, Robert H. Eloigne Company D, CB, P
Gray, Eric V. Eloigne Company T
Haley, Nancy A. Eloigne Company AS
Hart, Cathy J. Eloigne Company VP, S
Johnson, Gary R. Eloigne Company D
McCarten, Laura Eloigne Company D
Peterson, Carol J. Eloigne Company AS
Schell, Mary P. Eloigne Company AT
Ziebell, Anne M. Eloigne Company AS
-----------------------------------------------------------------------------------------------------------
Cann, Howard W. Energy Masters International, Inc. D, P, CEO
Delaney, Judith A. Energy Masters International, Inc. AT
Gersack, Michael C. Energy Masters International, Inc. VP, T
Gill, Natalie D. Energy Masters International, Inc. VP, C
Haley, Nancy A. Energy Masters International, Inc. AS
Hart, Cathy J. Energy Masters International, Inc. VP, S
Kelly, Richard C. Energy Masters International, Inc. D
Peterson, Carol J. Energy Masters International, Inc. AS
Schell, Mary P. Energy Masters International, Inc. AT
Schleifer, Paul Energy Masters International, Inc. EVP
Sprangers, John C. Energy Masters International, Inc. EVP
Vincent, Patricia K. Energy Masters International, Inc. D, CB
Ziebell, Anne M. Energy Masters International, Inc. AS
-----------------------------------------------------------------------------------------------------------
Albiani, Scott Enterprise Irrigating Ditch Company D, S, T
Neibur, Jay Enterprise Irrigating Ditch Company D, P
Rhodes, Randolph A. Enterprise Irrigating Ditch Company D, VP
-----------------------------------------------------------------------------------------------------------
Albiani, Scott Fisher Ditch Company D, S, T
Fiore, Larry Fisher Ditch Company D
Gavito, Kenneth L. Fisher Ditch Company D, VP
Halffield, Donald R. Jr. Fisher Ditch Company D, P
Paulino, Mike Fisher Ditch Company D
-----------------------------------------------------------------------------------------------------------
Gross, Scott Front Range Energy Associates, LLC S
Hopper, Jay Front Range Energy Associates, LLC Mgmt Committee Rep, CB
McCausland, Robert Ross Front Range Energy Associates, LLC Mgmt Committee Rep, VC
Robeson, Rose Front Range Energy Associates, LLC AT
Wyrsch, Martha B. Front Range Energy Associates, LLC AS
-----------------------------------------------------------------------------------------------------------
Bulloch, Gina L. Green and Clear Lakes Company D
48
Delaney, Judith A. Green and Clear Lakes Company AT
Evans, Cynthia A. Green and Clear Lakes Company D
Haley, Nancy A. Green and Clear Lakes Company AS
Hart, Cathy J. Green and Clear Lakes Company VP, S
Lesher, Cynthia L. Green and Clear Lakes Company D, CB, P
Peterson, Carol J. Green and Clear Lakes Company AS
Schell, Mary P. Green and Clear Lakes Company VP, T
Widdel, Susan G. Green and Clear Lakes Company D, VP
Ziebell, Anne M. Green and Clear Lakes Company AS
-----------------------------------------------------------------------------------------------------------
Rushton, Richard T. Guardian Pipeline, LLC Mgmt Committee Rep
-----------------------------------------------------------------------------------------------------------
Albiani, Scott Hillcrest Ditch and Reservoir Company D, S, T
Alexander, Rob Hillcrest Ditch and Reservoir Company D, VP
Rhodes, Randolph A. Hillcrest Ditch and Reservoir Company D, P
-----------------------------------------------------------------------------------------------------------
Fowke, Ben G. III Johnstown Cogeneration Company, LLC Mgmt Committee Rep
Krattenmaker, Kelly J. Johnstown Cogeneration Company, LLC Mgmt Committee Rep
-----------------------------------------------------------------------------------------------------------
Gross, Scott KES Montego, Inc. S, T
Haley, Nancy A. KES Montego, Inc. AS
McCausland, Robert Ross KES Montego, Inc. D, VP
Peterson, Carol J. KES Montego, Inc. AS
Rugg, Raymond F. KES Montego, Inc. D
Ziebell, Anne M. KES Montego, Inc. AS
-----------------------------------------------------------------------------------------------------------
Albiani, Scott Las Animas Consolidated Canal Company D, S, T
Brown, Glen Las Animas Consolidated Canal Company D
Elder, Bill J. Las Animas Consolidated Canal Company D
Halffield, Donald R. Jr. Las Animas Consolidated Canal Company D, P
Rhodes, Randolph A. Las Animas Consolidated Canal Company D, VP
-----------------------------------------------------------------------------------------------------------
Dallinger, Curtis C. Natural Station Equipment, LLC D
Vincent, Patricia K. Natural Station Equipment, LLC D
-----------------------------------------------------------------------------------------------------------
Delaney, Judith A. NCE Communications, Inc. AT
Evans, Cynthia A. NCE Communications, Inc. VP
Fowke, Ben G. III NCE Communications, Inc. VP,T
Haley, Nancy A. NCE Communications, Inc. AS
Hart, Cathy J. NCE Communications, Inc. VP, S
Kelly, Richard C. NCE Communications, Inc. D, P
Peterson, Carol J. NCE Communications, Inc. AS
Schell, Mary P. NCE Communications, Inc. AT
Stoering, Mark E. NCE Communications, Inc. VP
Vincent, Patricia K. NCE Communications, Inc. D, VP
Ziebell, Anne M. NCE Communications, Inc. AS
-----------------------------------------------------------------------------------------------------------
Cole, Perry Northern Colorado Telecommunications, LLC Mgmt Committee Rep
Fowke, Ben G. III Northern Colorado Telecommunications, LLC Mgmt Committee Rep
Pederson, Jerry Northern Colorado Telecommunications, LLC Mgmt Committee Rep
Vincent, Patricia K. Northern Colorado Telecommunications, LLC Mgmt Committee Rep
-----------------------------------------------------------------------------------------------------------
Bonavia, Paul J. Northern States Power Company - MN VP
Brunetti, Wayne H. Northern States Power Company - MN D, CB, P, CEO
Delaney, Judith A. Northern States Power Company - MN AT
Fowke, Ben G. III Northern States Power Company - MN VP, T
49
Gogel, Raymond E. Northern States Power Company - MN VP
Haley, Nancy A. Northern States Power Company - MN AS
Hart, Cathy J. Northern States Power Company - MN VP, S
Johnson, Gary R. Northern States Power Company - MN D, VP, GC
Kelly, Richard C. Northern States Power Company - MN D, VP, CFO
Larson, Kent T. Northern States Power Company - MN VP
Lesher, Cynthia L. Northern States Power Company - MN VP
Peterson, Carol J. Northern States Power Company - MN AS
Petillo, J. T. Northern States Power Company - MN VP
Rechek, Peter F. Northern States Power Company - MN AS
Ripka, David E. Northern States Power Company - MN VP, C
Schell, Mary P. Northern States Power Company - MN AT
Vincent, Patricia K. Northern States Power Company - MN VP
Wilks, David M. Northern States Power Company - MN VP
Ziebell, Anne M. Northern States Power Company - MN AS
-----------------------------------------------------------------------------------------------------------
Bonavia, Paul J. Northern States Power Company - WI VP
Brunetti, Wayne H. Northern States Power Company - WI D, CB
Fowke, Ben G. III Northern States Power Company - WI VP, T
Fox, Jean C. Northern States Power Company - WI AS, AT
Gogel, Raymond E. Northern States Power Company - WI VP
Haley, Nancy A. Northern States Power Company - WI AS
Hart, Cathy J. Northern States Power Company - WI VP, S
Johnson, Gary R. Northern States Power Company - WI D, VP, GC
Kelly, Richard C. Northern States Power Company - WI D, VP, CFO, PFO
Lesher, Cynthia L. Northern States Power Company - WI VP
Peterson, Carol J. Northern States Power Company - WI AS
Petillo, J. T. Northern States Power Company - WI VP
Ripka, David E. Northern States Power Company - WI VP, C
Schell, Mary P. Northern States Power Company - WI AT
Swenson, Michael L. Northern States Power Company - WI D, P, CEO
Vincent, Patricia K. Northern States Power Company - WI VP
Wilks, David M. Northern States Power Company - WI VP
Wilson, John D. Northern States Power Company - WI VP
Ziebell, Anne M. Northern States Power Company - WI AS
-----------------------------------------------------------------------------------------------------------
Brunetti, Wayne H. NRG Energy, Inc. D, CB, CEO
Carpenter, Jay M. NRG Energy, Inc. SVP
Davido, Scott A. NRG Energy, Inc. VP, GC, S
Haley, Nancy A. NRG Energy, Inc. AS
Johnson, Gary R. NRG Energy, Inc. D
Kelly, Richard C. NRG Energy, Inc. D, P, COO
Pieper, William T. NRG Energy, Inc. VP, C
Ziebell, Anne M. NRG Energy, Inc. AS
-----------------------------------------------------------------------------------------------------------
50
Bulloch, Gina L. NSP Lands, Inc. D
Everson, Karen L. NSP Lands, Inc. T
Flynn, Ronald F. NSP Lands, Inc. AVP
Fox, Jean C. NSP Lands, Inc. AS
Haley, Nancy A. NSP Lands, Inc. AS
Hart, Cathy J. NSP Lands, Inc. VP, S
Lesher, Cynthia L. NSP Lands, Inc. P
Musso, James A. NSP Lands, Inc. D, VP
Pagel Lori R. NSP Lands, Inc. D
Schell, Mary P. NSP Lands, Inc. AT
Swenson, Michael L. NSP Lands, Inc. D
Widdel, Susan G. NSP Lands, Inc. VP
Wilson, John D. NSP Lands, Inc. D, P
-------------------------------------------------------------------------------------------------------------
Brunetti, Wayne H. NSP Nuclear Corporation D, CB, P, CEO
Delaney, Judith A. NSP Nuclear Corporation AT
Haley, Nancy A. NSP Nuclear Corporation AS
Hart, Cathy J. NSP Nuclear Corporation VP, S
Kelly, Richard C. NSP Nuclear Corporation VP, T, CFO, D
Peterson, Carol J. NSP Nuclear Corporation AS
Schell, Mary P. NSP Nuclear Corporation AT
Wilks, David M. NSP Nuclear Corporation D, VP
Ziebell, Anne M. NSP Nuclear Corporation AS
-------------------------------------------------------------------------------------------------------------
Anderson, Roy A. Nuclear Management Company, LLC EVP, Chief Nuclear Officer
Bohn, Lyle H. Nuclear Management Company, LLC SVP
Brunetti, Wayne H. Nuclear Management Company, LLC D
Cayia, Fred Nuclear Management Company, LLC VP
Cooper, Doug Nuclear Management Company, LLC VP
Coutu, Tom Nuclear Management Company, LLC VP
Cowan, John P. Nuclear Management Company, LLC SVP
Ekstrom, Dean E. Nuclear Management Company, LLC VP
Ewers, Benjamin J. Jr. Nuclear Management Company, LLC VP, T, CFO
Forbes, Jeff Nuclear Management Company, LLC SVP
Nazar, Mano Nuclear Management Company, LLC SVP
Peifer, Mark Nuclear Management Company, LLC VP
Reddemann, Mark Nuclear Management Company, LLC SVP
Rogoff, Jonathan M. Nuclear Management Company, LLC GC, S
Sellman, Michael B. Nuclear Management Company, LLC P, CEO
Solymossy, Joe Nuclear Management Company, LLC VP
Wadley, Michael D. Nuclear Management Company, LLC SVP
Wilson, David L. Nuclear Management Company, LLC VP
-------------------------------------------------------------------------------------------------------------
Cann, Howard W. Planergy Capital Associates, Inc. D, P, CEO
Delaney, Judith A. Planergy Capital Associates, Inc. AT
Gersack, Michael C. Planergy Capital Associates, Inc. T
Gill, Natalie D. Planergy Capital Associates, Inc. VP, C
Haley, Nancy A. Planergy Capital Associates, Inc. AS
Hart, Cathy J. Planergy Capital Associates, Inc. SVP
Peterson, Carol J. Planergy Capital Associates, Inc. AS
Schell, Mary P. Planergy Capital Associates, Inc. AT
Schleifer, Paul Planergy Capital Associates, Inc. EVP
Sprangers, John C. Planergy Capital Associates, Inc. EVP
Vincent, Patricia K. Planergy Capital Associates, Inc. D, CB
Ziebell, Anne M. Planergy Capital Associates, Inc. AS
-------------------------------------------------------------------------------------------------------------
Cann, Howard W. Planergy Energy Services Corporation D, P, CEO
Delaney, Judith A. Planergy Energy Services Corporation AT
Gersack, Michael C. Planergy Energy Services Corporation T
Gill, Natalie D. Planergy Energy Services Corporation VP, C
51
Haley, Nancy A. Planergy Energy Services Corporation AS
Hart, Cathy J. Planergy Energy Services Corporation S
Peterson, Carol J. Planergy Energy Services Corporation AS
Schell, Mary P. Planergy Energy Services Corporation AT
Schleifer, Paul Planergy Energy Services Corporation EVP
Sprangers, John C. Planergy Energy Services Corporation EVP
Vincent, Patricia K. Planergy Energy Services Corporation D, CB
Ziebell, Anne M. Planergy Energy Services Corporation AS
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Cann, Howard W. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance D, P, CEO
Contracting, Inc.)
Delaney, Judith A. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance AT
Contracting, Inc.)
Gersack, Michael C. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance VP, T
Contracting, Inc.)
Gill, Natalie D. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance VP, C
Contracting, Inc.)
Haley, Nancy A. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance AS
Contracting, Inc.)
Hart, Cathy J. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance VP, S
Contracting, Inc.)
Peterson, Carol J. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance AS
Contracting, Inc.)
Schell, Mary P. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance AT
Contracting, Inc.)
Schleifer, Paul Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance EVP
Contracting, Inc.)
Sprangers, John C. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance EVP
Contracting, Inc.)
Vincent, Patricia K. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance D, CB
Contracting, Inc.)
Ziebell, Anne M. Planergy Housing, Inc. (formerly Energy Masters, Inc.; formerly EMI Performance AS
Contracting, Inc.)
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Cann, Howard W. Planergy, Inc. D, P, CEO
Delaney, Judith A. Planergy, Inc. AT
Gersack, Michael C. Planergy, Inc. T
Gill, Natalie D. Planergy, Inc. VP, C
Haley, Nancy A. Planergy, Inc. AS
Hart, Cathy J. Planergy, Inc. S
Peterson, Carol J. Planergy, Inc. AS
Schell, Mary P. Planergy, Inc. AT
Schleifer, Paul Planergy, Inc. EVP
Sprangers, John C. Planergy, Inc. EVP
Vincent, Patricia K. Planergy, Inc. D, CB
Ziebell, Anne M. Planergy, Inc. AS
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Cann, Howard W. Planergy International, Inc. D, P, CEO
Delaney, Judith A. Planergy International, Inc. AT
Gersack, Michael C. Planergy International, Inc. T
Gill, Natalie D. Planergy International, Inc. VP, C
Haley, Nancy A. Planergy International, Inc. AS
Hart, Cathy J. Planergy International, Inc. S
Kelly, Richard C. Planergy International, Inc. D
Peterson, Carol J. Planergy International, Inc. AS
Petillo, J. T. Planergy International, Inc. D
Schell, Mary P. Planergy International, Inc. AT
Schleifer, Paul Planergy International, Inc. EVP
Sprangers, John C. Planergy International, Inc. EVP
Vincent, Patricia K. Planergy International, Inc. D, CB
Ziebell, Anne M. Planergy International, Inc. AS
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52
Cann, Howard W. Planergy Limited P
Delaney, Judith A. Planergy Limited AT
Gersack, Michael C. Planergy Limited T
Gill, Natalie D. Planergy Limited VP
Haley, Nancy A. Planergy Limited AS
Hart, Cathy J. Planergy Limited S
Peterson, Carol J. Planergy Limited AS
Schell, Mary P. Planergy Limited AT
Schleifer, Paul Planergy Limited SVP
Vincent, Patricia K. Planergy Limited D, CB
Ziebell, Anne M. Planergy Limited AS
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Cann, Howard W. Planergy Services of California, Inc. D, P, CEO
Delaney, Judith A. Planergy Services of California, Inc. AT
Gersack, Michael C. Planergy Services of California, Inc. T
Gill, Natalie D. Planergy Services of California, Inc. VP, C
Haley, Nancy A. Planergy Services of California, Inc. AS
Hart, Cathy J. Planergy Services of California, Inc. S
Peterson, Carol J. Planergy Services of California, Inc. AS
Schell, Mary P. Planergy Services of California, Inc. AT
Schleifer, Paul Planergy Services of California, Inc. EVP
Sprangers, John C. Planergy Services of California, Inc. EVP
Vincent, Patricia K. Planergy Services of California, Inc. D, CB
Ziebell, Anne M. Planergy Services of California, Inc. AS
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Cann, Howard W. Planergy Services of Houston, Inc. D, P, CEO
Delaney, Judith A. Planergy Services of Houston, Inc. AT
Gersack, Michael C. Planergy Services of Houston, Inc. T
Gill, Natalie D. Planergy Services of Houston, Inc. VP, C
Haley, Nancy A. Planergy Services of Houston, Inc. AS
Hart, Cathy J. Planergy Services of Houston, Inc. S
Peterson, Carol J. Planergy Services of Houston, Inc. AS
Schell, Mary P. Planergy Services of Houston, Inc. AT
Schleifer, Paul Planergy Services of Houston, Inc. EVP
Sprangers, John C. Planergy Services of Houston, Inc. EVP
Vincent, Patricia K. Planergy Services of Houston, Inc. D, CB
Ziebell, Anne M. Planergy Services of Houston, Inc. AS
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Cann, Howard W. Planergy Services of Texas, Inc. D, P, CEO
Delaney, Judith A. Planergy Services of Texas, Inc. AT
Gersack, Michael C. Planergy Services of Texas, Inc. T
Gill, Natalie D. Planergy Services of Texas, Inc. VP, C
Haley, Nancy A. Planergy Services of Texas, Inc. AS
Hart, Cathy J. Planergy Services of Texas, Inc. S
Peterson, Carol J. Planergy Services of Texas, Inc. AS
Schell, Mary P. Planergy Services of Texas, Inc. AT
Schleifer, Paul Planergy Services of Texas, Inc. EVP
53
Sprangers, John C. Planergy Services of Texas, Inc. EVP
Vincent, Patricia K. Planergy Services of Texas, Inc. D, CB
Ziebell, Anne M. Planergy Services of Texas, Inc. AS
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Cann, Howard W. Planergy Services, Inc. D, P, CEO
Delaney, Judith A. Planergy Services, Inc. AT
Gersack, Michael C. Planergy Services, Inc. T
Gill, Natalie D. Planergy Services, Inc. VP, C
Haley, Nancy A. Planergy Services, Inc. AS
Hart, Cathy J. Planergy Services, Inc. S
Peterson, Carol J. Planergy Services, Inc. AS
Schell, Mary P. Planergy Services, Inc. AT
Schleifer, Paul Planergy Services, Inc. EVP
Sprangers, John C. Planergy Services, Inc. EVP
Vincent, Patricia K. Planergy Services, Inc. D, CB
Ziebell, Anne M. Planergy Services, Inc. AS
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Cann, Howard W. Planergy Services USA, Inc. D, P, CEO
Delaney, Judith A. Planergy Services USA, Inc. AT
Gersack, Michael C. Planergy Services USA, Inc. T
Gill, Natalie D. Planergy Services USA, Inc. VP, C
Haley, Nancy A. Planergy Services USA, Inc. AS
Hart, Cathy J. Planergy Services USA, Inc. S
Peterson, Carol J. Planergy Services USA, Inc. AS
Schell, Mary P. Planergy Services USA, Inc. AT
Schleifer, Paul Planergy Services USA, Inc. EVP
Sprangers, John C. Planergy Services USA, Inc. EVP
Vincent, Patricia K. Planergy Services USA, Inc. D, CB
Ziebell, Anne M. Planergy Services USA, Inc. AS
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Barron, Eddie T. Precision Resource Company D
Brazille, Doris Precision Resource Company D
Ewell, Kenneth Precision Resource Company D
Gresham, Robert Precision Resource Company D
McNabb, Barbara Precision Resource Company S
Rugg, Raymond F. Precision Resource Company D, CB, CEO
Splawn, Gwen Precision Resource Company P, COO
Troublefield, Danny Precision Resource Company VP, General Mgr
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Everett, Kenneth Proto-Power Corporation AT
Ewell, Kenneth Proto-Power Corporation D, CB, CEO, P, COO
Geaney, George Proto-Power Corporation D, VP, S, T
Henderson, Billy B. Proto-Power Corporation AS
Rugg, Raymond F. Proto-Power Corporation D
----------------------------------------------------------------------------------------------------------
Delaney, Judith A. PSR Investments, Inc. AT
Fowke, Ben G. III PSR Investments, Inc. D, CB, P
Haley, Nancy A. PSR Investments, Inc. AS
Hart, Cathy J. PSR Investments, Inc. VP, S
Johnson, Gary R. PSR Investments, Inc. D
Kelly, Richard C. PSR Investments, Inc. D
54
Lewis, Nicolai A. PSR Investments, Inc. VP
Peterson, Carol J. PSR Investments, Inc. AS
Ripka, David E. PSR Investments, Inc. D, VP, C
Schell, Mary P. PSR Investments, Inc. VP, T
Ziebell, Anne M. PSR Investments, Inc. AS
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Bonavia, Paul J. Public Service Company of Colorado VP
Brunetti, Wayne H. Public Service Company of Colorado D, CB, P, CEO
Delaney, Judith A. Public Service Company of Colorado AT
Evans, Cynthia A. Public Service Company of Colorado VP
Fowke, Ben G. III Public Service Company of Colorado VP, T
Gogel, Raymond E. Public Service Company of Colorado VP
Haley, Nancy A. Public Service Company of Colorado AS
Hart, Cathy J. Public Service Company of Colorado VP, S
Johnson, Gary R. Public Service Company of Colorado D, VP, GC
Kelly, Richard C. Public Service Company of Colorado D, VP, CFO
Lesher, Cynthia L. Public Service Company of Colorado VP
Martin, Cheryl A. Public Service Company of Colorado AS
Peterson, Carol J. Public Service Company of Colorado AS
Petillo, J. T. Public Service Company of Colorado VP
Ripka, David E. Public Service Company of Colorado VP, C
Schell, Mary P. Public Service Company of Colorado AT
Vincent, Patricia K. Public Service Company of Colorado VP
Wilks, David M. Public Service Company of Colorado VP
Ziebell, Anne M. Public Service Company of Colorado AS
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Delaney, Judith A. Quixx Borger Cogen, Inc. AT
Gross, Scott Quixx Borger Cogen, Inc. D, S, T
Haley, Nancy A. Quixx Borger Cogen, Inc. AS
McCausland, Robert Ross Quixx Borger Cogen, Inc. D, VP
Murphy, Mel Quixx Borger Cogen, Inc. D, VP
Peterson, Carol J. Quixx Borger Cogen, Inc. AS
Rugg, Raymond F. Quixx Borger Cogen, Inc. D, CB, P
----------------------------------------------------------------------------------------------------------
Gross, Scott Quixx Carolina, Inc. S, T
Haley, Nancy A. Quixx Carolina, Inc. AS
McCausland, Robert Ross Quixx Carolina, Inc. D, VP
Peterson, Carol J. Quixx Carolina, Inc. AS
Rugg, Raymond F. Quixx Carolina, Inc. D
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Barron, Eddie T. Quixx Corporation VP
Brunetti, Wayne H. Quixx Corporation D
Corbell, Royce W. Quixx Corporation C
Delaney, Judith A. Quixx Corporation AT
55
Haley, Nancy A. Quixx Corporation AS
Henderson, Billy B. Quixx Corporation S, T
Johnson, Gary R. Quixx Corporation D
Kelly, Richard C. Quixx Corporation D, CB
McCausland, Robert Ross Quixx Corporation VP
Peterson, Carol J. Quixx Corporation AS
Rugg, Raymond F. Quixx Corporation D, P, CEO
Schell, Mary P. Quixx Corporation AT
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Gross, Scott Quixx Jamaica, Inc. S, T
Haley, Nancy A. Quixx Jamaica, Inc. AS
McCausland, Robert Ross Quixx Jamaica, Inc. D, VP
Peterson, Carol J. Quixx Jamaica, Inc. AS
Rugg, Raymond F. Quixx Jamaica, Inc. D, CB, P
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Jones, Doug Quixx Linden, LP Mgmt Committee Rep
McCausland, Robert Ross Quixx Linden, LP Mgmt Committee Rep
Murphy, Mel Quixx Linden, LP Mgmt Committee Rep
Steele, James J. Quixx Linden, LP Mgmt Committee Rep
Zenner, Thomas H. Quixx Linden, LP Mgmt Committee Rep
----------------------------------------------------------------------------------------------------------
Gross, Scott Quixx Mountain Holdings, LLC S, T
McCausland, Robert Ross Quixx Mountain Holdings, LLC VP, AS
Rugg, Raymond F. Quixx Mountain Holdings, LLC P
----------------------------------------------------------------------------------------------------------
Delaney, Judith A. Quixx Mustang Station, Inc. AT
Gross, Scott Quixx Mustang Station, Inc. D, S, T
Haley, Nancy A. Quixx Mustang Station, Inc. AS
McCausland, Robert Ross Quixx Mustang Station, Inc. D, VP
Murphy, Mel Quixx Mustang Station, Inc. D, VP
Peterson, Carol J. Quixx Mustang Station, Inc. AS
Rugg, Raymond F. Quixx Mustang Station, Inc. D, CB, P
----------------------------------------------------------------------------------------------------------
Delaney, Judith A. Quixx Power Services, Inc. AT
Gross, Scott Quixx Power Services, Inc. S, T
Haley, Nancy A. Quixx Power Services, Inc. AS
Kelly, Richard C. Quixx Power Services, Inc. D
McCausland, Robert Ross Quixx Power Services, Inc. D, VP
Murphy, Mel Quixx Power Services, Inc. VP
Peterson, Carol J. Quixx Power Services, Inc. AS
Rugg, Raymond F. Quixx Power Services, Inc. D, P, CEO, COO
----------------------------------------------------------------------------------------------------------
Gross, Scott Quixx Resources, Inc. D, CB, P
McCausland, Robert Ross Quixx Resources, Inc. VP
Miller, Monte L. Quixx Resources, Inc. D, S, T
----------------------------------------------------------------------------------------------------------
Gross, Scott Quixx WPP94, Inc. S, T
Haley, Nancy A. Quixx WPP94, Inc. AS
McCausland, Robert Ross Quixx WPP94, Inc. D, VP
56
Peterson, Carol J. Quixx WPP94, Inc. AS
Rugg, Raymond F. Quixx WPP94, Inc. D, CB, P
----------------------------------------------------------------------------------------------------------
Delaney, Judith A. Quixxlin Corporation AT
Gross, Scott Quixxlin Corporation D, S, T
Haley, Nancy A. Quixxlin Corporation AS
McCausland, Robert Ross Quixxlin Corporation D, VP
Murphy, Mel Quixxlin Corporation D, VP
Peterson, Carol J. Quixxlin Corporation AS
Rugg, Raymond F. Quixxlin Corporation D, CB, P
----------------------------------------------------------------------------------------------------------
Delaney, Judith A. Reddy Kilowatt Corporation AT
Gersack, Michael C. Reddy Kilowatt Corporation VP, T
Haley, Nancy A. Reddy Kilowatt Corporation AS
Hart, Cathy J. Reddy Kilowatt Corporation VP, S
Peterson, Carol J. Reddy Kilowatt Corporation AS
Schell, Mary P. Reddy Kilowatt Corporation AT
Vincent, Patricia K. Reddy Kilowatt Corporation D, CB, P
Ziebell, Anne M. Reddy Kilowatt Corporation AS
----------------------------------------------------------------------------------------------------------
Ewanika, Robert H. Safe Haven Homes, LLC Manager
----------------------------------------------------------------------------------------------------------
Delaney, Judith A. Seren Innovations, Inc. AT
Derechin, Laurie A. Seren Innovations, Inc. VP
Fuchs, Nancy J. Seren Innovations, Inc. VP, C
Gacle, Cresston W. Seren Innovations, Inc. AS
Gamble, James H. Seren Innovations, Inc. VP
Gersack, Michael C. Seren Innovations, Inc. T, CFO
Glass, Peter M. Seren Innovations, Inc. VP, GC
Haley, Nancy A. Seren Innovations, Inc. AS
Hart, Cathy J. Seren Innovations, Inc. VP, S
Johnson, Gary R. Seren Innovations, Inc. D
Kaphing, William L. Jr. Seren Innovations, Inc. VP
Kelly, Richard C. Seren Innovations, Inc. D
Peterson, Carol J. Seren Innovations, Inc. AS
Schell, Mary P. Seren Innovations, Inc. AT
Vincent, Patricia K. Seren Innovations, Inc. D, CB
Wietecki, Keith H. Seren Innovations, Inc. D, P, CEO
Ziebell, Anne M. Seren Innovations, Inc. AS
Zuehlke, Brad Seren Innovations, Inc. VP
----------------------------------------------------------------------------------------------------------
Bonavia, Paul J. Southwestern Public Service Company VP
Brunetti, Wayne H. Southwestern Public Service Company D, CB
Delaney, Judith A. Southwestern Public Service Company AT
Fowke, Ben G. III Southwestern Public Service Company VP, T
Gibson, Gary L. Southwestern Public Service Company D, P, CEO
Gogel, Raymond E. Southwestern Public Service Company VP
57
Haley, Nancy A. Southwestern Public Service Company AS
Hart, Cathy J. Southwestern Public Service Company VP, S
Johnson, Gary R. Southwestern Public Service Company D, VP, GC
Kelly, Richard C. Southwestern Public Service Company D, VP, CFO
Marshall, JoEllen Southwestern Public Service Company AS
Peterson, Carol J. Southwestern Public Service Company AS
Petillo, J. T. Southwestern Public Service Company VP
Ripka, David E. Southwestern Public Service Company VP, C
Schell, Mary P. Southwestern Public Service Company AT
Vincent, Patricia K. Southwestern Public Service Company VP
Wilks, David M. Southwestern Public Service Company VP
Ziebell, Anne M. Southwestern Public Service Company AS
----------------------------------------------------------------------------------------------------------
Bonavia, Paul J. Texas-Ohio Pipeline, Inc. D
Figoli, Darla Texas-Ohio Pipeline, Inc. T
Fowke, Ben G. III Texas-Ohio Pipeline, Inc. VP
Haley, Nancy A. Texas-Ohio Pipeline, Inc. AS
Hart, Cathy J. Texas-Ohio Pipeline, Inc. S
Kelly, Richard C. Texas-Ohio Pipeline, Inc. D, CB
Krattenmaker, Kelly J. Texas-Ohio Pipeline, Inc. D, P, CEO
Peterson, Carol J. Texas-Ohio Pipeline, Inc. AS
Schell, Mary P. Texas-Ohio Pipeline, Inc. AT
Ziebell, Anne M. Texas-Ohio Pipeline, Inc. AS
----------------------------------------------------------------------------------------------------------
Delaney, Judith A. Ultra Power Technologies, Inc. AT
Haley, Nancy A. Ultra Power Technologies, Inc. AS
Hart, Cathy J. Ultra Power Technologies, Inc. VP, S
Peterson, Carol J. Ultra Power Technologies, Inc. AS
Petillo, J. T. Ultra Power Technologies, Inc. D, CB, P, CEO
Reecy, Jacqueline S. Ultra Power Technologies, Inc. AT
Schell, Mary P. Ultra Power Technologies, Inc. T, CFO
Zagzebski, Kenneth J. Ultra Power Technologies, Inc. D
Ziebell, Anne M. Ultra Power Technologies, Inc. AS
----------------------------------------------------------------------------------------------------------
Bulloch, Gina L. United Power and Land Company D
Delaney, Judith A. United Power and Land Company AT
Gray, Eric V. United Power and Land Company AT
Haley, Nancy A. United Power and Land Company AS
Hart, Cathy J. United Power and Land Company VP, S
Lesher, Cynthia L. United Power and Land Company D, CB, P
Peterson, Carol J. United Power and Land Company AS
Schell, Mary P. United Power and Land Company VP, T
Widdel, Susan G. United Power and Land Company D, VP
Ziebell, Anne M. United Power and Land Company AS
----------------------------------------------------------------------------------------------------------
Albiani, Scott United Water Company D, S, T
Buczek, Sunny United Water Company D, VP
Dugan, Jim United Water Company D
Halffield, Donald R. Jr. United Water Company D, P
58
Hickman, John United Water Company D
----------------------------------------------------------------------------------------------------------
Barron, Eddie T. Utility Engineering Corporation SVP
Brunetti, Wayne H. Utility Engineering Corporation D
Corbell, Royce W. Utility Engineering Corporation C
Delaney, Judith A. Utility Engineering Corporation AT
Ewell, Kenneth Utility Engineering Corporation SVP
Geaney, George Utility Engineering Corporation VP
Gresham, Robert A. Utility Engineering Corporation VP
Haley, Nancy A. Utility Engineering Corporation AS
Hart, Cathy J. Utility Engineering Corporation VP, S
Henderson, Billy B. Utility Engineering Corporation CFO, T, SVP, AS
Henka, Daniel E. Utility Engineering Corporation VP
Hessen, Corey N. Utility Engineering Corporation VP
Johnson, Gary R. Utility Engineering Corporation D
Kelly, Richard C. Utility Engineering Corporation D, CB
Peterson, Carol J. Utility Engineering Corporation AS
Rugg, Raymond F. Utility Engineering Corporation D, P, CEO
Schappa, Pete Utility Engineering Corporation VP
Schell, Mary P. Utility Engineering Corporation AT
Williams, Jimmy D. Utility Engineering Corporation VP
Ziebell, Anne M. Utility Engineering Corporation AS
----------------------------------------------------------------------------------------------------------
Albright, James Viking Gas Transmission Company S
Derks, Mary A. Viking Gas Transmission Company VP
Gray, Eric V. Viking Gas Transmission Company AT
Jablonske, Michael L. Viking Gas Transmission Company VP
Johnson, Gary R. Viking Gas Transmission Company D
Jones, Catherine A. Viking Gas Transmission Company AS
Kelly, Richard C. Viking Gas Transmission Company D, VP
Lesher, Cynthia L. Viking Gas Transmission Company D, CB
Ross McCalib, Laureen L. Viking Gas Transmission Company VP
Rushton, Richard T. Viking Gas Transmission Company D, P
Sowada, Shari M. Viking Gas Transmission Company AS
----------------------------------------------------------------------------------------------------------
Basler, Donald J. Westgas Interstate, Inc. VP
Delaney, Judith A. Westgas Interstate, Inc. AT
Evans, Cynthia A. Westgas Interstate, Inc. D
Fowke, Ben G. III Westgas Interstate, Inc. VP, T
Haeger, Kurtis J. Westgas Interstate, Inc. VP
Haley, Nancy A. Westgas Interstate, Inc. AS
Peterson, Carol J. Westgas Interstate, Inc. AS
Petillo, J. T. Westgas Interstate, Inc. D, CB, P, CEO
Schell, Mary P. Westgas Interstate, Inc. AT
Ziebell, Anne M. Westgas Interstate, Inc. AS
----------------------------------------------------------------------------------------------------------
Connelly, Michael C. Xcel Energy Argentina, Inc. VP
Haley, Nancy A. Xcel Energy Argentina, Inc. AS
Hart, Cathy J. Xcel Energy Argentina, Inc. VP, S
59
Kelly, Richard C. Xcel Energy Argentina, Inc. D, CB
Peterson, Carol J. Xcel Energy Argentina, Inc. AS
Schiburr, Laura L. Xcel Energy Argentina, Inc. D, VP
Shah, Paras M. Xcel Energy Argentina, Inc. D, P
Stoering, Mark E. Xcel Energy Argentina, Inc. D
Yazvec, Michael J. Xcel Energy Argentina, Inc. VP, T
----------------------------------------------------------------------------------------------------------
Delaney, Judith A. Xcel Energy - Cadence, Inc. AT
Gersack, Michael C. Xcel Energy - Cadence, Inc. VP, T
Haley, Nancy A. Xcel Energy - Cadence, Inc. AS
Hart, Cathy J. Xcel Energy - Cadence, Inc. VP, S
Jaeger, Douglas W. Xcel Energy - Cadence, Inc. VP
Peterson, Carol J. Xcel Energy - Cadence, Inc. AS
Ripka, David E. Xcel Energy - Cadence, Inc. VP, C
Schell, Mary P. Xcel Energy - Cadence, Inc. AT
Vincent, Patricia K. Xcel Energy - Cadence, Inc. D, CB, P, CEO
Ziebell, Anne M. Xcel Energy - Cadence, Inc. AS
----------------------------------------------------------------------------------------------------------
Delaney, Judith A. Xcel Energy - Centrus, Inc. AT
Gersack, Michael C. Xcel Energy - Centrus, Inc. VP, T
Haley, Nancy A. Xcel Energy - Centrus, Inc. AS
Hart, Cathy J. Xcel Energy - Centrus, Inc. S
Peterson, Carol J. Xcel Energy - Centrus, Inc. AS
Schell, Mary P. Xcel Energy - Centrus, Inc. AT
Vincent, Patricia K. Xcel Energy - Centrus, Inc. D, CB, P, CEO
Ziebell, Anne M. Xcel Energy - Centrus, Inc. AS
----------------------------------------------------------------------------------------------------------
Brunetti, Wayne H. Xcel Energy Communications Group, Inc. D
Delaney, Judith A. Xcel Energy Communications Group, Inc. AT
Gersack, Michael C. Xcel Energy Communications Group, Inc. VP, T
Gogel, Raymond E. Xcel Energy Communications Group, Inc. VP
Haley, Nancy A. Xcel Energy Communications Group, Inc. AS
Hart, Cathy J. Xcel Energy Communications Group, Inc. VP, S
Johnson, Gary R. Xcel Energy Communications Group, Inc. D
Kelly, Richard C. Xcel Energy Communications Group, Inc. D, P, CEO
Peterson, Carol J. Xcel Energy Communications Group, Inc. AS
Schell, Mary P. Xcel Energy Communications Group, Inc. AT
Vincent, Patricia K. Xcel Energy Communications Group, Inc. VP
Ziebell, Anne M. Xcel Energy Communications Group, Inc. AS
----------------------------------------------------------------------------------------------------------
Brunetti, Wayne H. Xcel Energy, Inc. D, CB, P, CEO
Burgess, C. Coney Xcel Energy, Inc. D
Christensen, David A. Xcel Energy, Inc. D
Delaney, Judith A. Xcel Energy, Inc. AT
Fowke, Ben G. III Xcel Energy, Inc. VP, T
Haley, Nancy A. Xcel Energy, Inc. AS
Hart, Cathy J. Xcel Energy, Inc. VP, S
Hemminghaus, Roger R. Xcel Energy, Inc. D
Hirschfeld, A. Barry Xcel Energy, Inc. D
60
Johnson, Gary R. Xcel Energy, Inc. VP, GC
Jones, Catherine A. Xcel Energy, Inc. AS
Kelly, Richard C. Xcel Energy, Inc. VP, CFO
Leatherdale, Douglas W. Xcel Energy, Inc. D
Moreno, Albert F. Xcel Energy, Inc. D
Peterson, Carol J. Xcel Energy, Inc. AS
Preska, Margaret R. Xcel Energy, Inc. D
Ripka, David E. Xcel Energy, Inc. VP, C
Sampson, A. Patricia Xcel Energy, Inc. D
Schell, Mary P. Xcel Energy, Inc. AT
Schuman, Allan L. Xcel Energy, Inc. D
Slifer, Rodney E. Xcel Energy, Inc. D
Stephens, W. Thomas Xcel Energy, Inc. D
Ziebell, Anne M. Xcel Energy, Inc. AS
----------------------------------------------------------------------------------------------------------
Brunetti, Wayne H. Xcel Energy Foundation D, P
Evans, Cynthia A. Xcel Energy Foundation D, S
Kelly, Richard C. Xcel Energy Foundation D, T
Lesher, Cynthia L. Xcel Energy Foundation D
Willis, Beth Xcel Energy Foundation D
----------------------------------------------------------------------------------------------------------
Brunetti, Wayne H. Xcel Energy International, Inc. D
Delaney, Judith A. Xcel Energy International, Inc. AT
Fowke, Ben G. III Xcel Energy International, Inc. VP, T
Haley, Nancy A. Xcel Energy International, Inc. AS
Hart, Cathy J. Xcel Energy International, Inc. VP, S
Johnson, Gary R. Xcel Energy International, Inc. D
Kelly, Richard C. Xcel Energy International, Inc. D, CB, P
Peterson, Carol J. Xcel Energy International, Inc. AS
Schell, Mary P. Xcel Energy International, Inc. AT
Ziebell, Anne M. Xcel Energy International, Inc. AS
----------------------------------------------------------------------------------------------------------
Bonavia, Paul J. Xcel Energy Markets Holdings, Inc. D, P, CEO
Brunetti, Wayne H. Xcel Energy Markets Holdings, Inc. D
Delaney, Judith A. Xcel Energy Markets Holdings, Inc. AT
Fowke, Ben G. III Xcel Energy Markets Holdings, Inc. VP, T
Haley, Nancy A. Xcel Energy Markets Holdings, Inc. AS
Hart, Cathy J. Xcel Energy Markets Holdings, Inc. VP, S
Johnson, Gary R. Xcel Energy Markets Holdings, Inc. D
Kelly, Richard C. Xcel Energy Markets Holdings, Inc. D, VP
Krattenmaker, Kelly J. Xcel Energy Markets Holdings, Inc. VP
Peterson, Carol J. Xcel Energy Markets Holdings, Inc. AS
Schell, Mary P. Xcel Energy Markets Holdings, Inc. AT
Ziebell, Anne M. Xcel Energy Markets Holdings, Inc. AS
----------------------------------------------------------------------------------------------------------
61
Delaney, Judith A. Xcel Energy O&M Services, Inc. AT
Fowke, Ben G. III Xcel Energy O&M Services, Inc. VP, T
Haley, Nancy A. Xcel Energy O&M Services, Inc. AS
Hart, Cathy J. Xcel Energy O&M Services, Inc. VP, S
Johnson, Gary R. Xcel Energy O&M Services, Inc. D
Kelly, Richard C. Xcel Energy O&M Services, Inc. D, VP
Peterson, Carol J. Xcel Energy O&M Services, Inc. AS
Petillo, J. T. Xcel Energy O&M Services, Inc. D, CB, P
Schell, Mary P. Xcel Energy O&M Services, Inc. AT
Ziebell, Anne M. Xcel Energy O&M Services, Inc. AS
-----------------------------------------------------------------------------------------------------------------------------
Delaney, Judith A. Xcel Energy Products and Services, Inc. (formerly Xcel Energy Retail Propane, Inc.; AT
formerly Natrogas, Inc.)
Gersack, Michael C. Xcel Energy Products and Services, Inc. (formerly Xcel Energy Retail Propane, Inc.; VP, T
formerly Natrogas, Inc.)
Haley, Nancy A. Xcel Energy Products and Services, Inc. (formerly Xcel Energy Retail Propane, Inc.; AS
formerly Natrogas, Inc.)
Hart, Cathy J. Xcel Energy Products and Services, Inc. (formerly Xcel Energy Retail Propane, Inc.; VP, S
formerly Natrogas, Inc.)
Jaeger, Douglas W. Xcel Energy Products and Services, Inc. (formerly Xcel Energy Retail Propane, Inc.; D, P
formerly Natrogas, Inc.)
Peterson, Carol J. Xcel Energy Products and Services, Inc. (formerly Xcel Energy Retail Propane, Inc.; AS
formerly Natrogas, Inc.)
Schell, Mary P. Xcel Energy Products and Services, Inc. (formerly Xcel Energy Retail Propane, Inc.; AT
formerly Natrogas, Inc.)
Vincent, Patricia K. Xcel Energy Products and Services, Inc. (formerly Xcel Energy Retail Propane, Inc.; D, CB
formerly Natrogas, Inc.)
Ziebell, Anne M. Xcel Energy Products and Services, Inc. (formerly Xcel Energy Retail Propane, Inc.; AS
formerly Natrogas, Inc.)
-----------------------------------------------------------------------------------------------------------------------------
Brunetti, Wayne H. Xcel Energy Retail Holdings, Inc. D
Delaney, Judith A. Xcel Energy Retail Holdings, Inc. AT
Fowke, Ben G. III Xcel Energy Retail Holdings, Inc. VP, T
Haley, Nancy A. Xcel Energy Retail Holdings, Inc. AS
Hart, Cathy J. Xcel Energy Retail Holdings, Inc. VP, S
Johnson, Gary R. Xcel Energy Retail Holdings, Inc. D
Kawakami, Timothy Xcel Energy Retail Holdings, Inc. VP
Kelly, Richard C. Xcel Energy Retail Holdings, Inc. D
Peterson, Carol J. Xcel Energy Retail Holdings, Inc. AS
Schell, Mary P. Xcel Energy Retail Holdings, Inc. AT
Vincent, Patricia K. Xcel Energy Retail Holdings, Inc. D, P, CEO
Ziebell, Anne M. Xcel Energy Retail Holdings, Inc. AS
-----------------------------------------------------------------------------------------------------------------------------
Bonavia, Paul J. Xcel Energy Services, Inc. VP
Brunetti, Wayne H. Xcel Energy Services, Inc. D, CB, P, CEO
Delaney, Judith A. Xcel Energy Services, Inc. AT
Fowke, Ben G. III Xcel Energy Services, Inc. VP, T
Gogel, Raymond E. Xcel Energy Services, Inc. VP
Haley, Nancy A. Xcel Energy Services, Inc. AS
Hart, Cathy J. Xcel Energy Services, Inc. VP, S
Johnson, Gary R. Xcel Energy Services, Inc. D, VP, GC
Kelly, Richard C. Xcel Energy Services, Inc. D, VP, CFO
Lesher, Cynthia L. Xcel Energy Services, Inc. VP
Peterson, Carol J. Xcel Energy Services, Inc. AS
Petillo, J. T. Xcel Energy Services, Inc. VP
Ripka, David E. Xcel Energy Services, Inc. VP, C
Schell, Mary P. Xcel Energy Services, Inc. AT
62
Sparby, David M. Xcel Energy Services, Inc. VP
Vincent, Patricia K. Xcel Energy Services, Inc. VP
Wilks, David M. Xcel Energy Services, Inc. VP
Ziebell, Anne M. Xcel Energy Services, Inc. AS
-----------------------------------------------------------------------------------------------------------------------------
Delaney, Judith A. Xcel Energy Transco, Inc. AT
Haley, Nancy A. Xcel Energy Transco, Inc. AS
Hart, Cathy J. Xcel Energy Transco, Inc. VP, S
Johnson, Gary R. Xcel Energy Transco, Inc. D
Johnson, James P. Xcel Energy Transco, Inc. VP
Kelly, Richard C. Xcel Energy Transco, Inc. D
Moeller, Claire Xcel Energy Transco, Inc. VP
Peterson, Carol J. Xcel Energy Transco, Inc. AS
Petillo, J. T. Xcel Energy Transco, Inc. D
Schell, Mary P. Xcel Energy Transco, Inc. AT
Ziebell, Anne M. Xcel Energy Transco, Inc. AS
Ziebelman, Audrey A. Xcel Energy Transco, Inc. P
-----------------------------------------------------------------------------------------------------------------------------
Brunetti, Wayne H. Xcel Energy Ventures, Inc. D
Delaney, Judith A. Xcel Energy Ventures, Inc. AT
Fowke, Ben G. III Xcel Energy Ventures, Inc. VP, T
Gogel, Raymond E. Xcel Energy Ventures, Inc. VP
Haley, Nancy A. Xcel Energy Ventures, Inc. AS
Hart, Cathy J. Xcel Energy Ventures, Inc. VP, S
Johnson, Gary R. Xcel Energy Ventures, Inc. D
Kelly, Richard C. Xcel Energy Ventures, Inc. D, P, CEO
Peterson, Carol J. Xcel Energy Ventures, Inc. AS
Petillo, J. T. Xcel Energy Ventures, Inc. VP
Schell, Mary P. Xcel Energy Ventures, Inc. AT
Ziebell, Anne M. Xcel Energy Ventures, Inc. AS
-----------------------------------------------------------------------------------------------------------------------------
Brunetti, Wayne H. Xcel Energy Wholesale Group, Inc. D
Delaney, Judith A. Xcel Energy Wholesale Group, Inc. AT
Fowke, Ben G. III Xcel Energy Wholesale Group, Inc. VP, T
Gogel, Raymond E. Xcel Energy Wholesale Group, Inc. VP
Haley, Nancy A. Xcel Energy Wholesale Group, Inc. AS
Hart, Cathy J. Xcel Energy Wholesale Group, Inc. VP, S
Johnson, Gary R. Xcel Energy Wholesale Group, Inc. D
Kelly, Richard C. Xcel Energy Wholesale Group, Inc. D, P, CEO
Peterson, Carol J. Xcel Energy Wholesale Group, Inc. AS
Schell, Mary P. Xcel Energy Wholesale Group, Inc. AT
Vincent, Patricia K. Xcel Energy Wholesale Group, Inc. VP
Ziebell, Anne M. Xcel Energy Wholesale Group, Inc. AS
-----------------------------------------------------------------------------------------------------------------------------
Delaney, Judith A. Xcel Energy Wholesale Propane, Inc. (formerly North American Energy, Inc.) AT
Gersack, Michael C. Xcel Energy Wholesale Propane, Inc. (formerly North American Energy, Inc.) VP, T
Haley, Nancy A. Xcel Energy Wholesale Propane, Inc. (formerly North American Energy, Inc.) AS
Hart, Cathy J. Xcel Energy Wholesale Propane, Inc. (formerly North American Energy, Inc.) VP, S
Kawakami, Timothy Xcel Energy Wholesale Propane, Inc. (formerly North American Energy, Inc.) D, P
63
Peterson, Carol J. Xcel Energy Wholesale Propane, Inc. (formerly North American Energy, Inc.) AS
Schell, Mary P. Xcel Energy Wholesale Propane, Inc. (formerly North American Energy, Inc.) AT
Vincent, Patricia K. Xcel Energy Wholesale Propane, Inc. (formerly North American Energy, Inc.) D, CB
Ziebell, Anne M. Xcel Energy Wholesale Propane, Inc. (formerly North American Energy, Inc.) AS
----------------------------------------------------------------------------------------------------------------------------------
Bonavia, Paul J. Xcel Energy WYCO, Inc. D, VP
Delaney, Judith A. Xcel Energy WYCO, Inc. AT
Fowke, Ben G. III Xcel Energy WYCO, Inc. VP, T
Haley, Nancy A. Xcel Energy WYCO, Inc. AS
Hart, Cathy J. Xcel Energy WYCO, Inc. VP, S
Peterson, Carol J. Xcel Energy WYCO, Inc. AS
Petillo, J. T. Xcel Energy WYCO, Inc. D, CB, P, CEO
Ziebell, Anne M. Xcel Energy WYCO, Inc. AS
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Delaney, Judith A. XECC Group, Inc. AT
Gersack, Michael C. XECC Group, Inc. VP
Haley, Nancy A. XECC Group, Inc. AS
Hart, Cathy J. XECC Group, Inc. VP, S
Peterson, Carol J. XECC Group, Inc. AS
Schell, Mary P. XECC Group, Inc. AT
Vincent, Patricia K. XECC Group, Inc. D, P, CEO
Ziebell, Anne M. XECC Group, Inc. AS
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Bonavia, Paul J. XEM, Inc. D, CB, P, CEO
Delaney, Judith A. XEM, Inc. AT
Dybalski, Jack XEM, Inc. VP
Eves, David XEM, Inc. VP
Haley, Nancy A. XEM, Inc. AS
Hart, Cathy J. XEM, Inc. VP, S
Kelly, Richard C. XEM, Inc. D
Krattenmaker, Kelly J. XEM, Inc. VP
Peterson, Carol J. XEM, Inc. AS
Schell, Mary P. XEM, Inc. AT
Wilks, David M. XEM, Inc. D
Ziebell, Anne M. XEM, Inc. AS
----------------------------------------------------------------------------------------------------------------------------------
Delaney, Judith A. XERS, Inc. AT
Gersack, Michael C. XERS, Inc. VP
Haley, Nancy A. XERS, Inc. AS
Hart, Cathy J. XERS, Inc. VP, S
Kawakami, Timothy XERS, Inc. VP
Peterson, Carol J. XERS, Inc. AS
Schell, Mary P. XERS, Inc. AT
Vincent, Patricia K. XERS, Inc. D, CB, P, CEO
Ziebell, Anne M. XERS, Inc. AS
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Fowke, Ben G. III Young Gas Storage Company, ltd Mgmt Committee Rep
64
Krattenmaker, Kelly J. Young Gas Storage Company, ltd Mgmt Committee Rep
Zinko, Donald J. Young Gas Storage Company, ltd Mgmt Committee Rep
----------------------------------------------------------------------------------------------------------------------------------
Bonavia, Paul J. Young Gas Storage Company D, CB
Delaney, Judith A. Young Gas Storage Company AT
Fowke, Ben G. III Young Gas Storage Company VP, T
Haley, Nancy A. Young Gas Storage Company AS
Hart, Cathy J. Young Gas Storage Company VP, S
Kelly, Richard C. Young Gas Storage Company D
Krattenmaker, Kelly J. Young Gas Storage Company P
Peterson, Carol J. Young Gas Storage Company AS
Schell, Mary P. Young Gas Storage Company AT
Wilks, David M. Young Gas Storage Company D
Ziebell, Anne M. Young Gas Storage Company AS
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65
As of December 31, 2002, the officers and directors of NRG companies are as
follows:
------------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
Arthur Kill Power LLC Assistant Secretary Davido Scott
Arthur Kill Power LLC Management Committee Member Davido Scott
Arthur Kill Power LLC Vice President Davido Scott
Arthur Kill Power LLC Secretary Fisfis David
Arthur Kill Power LLC Management Committee Member Kelly Richard
Arthur Kill Power LLC President Kelly Richard
Arthur Kill Power LLC Assistant Secretary Osteraas Kathryn
Arthur Kill Power LLC Treasurer Schaefer George
Arthur Kill Power LLC Independent Member Tillman Carrie
Astoria Gas Turbine Power LLC Assistant Secretary Davido Scott
Astoria Gas Turbine Power LLC Management Committee Member Davido Scott
Astoria Gas Turbine Power LLC Vice President Davido Scott
Astoria Gas Turbine Power LLC Secretary Fisfis David
Astoria Gas Turbine Power LLC Management Committee Member Kelly Richard
Astoria Gas Turbine Power LLC President Kelly Richard
Astoria Gas Turbine Power LLC Assistant Secretary Osteraas Kathryn
Astoria Gas Turbine Power LLC Treasurer Schaefer George
Astoria Gas Turbine Power LLC Independent Member Tillman Carrie
B.L. England Operations Inc. Assistant Corporate Secretary Osteraas Kathryn
B.L. England Operations Inc. Vice President Richardson Thomas
Bayou Cove Peaking Power, LLC Assistant Secretary Davido Scott
Bayou Cove Peaking Power, LLC Management Board (sole) Davido Scott
Bayou Cove Peaking Power, LLC Vice President Davido Scott
Bayou Cove Peaking Power, LLC President Kelly Richard
Bayou Cove Peaking Power, LLC Vice President Marks Stanley
Bayou Cove Peaking Power, LLC Secretary Mclnnis A.
Bayou Cove Peaking Power, LLC Assistant Secretary Osteraas Kathryn
Bayou Cove Peaking Power, LLC Treasurer Schaefer George
Berrians I Gas Turbine Power LLC Assistant Secretary Davido Scott
Berrians I Gas Turbine Power LLC Vice President Davido Scott
Berrians I Gas Turbine Power LLC Secretary Fisfis David
Berrians I Gas Turbine Power LLC President Kelly Richard
Berrians I Gas Turbine Power LLC Assistant Secretary Osteraas Kathryn
Berrians I Gas Turbine Power LLC Treasurer Schaefer George
Big Cajun I Peaking Power LLC Assistant Secretary Davido Scott
Big Cajun I Peaking Power LLC Management Committee Member Davido Scott
Big Cajun I Peaking Power LLC Vice President Davido Scott
Big Cajun I Peaking Power LLC Management Committee Member Kelly Richard
Big Cajun I Peaking Power LLC President Kelly Richard
Big Cajun I Peaking Power LLC Vice President Marks Stanley
Big Cajun I Peaking Power LLC Secretary Mclnnis A.
Big Cajun I Peaking Power LLC Assistant Secretary Osteraas Kathryn
Big Cajun I Peaking Power LLC Management Committee Member Schaefer George
66
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SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
Big Cajun I Peaking Power LLC Treasurer Schaefer George
Big Cajun II Unit 4 LLC Assistant Secretary Davido Scott
Big Cajun II Unit 4 LLC Management Board (sole) Davido Scott
Big Cajun II Unit 4 LLC Vice President Davido Scott
Big Cajun II Unit 4 LLC President Kelly Richard
Big Cajun II Unit 4 LLC Vice President Marks Stanley
Big Cajun II Unit 4 LLC Secretary Mclnnis A.
Big Cajun II Unit 4 LLC Assistant Secretary Osteraas Kathryn
Big Cajun II Unit 4 LLC Treasurer Schaefer George
Bridgeport Harbor Power LLC Secretary Fisfis David
Bridgeport Harbor Power LLC Assistant Secretary Osteraas Kathryn
Brimsdown Power Limited Director Campone Thomas
Brimsdown Power Limited Director Cwikla John
Brimsdown Power Limited Secretary DeNotto Gerald
Brimsdown Power Limited Director Forsythe Gerald
Brimsdown Power Limited Director Kelly Richard
Cabrillo Power I LLC Treasurer Doty, Jr. Robert
Cabrillo Power I LLC Vice President Hermann Edward
Cabrillo Power I LLC Assistant Secretary Johnson Alisa
Cabrillo Power I LLC President Kelly Richard
Cabrillo Power I LLC Executive Committee Member Lednicky Lynn
Cabrillo Power I LLC President Lednicky Lynn
Cabrillo Power I LLC Secretary Lloyd David
Cabrillo Power I LLC Vice President Manalac G.P.
Cabrillo Power I LLC Executive Committee Member (1 of 3) Marks Stanley
Cabrillo Power I LLC Vice President Marks Stanley
Cabrillo Power I LLC Assistant Secretary Osteraas Kathryn
Cabrillo Power I LLC Assistant Secretary Roth David
Cabrillo Power I LLC Executive Committee Member (1 of 3) Williams Kent
Cabrillo Power I LLC Vice President Williams J.
Cabrillo Power II LLC Treasurer Doty, Jr. Robert
Cabrillo Power II LLC Vice President Hermann Edward
Cabrillo Power II LLC Assistant Secretary Johnson Alisa
Cabrillo Power II LLC President Kelly Richard
Cabrillo Power II LLC Executive Committee Member Lednicky Lynn
Cabrillo Power II LLC President Lednicky Lynn
Cabrillo Power II LLC Secretary Lloyd David
Cabrillo Power II LLC Vice President Manalac G.P.
Cabrillo Power II LLC Vice President Marks Stanley
Cabrillo Power II LLC Assistant Secretary Osteraas Kathryn
Cabrillo Power II LLC Assistant Secretary Roth David
Cabrillo Power II LLC Executive Committee Member Williams J.
Cabrillo Power II LLC Vice President Williams J.
Cadillac Renewable Energy LLC Management Committee Member Decker(1)
67
------------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
Cadillac Renewable Energy LLC Management Committee Member Riley Bryan
Camas Power Boiler, Inc. Director Carroll Michael
Camas Power Boiler, Inc. President Carroll Michael
Camas Power Boiler, Inc. Assistant Secretary Davido Scott
Camas Power Boiler, Inc. Director Davido Scott
Camas Power Boiler, Inc. Vice President Davido Scott
Camas Power Boiler, Inc. Vice President Kelly Richard
Camas Power Boiler, Inc. Assistant Secretary Osteraas Kathryn
Camas Power Boiler, Inc. Vice President Platteter Dennis
Camas Power Boiler, Inc. Secretary Ptacek Tammie
Camas Power Boiler, Inc. Treasurer Schaefer George
Capistrano Cogeneration Company Assistant Secretary Davido Scott
Capistrano Cogeneration Company Director (sole) Davido Scott
Capistrano Cogeneration Company Vice President Davido Scott
Capistrano Cogeneration Company Secretary Fisfis David
Capistrano Cogeneration Company President Kelly Richard
Capistrano Cogeneration Company Assistant Secretary Osteraas Kathryn
Capistrano Cogeneration Company Vice President Riley Bryan
Capistrano Cogeneration Company Treasurer Schaefer George
Carolina Energy, Limited Partnership Management Committee member (alternate) Carolina Energy
Corp.(1)
Carolina Energy, Limited Partnership Management Committee member (alternate) Marks Stanley
Carolina Energy, Limited Partnership Management Committee member (alternate) Quixx Carolina(1)
Carquinez Strait Preservation Trust, Inc. Vice President Fahden (Trust) Nancy
Carquinez Strait Preservation Trust, Inc. Secretary Hight Robert
Carquinez Strait Preservation Trust, Inc. Executive Vice President Kondylis (Trust) Barbara
Carquinez Strait Preservation Trust, Inc. Director Others(26)
Carquinez Strait Preservation Trust, Inc. President Somerset (Trust) Harold
Central and Eastern Europe Power Fund, Ltd. Director Buehler, Jr. John
Central and Eastern Europe Power Fund, Ltd. Supervisory Council Covindassamy Anada
Central and Eastern Europe Power Fund, Ltd. Director Magid Herbert
Central and Eastern Europe Power Fund, Ltd. Supervisory Council Rey Martin
Central and Eastern Europe Power Fund, Ltd. Supervisory Council (alternate) Schieder Wolfram
Central and Eastern Europe Power Fund, Ltd. Director Stanaro Richard
Chickahominy River Energy Corp. Assistant Secretary Davido Scott
Chickahominy River Energy Corp. Director (sole) Davido Scott
Chickahominy River Energy Corp. Vice President Davido Scott
Chickahominy River Energy Corp. Secretary Fisfis David
Chickahominy River Energy Corp. President Kelly Richard
Chickahominy River Energy Corp. Assistant Secretary Osteraas Kathryn
Chickahominy River Energy Corp. Vice President Riley Bryan
Chickahominy River Energy Corp. Treasurer Schaefer George
Clark Power LLC President Kelly Richard
Clark Power LLC Secretary Lloyd David
68
------------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
Clark Power LLC Assistant Secretary Osteraas Kathryn
Cobee Energy Development LLC Assistant Secretary Davido Scott
Cobee Energy Development LLC Executive Committee Member Davido Scott
Cobee Energy Development LLC Vice President Davido Scott
Cobee Energy Development LLC Executive Committee Member Kelly Richard
Cobee Energy Development LLC President Kelly Richard
Cobee Energy Development LLC Assistant Secretary Osteraas Kathryn
Cobee Energy Development LLC Secretary Smith Guy
Cobee Holdings LLC President Kelly Richard
Cobee Holdings LLC Assistant Secretary Osteraas Kathryn
Cobee Holdings LLC Treasurer Schaefer George
Cobee Holdings LLC Secretary Smith Guy
Cobee Holdings LLC. Vice President Davido Scott
Commonwealth Atlantic Power LLC Assistant Secretary Davido Scott
Commonwealth Atlantic Power LLC Vice President Davido Scott
Commonwealth Atlantic Power LLC Secretary Fisfis David
Commonwealth Atlantic Power LLC President Kelly Richard
Commonwealth Atlantic Power LLC Assistant Secretary Osteraas Kathryn
Commonwealth Atlantic Power LLC Vice President Riley Bryan
Commonwealth Atlantic Power LLC Treasurer Schaefer George
Commonwealth Atlantic Power LLC Independent Member Tillman Carrie
Compania Boliviana de Energia Electrica S.A. President and Chief Operating Officer Contreras Carlos
Compania Boliviana de Energia Electrica S.A. Director Contrerras Carlos
Compania Boliviana de Energia Electrica S.A. Chief Financial Officer Gibson (Cobee) Roland
Compania Boliviana de Energia Electrica S.A. Vice President - Finance Gibson (Cobee) Roland
Compania Boliviana de Energia Electrica S.A. General Manager LeMaitre Julio
Conemaugh Power LLC Assistant Secretary Davido Scott
Conemaugh Power LLC Management Committee Member Davido Scott
Conemaugh Power LLC Vice President Davido Scott
Conemaugh Power LLC Secretary Fisfis David
Conemaugh Power LLC Management Committee Member Kelly Richard
Conemaugh Power LLC President Kelly Richard
Conemaugh Power LLC Assistant Secretary Osteraas Kathryn
Conemaugh Power LLC Independent Member Panaccione Deborah
Conemaugh Power LLC Vice President Riley Bryan
Conemaugh Power LLC Management Committee Member Schaefer George
Conemaugh Power LLC Treasurer Schaefer George
Coniti Holding B.V. Director NRGenerating Holdings
(No. 21) B.V.
Connecticut Jet Power LLC Vice President Brewster John
Connecticut Jet Power LLC Assistant Secretary Davido Scott
Connecticut Jet Power LLC Management Committee Member Davido Scott
Connecticut Jet Power LLC Vice President Davido Scott
Connecticut Jet Power LLC Secretary Fisfis David
Connecticut Jet Power LLC Management Committee Member Kelly Richard
69
------------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
Connecticut Jet Power LLC President Kelly Richard
Connecticut Jet Power LLC Assistant Secretary Osteraas Kathryn
Connecticut Jet Power LLC Treasurer Schaefer George
Connecticut Jet Power LLC Independent Member Tillman Carrie
Croatia Power Group Director Murley Thomas
Croatia Power Group Director Skupnjak Tom
Croatia Power Group Director Wolf Steven
Csepel Luxembourg (No. 1) S.a.r.l. Director NRGenerating Luxembourg
(No. 1) S.a.r.l.
Deepwater Operations Inc. Assistant Corporate Secretary Osteraas Kathryn
Deepwater Operations Inc. Vice President Richardson Thomas
Denver City Energy Associates, L.P. President Kelly Richard
Denver City Energy Associates, L.P. Secretary Mclnnis A.
Denver City Energy Associates, L.P. Assistant Secretary Osteraas Kathryn
Denver City Energy Associates, L.P. Vice President Williams Alan
Devon Power LLC Vice President Brewster John
Devon Power LLC Assistant Secretary Davido Scott
Devon Power LLC Management Committee Member Davido Scott
Devon Power LLC Vice President Davido Scott
Devon Power LLC Secretary Fisfis David
Devon Power LLC Management Committee Member Kelly Richard
Devon Power LLC President Kelly Richard
Devon Power LLC Assistant Secretary Osteraas Kathryn
Devon Power LLC Treasurer Schaefer George
Devon Power LLC Independent Member Tillman Carrie
Dunkirk Power LLC Assistant Secretary Davido Scott
Dunkirk Power LLC Management Committee Member Davido Scott
Dunkirk Power LLC Vice President Davido Scott
Dunkirk Power LLC Secretary Fisfis David
Dunkirk Power LLC Management Committee Member Kelly Richard
Dunkirk Power LLC President Kelly Richard
Dunkirk Power LLC Assistant Secretary Osteraas Kathryn
Dunkirk Power LLC Treasurer Schaefer George
Dunkirk Power LLC Independent Member Tillman Carrie
Eastern Generation Services (India) Private Limited Director Richard Kelly
Eastern Sierra Energy Company President Kelly Richard
Eastern Sierra Energy Company Secretary Lloyd David
Eastern Sierra Energy Company Vice President Marks Stanley
Eastern Sierra Energy Company Assistant Secretary Osteraas Kathryn
El Segundo Power II LLC President Kelly Richard
El Segundo Power II LLC Secretary Lloyd David
El Segundo Power II LLC Vice President Marks Stanley
El Segundo Power II LLC Assistant Secretary Osteraas Kathryn
El Segundo Power, LLC Treasurer Doty, Jr. Robert
El Segundo Power, LLC Assistant Secretary Johnson Alisa
70
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SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
El Segundo Power, LLC President Kelly Richard
El Segundo Power, LLC Executive Committee Representative Lednicky Lynn
El Segundo Power, LLC President Lednicky A.
El Segundo Power, LLC Secretary Lloyd David
El Segundo Power, LLC Executive Committee Representative Manalac G.P.
El Segundo Power, LLC Executive Committee Representative Marks Stanley
El Segundo Power, LLC Vice President Marks Stanley
El Segundo Power, LLC Assistant Secretary Osteraas Kathryn
El Segundo Power, LLC Assistant Secretary Roth David
El Segundo Power, LLC Executive Committee Member Williams J.
El Segundo Power, LLC Vice President Williams J.
Elk River Resource Recovery, Inc. President Carroll Michael
Elk River Resource Recovery, Inc. Assistant Secretary Davido Scott
Elk River Resource Recovery, Inc. Director Davido Scott
Elk River Resource Recovery, Inc. Vice President Davido Scott
Elk River Resource Recovery, Inc. Director Kelly Richard
Elk River Resource Recovery, Inc. Assistant Secretary Osteraas Kathryn
Elk River Resource Recovery, Inc. Secretary Ptacek Tammie
Elk River Resource Recovery, Inc. Director Schaefer George
Elk River Resource Recovery, Inc. Treasurer Schaefer George
Empresa de Generacion Electrica Cahua S.A. Director Kelly Richard
Empresa de Generacion Electrica Cahua S.A. Director Smith Guy
Energeticke Centrum Kladno, s.r.o. Executive Director Krasny Josef
Energeticke Centrum Kladno, s.r.o. Executive Director Prajzler Milan
Energeticke Centrum Kladno, s.r.o. Executive Director Spacek Ludek
Energia Pacasmayo S.A. Director Contreras Carlos
Energy National, Inc. Assistant Secretary Davido Scott
Energy National, Inc. Director Davido Scott
Energy National, Inc. Vice President Davido Scott
Energy National, Inc. Director Kelly Richard
Energy National, Inc. President Kelly Richard
Energy National, Inc. Secretary Lloyd David
Energy National, Inc. Vice President Marks Stanley
Energy National, Inc. Assistant Secretary Osteraas Kathryn
Energy National, Inc. Director Schaefer George
Energy National, Inc. Treasurer Schaefer George
Enfield Energy Centre Limited Director Campone (Indeck) Thomas
Enfield Energy Centre Limited Director Cwikla (Indeck) John
Enfield Energy Centre Limited Director DeNotto (Indeck) Gerald
Enfield Energy Centre Limited Secretary DeNotto (Indeck) Gerald
Enfield Energy Centre Limited Director Forsythe (Indeck) Gerald
Enfield Energy Centre Limited Director Kelly Richard
Enfield Energy Centre Limited Director Lahiri (El Paso) Robin
Enfield Holdings B.V. Director Croke (El Paso) Mark
71
-----------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-----------------------------------------------------------------------------------------------------------
Enfield Holdings B.V. Secretary Holland Intertrust Corp. B.V.
-----------------------------------------------------------------------------------------------------------
Enfield Holdings B.V. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------
Enfield Holdings B.V. Director Pickard (El Paso) Christopher
-----------------------------------------------------------------------------------------------------------
Enfield Operations (UK) Limited Director Campone (Indeck) Thomas
-----------------------------------------------------------------------------------------------------------
Enfield Operations (UK) Limited Director Cwikla (Indeck) John
-----------------------------------------------------------------------------------------------------------
Enfield Operations (UK) Limited Secretary DeNotto (Indeck) Gerald
-----------------------------------------------------------------------------------------------------------
Enfield Operations (UK) Limited Director Smith Thomas
-----------------------------------------------------------------------------------------------------------
Enfield Operations (UK) Limited Director Smith Guy
-----------------------------------------------------------------------------------------------------------
Enfield Operations, L.L.C. Manager Campone Thomas
-----------------------------------------------------------------------------------------------------------
Enfield Operations, L.L.C. Manager Cwikla (Indeck) John
-----------------------------------------------------------------------------------------------------------
Enfield Operations, L.L.C. Manager DeNotto Gerald
-----------------------------------------------------------------------------------------------------------
Enfield Operations, L.L.C. Assistant Secretary DeNotto (Indeck) Gerald
-----------------------------------------------------------------------------------------------------------
Enfield Operations, L.L.C. Manager Forsythe Gerald
-----------------------------------------------------------------------------------------------------------
Enfield Operations, L.L.C. Manager Smith Thomas
-----------------------------------------------------------------------------------------------------------
Enifund, Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
Enifund, Inc. Director Davido Scott
-----------------------------------------------------------------------------------------------------------
Enifund, Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
Enifund, Inc. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------
Enifund, Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------
Enifund, Inc. Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------
Enifund, Inc. Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------------
Enifund, Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
Enifund, Inc. Director Schaefer George
-----------------------------------------------------------------------------------------------------------
Enifund, Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
Enigen, Inc. Vice President Anderson Mark
-----------------------------------------------------------------------------------------------------------
Enigen, Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------
Enigen, Inc. Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------
Enigen, Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
Entrade Holdings B.V. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------
Entrade Holdings B.V. Director Temmes Management Services B.V.
-----------------------------------------------------------------------------------------------------------
ESOCO Molokai, Inc. Vice President Brewster John
-----------------------------------------------------------------------------------------------------------
Esoco Molokai, Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
Esoco Molokai, Inc. Director Davido Scott
-----------------------------------------------------------------------------------------------------------
Esoco Molokai, Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
Esoco Molokai, Inc. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------
Esoco Molokai, Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------
Esoco Molokai, Inc. Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------
Esoco Molokai, Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
Esoco Molokai, Inc. Director Schaefer George
-----------------------------------------------------------------------------------------------------------
ESOCO Molokai, Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
Esoco Orrington, Inc. Vice President Brewster John
-----------------------------------------------------------------------------------------------------------
Esoco Orrington, Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
Esoco Orrington, Inc. Director Davido Scott
-----------------------------------------------------------------------------------------------------------
Esoco Orrington, Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
72
---------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
---------------------------------------------------------------------------------------
Esoco Orrington, Inc. Director Kelly Richard
---------------------------------------------------------------------------------------
Esoco Orrington, Inc. President Kelly Richard
---------------------------------------------------------------------------------------
Esoco Orrington, Inc. Secretary Lloyd David
---------------------------------------------------------------------------------------
Esoco Orrington, Inc. Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------
Esoco Orrington, Inc. Director Schaefer George
---------------------------------------------------------------------------------------
Esoco Orrington, Inc. Treasurer Schaefer George
---------------------------------------------------------------------------------------
Esoco Soledad, Inc. Vice President Brewster John
---------------------------------------------------------------------------------------
Esoco Soledad, Inc. Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------
Esoco Soledad, Inc. Director Davido Scott
---------------------------------------------------------------------------------------
Esoco Soledad, Inc. Vice President Davido Scott
---------------------------------------------------------------------------------------
Esoco Soledad, Inc. Director Kelly Richard
---------------------------------------------------------------------------------------
Esoco Soledad, Inc. President Kelly Richard
---------------------------------------------------------------------------------------
Esoco Soledad, Inc. Secretary Lloyd David
---------------------------------------------------------------------------------------
Esoco Soledad, Inc. Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------
Esoco Soledad, Inc. Director Schaefer George
---------------------------------------------------------------------------------------
Esoco Soledad, Inc. Treasurer Schaefer George
---------------------------------------------------------------------------------------
Esoco, Inc. Vice President Brewster John
---------------------------------------------------------------------------------------
Esoco, Inc. Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------
Esoco, Inc. Director Davido Scott
---------------------------------------------------------------------------------------
Esoco, Inc. Vice President Davido Scott
---------------------------------------------------------------------------------------
Esoco, Inc. Director Kelly Richard
---------------------------------------------------------------------------------------
Esoco, Inc. President Kelly Richard
---------------------------------------------------------------------------------------
Esoco, Inc. Secretary Lloyd David
---------------------------------------------------------------------------------------
Esoco, Inc. Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------
Esoco, Inc. Director Schaefer George
---------------------------------------------------------------------------------------
Esoco, Inc. Treasurer Schaefer George
---------------------------------------------------------------------------------------
Flinders Coal Pty Ltd
---------------------------------------------------------------------------------------
Flinders Coal Pty Ltd Director Althoff Robert
---------------------------------------------------------------------------------------
Flinders Coal Pty Ltd Secretary Messer Shaun
---------------------------------------------------------------------------------------
Flinders Coal Pty Ltd Secretary Moschakis Jack
---------------------------------------------------------------------------------------
Flinders Labuan (No. 1) Ltd.
---------------------------------------------------------------------------------------
Flinders Labuan (No. 1) Ltd. Director Kelly Richard
---------------------------------------------------------------------------------------
Flinders Labuan (No. 1) Ltd. Secretary Messer Shaun
---------------------------------------------------------------------------------------
Flinders Labuan (No. 2) Ltd.
---------------------------------------------------------------------------------------
Flinders Labuan (No. 2) Ltd. Director Kelly Richard
---------------------------------------------------------------------------------------
Flinders Labuan (No. 2) Ltd. Secretary Messer Shaun
---------------------------------------------------------------------------------------
Flinders NR(Gibraltar) Director Golt Teresa
---------------------------------------------------------------------------------------
Flinders Osborne Trading Pty Ltd
---------------------------------------------------------------------------------------
Flinders Osborne Trading Pty Ltd Director Althoff Robert
---------------------------------------------------------------------------------------
Flinders Osborne Trading Pty Ltd Secretary Messer Shaun
---------------------------------------------------------------------------------------
Flinders Osborne Trading Pty Ltd Secretary Moschakis Jack
---------------------------------------------------------------------------------------
Flinders Power Finance Pty Ltd
---------------------------------------------------------------------------------------
Flinders Power Finance Pty Ltd Director Althoff Robert
---------------------------------------------------------------------------------------
73
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SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-----------------------------------------------------------------------------------------------------------------------------------
Flinders Power Finance Pty Ltd Secretary Messer Shaun
-----------------------------------------------------------------------------------------------------------------------------------
Flinders Power Finance Pty Ltd Secretary Moschakis Jack
-----------------------------------------------------------------------------------------------------------------------------------
Four Hills, LLC Manager Erickson (Ziegler) Stanley
-----------------------------------------------------------------------------------------------------------------------------------
Gladstone Power Station Joint Venture (unincorporated)
-----------------------------------------------------------------------------------------------------------------------------------
Gladstone Power Station Joint Venture (unincorporated) Management Committee Member Others
-----------------------------------------------------------------------------------------------------------------------------------
GPP Investors I, LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------------
GPP Investors I, LLC Secretary Mclnnis A.
-----------------------------------------------------------------------------------------------------------------------------------
GPP Investors I, LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------------
GPP Investors I, LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------------
GPP Investors I, LLC Vice President Williams Alan
-----------------------------------------------------------------------------------------------------------------------------------
Granite II Holding, LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Granite II Holding, LLC Manager (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Granite II Holding, LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Granite II Holding, LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------------
Granite II Holding, LLC Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------------------------------------
Granite II Holding, LLC Secretary Mclnnis A.
-----------------------------------------------------------------------------------------------------------------------------------
Granite II Holding, LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------------
Granite II Holding, LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------------
Gunwale B.V. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------------
Gunwale B.V. Director Temmes Management Services BV
-----------------------------------------------------------------------------------------------------------------------------------
Hanover Energy Company Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Hanover Energy Company Director (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Hanover Energy Company Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Hanover Energy Company Secretary Fisfis David
-----------------------------------------------------------------------------------------------------------------------------------
Hanover Energy Company President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------------
Hanover Energy Company Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------------
Hanover Energy Company Vice President Riley Bryan
-----------------------------------------------------------------------------------------------------------------------------------
Hanover Energy Company Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------------
Hsin Yu Energy Development Co., Ltd.
-----------------------------------------------------------------------------------------------------------------------------------
Hsin Yu Energy Development Co., Ltd. Director Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Hsin Yu Energy Development Co., Ltd. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------------
Huntley Power LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Huntley Power LLC Management Committee Member Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Huntley Power LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Huntley Power LLC Secretary Fisfis David
-----------------------------------------------------------------------------------------------------------------------------------
Huntley Power LLC Management Committee Member Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------------
Huntley Power LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------------
Huntley Power LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------------
Huntley Power LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------------
Huntley Power LLC Independent Member Tillman Carrie
-----------------------------------------------------------------------------------------------------------------------------------
Indian River Operations Inc. Vice President Brewster John
-----------------------------------------------------------------------------------------------------------------------------------
Indian River Operations Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
74
---------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
---------------------------------------------------------------------------------------------------------------
Indian River Operations Inc. Director (sole) Davido Scott
---------------------------------------------------------------------------------------------------------------
Indian River Operations Inc. Vice President Davido Scott
---------------------------------------------------------------------------------------------------------------
Indian River Operations Inc. Secretary Fisfis David
---------------------------------------------------------------------------------------------------------------
Indian River Operations Inc. President Kelly Richard
---------------------------------------------------------------------------------------------------------------
Indian River Operations Inc. Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------------------
Indian River Operations Inc. Vice President Rileyr Bryan
---------------------------------------------------------------------------------------------------------------
Indian River Operations Inc. Treasurer Schaefer George
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC Management Committee Member Davido Scott
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC Vice President Davido Scott
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC Secretary Fisfis David
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC Management Committee Member Kelly Richard
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC President Kelly Richard
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC Independent Member Morgan Michael
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC Vice President Riley Bryan
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC Management Committee Member Schaefer George
---------------------------------------------------------------------------------------------------------------
Indian River Power LLC Treasurer Schaefer George
---------------------------------------------------------------------------------------------------------------
Itiquira Energetica S.A. Construction Committee Vice Chairman Borba Luis
---------------------------------------------------------------------------------------------------------------
Itiquira Energetica S.A. Director Borba Luis
---------------------------------------------------------------------------------------------------------------
Itiquira Energetica S.A. President Borba Luis
---------------------------------------------------------------------------------------------------------------
Itiquira Energetica S.A. Construction Committee Financial Manager Casaes Tarcisio
---------------------------------------------------------------------------------------------------------------
Itiquira Energetica S.A. Director de Souza Wilson
---------------------------------------------------------------------------------------------------------------
Itiquira Energetica S.A. Administrative & Finance Officer Lafayette Domocrito
---------------------------------------------------------------------------------------------------------------
Itiquira Energetica S.A. Construction Committee Contracts Manager Oberg Thomas
---------------------------------------------------------------------------------------------------------------
Itiquira Energetica S.A. Construction Committee Projects Manager Thorsteinsson Mark
---------------------------------------------------------------------------------------------------------------
Jackson Valley Energy Partners, L.P. Management Committee Member Coombs Alan
---------------------------------------------------------------------------------------------------------------
Jackson Valley Energy Partners, L.P. Management Committee Member Marks Stanley
---------------------------------------------------------------------------------------------------------------
Jackson Valley Energy Partners, L.P. Management Committee member Volkar Patrick
---------------------------------------------------------------------------------------------------------------
James River Power LLC Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------------------------------
James River Power LLC Vice President Davido Scott
---------------------------------------------------------------------------------------------------------------
James River Power LLC Secretary Fisfis David
---------------------------------------------------------------------------------------------------------------
James River Power LLC President Kelly Richard
---------------------------------------------------------------------------------------------------------------
James River Power LLC Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------------------
James River Power LLC Vice President Riley Bryan
---------------------------------------------------------------------------------------------------------------
James River Power LLC Treasurer Schaefer George
---------------------------------------------------------------------------------------------------------------
Keystone Power LLC Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------------------------------
Keystone Power LLC Management Committee Member Davido Scott
---------------------------------------------------------------------------------------------------------------
Keystone Power LLC Vice President Davido Scott
---------------------------------------------------------------------------------------------------------------
Keystone Power LLC Secretary Fisfis David
---------------------------------------------------------------------------------------------------------------
Keystone Power LLC Management Committee Member Kelly Richard
---------------------------------------------------------------------------------------------------------------
Keystone Power LLC President Kelly Richard
---------------------------------------------------------------------------------------------------------------
Keystone Power LLC Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------------------
Keystone Power LLC Independent Member Premeaux Teresa
---------------------------------------------------------------------------------------------------------------
Keystone Power LLC Vice President Riley Bryan
---------------------------------------------------------------------------------------------------------------
75
------------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
Keystone Power LLC Management Committee Member Schaefer George
------------------------------------------------------------------------------------------------------------------------------------
Keystone Power LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------------------
Kiksis B.V. Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Kiksis B.V. Director Temmes Management Services BV
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Generation Limited Secretary Eitrheim Marie
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Generation Limited Director Jackson Stuart
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Generation Limited Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Holdings Limited Secretary Eitrheim Marie
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Holdings Limited Director Jackson Stuart
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Holdings Limited Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Power Limited Secretary Eitrheim Marie
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Power Limited Director Jackson Stuart
------------------------------------------------------------------------------------------------------------------------------------
Killingholme Power Limited Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Kladno Power (No. 1) B.V. Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Kladno Power (No. 1) B.V. Director Temmes Management Services BV
------------------------------------------------------------------------------------------------------------------------------------
Kladno Power (No. 2) B.V. Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Kladno Power (No. 2) B.V. Director Temmes Management Services BV
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau Betriebsgesellschaft mbH Operating and Maintenance Committee member Boline Gary
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau Betriebsgesellschaft mbH Operating and Maintenance Committee member Haffner Paul
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau Betriebsgesellschaft mbH Managing Director - Geschaftsfuhrer Rinne Jochem
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau Betriebsgesellschaft mbH Managing Director - Geschaftsfuhrer Shelton-Smith John
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau Betriebsgesellschaft mbH Operating and Maintenance Committee member VKR(1)
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR Finance Committee member Beadle Richard
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR Managing Partner E.On Kraftwerke GmbH f/k/a Veba
Kraftwerk Ruhr AG
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR Finance Committee member Manzey-Adelman Lisa
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR Construction Committee member Neel John
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR Manager Neel John
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR Manager PowerGen(1)
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR Construction Committee member PowerGen(2)
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR Construction Committee member VKR(2)
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR Finance Committee member VKR(2)
------------------------------------------------------------------------------------------------------------------------------------
Lakefield Junction LP Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------------
Lambique Beheer B.V. Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Lambique Beheer B.V. Director Temmes Management Services BV
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Adams Clinton
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Choudhuri Gour
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Enderby Steven
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Gupta S.
------------------------------------------------------------------------------------------------------------------------------------
76
------------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Kotaiah Pamidi
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Kunert Paul
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Kwon Chae
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Prasad Y. Harish
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Rajagopal L.
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Rao Madhusudhan
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Secretary Rao D.
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Reddy K.
------------------------------------------------------------------------------------------------------------------------------------
Lanco Kondapalli Power Pvt Ltd. Director Venkatasubramanian P.
------------------------------------------------------------------------------------------------------------------------------------
Landfill Power LLC Operating Committee member Erickson (Ziegler) Stanley
------------------------------------------------------------------------------------------------------------------------------------
Landfill Power LLC Operating Committee Member Purves Alan
------------------------------------------------------------------------------------------------------------------------------------
Langage Energy Park Limited Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Langage Energy Park Limited Director Milkovich James
------------------------------------------------------------------------------------------------------------------------------------
Langage Energy Park Limited Secretary Mincing Lane Corporate Services Limited
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Vice President Beneditti Jeanne
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Vice President Bowen Rick
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Treasurer Doty, Jr. Robert
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Assistant Secretary Johnson Alisa
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Executive Committee Representative Lednicky Lynn
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC President Lednicky Lynn
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Secretary Lloyd David
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Executive Committee Representative Manalac G.P.
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Executive Committee Representative Marks Stanley
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Vice President Marks Stanley
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Executive Committee Member Williams J.
------------------------------------------------------------------------------------------------------------------------------------
Long Beach Generation LLC Vice President Williams J.
------------------------------------------------------------------------------------------------------------------------------------
Louisiana Generating LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
Louisiana Generating LLC Management Board Member (sole) Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
Louisiana Generating LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
Louisiana Generating LLC President Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Louisiana Generating LLC Vice President Marks Stanley
------------------------------------------------------------------------------------------------------------------------------------
Louisiana Generating LLC Secretary McInnis A.
------------------------------------------------------------------------------------------------------------------------------------
Louisiana Generating LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------------
Loy Yang Power Management Pty Ltd Director Kay (CMS) Ian
------------------------------------------------------------------------------------------------------------------------------------
Loy Yang Power Management Pty Ltd Director Patterson (Macquarie) Robert
------------------------------------------------------------------------------------------------------------------------------------
Loy Yang Power Management Pty Ltd Secretary Ryan (CMS) Mark
------------------------------------------------------------------------------------------------------------------------------------
Loy Yang Power Partners (unincorporated) Management Committee Member Others
------------------------------------------------------------------------------------------------------------------------------------
Loy Yang Power Projects Pty Ltd Director Kay Ian
------------------------------------------------------------------------------------------------------------------------------------
Loy Yang Power Projects Pty Ltd Director Patterson Robert
------------------------------------------------------------------------------------------------------------------------------------
Loy Yang Power Projects Pty Ltd Secretary Ryan Mark
------------------------------------------------------------------------------------------------------------------------------------
LS Power Management, LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
LS Power Management, LLC Manager (sole) Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
LS Power Management, LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
77
-------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-------------------------------------------------------------------------------------
LS Power Management, LLC President Kelly Richard
-------------------------------------------------------------------------------------
LS Power Management, LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------
LS Power Management, LLC Secretary McInnis A.
-------------------------------------------------------------------------------------
LS Power Management, LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
LS Power Management, LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------
LSP Batesville Funding Corp, Vice President Williams Alan
-------------------------------------------------------------------------------------
LSP Batesville Funding Corp. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------
LSP Batesville Funding Corp. Director Davido Scott
-------------------------------------------------------------------------------------
LSP Batesville Funding Corp. Vice President Davido Scott
-------------------------------------------------------------------------------------
LSP Batesville Funding Corp. Director Kelly Richard
-------------------------------------------------------------------------------------
LSP Batesville Funding Corp. President Kelly Richard
-------------------------------------------------------------------------------------
LSP Batesville Funding Corp. Secretary McInnis A.
-------------------------------------------------------------------------------------
LSP Batesville Funding Corp. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
LSP Batesville Funding Corp. Treasurer Schaefer George
-------------------------------------------------------------------------------------
LSP Batesville Funding Corp. Director (independent) Stidd Andrew
-------------------------------------------------------------------------------------
LSP Batesville Holding, LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------
LSP Batesville Holding, LLC Vice President Davido Scott
-------------------------------------------------------------------------------------
LSP Batesville Holding, LLC President Kelly Richard
-------------------------------------------------------------------------------------
LSP Batesville Holding, LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------
LSP Batesville Holding, LLC Secretary McInnis A.
-------------------------------------------------------------------------------------
LSP Batesville Holding, LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
LSP Batesville Holding, LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------
LSP Batesville Holding, LLC Independent Member Tussie Cheryl
-------------------------------------------------------------------------------------
LSP Energy, Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------
LSP Energy, Inc. Director Davido Scott
-------------------------------------------------------------------------------------
LSP Energy, Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------
LSP Energy, Inc. Director Kelly Richard
-------------------------------------------------------------------------------------
LSP Energy, Inc. President Kelly Richard
-------------------------------------------------------------------------------------
LSP Energy, Inc. Vice President Marks Stanley
-------------------------------------------------------------------------------------
LSP Energy, Inc. Secretary McInnis A.
-------------------------------------------------------------------------------------
LSP Energy, Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
LSP Energy, Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------
LSP Energy, Inc. Director (independent) Stidd Andrew
-------------------------------------------------------------------------------------
LSP Equipment, LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------
LSP Equipment, LLC Manager (sole) Davido Scott
-------------------------------------------------------------------------------------
LSP Equipment, LLC Vice President Davido Scott
-------------------------------------------------------------------------------------
LSP Equipment, LLC President Kelly Richard
-------------------------------------------------------------------------------------
LSP Equipment, LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------
LSP Equipment, LLC Secretary McInnis A.
-------------------------------------------------------------------------------------
LSP Equipment, LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
LSP Equipment, LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------
LSP-Denver City, Inc. Secretary McInnis A.
-------------------------------------------------------------------------------------
LSP-Denver City, Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
LSP-Denver City, Inc. Vice President Williams Alan
-------------------------------------------------------------------------------------
LSP-Hardee Energy, LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------
78
-------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-------------------------------------------------------------------------------------
LSP-Hardee Energy, LLC Manager (sole) Davido Scott
-------------------------------------------------------------------------------------
LSP-Hardee Energy, LLC Vice President Davido Scott
-------------------------------------------------------------------------------------
LSP-Hardee Energy, LLC President Kelly Richard
-------------------------------------------------------------------------------------
LSP-Hardee Energy, LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------
LSP-Hardee Energy, LLC Secretary McInnis A.
-------------------------------------------------------------------------------------
LSP-Hardee Energy, LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
LSP-Hardee Energy, LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------
LSP-Kendall Energy, LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------
LSP-Kendall Energy, LLC Management Committee Member Davido Scott
-------------------------------------------------------------------------------------
LSP-Kendall Energy, LLC Vice President Davido Scott
-------------------------------------------------------------------------------------
LSP-Kendall Energy, LLC Independent Member Eppes Kristine
-------------------------------------------------------------------------------------
LSP-Kendall Energy, LLC Management Committee Member Kelly Richard
-------------------------------------------------------------------------------------
LSP-Kendall Energy, LLC President Kelly Richard
-------------------------------------------------------------------------------------
LSP-Kendall Energy, LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------
LSP-Kendall Energy, LLC Secretary O'Brien Timothy
-------------------------------------------------------------------------------------
LSP-Kendall Energy, LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC Management Committee Member Davido Scott
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC Vice President Davido Scott
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC Management Committee Member Kelly Richard
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC President Kelly Richard
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC Secretary O'Brien Timothy
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC Independent Member Peoples Beth
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC Management Committee Member Schaefer George
-------------------------------------------------------------------------------------
LSP-Nelson Energy, LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC Management Committee Member Davido Scott
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC Vice President Davido Scott
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC Independent Member Jasinski Pamela
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC Management Committee Member Kelly Richard
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC President Kelly Richard
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC Secretary McInnis A.
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC Management Committee Member Schaefer George
-------------------------------------------------------------------------------------
LSP-Pike Energy, LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------
Meriden Gas Turbines LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------
Meriden Gas Turbines LLC Vice President Davido Scott
-------------------------------------------------------------------------------------
Meriden Gas Turbines LLC Secretary Fisfis David
-------------------------------------------------------------------------------------
Meriden Gas Turbines LLC President Kelly Richard
-------------------------------------------------------------------------------------
Meriden Gas Turbines LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------
Meriden Gas Turbines LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------
MESI Fuel Station #1 LLC Manager Agrawal Raj
-------------------------------------------------------------------------------------
79
--------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
--------------------------------------------------------------------------------------------------------------------------------
MESI Fuel Station #1 LLC Manager Chapman Randall
--------------------------------------------------------------------------------------------------------------------------------
MESI Fuel Station #1 LLC Manager VanBenschoten David
--------------------------------------------------------------------------------------------------------------------------------
MIBRAG B.V. Supervisory Board Member Brewster John
--------------------------------------------------------------------------------------------------------------------------------
MIBRAG B.V. Management Board Member (director) Hartley Robert
--------------------------------------------------------------------------------------------------------------------------------
MIBRAG B.V. Supervisory Board Member Juetten George
--------------------------------------------------------------------------------------------------------------------------------
MIBRAG B.V. Supervisory Board Member Smith Guy
--------------------------------------------------------------------------------------------------------------------------------
MIBRAG B.V. Supervisory Board Member Wilkes Leroy
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC Management Committee Member Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC Secretary Fisfis David
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC Independent Member Foster Lisa
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC Management Committee Member Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC Vice President Riley Bryan
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC Management Committee Member Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
MidAtlantic Generation Holding LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
Mid-Continent Power Company, L.L.C. Manager Pomerleau Jon
--------------------------------------------------------------------------------------------------------------------------------
Mid-Continent Power Company, L.L.C. Manager Whiting, Jr. McCauley
--------------------------------------------------------------------------------------------------------------------------------
Middletown Power LLC Vice President Brewster John
--------------------------------------------------------------------------------------------------------------------------------
Middletown Power LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
Middletown Power LLC Management Committee Member Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
Middletown Power LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
Middletown Power LLC Secretary Fisfis David
--------------------------------------------------------------------------------------------------------------------------------
Middletown Power LLC Management Committee Member Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
Middletown Power LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
Middletown Power LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
Middletown Power LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
Middletown Power LLC Independent Member Tillman Carrie
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane Holdings LLC Operating Committee member (alternate) Chapman Randall
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane Holdings LLC Operating Committee member Erickson (Ziegler) Stanley
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane Holdings LLC Operating Committee member Hoeft (Ziegler) William
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane II LLC Director (Operating Committee member- alternate) Chapman Randall
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane II LLC Director (Operating Committee member) Erickson (Ziegler) Stanley
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane II LLC Director (Operating Committee member- alternate) Hoeft (Ziegler) William
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane LLC General Manager Aschehoug Trond
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane LLC Executive Financial Officer Contino Scott
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane LLC Controller Eppler Mark
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Methane LLC Executive Operating Officer Peterson Jerald
--------------------------------------------------------------------------------------------------------------------------------
Minnesota Waste Processing Company, L.L.C. Management Committee Member LJP Enterprise(1)
--------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH Managing Director DeMarcus Bruce
--------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH Managing Director Junge Heinz
--------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH Managing Director Krieg Heiner
--------------------------------------------------------------------------------------------------------------------------------
80
------------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH Supervisory Board member Morrison Knudsen(1)
------------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH Supervisory Board member Others
------------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH Supervisory Board member PowerGen(1)
------------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH Supervisory Board Member Raschke Manfred, Dr.
------------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH (MIBRAG mbH) Chairman of Management MIBRAG
------------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH (MIBRAG mbH) Labor Director MIBRAG
------------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH (MIBRAG mbH) Supervisory Board member MIBRAG(8)
------------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Braunkohlengesellschaft mbH (MIBRAG mbH) Supervisory Board member PowerGen(1)
------------------------------------------------------------------------------------------------------------------------------------
MM Albany Energy LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Biogas Power LLC Operating Committee member Erickson (Ziegler) Stanley
------------------------------------------------------------------------------------------------------------------------------------
MM Biogas Power LLC Operating Committee member (alternate) Hoeft (Ziegler) William
------------------------------------------------------------------------------------------------------------------------------------
MM Biogas Power LLC Manager Peterson Jerald
------------------------------------------------------------------------------------------------------------------------------------
MM Burnsville Energy LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
MM Burnsville Energy LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
MM Burnsville Energy LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
MM Corona Energy LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
MM Corona Energy LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
MM Corona Energy LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
MM Cuyahoga Energy LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Hackensack Energy LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
MM Hackensack Energy LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
MM Hackensack Energy LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
MM Hartford Energy LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Lopez Energy LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Lowell Energy LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Nashville Energy LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
MM Phoenix Energy LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
MM Phoenix Energy LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
MM Phoenix Energy LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
MM Prima Deshecha Energy LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
MM Prima Deshecha Energy LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
MM Prima Deshecha Energy LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
MM Prince William Energy LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Riverside LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
MM Riverside LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
MM Riverside LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
MM San Bernardino Energy LLC Manager NEO-Montauk Genco LLC
------------------------------------------------------------------------------------------------------------------------------------
MM San Diego LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM SKB Energy LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
MM SKB Energy LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
MM SKB Energy LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
81
------------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
MM Spokane Energy LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Tacoma LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Tajiguas Energy LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
MM Tajiguas Energy LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
MM Tajiguas Energy LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
MM Taunton Energy LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Tomoka Farms Energy LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Tulare Energy LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM West Covina LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MM Woodville Energy LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
MM Woodville Energy LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
MM Woodville Energy LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
MM Yolo Power LLC Manager Aschehoug Trond
------------------------------------------------------------------------------------------------------------------------------------
MN San Bernardino Gasco I LLC Manager Montauk-NEO Gasco LLC
------------------------------------------------------------------------------------------------------------------------------------
MN San Bernardino Gasco II LLC Mgr., Montauk-NEO Gasco LLC (sole member of MN San
Bernardino Gasco II LLC) LFG Management Services LLC
------------------------------------------------------------------------------------------------------------------------------------
Montauk-NEO Gasco LLC Manager LFG Management Services, LLC
------------------------------------------------------------------------------------------------------------------------------------
Montville Power LLC Vice President Brewster John
------------------------------------------------------------------------------------------------------------------------------------
Montville Power LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
Montville Power LLC Management Committee Member Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
Montville Power LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
Montville Power LLC Secretary Fisfis David
------------------------------------------------------------------------------------------------------------------------------------
Montville Power LLC Management Committee Member Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Montville Power LLC President Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
Montville Power LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------------
Montville Power LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------------------
NECSF LLC President Carroll Michael
------------------------------------------------------------------------------------------------------------------------------------
NECSF LLC Vice President Mayer Richard
------------------------------------------------------------------------------------------------------------------------------------
NECSF LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------------
NECSF LLC Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------------------------------
NEO Albany, L.L.C. Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
NEO Albany, L.L.C. Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NEO Albany, L.L.C. Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
NEO Burnsville, LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
NEO Burnsville, LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NEO Burnsville, LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
NEO California Power LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
NEO California Power LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NEO California Power LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
NEO Chester-Gen LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
NEO Chester-Gen LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NEO Chester-Gen LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------------------------------
NEO Corona LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------------------------------
NEO Corona LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
82
---------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
---------------------------------------------------------------------------------------------
NEO Corona LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Corporation Director Carroll Michael
---------------------------------------------------------------------------------------------
NEO Corporation Vice President Carroll Michael
---------------------------------------------------------------------------------------------
NEO Corporation Vice President Operations Chapman Randall
---------------------------------------------------------------------------------------------
NEO Corporation Vice President, Operations Chapman Randall
---------------------------------------------------------------------------------------------
NEO Corporation Vice President, Engineering Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Corporation Director Kelly Richard
---------------------------------------------------------------------------------------------
NEO Corporation Secretary Ptacek Tammie
---------------------------------------------------------------------------------------------
NEO Cuyahoga, LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------
NEO Cuyahoga, LLC Manager Davido Scott
---------------------------------------------------------------------------------------------
NEO Cuyahoga, LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Edgeboro, LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------
NEO Edgeboro, LLC Manager Davido Scott
---------------------------------------------------------------------------------------------
NEO Edgeboro, LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Erie LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------
NEO Erie LLC Manager Davido Scott
---------------------------------------------------------------------------------------------
NEO Erie LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Fitchburg LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------
NEO Fitchburg LLC Manager Davido Scott
---------------------------------------------------------------------------------------------
NEO Fitchburg LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Freehold-Gen LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------
NEO Freehold-Gen LLC Manager Davido Scott
---------------------------------------------------------------------------------------------
NEO Freehold-Gen LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Fresh Kills LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------
NEO Fresh Kills LLC Manager Davido Scott
---------------------------------------------------------------------------------------------
NEO Fresh Kills LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Ft. Smith LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------
NEO Ft. Smith LLC Manager Davido Scott
---------------------------------------------------------------------------------------------
NEO Ft. Smith LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Hackensack, LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------
NEO Hackensack, LLC Manager Davido Scott
---------------------------------------------------------------------------------------------
NEO Hackensack, LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Hartford, LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------
NEO Hartford, LLC Manager Davido Scott
---------------------------------------------------------------------------------------------
NEO Hartford, LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. Director Carroll Michael
---------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. President Carroll Michael
---------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. Vice President Chapman Randall
---------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. Vice President Davido Scott
---------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. Vice President Heuiser Benny
---------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. Director Kelly Richard
---------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. Secretary Ptacek Tammie
---------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. Treasurer Schaefer George
---------------------------------------------------------------------------------------------
83
------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Holdings Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Director Carroll Michael
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Executive Committee Member Carroll Michael
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. President Carroll Michael
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Vice President Chapman Randall
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Executive Committee Member Davido Scott
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Vice President Heuiser Benny
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Director Kelly Richard
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Executive Committee Member Kelly Richard
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------
NEO Landfill Gas Inc. Director Whitney (independent director) Thomas
------------------------------------------------------------------------------------------------------------
NEO Lopez Canyon LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------
NEO Lopez Canyon LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------
NEO Lopez Canyon LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------
NEO Lowell LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------
NEO Lowell LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------
NEO Lowell LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------
NEO MESI LLC Manager Carroll Michael
------------------------------------------------------------------------------------------------------------
NEO MESI LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------
NEO MESI LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------
NEO Nashville LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------
NEO Nashville LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------
NEO Nashville LLC Manager Heuise Benny
------------------------------------------------------------------------------------------------------------
NEO Phoenix LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------
NEO Phoenix LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------
NEO Phoenix LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. Director Carroll Michael
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. President Carroll Michael
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. Vice President Chapman Randall
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. Vice President Heuiser Benny
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. Director Kelly Richard
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------
NEO Power Services Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------
NEO Prima Deshecha LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------
NEO Prima Deshecha LLC Manager Davido Scott
------------------------------------------------------------------------------------------------------------
NEO Prima Deshecha LLC Manager Heuiser Benny
------------------------------------------------------------------------------------------------------------
NEO Prince William, LLC Manager Chapman Randall
------------------------------------------------------------------------------------------------------------
84
---------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
---------------------------------------------------------------------------------------------------
NEO Prince William, LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Prince William, LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO Riverside LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO Riverside LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Riverside LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO San Diego LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO San Diego LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO San Diego LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO SKB LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO SKB LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO SKB LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO Spokane LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO Spokane LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Spokane LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO Tacoma, L.L.C. Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO Tacoma, L.L.C. Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Tacoma, L.L.C. Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO Tajiguas LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO Tajiguas LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Tajiguas LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO Taunton LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO Taunton LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Taunton LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO Toledo-Gen LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO Toledo-Gen LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Toledo-Gen LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO Tomoka Farms LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO Tomoka Farms LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Tomoka Farms LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO Tulare LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO Tulare LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Tulare LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO West Covina LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO West Covina LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO West Covina LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO Woodville LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO Woodville LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Woodville LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO Yolo LLC Manager Chapman Randall
---------------------------------------------------------------------------------------------------
NEO Yolo LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
NEO Yolo LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------
NEO-Montauk Genco LLC Manager NEO-Montauk Genco Management LLC
---------------------------------------------------------------------------------------------------
NEO-Montauk Genco Management LLC Manager Carroll Michael
---------------------------------------------------------------------------------------------------
NEO-Montauk Genco Management LLC Manager Davido Scott
---------------------------------------------------------------------------------------------------
85
---------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
---------------------------------------------------------------------------------------------------------------------
NEO-Montauk Genco Management LLC Manager Heuiser Benny
---------------------------------------------------------------------------------------------------------------------
Nevada Sun Peak Power LLC Secretary Fisfis David
---------------------------------------------------------------------------------------------------------------------
Nevada Sun Peak Power LLC Vice President Marks Stanley
---------------------------------------------------------------------------------------------------------------------
Nevada Sun Peak Power LLC Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------------------------
New Haven Harbor Power LLC Secretary Fisfis David
---------------------------------------------------------------------------------------------------------------------
New Haven Harbor Power LLC Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------------------------
Nitrogen Limited Director National Power
---------------------------------------------------------------------------------------------------------------------
NM Colton Genco LLC Manager NEO-Montauk Genco Management LLC
---------------------------------------------------------------------------------------------------------------------
NM Mid Valley Genco LLC Manager NEO-Montauk Genco Management LLC
---------------------------------------------------------------------------------------------------------------------
NM Milliken Genco LLC Manager NEO-Montauk Genco Management LLC
---------------------------------------------------------------------------------------------------------------------
NM San Timoteo Genco LLC Manager NEO-Montauk Genco Management LLC
---------------------------------------------------------------------------------------------------------------------
Northbrook Acquisition Corp. Assistant Secretary Omega Energy
---------------------------------------------------------------------------------------------------------------------
Northbrook Acquisition Corp. Executive Vice President Omega Energy
---------------------------------------------------------------------------------------------------------------------
Northbrook Acquisition Corp. President Omega Energy
---------------------------------------------------------------------------------------------------------------------
Northbrook Acquisition Corp. Secretary Omega Energy
---------------------------------------------------------------------------------------------------------------------
Northbrook Acquisition Corp. Treasurer Omega Energy
---------------------------------------------------------------------------------------------------------------------
Northbrook Acquisition Corp. Director Sinclair Stephen
---------------------------------------------------------------------------------------------------------------------
Northbrook Acquisition Corp. Director Sundquist Mark
---------------------------------------------------------------------------------------------------------------------
Northbrook Carolina Hydro II, LLC Manager Northbrook Energy L.L.C.
---------------------------------------------------------------------------------------------------------------------
Northbrook Carolina Hydro II, LLC Manager Omega Energy L.L.C.
---------------------------------------------------------------------------------------------------------------------
Northbrook Carolina Hydro, L.L.C. Manager Sinclair Stephen
---------------------------------------------------------------------------------------------------------------------
Northbrook Carolina Hydro, L.L.C. Operating Committee Member Sinclair Stephen
---------------------------------------------------------------------------------------------------------------------
Northbrook Carolina Hydro, L.L.C. Manager Sundquist Mark
---------------------------------------------------------------------------------------------------------------------
Northbrook Carolina Hydro, L.L.C. Operating Committee Member Sundquist Mark
---------------------------------------------------------------------------------------------------------------------
Northbrook Energy, L.L.C. Operating Committee member Sinclair Stephen
---------------------------------------------------------------------------------------------------------------------
Northbrook Energy, L.L.C. Operating Committee member Sundquist Mark
---------------------------------------------------------------------------------------------------------------------
Northbrook New York LLC Operating Committee Member Sinclair Stephen
---------------------------------------------------------------------------------------------------------------------
Northbrook New York LLC Operating Committee Member Sundquist Mark
---------------------------------------------------------------------------------------------------------------------
Northeast Generation Holding LLC Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------------------------------------
Northeast Generation Holding LLC Management Committee Member Davido Scott
---------------------------------------------------------------------------------------------------------------------
Northeast Generation Holding LLC Vice President Davido Scott
---------------------------------------------------------------------------------------------------------------------
Northeast Generation Holding LLC Secretary Fisfis David
---------------------------------------------------------------------------------------------------------------------
Northeast Generation Holding LLC Management Committee Member Kelly Richard
---------------------------------------------------------------------------------------------------------------------
Northeast Generation Holding LLC President Kelly Richard
---------------------------------------------------------------------------------------------------------------------
Northeast Generation Holding LLC Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------------------------
Northeast Generation Holding LLC Treasurer Schaefer George
---------------------------------------------------------------------------------------------------------------------
Norwalk Power LLC Vice President Brewster John
---------------------------------------------------------------------------------------------------------------------
Norwalk Power LLC Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------------------------------------
Norwalk Power LLC Management Committee Member Davido Scott
---------------------------------------------------------------------------------------------------------------------
86
-----------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-----------------------------------------------------------------------------------------------------------
Norwalk Power LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
Norwalk Power LLC Secretary Fisfis David
-----------------------------------------------------------------------------------------------------------
Norwalk Power LLC Management Committee Member Kelly Richard
-----------------------------------------------------------------------------------------------------------
Norwalk Power LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------
Norwalk Power LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
Norwalk Power LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
Norwalk Power LLC Independent Member Tillman Carrie
-----------------------------------------------------------------------------------------------------------
NR(Gibraltar) Director Golt Teresa
-----------------------------------------------------------------------------------------------------------
NRG Affiliate Services Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Affiliate Services Inc. Director (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Affiliate Services Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Affiliate Services Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG Affiliate Services Inc. Secretary O'Brien Timothy
-----------------------------------------------------------------------------------------------------------
NRG Affiliate Services Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Affiliate Services Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG Andean Development Ltda. General Manager Contreras del Solar Carlos
-----------------------------------------------------------------------------------------------------------
NRG Artesia Operations Inc. Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------
NRG Artesia Operations Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Artesia Operations Inc. Vice President Smith Thomas
-----------------------------------------------------------------------------------------------------------
NRG Arthur Kill Operations Inc. Vice President Brewster John
-----------------------------------------------------------------------------------------------------------
NRG Arthur Kill Operations Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Arthur Kill Operations Inc. Director (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Arthur Kill Operations Inc. Vice Pesident Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Arthur Kill Operations Inc. Secretary Fisfis David
-----------------------------------------------------------------------------------------------------------
NRG Arthur Kill Operations Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG Arthur Kill Operations Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Arthur Kill Operations Inc. Vice President Riley Bryan
-----------------------------------------------------------------------------------------------------------
NRG Arthur Kill Operations Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Generating LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Generating LLC Member (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Generating LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Generating LLC Secretary Fisfis David
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Generating LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Generating LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Generating LLC Vice President Riley Bryan
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Generating LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Operations Inc. Vice President Brewster John
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Operations Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Operations Inc. Director (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Operations Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Operations Inc. Secretary Fisfis David
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Operations Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Operations Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Ashtabula Operations Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG Asia Corporate Services Pte Ltd. Directors Adams Clint
-----------------------------------------------------------------------------------------------------------
87
---------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
---------------------------------------------------------------------------------------------------
NRG Asia Corporate Services Pte Ltd. Directors Graham Robert
---------------------------------------------------------------------------------------------------
NRG Asia Corporate Services Pte Ltd. Directors Messer Shaun
---------------------------------------------------------------------------------------------------
NRG Asia-Pacific, Ltd. Local Agent-Australia Cameron Rodney
---------------------------------------------------------------------------------------------------
NRG Asia-Pacific, Ltd. President Kelly Richard
---------------------------------------------------------------------------------------------------
NRG Asia-Pacific, Ltd. Secretary O'Brien Timothy
---------------------------------------------------------------------------------------------------
NRG Asia-Pacific, Ltd. Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------
NRG Astoria Gas Turbine Operations Inc. Vice President Brewster John
---------------------------------------------------------------------------------------------------
NRG Astoria Gas Turbine Operations Inc. Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------------------
NRG Astoria Gas Turbine Operations Inc. Director (sole) Davido Scott
---------------------------------------------------------------------------------------------------
NRG Astoria Gas Turbine Operations Inc. Vice President Davido Scott
---------------------------------------------------------------------------------------------------
NRG Astoria Gas Turbine Operations Inc. Secretary Fisfis David
---------------------------------------------------------------------------------------------------
NRG Astoria Gas Turbine Operations Inc. President Kelly Richard
---------------------------------------------------------------------------------------------------
NRG Astoria Gas Turbine Operations Inc. Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------
NRG Astoria Gas Turbine Operations Inc. Vice President Riley Bryan
---------------------------------------------------------------------------------------------------
NRG Astoria Gas Turbine Operations Inc. Treasurer Schaefer George
---------------------------------------------------------------------------------------------------
NRG Audrain Generating LLC Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------------------
NRG Audrain Generating LLC Management Committee Member Davido Scott
---------------------------------------------------------------------------------------------------
NRG Audrain Generating LLC Vice President Davido Scott
---------------------------------------------------------------------------------------------------
NRG Audrain Generating LLC Management Committee Member Kelly Richard
---------------------------------------------------------------------------------------------------
NRG Audrain Generating LLC President Kelly Richard
---------------------------------------------------------------------------------------------------
NRG Audrain Generating LLC Vice President Marks Stanley
---------------------------------------------------------------------------------------------------
NRG Audrain Generating LLC Secretary O'Brien Timothy
---------------------------------------------------------------------------------------------------
NRG Audrain Generating LLC Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------
NRG Audrain Generating LLC Treasurer Schaefer George
---------------------------------------------------------------------------------------------------
NRG Audrain Generating LLC Independent Member Stawikey Mary
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC Management Committee Member Davido Scott
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC Vice President Davido Scott
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC Independent Member Eppes David
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC Management Committee Member Kelly Richard
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC President Kelly Richard
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC Vice President Marks Stanley
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC Secretary O'Brien Timothy
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC Assistant Secretary Osteraas Kathryn
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC Treasurer Schaefer George
---------------------------------------------------------------------------------------------------
NRG Audrain Holding LLC Independent Member Stawikey Mary
---------------------------------------------------------------------------------------------------
NRG Australia Holdings (No. 4) Pty Ltd.
---------------------------------------------------------------------------------------------------
NRG Australia Holdings (No. 4) Pty Ltd. Secretary Messer Shaun
---------------------------------------------------------------------------------------------------
NRG Batesville LLC Assistant Secretary Davido Scott
---------------------------------------------------------------------------------------------------
NRG Batesville LLC Vice President Davido Scott
---------------------------------------------------------------------------------------------------
NRG Batesville LLC President Kelly Richard
---------------------------------------------------------------------------------------------------
NRG Batesville LLC Vice President Marks Stanley
---------------------------------------------------------------------------------------------------
NRG Batesville LLC Secretary McInnis A.
---------------------------------------------------------------------------------------------------
NRG Batesville LLC Assistant Secretary Osteraas Kathryn
88
-------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-------------------------------------------------------------------------------------------------------
NRG Batesville LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------
NRG Bay Shore Operations Inc. Vice President Brewster John
-------------------------------------------------------------------------------------------------------
NRG Bay Shore Operations Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bay Shore Operations Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bay Shore Operations Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bay Shore Operations Inc. Secretary Fisfis David
-------------------------------------------------------------------------------------------------------
NRG Bay Shore Operations Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------------
NRG Bay Shore Operations Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------
NRG Bay Shore Operations Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------
NRG Bayou Cove LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bayou Cove LLC Management Board (sole) Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bayou Cove LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bayou Cove LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------
NRG Bayou Cove LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------
NRG Bayou Cove LLC Secretary McInnis A.
-------------------------------------------------------------------------------------------------------
NRG Bayou Cove LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------
NRG Bayou Cove LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais Equipment LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais Equipment LLC Management Committee Member (sole) Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais Equipment LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais Equipment LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais Equipment LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais Equipment LLC Secretary O'Brien Timothy
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais Equipment LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais Equipment LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais LLC Vice President Brewster John
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais LLC Management Committee Board (sole) Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais LLC Secretary O'Brien Timothy
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------
NRG Bourbonnais LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley GP LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley GP LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley GP LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley GP LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley GP LLC Secretary O'Brien Timothy
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley GP LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley GP LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley LP LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley LP LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley LP LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------
NRG Brazos Valley LP LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------
89
--------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
--------------------------------------------------------------------------------------------------------
NRG Brazos Valley LP LLC Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------
NRG Brazos Valley LP LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Brazos Valley LP LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Brazos Valley Technology LP LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Brazos Valley Technology LP LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Brazos Valley Technology LP LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------
NRG Brazos Valley Technology LP LLC Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------
NRG Brazos Valley Technology LP LLC Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------
NRG Brazos Valley Technology LP LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Brazos Valley Technology LP LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Bridgeport Harbor Operations Inc. Secretary Fisfis David
--------------------------------------------------------------------------------------------------------
NRG Bridgeport Harbor Operations Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Cabrillo Power Operations Inc. Vice President Brewster John
--------------------------------------------------------------------------------------------------------
NRG Cabrillo Power Operations Inc. Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Cabrillo Power Operations Inc. Director (sole) Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Cabrillo Power Operations Inc. Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Cabrillo Power Operations Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------
NRG Cabrillo Power Operations Inc. Secretary Lloyd David
--------------------------------------------------------------------------------------------------------
NRG Cabrillo Power Operations Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Cabrillo Power Operations Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Cadillac Inc. Director Kelly Richard
--------------------------------------------------------------------------------------------------------
NRG Cadillac Inc. Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------
NRG Cadillac Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Cadillac Operations Inc. Vice President Brewster John
--------------------------------------------------------------------------------------------------------
NRG Cadillac Operations Inc. Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Cadillac Operations Inc. Director (sole) Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Cadillac Operations Inc. Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Cadillac Operations Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------
NRG Cadillac Operations Inc. Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------
NRG Cadillac Operations Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Cadillac Operations Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Capital II LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Capital II LLC Management Committee Member (sole) Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Capital II LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Capital II LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------
NRG Capital II LLC Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------
NRG Capital II LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Capital II LLC Secretary Quinby David
--------------------------------------------------------------------------------------------------------
NRG Capital II LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Capital LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Capital LLC Management Committee Member Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Capital LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Capital LLC Management Committee Member Kelly Richard
--------------------------------------------------------------------------------------------------------
NRG Capital LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------
NRG Capital LLC Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------
90
-------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-------------------------------------------------------------------------------------------------------------------
NRG Capital LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------
NRG Capital LLC Independent Member Panaccione Andrew
-------------------------------------------------------------------------------------------------------------------
NRG Capital LLC Management Committee Member Schaefer George
-------------------------------------------------------------------------------------------------------------------
NRG Capital LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------
NRG Caymans Company Director Smith Guy
-------------------------------------------------------------------------------------------------------------------
NRG Caymans Company Secretary Smith Guy
-------------------------------------------------------------------------------------------------------------------
NRG Caymans-C Secretary Smith Guy
-------------------------------------------------------------------------------------------------------------------
NRG Caymans-P Secretary Smith Guy
-------------------------------------------------------------------------------------------------------------------
NRG Central U.S. LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG Central U.S. LLC Management Committee Member Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG Central U.S. LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG Central U.S. LLC Management Committee Member Kelly Richard
-------------------------------------------------------------------------------------------------------------------
NRG Central U.S. LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------------------
NRG Central U.S. LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------------------
NRG Central U.S. LLC Secretary O'Brien Timothy
-------------------------------------------------------------------------------------------------------------------
NRG Central U.S. LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------
NRG Central U.S. LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------
NRG Collinsville Operating Services Pty Ltd Director Capenter Jerry
-------------------------------------------------------------------------------------------------------------------
NRG Collinsville Operating Services Pty Ltd Director Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG Collinsville Operating Services Pty Ltd Secretary Messer Shaun
-------------------------------------------------------------------------------------------------------------------
NRG ComLease LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG ComLease LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG ComLease LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------------------
NRG ComLease LLC Secretary O'Brien Timothy
-------------------------------------------------------------------------------------------------------------------
NRG ComLease LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------
NRG ComLease LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Affiliate Services Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Affiliate Services Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Affiliate Services Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Affiliate Services Inc. Secretary Fisfis David
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Affiliate Services Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Affiliate Services Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Affiliate Services Inc. Vice President Riley Bryan
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Ancillary Assets LLC Secretary Fisfis David
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Ancillary Assets LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Equipment LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Equipment LLC Management Board (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Equipment LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Equipment LLC Secretary Fisfis David
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Equipment LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Equipment LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Equipment LLC Vice President Riley Bryan
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Equipment LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Generating LLC Vice President Brewster John
-------------------------------------------------------------------------------------------------------------------
NRG Connecticut Generating LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------
91
------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------
NRG Connecticut Generating LLC Management Committee Member Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Connecticut Generating LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Connecticut Generating LLC Secretary Fisfis David
------------------------------------------------------------------------------------------------------------
NRG Connecticut Generating LLC Management Committee Member Kelly Richard
------------------------------------------------------------------------------------------------------------
NRG Connecticut Generating LLC President Kelly Richard
------------------------------------------------------------------------------------------------------------
NRG Connecticut Generating LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------
NRG Connecticut Generating LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------
NRG Connecticut Power Assets LLC Secretary Fisfis David
------------------------------------------------------------------------------------------------------------
NRG Connecticut Power Assets LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------
NRG del Coronado Inc. Director Carroll Michael
------------------------------------------------------------------------------------------------------------
NRG del Coronado Inc. President Carroll Michael
------------------------------------------------------------------------------------------------------------
NRG del Coronado Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------
NRG del Coronado Inc. Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------
NRG Development Company Inc. Vice President Carroll Michael
------------------------------------------------------------------------------------------------------------
NRG Development Company Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Development Company Inc. Director (sole) Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Development Company Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Development Company Inc. President Kelly Richard
------------------------------------------------------------------------------------------------------------
NRG Development Company Inc. Vice President Marks Stanley
------------------------------------------------------------------------------------------------------------
NRG Development Company Inc. Secretary O'Brien Timothy
------------------------------------------------------------------------------------------------------------
NRG Development Company Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------
NRG Development Company Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------
NRG Development Company Inc. Vice President Schaefer George
------------------------------------------------------------------------------------------------------------
NRG Devon Operations Inc. Vice President Brewster John
------------------------------------------------------------------------------------------------------------
NRG Devon Operations Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Devon Operations Inc. Director (sole) Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Devon Operations Inc. Vice Pesident Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Devon Operations Inc. Secretary Fisfis David
------------------------------------------------------------------------------------------------------------
NRG Devon Operations Inc. President Kelly Richard
------------------------------------------------------------------------------------------------------------
NRG Devon Operations Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------
NRG Devon Operations Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------
NRG do Brasil Ltda. Delegate Manager Borba Luis
------------------------------------------------------------------------------------------------------------
NRG do Brasil Ltda. Delegate Manager Torres Gonzalo
------------------------------------------------------------------------------------------------------------
NRG Dunkirk Operations Inc. Vice President Brewster John
------------------------------------------------------------------------------------------------------------
NRG Dunkirk Operations Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Dunkirk Operations Inc. Director (sole) Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Dunkirk Operations Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Dunkirk Operations Inc. Secretary Fisfis David
------------------------------------------------------------------------------------------------------------
NRG Dunkirk Operations Inc. President Kelly Richard
------------------------------------------------------------------------------------------------------------
NRG Dunkirk Operations Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------
NRG Dunkirk Operations Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------
NRG Eastern LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Eastern LLC Management Committee Member Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Eastern LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------
NRG Eastern LLC Secretary Fisfis David
------------------------------------------------------------------------------------------------------------
92
-----------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-----------------------------------------------------------------------------------------------------------
NRG Eastern LLC Management Committee Member Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG Eastern LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG Eastern LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Eastern LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG Eastlake Operations Inc. Vice President Brewster John
-----------------------------------------------------------------------------------------------------------
NRG Eastlake Operations Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Eastlake Operations Inc. Director (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Eastlake Operations Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Eastlake Operations Inc. Secretary Fisfis David
-----------------------------------------------------------------------------------------------------------
NRG Eastlake Operations Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG Eastlake Operations Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Eastlake Operations Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Inc. Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Inc. Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Operations Inc. Vice President Brewster John
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Operations Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Operations Inc. Director (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Operations Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Operations Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Operations Inc. Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Operations Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG El Segundo Operations Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG Energeticky Provoz, s.r.o. Executive Director Klanduch Stanislav
-----------------------------------------------------------------------------------------------------------
NRG Energeticky Provoz, s.r.o. Executive Director Prazjler Milan
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Dover LLC President Carroll Michael
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Dover LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Dover LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Dover LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Dover LLC Vice President Platteter Dennis
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Dover LLC Secretary Ptacek Tammie
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Dover LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Harrisburg Inc. Director Carroll Michael
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Harrisburg Inc. President Carroll Michael
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Harrisburg Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Harrisburg Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Harrisburg Inc. Vice President Goodwin William
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Harrisburg Inc. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Harrisburg Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Harrisburg Inc. Secretary Ptacek Tammie
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Minneapolis LLC President Carroll Michael
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Minneapolis LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Minneapolis LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Minneapolis LLC Vice President Davison Thomas
-----------------------------------------------------------------------------------------------------------
NRG Energy Center Minneapolis LLC Vice President Guglielmi Thomas
-----------------------------------------------------------------------------------------------------------
93
--------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
--------------------------------------------------------------------------------------------------------
NRG Energy Center Minneapolis LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Energy Center Minneapolis LLC Secretary Ptacek Tammie
--------------------------------------------------------------------------------------------------------
NRG Energy Center Minneapolis LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Energy Center Paxton Inc. Director Carroll Michael
--------------------------------------------------------------------------------------------------------
NRG Energy Center Paxton Inc. President Carroll Michael
--------------------------------------------------------------------------------------------------------
NRG Energy Center Paxton Inc. Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center Paxton Inc. Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center Paxton Inc. Vice President Goodwin William
--------------------------------------------------------------------------------------------------------
NRG Energy Center Paxton Inc. Director Kelly Richard
--------------------------------------------------------------------------------------------------------
NRG Energy Center Paxton Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Energy Center Paxton Inc. Secretary Ptacek Tammie
--------------------------------------------------------------------------------------------------------
NRG Energy Center Paxton Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Energy Center Pittsburgh LLC President Carroll Michael
--------------------------------------------------------------------------------------------------------
NRG Energy Center Pittsburgh LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center Pittsburgh LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center Pittsburgh LLC Vice President Goodwin William
--------------------------------------------------------------------------------------------------------
NRG Energy Center Pittsburgh LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Energy Center Pittsburgh LLC Secretary Ptacek Tammie
--------------------------------------------------------------------------------------------------------
NRG Energy Center Pittsburgh LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Energy Center Rock Tenn LLC President Carroll Michael
--------------------------------------------------------------------------------------------------------
NRG Energy Center Rock Tenn LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center Rock Tenn LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center Rock Tenn LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Energy Center Rock Tenn LLC Vice President Platteter Dennis
--------------------------------------------------------------------------------------------------------
NRG Energy Center Rock Tenn LLC Secretary Ptacek Tammie
--------------------------------------------------------------------------------------------------------
NRG Energy Center Rock Tenn LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Diego LLC President Carroll Michael
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Diego LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Diego LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Diego LLC Vice President Hoffmann Mark
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Diego LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Diego LLC Secretary Ptacek Tammie
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Diego LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Francisco LLC President Carroll Michael
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Francisco LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Francisco LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Francisco LLC Vice President Mayer Richard
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Francisco LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Francisco LLC Secretary Ptacek Tammie
--------------------------------------------------------------------------------------------------------
NRG Energy Center San Francisco LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
NRG Energy Center Smyrna LLC Management Committee Member Carroll Michael
--------------------------------------------------------------------------------------------------------
NRG Energy Center Smyrna LLC President Carroll Michael
--------------------------------------------------------------------------------------------------------
NRG Energy Center Smyrna LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center Smyrna LLC Management Committee Member Davido Scott
--------------------------------------------------------------------------------------------------------
NRG Energy Center Smyrna LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
94
------------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Smyrna LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Smyrna LLC Vice President Platteter Dennis
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Smyrna LLC Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Smyrna LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Washco LLC President Carroll Michael
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Washco LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Washco LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Washco LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Washco LLC Vice President Platteter Dennis
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Washco LLC Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Center Washco LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Development B.V. Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Development B.V. Director Temmes Management Services B.V.
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Insurance, Ltd. Director Calvert Sandra
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I, Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I, Inc. Director Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I, Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I, Inc. Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I, Inc. President Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I, Inc. Secretary Lloyd David
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I, Inc. Vice President Marks Stanley
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I, Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I, Inc. Director Schaefer George
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley I, Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley II, Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley II, Inc. Director Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley II, Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley II, Inc. Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley II, Inc. Secretary Lloyd David
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley II, Inc. Vice President Marks Stanley
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley II, Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley II, Inc. Director Schaefer George
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Jackson Valley II, Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Ltd. Joint Secretary Birthisel Stockton
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Ltd. Secretary Eitrheim Marie
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy Ltd. Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy PL Sp. z o.o. Management Board Member Wolf Steven
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Vice President Bonavia Paul
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Vice President Worldwide Operations Brewster John
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Chairman and Chief Executive Officer Brunetti Wayne
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Director Brunetti Wayne
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Corporate Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Senior Vice President, General Counsel Davido Scott
------------------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Director Johnson Gary
------------------------------------------------------------------------------------------------------------------------------------
95
-----------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-----------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. President and Chief Operating Officer Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Vice President & Controller Pieper William
-----------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Senior Vice President, Commercial Operations Redd, Jr. Ershel
-----------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Vice President Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Vice President Wilks David
-----------------------------------------------------------------------------------------------------------------------------
NRG Energy, Inc. Vice President Administrative Services Wilson Denise
-----------------------------------------------------------------------------------------------------------------------------
NRG Equipment Company LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Equipment Company LLC Manager (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Equipment Company LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Equipment Company LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG Equipment Company LLC Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------------------------------
NRG Equipment Company LLC Secretary O'Brien Timothy
-----------------------------------------------------------------------------------------------------------------------------
NRG Equipment Company LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------
NRG Equipment Company LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG Finance Company I LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Finance Company I LLC Management Committee Member Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Finance Company I LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Finance Company I LLC Independent Member Gears Deborah
-----------------------------------------------------------------------------------------------------------------------------
NRG Finance Company I LLC Management Committee Member Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG Finance Company I LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG Finance Company I LLC Secretary O'Brien Timothy
-----------------------------------------------------------------------------------------------------------------------------
NRG Finance Company I LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------
NRG Finance Company I LLC Management Committee Member Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG Finance Company I LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG Flinders Operating Services Pty Ltd Director Althoff Robert
-----------------------------------------------------------------------------------------------------------------------------
NRG Flinders Operating Services Pty Ltd Secretary Moschakis Jack
-----------------------------------------------------------------------------------------------------------------------------
NRG Gila Bend Holdings Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Gila Bend Holdings Inc. Director (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Gila Bend Holdings Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Gila Bend Holdings Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG Gila Bend Holdings Inc. Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------------------------
NRG Gila Bend Holdings Inc. Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------------------------------
NRG Gila Bend Holdings Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------
NRG Gila Bend Holdings Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Operating Services Pty Ltd
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Operating Services Pty Ltd Director Brewster John
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Operating Services Pty Ltd Director Green Brian
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Operating Services Pty Ltd Secretary Mahoney Jeffrey
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Operating Services Pty Ltd Director Truscott Robert
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Superannuation Pty Ltd Director Coucill David
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Superannuation Pty Ltd Director Irwin Vivian
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Superannuation Pty Ltd Secretary Irwin Vivian
-----------------------------------------------------------------------------------------------------------------------------
96
-----------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Superannuation Pty Ltd Director Kropp Darryl
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Superannuation Pty Ltd Director Leinster Malcolm
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Superannuation Pty Ltd Director Parker Kylie
-----------------------------------------------------------------------------------------------------------------------------
NRG Gladstone Superannuation Pty Ltd Director Watts Graeme
-----------------------------------------------------------------------------------------------------------------------------
NRG Granite Acquisition LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Granite Acquisition LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Granite Acquisition LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG Granite Acquisition LLC Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------------------------------
NRG Granite Acquisition LLC Secretary McInnis A.
-----------------------------------------------------------------------------------------------------------------------------
NRG Granite Acquisition LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------
NRG Granite Acquisition LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG Huntley Operations Inc. Vice President Brewster John
-----------------------------------------------------------------------------------------------------------------------------
NRG Huntley Operations Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Huntley Operations Inc. Director (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Huntley Operations Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Huntley Operations Inc. Secretary Fisfis David
-----------------------------------------------------------------------------------------------------------------------------
NRG Huntley Operations Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG Huntley Operations Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------
NRG Huntley Operations Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG Ilion LP LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Ilion LP LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG Ilion LP LLC Secretary Fisfis David
-----------------------------------------------------------------------------------------------------------------------------
NRG Ilion LP LLC Independent Member Kalbach Harold
-----------------------------------------------------------------------------------------------------------------------------
NRG Ilion LP LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG Ilion LP LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------
NRG Ilion LP LLC Vice President Riley Bryan
-----------------------------------------------------------------------------------------------------------------------------
NRG Ilion LP LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG International Development Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG International Development Inc. Director (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG International Development Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG International Development Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG International Development Inc. Secretary O'Brien Timothy
-----------------------------------------------------------------------------------------------------------------------------
NRG International Development Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------
NRG International Development Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG International Development Inc. Vice President Schaefer George
-----------------------------------------------------------------------------------------------------------------------------
NRG International Holdings (No. 2) GmbH Authorized Signatory Cochran JoAnn
-----------------------------------------------------------------------------------------------------------------------------
NRG International Holdings (No. 2) GmbH Director Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG International Holdings (No. 2) GmbH Manager Temmes Management Services B.V.
-----------------------------------------------------------------------------------------------------------------------------
NRG International Holdings (No. 2) GmbH Director van Tol Petrus
-----------------------------------------------------------------------------------------------------------------------------
NRG International Holdings GmbH Authorized Signatory Cochran JoAnn
-----------------------------------------------------------------------------------------------------------------------------
NRG International Holdings GmbH Director Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------
NRG International Holdings GmbH Director van Tol Petrus
-----------------------------------------------------------------------------------------------------------------------------
NRG International II Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------
NRG International II Inc. Director Davido Scott
97
----------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
----------------------------------------------------------------------------------------------------
NRG International II Inc. Vice President Davido Scott
----------------------------------------------------------------------------------------------------
NRG International II Inc. Director Kelly Richard
----------------------------------------------------------------------------------------------------
NRG International II Inc. President Kelly Richard
----------------------------------------------------------------------------------------------------
NRG International II Inc. Secretary O'Brien Timothy
----------------------------------------------------------------------------------------------------
NRG International II Inc. Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------
NRG International II Inc. Director Schaefer George
----------------------------------------------------------------------------------------------------
NRG International II Inc. Treasurer Schaefer George
----------------------------------------------------------------------------------------------------
NRG International II Inc. Vice President Schaefer George
----------------------------------------------------------------------------------------------------
NRG International III Inc. Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------
NRG International III Inc. Director Davido Scott
----------------------------------------------------------------------------------------------------
NRG International III Inc. Vice President Davido Scott
----------------------------------------------------------------------------------------------------
NRG International III Inc. Director Kelly Richard
----------------------------------------------------------------------------------------------------
NRG International III Inc. President Kelly Richard
----------------------------------------------------------------------------------------------------
NRG International III Inc. Secretary O'Brien Timothy
----------------------------------------------------------------------------------------------------
NRG International III Inc. Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------
NRG International III Inc. Director Schaefer George
----------------------------------------------------------------------------------------------------
NRG International III Inc. Treasurer Schaefer George
----------------------------------------------------------------------------------------------------
NRG International III Inc. Vice President Schaefer George
----------------------------------------------------------------------------------------------------
NRG International Services Company Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------
NRG International Services Company Director (sole) Davido Scott
----------------------------------------------------------------------------------------------------
NRG International Services Company Vice President Davido Scott
----------------------------------------------------------------------------------------------------
NRG International Services Company President Kelly Richard
----------------------------------------------------------------------------------------------------
NRG International Services Company Secretary O'Brien Timothy
----------------------------------------------------------------------------------------------------
NRG International Services Company Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------
NRG International Services Company Treasurer Schaefer George
----------------------------------------------------------------------------------------------------
NRG International, Inc. Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------
NRG International, Inc. Vice President Davido Scott
----------------------------------------------------------------------------------------------------
NRG International, Inc. President Kelly Richard
----------------------------------------------------------------------------------------------------
NRG International, Inc. Secretary O'Brien Timothy
----------------------------------------------------------------------------------------------------
NRG International, Inc. Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------
NRG Kaufman LLC Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------
NRG Kaufman LLC Vice President Davido Scott
----------------------------------------------------------------------------------------------------
NRG Kaufman LLC President Kelly Richard
----------------------------------------------------------------------------------------------------
NRG Kaufman LLC Vice President Marks Stanley
----------------------------------------------------------------------------------------------------
NRG Kaufman LLC Secretary McInnis A.
----------------------------------------------------------------------------------------------------
NRG Kaufman LLC Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------
NRG Kaufman LLC Treasurer Schaefer George
----------------------------------------------------------------------------------------------------
NRG Lakefield Inc. Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------
NRG Lakefield Inc. Director (sole) Davido Scott
----------------------------------------------------------------------------------------------------
NRG Lakefield Inc. Vice President Davido Scott
----------------------------------------------------------------------------------------------------
NRG Lakefield Inc. President Kelly Richard
----------------------------------------------------------------------------------------------------
NRG Lakefield Inc. Secretary O'Brien Timothy
----------------------------------------------------------------------------------------------------
NRG Lakefield Inc. Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------
NRG Lakefield Inc. Treasurer Schaefer George
----------------------------------------------------------------------------------------------------
NRG Lakeshore Generating LLC Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------
98
-------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-------------------------------------------------------------------------------------------------
NRG Lakeshore Generating LLC Management Board (sole) Davido Scott
-------------------------------------------------------------------------------------------------
NRG Lakeshore Generating LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------
NRG Lakeshore Generating LLC Secretary Fisfis David
-------------------------------------------------------------------------------------------------
NRG Lakeshore Generating LLC President Kelly Richard
-------------------------------------------------------------------------------------------------
NRG Lakeshore Generating LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------
NRG Lakeshore Generating LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------
NRG Lakeshore Operations Inc. Vice President Brewster John
-------------------------------------------------------------------------------------------------
NRG Lakeshore Operations Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------
NRG Lakeshore Operations Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------
NRG Lakeshore Operations Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------
NRG Lakeshore Operations Inc. Secretary Fisfis David
-------------------------------------------------------------------------------------------------
NRG Lakeshore Operations Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------
NRG Lakeshore Operations Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------
NRG Lakeshore Operations Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------
NRG Latin America Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------
NRG Latin America Inc. Director Davido Scott
-------------------------------------------------------------------------------------------------
NRG Latin America Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------
NRG Latin America Inc. Director Kelly Richard
-------------------------------------------------------------------------------------------------
NRG Latin America Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------
NRG Latin America Inc. Secretary O'Brien Timothy
-------------------------------------------------------------------------------------------------
NRG Latin America Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------
NRG Latin America Inc. Director Schaefer George
-------------------------------------------------------------------------------------------------
NRG Latin America Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------
NRG Latin America Inc. Vice President Schaefer George
-------------------------------------------------------------------------------------------------
NRG McClain LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------
NRG McClain LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------
NRG McClain LLC President Kelly Richard
-------------------------------------------------------------------------------------------------
NRG McClain LLC Secretary Lloyd David
-------------------------------------------------------------------------------------------------
NRG McClain LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------
NRG McClain LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------
NRG McClain LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------
NRG Mesquite LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------
NRG Mesquite LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------
NRG Mesquite LLC President Kelly Richard
-------------------------------------------------------------------------------------------------
NRG Mesquite LLC Secretary Lloyd David
-------------------------------------------------------------------------------------------------
NRG Mesquite LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------
NRG Mesquite LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------
NRG Mesquite LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------
NRG Mextrans Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------
NRG Mextrans Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------
NRG Mextrans Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------
NRG Mextrans Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------
NRG Mextrans Inc. Secretary Lloyd David
-------------------------------------------------------------------------------------------------
NRG Mextrans Inc. Vice President Marks Stanley
-------------------------------------------------------------------------------------------------
NRG Mextrans Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------
99
----------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
----------------------------------------------------------------------------------------------------------------------------
NRG Mextrans Inc. Treasurer Schaefer George
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. Director (sole) Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. Vice President Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. Assistant Secretary Fisfis David
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. President Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. Secretary O'Brien Timothy
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. Vice President Riley Bryan
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Affiliate Services Inc. Treasurer Schaefer George
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Generating LLC Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Generating LLC Management Committee Member of both members Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Generating LLC Vice President Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Generating LLC Secretary Fisfis David
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Generating LLC Management Committee Member of both members Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Generating LLC President Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Generating LLC Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Generating LLC Vice President Riley Bryan
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Generating LLC Management Committee Member Schaefer George
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic Generating LLC Treasurer Schaefer George
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Independent Member Campbell Robert
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Management Committee Member Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Vice President Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Secretary Fisfis David
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Independent Member Johnson Kari
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Management Committee Member Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC President Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Vice President Riley Bryan
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Management Committee Member Schaefer George
----------------------------------------------------------------------------------------------------------------------------
NRG MidAtlantic LLC Treasurer Schaefer George
----------------------------------------------------------------------------------------------------------------------------
NRG Middletown Operations Inc. Vice President Brewster John
----------------------------------------------------------------------------------------------------------------------------
NRG Middletown Operations Inc. Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG Middletown Operations Inc. Director (sole) Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG Middletown Operations Inc. Vice President Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG Middletown Operations Inc. Secretary Fisfis David
----------------------------------------------------------------------------------------------------------------------------
NRG Middletown Operations Inc. President Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRG Middletown Operations Inc. Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------------------------------
NRG Middletown Operations Inc. Treasurer Schaefer George
----------------------------------------------------------------------------------------------------------------------------
NRG Montville Operations Inc. Vice President Brewster John
----------------------------------------------------------------------------------------------------------------------------
NRG Montville Operations Inc. Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG Montville Operations Inc. Director (sole) Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG Montville Operations Inc. Vice President Davido Scott
----------------------------------------------------------------------------------------------------------------------------
NRG Montville Operations Inc. Secretary Fisfis David
----------------------------------------------------------------------------------------------------------------------------
100
--------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
--------------------------------------------------------------------------------------------------------------------
NRG Montville Operations Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Montville Operations Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Montville Operations Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC Independent Member Carney Linda
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC Management Committee Member Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC Management Committee Member Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC Management Committee Member Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG Nelson Turbines LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG New England Affiliate Services Inc. Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------------------
NRG New England Affiliate Services Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG New Haven Harbor Operations Inc. Secretary Fisfis David
--------------------------------------------------------------------------------------------------------------------
NRG New Haven Harbor Operations Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG New Jersey Energy Sales LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG New Jersey Energy Sales LLC Management Board (sole) Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG New Jersey Energy Sales LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG New Jersey Energy Sales LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG New Jersey Energy Sales LLC Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------------------
NRG New Jersey Energy Sales LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG New Jersey Energy Sales LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG New Roads Holdings LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG New Roads Holdings LLC Management Committee Member Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG New Roads Holdings LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG New Roads Holdings LLC Management Committee Member Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG New Roads Holdings LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG New Roads Holdings LLC Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------
NRG New Roads Holdings LLC Secretary McInnis A.
--------------------------------------------------------------------------------------------------------------------
NRG New Roads Holdings LLC Independent Member Neel James
--------------------------------------------------------------------------------------------------------------------
NRG New Roads Holdings LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG New Roads Holdings LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG Newberry Generation LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Newberry Generation LLC Management Board (sole) Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Newberry Generation LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Newberry Generation LLC Secretary Fisfis David
--------------------------------------------------------------------------------------------------------------------
NRG Newberry Generation LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Newberry Generation LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Newberry Generation LLC Vice President Riley Bryan
--------------------------------------------------------------------------------------------------------------------
NRG Newberry Generation LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. Vice President Brewster John
--------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
101
-------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-------------------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. Secretary O'Brien Timothy
-------------------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG North Central Operations Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Affiliate Services Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Affiliate Services Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Affiliate Services Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Affiliate Services Inc. Secretary Fisfis David
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Affiliate Services Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Affiliate Services Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Affiliate Services Inc. Vice President Riley Bryan
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Affiliate Services Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Generating LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Generating LLC Management Committee Member of both members Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Generating LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Generating LLC Secretary Fisfis David
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Generating LLC Management Committee Member of both members Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Generating LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Generating LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Generating LLC Independent Member Rodriguez Josephine
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Generating LLC Management Committee Member of both members Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG Northeast Generating LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG Northern Ohio Generating LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Northern Ohio Generating LLC Management Board (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Northern Ohio Generating LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Northern Ohio Generating LLC Secretary Fisfis David
-------------------------------------------------------------------------------------------------------------------------------
NRG Northern Ohio Generating LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG Northern Ohio Generating LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG Northern Ohio Generating LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG Norwalk Harbor Operations Inc. Vice President Brewster John
-------------------------------------------------------------------------------------------------------------------------------
NRG Norwalk Harbor Operations Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Norwalk Harbor Operations Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Norwalk Harbor Operations Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Norwalk Harbor Operations Inc. Secretary Fisfis David
-------------------------------------------------------------------------------------------------------------------------------
NRG Norwalk Harbor Operations Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG Norwalk Harbor Operations Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG Norwalk Harbor Operations Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG Ohio Ash Disposal LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Ohio Ash Disposal LLC Management Board (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Ohio Ash Disposal LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Ohio Ash Disposal LLC Secretary Fisfis David
-------------------------------------------------------------------------------------------------------------------------------
NRG Ohio Ash Disposal LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
102
--------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
--------------------------------------------------------------------------------------------------------------------
NRG Ohio Ash Disposal LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Ohio Ash Disposal LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG Operating Services, Inc. Vice President Brewster John
--------------------------------------------------------------------------------------------------------------------
NRG Operating Services, Inc. Assistant Secreary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Operating Services, Inc. Director (sole) Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Operating Services, Inc. Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Operating Services, Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Operating Services, Inc. Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------------------
NRG Operating Services, Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Operating Services, Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG Oswego Harbor Power Operations Inc. Vice President Brewster John
--------------------------------------------------------------------------------------------------------------------
NRG Oswego Harbor Power Operations Inc. Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Oswego Harbor Power Operations Inc. Director (sole) Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Oswego Harbor Power Operations Inc. Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Oswego Harbor Power Operations Inc. Secretary Fisfis David
--------------------------------------------------------------------------------------------------------------------
NRG Oswego Harbor Power Operations Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Oswego Harbor Power Operations Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Oswego Harbor Power Operations Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. Vice President Brewster John
--------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. Director (sole) Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. Secretary Lloyd David
--------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. Assistant Corporate Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG PacGen Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG Pacific Corporate Services Pty Ltd
--------------------------------------------------------------------------------------------------------------------
NRG Pacific Corporate Services Pty Ltd Australian Taxation Office Details Messer Shaun
--------------------------------------------------------------------------------------------------------------------
NRG Pacific Corporate Services Pty Ltd Director Messer Shaun
--------------------------------------------------------------------------------------------------------------------
NRG Pacific Corporate Services Pty Ltd Secretary Messer Shaun
--------------------------------------------------------------------------------------------------------------------
NRG Peaker Finance Company LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Peaker Finance Company LLC Management Committee Member Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Peaker Finance Company LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Peaker Finance Company LLC Management Committee Member Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Peaker Finance Company LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Peaker Finance Company LLC Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------
NRG Peaker Finance Company LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Peaker Finance Company LLC Secretary Quinby David
--------------------------------------------------------------------------------------------------------------------
NRG Peaker Finance Company LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG Peaker Finance Company LLC Independent Member Tillman Carrie
--------------------------------------------------------------------------------------------------------------------
NRG Pensions Limited Secretary Birthisel Stockton
--------------------------------------------------------------------------------------------------------------------
NRG Pensions Limited Secretary Eitrheim Marie
--------------------------------------------------------------------------------------------------------------------
NRG Pensions Limited Director Jackson Stuart
--------------------------------------------------------------------------------------------------------------------
103
-------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-------------------------------------------------------------------------------------------------------------------------------
NRG Pensions Limited Director Jones Martin
-------------------------------------------------------------------------------------------------------------------------------
NRG Pensions Limited Director ("B") Krebs Gary
-------------------------------------------------------------------------------------------------------------------------------
NRG Pensions Limited Director ("B") Power Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG Power Marketing Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Power Marketing Inc. Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Power Marketing Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Power Marketing Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------
NRG Power Marketing Inc. Chairman, President & CEO Redd, Jr. Ershel
------------------------------------------------------------------------------------------------------------------------------
NRG Power Marketing Inc. Treasurer (and VP listed separately) Schaefer George
------------------------------------------------------------------------------------------------------------------------------
NRG Power Marketing Inc. Vice President (& Treasurer listed separately) Schaefer George
------------------------------------------------------------------------------------------------------------------------------
NRG Power Options Inc. President Carroll Michael
------------------------------------------------------------------------------------------------------------------------------
NRG Power Options Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Power Options Inc. Director (sole) Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Power Options Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Power Options Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------
NRG Power Options Inc. Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------------------------
NRG Processing Solutions LLC President Carroll Michael
------------------------------------------------------------------------------------------------------------------------------
NRG Processing Solutions LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Processing Solutions LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Processing Solutions LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------
NRG Processing Solutions LLC Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------------------------
NRG Processing Solutions LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------------
NRG Processing Solutions LLC Vice President White Gary
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Acquisition LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Acquisition LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Acquisition LLC President Kelly Richard
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Acquisition LLC Vice President Marks Stanley
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Acquisition LLC Independent Member Moore Siouxzan
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Acquisition LLC Secretary O'Brien Timothy
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Acquisition LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Acquisition LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment II LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment II LLC Management Board (sole) Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment II LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment II LLC President Kelly Richard
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment II LLC Vice President Marks Stanley
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment II LLC Secretary O'Brien Timothy
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment II LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment II LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment II LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment LLC Manager (sole) Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment LLC President Kelly Richard
------------------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment LLC Vice President Marks Stanley
------------------------------------------------------------------------------------------------------------------------------
104
--------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
--------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment LLC Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Rockford Equipment LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG Rockford II LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Rockford II LLC Management Board (sole) Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Rockford II LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Rockford II LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Rockford II LLC Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------
NRG Rockford II LLC Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------------------
NRG Rockford II LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Rockford II LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG Rockford LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Rockford LLC Management Board (sole member) Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Rockford LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Rockford LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Rockford LLC Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------
NRG Rockford LLC Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------------------
NRG Rockford LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Rockford LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG Rocky Road LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Sabine River Works GP LLC Secretary McInnis A.
--------------------------------------------------------------------------------------------------------------------
NRG Sabine River Works GP LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Sabine River Works GP LLC Management Committee Member Williams Alan
--------------------------------------------------------------------------------------------------------------------
NRG Sabine River Works GP LLC Vice President Williams Alan
--------------------------------------------------------------------------------------------------------------------
NRG Sabine River Works LP LLC Secretary McInnis A.
--------------------------------------------------------------------------------------------------------------------
NRG Sabine River Works LP LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Sabine River Works LP LLC Management Committee Member Williams Alan
--------------------------------------------------------------------------------------------------------------------
NRG Sabine River Works LP LLC Vice President Williams Alan
--------------------------------------------------------------------------------------------------------------------
NRG Saguaro Operations Inc. Vice President Brewster John
--------------------------------------------------------------------------------------------------------------------
NRG Saguaro Operations Inc. Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Saguaro Operations Inc. Director (sole) Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Saguaro Operations Inc. Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Saguaro Operations Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Saguaro Operations Inc. Secretary Lloyd David
--------------------------------------------------------------------------------------------------------------------
NRG Saguaro Operations Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG Saguaro Operations Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------
NRG San Diego Inc. Director Carroll Michael
--------------------------------------------------------------------------------------------------------------------
NRG San Diego Inc. Vice President Carroll Michael
--------------------------------------------------------------------------------------------------------------------
NRG San Diego Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------
NRG San Diego Inc. Secretary Ptacek Tammie
--------------------------------------------------------------------------------------------------------------------
NRG Services Corporation Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Services Corporation Director (sole) Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Services Corporation Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------
NRG Services Corporation President Kelly Richard
--------------------------------------------------------------------------------------------------------------------
NRG Services Corporation Secretary O'Brien Timothy
--------------------------------------------------------------------------------------------------------------------
105
-------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-------------------------------------------------------------------------------------------------------------------------------
NRG Services Corporation Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG Services Corporation Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Affiliate Services Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Affiliate Services Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Affiliate Services Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Affiliate Services Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Affiliate Services Inc. Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Affiliate Services Inc. Secretary O'Brien Timothy
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Affiliate Services Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Affiliate Services Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Generating LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Generating LLC Management Committee Member (of both members) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Generating LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Generating LLC Management Committee Member (of both members) Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Generating LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Generating LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Generating LLC Secretary McInnis A.
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Generating LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Generating LLC Independent Member Sagedy, Jr. Robert
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. Vice President Brewster John
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. Secretary McInnis A.
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG South Central Operations Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG Sterlington Power LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Sterlington Power LLC Management Board (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Sterlington Power LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Sterlington Power LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG Sterlington Power LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------------------------------
NRG Sterlington Power LLC Secretary McInnis A.
-------------------------------------------------------------------------------------------------------------------------------
NRG Sterlington Power LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG Sterlington Power LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations GP Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations GP Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations GP Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations GP Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations GP Inc. Secretary O'Brien Timothy
-------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations GP Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations GP Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations LP Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations LP Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
106
------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations LP Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations LP Inc. President Kelly Richard
------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations LP Inc. Secretary O'Brien Timothy
------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations LP Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------
NRG Sunnyside Operations LP Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------
NRG Taiwan Holding Company Limited
------------------------------------------------------------------------------------------------------------------------
NRG Taiwan Holding Company Limited Director Johnson Gary
------------------------------------------------------------------------------------------------------------------------
NRG Taiwan Holding Company Limited Chairman of the Board Kelly Richard
------------------------------------------------------------------------------------------------------------------------
NRG Taiwan Holding Company Limited Director Kelly Richard
------------------------------------------------------------------------------------------------------------------------
NRG Telogia Power LLC President Carroll Michael
------------------------------------------------------------------------------------------------------------------------
NRG Telogia Power LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Telogia Power LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Telogia Power LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------
NRG Telogia Power LLC Vice President Pittman Gerald
------------------------------------------------------------------------------------------------------------------------
NRG Telogia Power LLC Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------------------
NRG Telogia Power LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Corporation President Carroll Michael
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Corporation Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Corporation Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Corporation Chief Financial Officer Guglielmi Thomas
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Corporation Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Corporation Vice President of Business Development Pittman Gerald
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Corporation Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Corporation Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Operating Services LLC President Carroll Michael
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Operating Services LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Operating Services LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Operating Services LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Operating Services LLC Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Operating Services LLC Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Services Inc. President Carroll Michael
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Services Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Services Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Services Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Services Inc. Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------------------------
NRG Thermal Services Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------------------------
NRG Turbines LLC Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Turbines LLC Management Committee Member Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Turbines LLC Vice President Davido Scott
------------------------------------------------------------------------------------------------------------------------
NRG Turbines LLC Management Committee Member Kelly Richard
------------------------------------------------------------------------------------------------------------------------
NRG Turbines LLC President Kelly Richard
------------------------------------------------------------------------------------------------------------------------
NRG Turbines LLC Secretary O'Brien Timothy
------------------------------------------------------------------------------------------------------------------------
NRG Turbines LLC Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------------------------
NRG Turbines LLC Management Committee Member Schaefer George
------------------------------------------------------------------------------------------------------------------------
107
-----------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-----------------------------------------------------------------------------------------------------------
NRG Turbines LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG Turbines LLC Independent Member Sutton Debra
-----------------------------------------------------------------------------------------------------------
NRG Valmy Power LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Valmy Power LLC Management Board (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Valmy Power LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Valmy Power LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG Valmy Power LLC Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------
NRG Valmy Power LLC Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------------
NRG Valmy Power LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Victoria I Pty Ltd
-----------------------------------------------------------------------------------------------------------
NRG Victoria I Pty Ltd Director Messer Shaun
-----------------------------------------------------------------------------------------------------------
NRG Victoria I Pty Ltd Secretary Messer Shaun
-----------------------------------------------------------------------------------------------------------
NRG Victoria II Pty Ltd
-----------------------------------------------------------------------------------------------------------
NRG Victoria II Pty Ltd Director Messer Shaun
-----------------------------------------------------------------------------------------------------------
NRG Victoria II Pty Ltd Secretary Messer Shaun
-----------------------------------------------------------------------------------------------------------
NRG Victoria III Pty Ltd
-----------------------------------------------------------------------------------------------------------
NRG Victoria III Pty Ltd Director Messer Shaun
-----------------------------------------------------------------------------------------------------------
NRG Victoria III Pty Ltd Secretary Messer Shaun
-----------------------------------------------------------------------------------------------------------
NRG West Coast Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG West Coast Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG West Coast Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG West Coast Inc. Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------
NRG West Coast Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG West Coast Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG Western Affiliate Services Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Western Affiliate Services Inc. Director (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Western Affiliate Services Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Western Affiliate Services Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------------
NRG Western Affiliate Services Inc. Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------
NRG Western Affiliate Services Inc. Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------------
NRG Western Affiliate Services Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Western Affiliate Services Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRG Woodland Operations LLC President Carroll Michael
-----------------------------------------------------------------------------------------------------------
NRG Woodland Operations LLC Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Woodland Operations LLC Management Board (sole) Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Woodland Operations LLC Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------
NRG Woodland Operations LLC Vice President Helliwell, Jr. William
-----------------------------------------------------------------------------------------------------------
NRG Woodland Operations LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------
NRG Woodland Operations LLC Secretary Ptacek Tammie
-----------------------------------------------------------------------------------------------------------
NRG Woodland Operations LLC Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------------
NRGenerating (Gibraltar) Director Golt Teresa
-----------------------------------------------------------------------------------------------------------
NRGenerating Energy Trading Ltd. Secretary Eitrheim Marie
-----------------------------------------------------------------------------------------------------------
NRGenerating Energy Trading Ltd. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------
108
----------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 11) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 11) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 13) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 13) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 14) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 14) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 15) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 15) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 16) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 16) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 18) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 18) B.V. Director Temmes Management Services B.V.
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 19) B.V.
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 19) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 2) GmbH
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 2) GmbH Authorized Signatory Cochran JoAnn
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 2) GmbH Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 2) GmbH Director van Tol Pieter
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 21) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 21) B.V. Director Temmes Management Services B.V.
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 23) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 23) B.V. Director Temmes Management Services B.V.
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 24) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 3) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 3) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 3) GmbH Authorized Signatory Cochran JoAnn
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 3) GmbH Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 3) GmbH Director van Tol Petrus
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 4) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 4) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 4) GmbH Authorized Signatory Cochran JoAnn
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 4) GmbH Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 4) GmbH Director van Tol Petrus
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 5) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 5) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
109
----------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 6) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 6) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 7) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 7) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 8) B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings (No. 8) B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings GmbH Authorized Signatory Cochran JoAnn
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings GmbH Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Holdings GmbH Director van Tol Pieter
----------------------------------------------------------------------------------------------------------------------------
NRGenerating II (Gibraltar) Director Golt Teresa
----------------------------------------------------------------------------------------------------------------------------
NRGenerating III (Gibraltar) Director Golt Teresa
----------------------------------------------------------------------------------------------------------------------------
NRGenerating International B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating International B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating IV (Gibraltar) Director NRG International Holdings GmbH
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 1) S.a.r.l. Director NRGenerating International B.V.
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 2) S.a.r.l. Director NRGenerating International B.V.
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 4) S.a.r.l. Director NRGenerating Holdings (No. 21) B.V.
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 4) S.a.r.l. Director NRGenerating Holdings (No. 21) B.V.
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 5) S.a.r.l. Director NRGenerating Holdings (No. 21) B.V.
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Luxembourg (No. 6) S.a.r.l. Manager NRG International Holdings GmbH
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Rupali B.V. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
NRGenerating Rupali B.V. Director Temmes Management Services BV
----------------------------------------------------------------------------------------------------------------------------
NRGenerating, Ltd. Secretary Eitrheim Marie
----------------------------------------------------------------------------------------------------------------------------
NRGenerating, Ltd. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas (Mazzaro), Inc. Director Carroll Michael
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas (Mazzaro), Inc. President Carroll Michael
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas (Mazzaro), Inc. Vice President Chapman Randall
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas (Mazzaro), Inc. Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas (Mazzaro), Inc. Vice President Davido Scott
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas (Mazzaro), Inc. Vice President Heuiser Benny
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas (Mazzaro), Inc. Director Kelly Richard
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas (Mazzaro), Inc. Assistant Secretary Osteraas Kathryn
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas (Mazzaro), Inc. Secretary Ptacek Tammie
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas (Mazzaro), Inc. Treasurer Schaefer George
----------------------------------------------------------------------------------------------------------------------------
O Brien Biogas IV LLC Manager Aschehoug Trond
----------------------------------------------------------------------------------------------------------------------------
O Brien Cogeneration, Inc. II Assistant Secretary Davido Scott
----------------------------------------------------------------------------------------------------------------------------
110
------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
------------------------------------------------------------------------------------------------------
O Brien Cogeneration, Inc. II Director (sole) Davido Scott
------------------------------------------------------------------------------------------------------
O Brien Cogeneration, Inc. II Vice President Davido Scott
------------------------------------------------------------------------------------------------------
O Brien Cogeneration, Inc. II President Kelly Richard
------------------------------------------------------------------------------------------------------
O Brien Cogeneration, Inc. II Secretary Lloyd David
------------------------------------------------------------------------------------------------------
O Brien Cogeneration, Inc. II Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------
O Brien Cogeneration, Inc. II Vice President Riley Bryan
------------------------------------------------------------------------------------------------------
O Brien Cogeneration, Inc. II Treasurer Schaefer George
------------------------------------------------------------------------------------------------------
O Brien Standby Power Energy, Inc. Director Carroll Michael
------------------------------------------------------------------------------------------------------
O Brien Standby Power Energy, Inc. President Carroll Michael
------------------------------------------------------------------------------------------------------
O Brien Standby Power Energy, Inc. Vice President Chapman Randall
------------------------------------------------------------------------------------------------------
O Brien Standby Power Energy, Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------
O Brien Standby Power Energy, Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------
O Brien Standby Power Energy, Inc. Vice President Heuiser Benny
------------------------------------------------------------------------------------------------------
O Brien Standby Power Energy, Inc. Director Kelly Richard
------------------------------------------------------------------------------------------------------
O Brien Standby Power Energy, Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------
O Brien Standby Power Energy, Inc. Secretary Ptacek Tammie
------------------------------------------------------------------------------------------------------
Okeechobee Power I, Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------
Okeechobee Power I, Inc. Director (sole) Davido Scott
------------------------------------------------------------------------------------------------------
Okeechobee Power I, Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------
Okeechobee Power I, Inc. President Kelly Richard
------------------------------------------------------------------------------------------------------
Okeechobee Power I, Inc. Secretary O'Brien Timothy
------------------------------------------------------------------------------------------------------
Okeechobee Power I, Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------
Okeechobee Power I, Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------
Okeechobee Power II, Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------
Okeechobee Power II, Inc. Director (sole) Davido Scott
------------------------------------------------------------------------------------------------------
Okeechobee Power II, Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------
Okeechobee Power II, Inc. President Kelly Richard
------------------------------------------------------------------------------------------------------
Okeechobee Power II, Inc. Secretary O'Brien Timothy
------------------------------------------------------------------------------------------------------
Okeechobee Power II, Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------
Okeechobee Power II, Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------
Okeechobee Power III, Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------
Okeechobee Power III, Inc. Director (sole) Davido Scott
------------------------------------------------------------------------------------------------------
Okeechobee Power III, Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------
Okeechobee Power III, Inc. President Kelly Richard
------------------------------------------------------------------------------------------------------
Okeechobee Power III, Inc. Secretary O'Brien Timothy
------------------------------------------------------------------------------------------------------
Okeechobee Power III, Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------
Okeechobee Power III, Inc. Treasurer Schaefer George
------------------------------------------------------------------------------------------------------
ONSITE Energy, Inc. Assistant Secretary Davido Scott
------------------------------------------------------------------------------------------------------
ONSITE Energy, Inc. Director Davido Scott
------------------------------------------------------------------------------------------------------
ONSITE Energy, Inc. Vice President Davido Scott
------------------------------------------------------------------------------------------------------
ONSITE Energy, Inc. Director Kelly Richard
------------------------------------------------------------------------------------------------------
ONSITE Energy, Inc. President Kelly Richard
------------------------------------------------------------------------------------------------------
ONSITE Energy, Inc. Secretary Lloyd David
------------------------------------------------------------------------------------------------------
ONSITE Energy, Inc. Vice President Marks Stanley
------------------------------------------------------------------------------------------------------
ONSITE Energy, Inc. Assistant Secretary Osteraas Kathryn
------------------------------------------------------------------------------------------------------
111
--------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
--------------------------------------------------------------------------------------------------------
ONSITE Energy, Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
ONSITE Funding Corporation Secretary Lloyd David
--------------------------------------------------------------------------------------------------------
ONSITE Funding Corporation Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------
ONSITE Funding Corporation Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
ONSITE Marianas Corporation Secretary Lloyd David
--------------------------------------------------------------------------------------------------------
ONSITE Marianas Corporation Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------
ONSITE Marianas Corporation Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
Oswego Harbor Power LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
Oswego Harbor Power LLC Management Committee Member Davido Scott
--------------------------------------------------------------------------------------------------------
Oswego Harbor Power LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
Oswego Harbor Power LLC Secretary Fisfis David
--------------------------------------------------------------------------------------------------------
Oswego Harbor Power LLC Management Committee Member Kelly Richard
--------------------------------------------------------------------------------------------------------
Oswego Harbor Power LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------
Oswego Harbor Power LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
Oswego Harbor Power LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
Oswego Harbor Power LLC Independent Member Tillman Carrie
--------------------------------------------------------------------------------------------------------
OU Nrg Energy Est Management Board Member Lauri Hillar
--------------------------------------------------------------------------------------------------------
OU Nrg Energy Est Management Board Member Wolf Steven
--------------------------------------------------------------------------------------------------------
P.T. Dayalistrik Pratama Commissioner Ansaldo(1)
--------------------------------------------------------------------------------------------------------
P.T. Dayalistrik Pratama Director Ansaldo(1)
--------------------------------------------------------------------------------------------------------
P.T. Dayalistrik Pratama Director Pesenti Lorenzo
--------------------------------------------------------------------------------------------------------
P.T. Dayalistrik Pratama Commissioner PT Fenergi(1)
--------------------------------------------------------------------------------------------------------
P.T. Dayalistrik Pratama Director PT Fenergi(1)
--------------------------------------------------------------------------------------------------------
P.T. Dayalistrik Pratama Director Widjajanto Utomo
--------------------------------------------------------------------------------------------------------
Pacific Crockett Holdings, Inc. Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
Pacific Crockett Holdings, Inc. Director Davido Richard
--------------------------------------------------------------------------------------------------------
Pacific Crockett Holdings, Inc. Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
Pacific Crockett Holdings, Inc. Director Kelly Richard
--------------------------------------------------------------------------------------------------------
Pacific Crockett Holdings, Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------
Pacific Crockett Holdings, Inc. Secretary Lloyd David
--------------------------------------------------------------------------------------------------------
Pacific Crockett Holdings, Inc. Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------
Pacific Crockett Holdings, Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
Pacific Generation Company Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
Pacific Generation Company Director Davido Scott
--------------------------------------------------------------------------------------------------------
Pacific Generation Company Vice President Davido Scott
--------------------------------------------------------------------------------------------------------
Pacific Generation Company Director Kelly Richard
--------------------------------------------------------------------------------------------------------
Pacific Generation Company President Kelly Richard
--------------------------------------------------------------------------------------------------------
Pacific Generation Company Secretary Lloyd David
--------------------------------------------------------------------------------------------------------
Pacific Generation Company Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------
Pacific Generation Company Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------
Pacific Generation Company Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------
Pacific Generation Development Company Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------
Pacific Generation Development Company Director Davido Scott
--------------------------------------------------------------------------------------------------------
112
-----------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-----------------------------------------------------------------------------------------------------
Pacific Generation Development Company Vice President Davido Scott
-----------------------------------------------------------------------------------------------------
Pacific Generation Development Company Director Kelly Richard
-----------------------------------------------------------------------------------------------------
Pacific Generation Development Company President Kelly Richard
-----------------------------------------------------------------------------------------------------
Pacific Generation Development Company Secretary Lloyd David
-----------------------------------------------------------------------------------------------------
Pacific Generation Development Company Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------
Pacific Generation Development Company Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------
Pacific Generation Development Company Director Schaefer George
-----------------------------------------------------------------------------------------------------
Pacific Generation Development Company Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------
Pacific Generation Holdings Company Director Kelly Richard
-----------------------------------------------------------------------------------------------------
Pacific Generation Holdings Company President Kelly Richard
-----------------------------------------------------------------------------------------------------
Pacific Generation Holdings Company Director Lloyd David
-----------------------------------------------------------------------------------------------------
Pacific Generation Holdings Company Secretary Lloyd David
-----------------------------------------------------------------------------------------------------
Pacific Generation Holdings Company Director Marks Stanley
-----------------------------------------------------------------------------------------------------
Pacific Generation Holdings Company Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------
Pacific Generation Holdings Company Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------
Pacific Generation Resources Company Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------
Pacific Generation Resources Company Director Davido Scott
-----------------------------------------------------------------------------------------------------
Pacific Generation Resources Company Vice President Davido Scott
-----------------------------------------------------------------------------------------------------
Pacific Generation Resources Company Director Kelly Richard
-----------------------------------------------------------------------------------------------------
Pacific Generation Resources Company President Kelly Richard
-----------------------------------------------------------------------------------------------------
Pacific Generation Resources Company Secretary Lloyd David
-----------------------------------------------------------------------------------------------------
Pacific Generation Resources Company Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------
Pacific Generation Resources Company Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------
Pacific Generation Resources Company Director Schaefer George
-----------------------------------------------------------------------------------------------------
Pacific Generation Resources Company Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------
Pacific Orrington Energy, Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------
Pacific Orrington Energy, Inc. Director Davido Scott
-----------------------------------------------------------------------------------------------------
Pacific Orrington Energy, Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------
Pacific Orrington Energy, Inc. Director Kelly Richard
-----------------------------------------------------------------------------------------------------
Pacific Orrington Energy, Inc. President Kelly Richard
-----------------------------------------------------------------------------------------------------
Pacific Orrington Energy, Inc. Secretary Lloyd David
-----------------------------------------------------------------------------------------------------
Pacific Orrington Energy, Inc. Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------
Pacific Orrington Energy, Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------
Pacific Orrington Energy, Inc. Director Schaefer George
-----------------------------------------------------------------------------------------------------
Pacific Orrington Energy, Inc. Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------
Pacific-Mt. Poso Corporation Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------
Pacific-Mt. Poso Corporation Director Davido Scott
-----------------------------------------------------------------------------------------------------
Pacific-Mt. Poso Corporation Vice President Davido Scott
-----------------------------------------------------------------------------------------------------
Pacific-Mt. Poso Corporation Director Kelly Richard
-----------------------------------------------------------------------------------------------------
Pacific-Mt. Poso Corporation President Kelly Richard
-----------------------------------------------------------------------------------------------------
Pacific-Mt. Poso Corporation Secretary Lloyd David
-----------------------------------------------------------------------------------------------------
Pacific-Mt. Poso Corporation Vice President Marks Stanley
-----------------------------------------------------------------------------------------------------
Pacific-Mt. Poso Corporation Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------
Pacific-Mt. Poso Corporation Treasurer Schaefer George
-----------------------------------------------------------------------------------------------------
Pittsburgh Thermal, Limited Partnership Chairman Avers (TVI) Carl
-----------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-------------------------------------------------------------------------------------------------------------------------------
Pittsburgh Thermal, Limited Partnership Secretary Avers (TVI) Carl
-------------------------------------------------------------------------------------------------------------------------------
Pittsburgh Thermal, Limited Partnership Vice President Cummings (TVI) James
-------------------------------------------------------------------------------------------------------------------------------
Pittsburgh Thermal, Limited Partnership Assistant Secretary Mahoney (TVI) Lewis
-------------------------------------------------------------------------------------------------------------------------------
Pittsburgh Thermal, Limited Partnership President Mahoney (TVI) Lewis
-------------------------------------------------------------------------------------------------------------------------------
Pittsburgh Thermal, Limited Partnership Treasurer Mahoney (TVI) Lewis
-------------------------------------------------------------------------------------------------------------------------------
Power Operations, Inc. Vice President Brewster John
-------------------------------------------------------------------------------------------------------------------------------
Power Operations, Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Power Operations, Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Power Operations, Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Power Operations, Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
Power Operations, Inc. Secretary O'Brien Timothy
-------------------------------------------------------------------------------------------------------------------------------
Power Operations, Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
Power Operations, Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
Pyro-Pacific Operating Company managed by General partner or Management Pyropower Corp.(2)
Committee
-------------------------------------------------------------------------------------------------------------------------------
Reid Gardner Power LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
Reid Gardner Power LLC Secretary Lloyd David
-------------------------------------------------------------------------------------------------------------------------------
Reid Gardner Power LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
Rocky Road Power, LLC Executive Committee Representative Elmer Vic
-------------------------------------------------------------------------------------------------------------------------------
Rocky Road Power, LLC Executive Committee Representative Lopez Aldo
-------------------------------------------------------------------------------------------------------------------------------
Rocky Road Power, LLC Executive Committee Representative Manalac G.P.
-------------------------------------------------------------------------------------------------------------------------------
Rybnik (Gibraltar) Director Golt Teresa
-------------------------------------------------------------------------------------------------------------------------------
Rybnik Power B.V. Director Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
Rybnik Power B.V. Director Temmes Management
Services BV
-------------------------------------------------------------------------------------------------------------------------------
Saale Energie GmbH Prokurist (joint representative with a Blake Steven
managing director/by proxy)
-------------------------------------------------------------------------------------------------------------------------------
Saale Energie GmbH Prokurist (joint representative with a Haffner Paul
managing director/by proxy)
-------------------------------------------------------------------------------------------------------------------------------
Saale Energie GmbH Managing Director - Geschaftsfuhrer Taylor Andrew
-------------------------------------------------------------------------------------------------------------------------------
Saale Energie Services GmbH Managing Director - Geschaftsfuhrer Blake Steven
-------------------------------------------------------------------------------------------------------------------------------
Saale Energie Services GmbH Managing Director - Geschaftsfuhrer Scantlebury Julian
-------------------------------------------------------------------------------------------------------------------------------
Sachsen Holding B.V. Director Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
Sachsen Holding B.V. Director Temmes Management
Services BV
-------------------------------------------------------------------------------------------------------------------------------
Saguaro Power LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Saguaro Power LLC Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Saguaro Power LLC Secretary Fisfis David
-------------------------------------------------------------------------------------------------------------------------------
Saguaro Power LLC Independent Member Grier Robert
-------------------------------------------------------------------------------------------------------------------------------
Saguaro Power LLC President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
Saguaro Power LLC Vice President Marks Stanley
-------------------------------------------------------------------------------------------------------------------------------
Saguaro Power LLC Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
Saguaro Power LLC Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
San Bernardino Landfill Gas Limited Manager MN San Bernardino
Partnership, a California limited Gasco I LLC (GP)
partnership
-------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I, Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I, Inc. Director Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I, Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I, Inc. Director Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I, Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I, Inc. Secretary Lloyd David
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I, Inc. Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I, Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I, Inc. Director Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy I, Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy IV, Inc. Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy IV, Inc. Director Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy IV, Inc. Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy IV, Inc. Director Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy IV, Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy IV, Inc. Secretary Lloyd David
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy IV, Inc. Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy IV, Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy IV, Inc. Director Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy IV, Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy Partners I, L.P. Management Committee Member Coombs Alan
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy Partners I, L.P. Management Committee Member Marks Stanley
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy Partners I, L.P. Management Committee member Volkar Patrick
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy Partners IV, L.P. Management Committee Member Coombs Alan
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy Partners IV, L.P. Management Committee Member Marks Stanley
--------------------------------------------------------------------------------------------------------------------------------
San Joaquin Valley Energy Partners IV, L.P. Management Committee Member Volkar Patrick
--------------------------------------------------------------------------------------------------------------------------------
Scoria Incorporated Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-C L.D.C. Project Committee Representative CAF, CMS,
IFC(1) each
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-C L.D.C. Management Committee Representative Carbonell Carmen
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-C L.D.C. Management Committee Representative Elward Thomas
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-C L.D.C. Project Committee Representative Little Harold
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-C L.D.C. Management Committee Representative Paul Helmut
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-C L.D.C. Project Committee Representative (alternate) Smith Guy
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-C L.D.C. Management Committee Representative Birdsong Lynn
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-C L.D.C. Project Committee Representative CAF, CMS,
IFC(1) each
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-C L.D.C. Management Committee Representative Carbonell Carmen
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-C L.D.C. Management Committee Representative Elward Thomas
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-C L.D.C. Project Committee Representative Little Harold
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-C L.D.C. Management Committee Representative Paul Helmut
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-C L.D.C. Project Committee Representative (alternate) Smith Guy
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-Corporation A Management Committee Representative Birdsong Lynn
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-Corporation A Project Committee Representative CAF and
CMS(1) each
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-Corporation A Management Committee Representative Carbonell Carmen
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-Corporation A Management Committee Representative Elward Thomas
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-Corporation A Management Committee Representative Paul Helmut
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-Corporation B Management Committee Representative Birdsong Lynn
--------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-Corporation B Project Committee Representative CAF and
CMS(1) each
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-Corporation B Management Committee Representative Carbonell Carmen
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-Corporation B Management Committee Representative Elward Thomas
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-Corporation B Management Committee Representative Paul Helmut
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-P L.D.C. Management Committee Representative Birdsong Lynn
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-P L.D.C. Project Committee Representative CAF, CMS,
IFC(1) each
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-P L.D.C. Management Committee Representative Carbonell Carmen
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-P L.D.C. Management Committee Representative Elward Thomas
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-P L.D.C. Management Committee Representative (alternate) Little Harold
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-P L.D.C. Management Committee Representative Paul Helmut
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power II-P L.D.C. Management Committee Representative Smith Guy
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-P L.D.C. Project Committee Representative CAF, CMS,
IFC(1) each
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-P L.D.C. Management Committee Representative Carbonell Carmen
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-P L.D.C. Management Committee Representative Elward Thomas
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-P L.D.C. Management Committee Representative (alternate) Little Harold
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-P L.D.C. Management Committee Representative Paul Helmut
--------------------------------------------------------------------------------------------------------------------------------
Scudder Latin American Power I-P L.D.C. Management Committee Representative Smith Guy
--------------------------------------------------------------------------------------------------------------------------------
Somerset Operations Inc. Vice President Brewster John
--------------------------------------------------------------------------------------------------------------------------------
Somerset Operations Inc. Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
Somerset Operations Inc. Director (sole) Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
Somerset Operations Inc. Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
Somerset Operations Inc. Secretary Fisfis David
--------------------------------------------------------------------------------------------------------------------------------
Somerset Operations Inc. President Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
Somerset Operations Inc. Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
Somerset Operations Inc. Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
Somerset Power LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
Somerset Power LLC Management Committee Member Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
Somerset Power LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
Somerset Power LLC Secretary Fisfis David
--------------------------------------------------------------------------------------------------------------------------------
Somerset Power LLC Management Committee Member Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
Somerset Power LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
Somerset Power LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
Somerset Power LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
Somerset Power LLC Independent Member Tillman Carrie
--------------------------------------------------------------------------------------------------------------------------------
South Central Generation Holding LLC Assistant Secretary Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
South Central Generation Holding LLC Management Committee Member Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
South Central Generation Holding LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
South Central Generation Holding LLC Management Committee Member Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
South Central Generation Holding LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
South Central Generation Holding LLC Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------------------
South Central Generation Holding LLC Secretary McInnis A.
--------------------------------------------------------------------------------------------------------------------------------
South Central Generation Holding LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
South Central Generation Holding LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-----------------------------------------------------------------------------------------------------------------------------------
Southwest Generation LLC President Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------------
Southwest Generation LLC Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------------------------------
Southwest Generation LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------------
Southwest Power Holdings LLC Secretary Lloyd David
-----------------------------------------------------------------------------------------------------------------------------------
Southwest Power Holdings LLC Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------------
Statoil Energy Power/Pennsylvania, Inc. Director Carroll Michael
-----------------------------------------------------------------------------------------------------------------------------------
Statoil Energy Power/Pennsylvania, Inc. President Carroll Michael
-----------------------------------------------------------------------------------------------------------------------------------
Statoil Energy Power/Pennsylvania, Inc. Assistant Secretary Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Statoil Energy Power/Pennsylvania, Inc. Vice President Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Statoil Energy Power/Pennsylvania, Inc. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------------
Statoil Energy Power/Pennsylvania, Inc. Assistant Secretary Osteraas Kathryn
-----------------------------------------------------------------------------------------------------------------------------------
Statoil Energy Power/Pennsylvania, Inc. Secretary Ptacek Tammie
-----------------------------------------------------------------------------------------------------------------------------------
Sterling (Gibraltar) Secretary Golt Teresa
-----------------------------------------------------------------------------------------------------------------------------------
Sterling (Gibraltar) Director NRGenerating Holdings (No. 15) B.V.
-----------------------------------------------------------------------------------------------------------------------------------
Sterling Luxembourg (No. 1) s.a.r.l. Director NRGenerating Holdings (No. 15) B.V.
-----------------------------------------------------------------------------------------------------------------------------------
Sterling Luxembourg (No. 2) s.a.r.l. Director NRGenerating Holdings (No. 15) B.V.
-----------------------------------------------------------------------------------------------------------------------------------
Sterling Luxembourg (No. 4) s.a.r.l. Director NRGenerating Holdings (No. 15) B.V.
-----------------------------------------------------------------------------------------------------------------------------------
STS Heisler, Inc. Assistant Secretary Omega Energy
-----------------------------------------------------------------------------------------------------------------------------------
STS Heisler, Inc. Executive Vice President Omega Energy
-----------------------------------------------------------------------------------------------------------------------------------
STS Heisler, Inc. President Omega Energy
-----------------------------------------------------------------------------------------------------------------------------------
STS Heisler, Inc. Secretary Omega Energy
-----------------------------------------------------------------------------------------------------------------------------------
STS Heisler, Inc. Treasurer Omega Energy
-----------------------------------------------------------------------------------------------------------------------------------
STS Heisler, Inc. Director Omega Energy(2)
-----------------------------------------------------------------------------------------------------------------------------------
STS Hydropower Ltd. Assistant Secretary Omega Energy
-----------------------------------------------------------------------------------------------------------------------------------
STS Hydropower Ltd. Executive Vice President Omega Energy
-----------------------------------------------------------------------------------------------------------------------------------
STS Hydropower Ltd. President Omega Energy
-----------------------------------------------------------------------------------------------------------------------------------
STS Hydropower Ltd. Secretary Omega Energy
-----------------------------------------------------------------------------------------------------------------------------------
STS Hydropower Ltd. Treasurer Omega Energy
-----------------------------------------------------------------------------------------------------------------------------------
STS Hydropower Ltd. Director Omega Energy(2)
-----------------------------------------------------------------------------------------------------------------------------------
Suncook Energy LLC Manager Chapman Randall
-----------------------------------------------------------------------------------------------------------------------------------
Suncook Energy LLC Manager Davido Scott
-----------------------------------------------------------------------------------------------------------------------------------
Suncook Energy LLC Manager Heuiser Benny
-----------------------------------------------------------------------------------------------------------------------------------
Sunnyside Cogeneration Associates Management Committee Member Anderson Mark
-----------------------------------------------------------------------------------------------------------------------------------
Sunnyside Cogeneration Associates Management Committee Member Babcock & Wilcox(2)
-----------------------------------------------------------------------------------------------------------------------------------
Sunnyside Holdings I, Inc.. Vice President Smith Thomas
-----------------------------------------------------------------------------------------------------------------------------------
Sunshine State Power (No. 2) B.V.
-----------------------------------------------------------------------------------------------------------------------------------
Sunshine State Power (No. 2) B.V. Director Kelly Richard
-----------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
-------------------------------------------------------------------------------------------------------------------------------
Sunshine State Power (No. 2) B.V. Director Temmes Management Services BV
-------------------------------------------------------------------------------------------------------------------------------
Sunshine State Power B.V.
-------------------------------------------------------------------------------------------------------------------------------
Sunshine State Power B.V. Director Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
Sunshine State Power B.V. Director Temmes Management Services BV
-------------------------------------------------------------------------------------------------------------------------------
Tacoma Energy Recovery Company President Carroll Michael
-------------------------------------------------------------------------------------------------------------------------------
Tacoma Energy Recovery Company Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Tacoma Energy Recovery Company Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Tacoma Energy Recovery Company Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Tacoma Energy Recovery Company Vice President Helliwell, Jr. William
-------------------------------------------------------------------------------------------------------------------------------
Tacoma Energy Recovery Company Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
Tacoma Energy Recovery Company Secretary Ptacek Tammie
-------------------------------------------------------------------------------------------------------------------------------
Tacoma Energy Recovery Company Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
Telogia Power Inc. Director Carroll Michael
-------------------------------------------------------------------------------------------------------------------------------
Telogia Power Inc. President Carroll Michael
-------------------------------------------------------------------------------------------------------------------------------
Telogia Power Inc. Secretary Ptacek Tammie
-------------------------------------------------------------------------------------------------------------------------------
Telogia Power Inc. Director Tritz Kevin
-------------------------------------------------------------------------------------------------------------------------------
Telogia Power Inc. Vice President Tritz Kevin
-------------------------------------------------------------------------------------------------------------------------------
Termo Santander Holding (Alpha), L.L.C. Executive Committee Representative Elmer Vic
-------------------------------------------------------------------------------------------------------------------------------
Termo Santander Holding (Alpha), L.L.C. Executive Committee Representative Lopez Aldo
-------------------------------------------------------------------------------------------------------------------------------
Termo Santander Holding (Alpha), L.L.C. Executive Committee Representative Manalac G.P.
-------------------------------------------------------------------------------------------------------------------------------
Termo Santander Holding (Alpha), L.L.C. Executive Committee Representative Williams Alan
-------------------------------------------------------------------------------------------------------------------------------
TermoRio S.A. Director Barbosa de Oliveira Paulo
-------------------------------------------------------------------------------------------------------------------------------
TermoRio S.A. Director Moreira da Silva Luis
-------------------------------------------------------------------------------------------------------------------------------
TermoRio S.A. Director Tavares Cezar
-------------------------------------------------------------------------------------------------------------------------------
Timber Energy Resources, Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
Timber Energy Resources, Inc. Secretary Ptacek Tammie
-------------------------------------------------------------------------------------------------------------------------------
Timber Energy Resources, Inc. Director (through the sole Tritz Kevin
shareholder, Telogia Power Inc.)
-------------------------------------------------------------------------------------------------------------------------------
Timber Energy Resources, Inc. Vice President Tritz Kevin
-------------------------------------------------------------------------------------------------------------------------------
Tosli (Gibraltar) B.V. Managing Director ("Bestuurder") Gonzalez Joaquin
-------------------------------------------------------------------------------------------------------------------------------
Tosli Acquisition B.V. Director NRGenerating Holdings
(No. 21) B.V.
-------------------------------------------------------------------------------------------------------------------------------
Valmy Power LLC Secretary Lloyd David
-------------------------------------------------------------------------------------------------------------------------------
Vienna Operations Inc. Vice President Brewster John
-------------------------------------------------------------------------------------------------------------------------------
Vienna Operations Inc. Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Vienna Operations Inc. Director (sole) Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Vienna Operations Inc. Vice President Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Vienna Operations Inc. Secretary Fisfis David
-------------------------------------------------------------------------------------------------------------------------------
Vienna Operations Inc. President Kelly Richard
-------------------------------------------------------------------------------------------------------------------------------
Vienna Operations Inc. Assistant Secretary Osteraas Kathryn
-------------------------------------------------------------------------------------------------------------------------------
Vienna Operations Inc. Vice President Riley Bryan
-------------------------------------------------------------------------------------------------------------------------------
Vienna Operations Inc. Treasurer Schaefer George
-------------------------------------------------------------------------------------------------------------------------------
Vienna Power LLC Assistant Secretary Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
Vienna Power LLC Management Committee Member Davido Scott
-------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------
SUBSIDIARY NAME TITLE LAST NAME FIRST NAME
--------------------------------------------------------------------------------------------------------------------------------
Vienna Power LLC Vice President Davido Scott
--------------------------------------------------------------------------------------------------------------------------------
Vienna Power LLC Secretary Fisfis David
--------------------------------------------------------------------------------------------------------------------------------
Vienna Power LLC Management Committee Member Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
Vienna Power LLC President Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
Vienna Power LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
Vienna Power LLC Vice President Riley Bryan
--------------------------------------------------------------------------------------------------------------------------------
Vienna Power LLC Management Committee Member Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
Vienna Power LLC Treasurer Schaefer George
--------------------------------------------------------------------------------------------------------------------------------
Wainstones Power Limited Director Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
Wainstones Power Limited Secretary Mincing Lane Corporate Services Limited
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Treasurer Doty Robert
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Assistant Secretary Johnson Alisa
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Executive Committee Member Lednicky Lynn
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Vice President Lednicky Lynn
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Secretary Lloyd David
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Executive Committee Member Manalac G.P.
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Vice President Manalac G.P.
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Executive Committee Member Marks Stanley
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC President Nistetter Dean
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
WCP (Generation) Holdings LLC Assistant Secretary Roth David
--------------------------------------------------------------------------------------------------------------------------------
WEB Energy Ltd.
--------------------------------------------------------------------------------------------------------------------------------
WEB Energy Ltd. Director Jhumka Salim
--------------------------------------------------------------------------------------------------------------------------------
WEB Energy Ltd. Director Kelly Richard
--------------------------------------------------------------------------------------------------------------------------------
WEB Energy Ltd. Director Kwong Michael
--------------------------------------------------------------------------------------------------------------------------------
WEB Energy Ltd. Secretary Port Louis Management Services Ltd.
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Treasurer Doty Robert
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Assistant Secretary Johnson Alisa
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Executive Committee Member Lednicky Lynn
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC President Lednicky Lynn
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Vice President Lednicky Lynn
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Secretary Lloyd David
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Executive Committee Member Manalac G.P.
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Vice President Manalac G.P.
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Executive Committee Member Marks Stanley
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Vice President Marks Stanley
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Assistant Secretary Osteraas Kathryn
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Assistant Secretary Roth David
--------------------------------------------------------------------------------------------------------------------------------
West Coast Power LLC Executive Committee Member Williams J.
--------------------------------------------------------------------------------------------------------------------------------
PART II
With respect to each officer and director with a financial connection within the
provisions of Section 17(c) of the Act, show:
--------------------------------------------------------------------------------------------------------------------
NAME OF DIRECTOR NAME AND LOCATION OF POSITION HELD IN APPLICABLE
OR OFFICER (1) FINANCIAL INSTITUTION (2) FINANCIAL INSTITUTION (3) EXTENSION RULE (4)
--------------------------------------------------------------------------------------------------------------------
C. Coney Burgess Herring Bancorp Inc., Vernon, TX Chairman 70(a)
--------------------------------------------------------------------------------------------------------------------
Herring National Bank, Clarendon, TX Director
--------------------------------------------------------------------------------------------------------------------
Herring National Bank, Vernon, TX Director
--------------------------------------------------------------------------------------------------------------------
Herring Bancshares Inc., Altus, OK Chairman
--------------------------------------------------------------------------------------------------------------------
Monarch Trust Co., Amarillo, TX President & Director
====================================================================================================================
Rodney E. Slifer Alpine Banks of Colorado, Vail, CO Director 70(a)
====================================================================================================================
W. Thomas Stephens The Putnam Funds, Boston, MA Director 70(b)
====================================================================================================================
David A. Christensen Wells Fargo & Co., San Francisco, CA Director 70(b)
====================================================================================================================
Douglas W. Leatherdale The John Nuveen Co., Chicago, IL Director 70(b)
====================================================================================================================
PART III
State the disclosures made in each system company's most recent proxy statement
and annual report on Form 10-K with respect to:
(a) The compensation of directors and executive officers of system companies;
(b) Their interest in the securities of system companies including options or
other rights to acquire securities;
(c) Their contracts and transactions with system companies;
(d) Their indebtedness to system companies;
(e) Their participation in bonus and profit-sharing arrangements and other
benefits;
(f) Their rights to indemnity.
FROM THE PROXY STATEMENT OF XCEL ENERGY INC.:
DIRECTORS' COMPENSATION
The following table provides information on our compensation and reimbursement
practices during 2002 for non-employee directors. The director who is employed
by Xcel Energy, Mr. Wayne Brunetti, does not receive any compensation for his
Board activities.
DIRECTORS' COMPENSATION FOR 2002
Annual Director Retainer $ 33,600
Board Meeting Attendance Fees (per meeting) $ 1,200
Telephonic Meeting Attendance Fees (per meeting) $ 500
Committee Meeting Attendance Fees (per meeting) $ 1,200
Additional Retainer for Committee Chair (Compensation & Nominating Committee $ 3,000
and Operations & Nuclear Committee)
Additional Retainer for Audit Committee (1) $ 4,250
Additional Retainer for Finance Committee (2) $ 3,834
Stock Equivalent Units $ 52,800
(1) Audit Committee chair's annual retainer was increased from $3,000 to $6,000
effective August 2002.
(2) Finance Committee chair's annual retainer was increased from $3,000 to
$5,000 effective August 2002.
Xcel Energy has a Stock Equivalent Plan for Non-Employee Directors to more
closely align directors' interests with those of our shareholders. Under this
Stock Equivalent Plan, directors may receive an annual award of stock equivalent
units with each unit having a value equal to one share of our common stock.
Stock equivalent units do not entitle a director to vote and are only payable as
a distribution of whole shares of the Company's common stock upon a director's
termination of service. The stock equivalent units fluctuate in value as the
value of our common stock fluctuates.
Additional stock equivalent units are accumulated upon the payment of and at the
same value as dividends declared on our common stock. On April 19, 2002,
non-employee directors of Xcel Energy received an award of 2,039.40 stock
equivalent units representing approximately $52,800 in cash value.
Additional stock equivalent units were accumulated during 2002 as dividends were
paid on our common stock. The number of stock equivalents for each non-employee
director is listed in the share ownership chart, which is set forth below.
Directors also may participate in a deferred compensation plan, which provides
for deferral of director retainer and meeting fees until after retirement from
the Board. A director may defer director retainer and meeting fees into the
Stock Equivalent Plan. A director who elects to defer compensation under this
plan receives a premium of 20% of the compensation that is deferred.
COMMON STOCK OWNERSHIP OF DIRECTORS AND EXECUTIVE OFFICERS
The following table sets forth information concerning beneficial ownership of
our common stock as of March 3, 2003, for: (a) each director and the nominees
for director; (b) named executive officers set forth in the Summary Compensation
Table; and (c) the directors and executive officers as a group. Unless otherwise
indicated, each person has sole investment and voting power (or shares such
powers with his or her spouse) with respect to the shares set forth in the
following table. None of the individuals listed in the Beneficial Ownership
Table below owned more than 0.22% of Xcel Energy's common stock. None of these
individuals owns any shares of Xcel Energy's preferred stock.
BENEFICIAL OWNERSHIP TABLE
OPTIONS
EXERCISABLE
NAME AND PRINCIPAL COMMON STOCK WITHIN RESTRICTED
POSITION OF BENEFICIAL OWNER STOCK EQUIVALENTS 60 DAYS STOCK TOTAL
------------------------------------------------------------ ------- ----------- ----------- ---------- ----------
Wayne H. Brunetti 105,025 9,184 692,850 24,348 831,407
Chairman of the Board, President and Chief Executive Officer
C. Coney Burgess 8,576 12,174 0 0 20,750
Director
David A. Christensen 1,000 33,661 0 0 34,661
Director
Roger R. Hemminghaus 6,565 23,826 0 0 30,391
Director
A. Barry Hirschfield 13,251 12,930 0 0 26,181
Director
Douglas W. Leatherdale 1,100 32,755 0 0 33,855
Director
Albert F. Moreno 4,325 18,776 0 0 23,101
Director
Margaret R. Preska 1,300 26,497 0 0 27,797
Director
A. Patricia Sampson 1,266 22,593 0 0 23,859
Director
Allan L. Schuman 200 18,439 0 0 18,639
Director
Rodney E. Slifer 17,946 22,712 0 0 40,658
Director
W. Thomas Stephens 11,038 19,275 0 0 30,313
Director
Richard C. Kelly (1) 29,152 3,311 224,750 3,194 260,407
Chief Financial Officer
Gary R. Johnson 19,582 0 116,465 0 136,047
Vice President and General Counsel
OPTIONS
EXERCISABLE
NAME AND PRINCIPAL COMMON STOCK WITHIN RESTRICTED
POSITION OF BENEFICIAL OWNER STOCK EQUIVALENTS 60 DAYS STOCK TOTAL
---------------------------- ------ ----------- ----------- ---------- -----
Paul J. Bonavia 5,252 1,440 186,000 0 192,692
President, Energy Markets
Directors and Executive Officers as a Group (25 Persons) 390,488 265,068 1,934,400 41,657 2,631,613
(1) Mr. Kelly's wife owns 408 of these shares. Mr. Kelly disclaims beneficial
ownership of these shares.
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Securities Exchange Act of 1934 requires our directors and
officers to file with the Securities Exchange Commission reports regarding their
ownership and changes in ownership of our stock. We are required to disclose
whether we have knowledge that any person required to file such a report, may
have failed to do so in a timely manner. Other than as described below, we
believe that during 2002, all of our officers subject to such reporting
obligations have satisfied all Section 16(a) filing requirements. The following
directors filed Form 4 one day late: Roger R. Hemminghaus, Douglas W.
Leatherdale, A. Patricia Sampson, C. Coney Burgess, A. Barry Hirschfeld, Albert
F. Moreno, Allan L. Schuman, David A. Christensen, Margaret R. Preska, Rodney E.
Slifer, and W. Thomas Stephens. In making this statement, we have relied upon
examination of the copies of Forms 3, 4, and 5 and the written representations
of its directors and executive officers.
EXECUTIVE COMPENSATION
The following tables set forth cash and non-cash compensation for each of the
last three fiscal years ended December 31, 2002, for the Company's Chief
Executive Officer and each of the five next most highly compensated executive
officers serving as officers at December 31, 2002 (collectively, the "Named
Executive Officers"). As set forth in the footnotes, the data presented in this
table and the tables that follow include amounts paid to the Named Executive
Officers in 2002 by Xcel Energy or any of its subsidiaries, as well as by NCE
and NSP or any of their subsidiaries for the period prior to the Merger.
122
SUMMARY COMPENSATION TABLE
ANNUAL COMPENSATION
--------------------------------------
(e)
(a) OTHER ANNUAL
NAME AND (b) (c) (d) COMPENSATION
PRINCIPAL POSITION YEAR SALARY ($) BONUS ($)(1) ($)(2)
-------------------------- ---- ---------- ------------ ------------
Wayne H. Brunetti 2002 1,065,000 -- 9,836
Chairman, President and 2001 895,000 953,873 9,267
Chief Executive Officer 2000 756,667 852,244 167,265
Richard C. Kelly 2002 510,000 -- 3,814
Chief Financial Officer* 2001 425,417 338,588 1,208
2000 375,917 279,446 55,855
Gary R. Johnson 2002 390,000 -- 1,329
General Counsel 2001 340,000 236,656 3,934
2000 313,750 240,378 3,613
Paul J. Bonavia 2002 385,000 -- 3,956
President, Energy Markets 2001 350,000 262,920 15,416
2000 325,000 218,074 2,182
James T. Petillo 2002 345,000 -- 1,617
President, Energy Delivery 2001 316,250 200,463 12,978
2000 249,167 163,582 7,596
David M. Wilks 2002 345,000 -- 2,041
President, Energy Supply 2001 310,000 216,202 3,994
2000 289,583 190,693 9,032
LONG-TERM COMPENSATION
---------------------------------------------
AWARDS PAYOUTS
----------------------------- --------------
(g)
NUMBER OF
(f) SECURITIES (i)
(a) RESTRICTED UNDERLYING (h) All Other
NAME AND STOCK OPTIONS AND LTIP COMPENSATION
PRINCIPAL POSITION AWARDS ($)(3) (SAR's (#)(4) PAYOUTS ($)(5) ($)(6)
-------------------------- ------------- ------------- -------------- ------------
Wayne H. Brunetti -- -- -- 95,832
Chairman, President and -- -- 902,271 81,360
Chief Executive Officer -- 756,000 -- 314,436
Richard C. Kelly -- -- -- 45,917
Chief Financial Officer* -- -- 269,633 39,077
-- 228,000 -- 130,124
Gary R. Johnson -- -- -- 26,656
General Counsel -- -- 175,206 27,640
-- 185,188 -- 25,409
Paul J. Bonavia -- -- -- 9,278
President, Energy Markets -- -- 180,338 16,503
-- 153,000 -- 14,258
James T. Petillo -- -- -- 15,157
President, Energy Delivery -- -- 149,408 15,562
-- 126,000 -- 12,877
David M. Wilks -- -- -- 27,545
President, Energy Supply -- -- 159,727 26,448
-- 135,000 -- 24,143
* Elected as Chief Financial Officer effective August 21, 2002.
(1) The amounts in this column for 2002 represent awards earned under the Xcel
Energy Executive Annual Incentive Award program. For Mr. Brunetti, Mr. Kelly,
Mr. Petillo and Mr. Wilks, the amounts for 2001 include the value of 25,068,
4,449, 10,536 and 5,682 shares, respectively, of restricted common stock they
received in lieu of a portion of the cash payments to which they were otherwise
entitled under the Xcel Energy Executive Annual Incentive Award program. For Mr.
Bonavia, the amount for 2001 includes the pretax value of 3,023 shares of common
stock he received in lieu of a portion of the cash payment to which he was
otherwise entitled under the Xcel Energy Executive Annual Incentive Award
program.
(2) The amounts shown for 2001 and 2002 include reimbursements for taxes on
certain personal benefits, including perquisites received by the named
executives. The 2000 amount for Messrs. Brunetti and Kelly also include taxes on
relocation benefits of $162,745 and $55,855, respectively.
(3) At December 31, 2002, Messrs. Brunetti, Kelly, Petillo and Wilks held shares
of restricted stock. As of December 31, 2002, Mr. Brunetti held 39,083, Mr.
Kelly held 4,720, Mr. Petillo held 11,177, and Mr. Wilks held 7,442 shares of
restricted stock with an aggregate value of $429,913.84, $51,916.99, $122,948.39
and $81,862.04, respectively. Restricted stock vests in three equal annual
installments and the holders are entitled to receive dividends at the same rate
as paid on all other shares of common stock.
(4) The amounts shown for 2000 include stock option awards made to the named
executives under the NSP Long Term Incentive Plan for Mr. Johnson (38,188). The
balance of the options for Mr. Johnson in 2000, and all of the options for
Messrs. Brunetti, Kelly, Bonavia, Petillo and Wilks for 2000 were granted under
the Xcel Energy Omnibus Incentive Plan. These grants were three-year
front-loaded (i.e., they represented three years' worth of options) and
additional options were not granted in 2001 and 2002.
(5) The amounts shown for 2001 include cash payments made under the Xcel Energy
Long-Term Incentive Program. NSP had no LTIP payouts in 2000. No performance
cash awards under the NCE Value Creation Plan for Messrs. Brunetti, Kelly,
Bonavia, Petillo and Wilks were paid during 2000, 2001 or 2002.
123
(6) The amounts represented in the "All Other Compensation" column for the year
2002 for the Named Executive Officers include the following:
VALUE OF THE
REMAINDER OF
INSURANCE PREMIUMS
PAID BY THE COMPANY IMPUTED INCOME AS
COMPANY CONTRIBUTIONS TO THE UNDER THE OFFICER A RESULT OF THE
MATCHING 401K NON-QUALIFIED SURVIVOR BENEFIT LIFE INSURANCE PAID
NAME CONTRIBUTIONS ($) SAVINGS PLAN ($) PLAN ($) BY THE COMPANY ($)
----------------- ----------------- -------------------- ------------------- -------------------
Wayne H. Brunetti 8,000 34,780 n/a 5,127
Richard C. Kelly 8,000 12,580 n/a 2,387
Gary R. Johnson 1,400 0 440 1,936
Paul J. Bonavia 8,000 0 n/a 1,278
James T. Petillo 8,000 5,980 n/a 1,177
David M. Wilks 8,000 5,980 n/a 1,490
EARNINGS
ACCRUED BONUS
UNDER DEFERRED RELATED TO
COMPENSATION RELOCATION
NAME PLAN ($) PAYMENTS ($) TOTAL ($)(1)
----------------- -------------- ------------ ------------
Wayne H. Brunetti 0 47,925 95,832
Richard C. Kelly 0 22,950 45,917
Gary R. Johnson 22,880 n/a 26,656
Paul J. Bonavia 0 n/a 9,278
James T. Petillo 0 n/a 15,157
David M. Wilks 0 12,075 27,545
(1) The total of All Other Compensation does not include an additional
allocation that will be made to all participants due to the early repayment of
the outstanding loans under the Employee Stock Ownership Plan.
AGGREGATED OPTION/SAR EXERCISES IN LAST FISCAL YEAR AND FY-END OPTION/SAR VALUES
The following table indicates, for each of the named executives, the number and
value of exercisable and unexercisable options and SARs as of December 31, 2002.
--------------------------------------------------------------------------------------------------------------------
NUMBER OF SECURITIES VALUE OF UNEXERCISED
--------------------------------------------------------------------------------------------------------------------
SHARES UNDERLYING UNEXERCISED IN-THE-MONEY
--------------------------------------------------------------------------------------------------------------------
ACQUIRED ON VALUE OPTIONS/SARs AT FY-END (#) OPTIONS/SARs AT FY-END ($)(1)
--------------------------------------------------------------------------------------------------------------------
NAME EXERCISE (#) REALIZED ($) EXERCISABLE UNEXERCISABLE EXERCISABLE UNEXERCISABLE
====================================================================================================================
Wayne H. Brunetti -- -- 692,850 756,000 -- --
====================================================================================================================
Richard C. Kelly -- -- 224,750 228,000 -- --
====================================================================================================================
Gary R. Johnson -- -- 116,465 147,000 -- --
====================================================================================================================
Paul J. Bonavia -- -- 186,000 153,000 -- --
====================================================================================================================
James T. Petillo -- -- 112,530 126,000 -- --
====================================================================================================================
David M. Wilks -- -- 173,600 135,000 -- --
====================================================================================================================
(1) Option values were calculated based on an $11.00 closing price of Xcel
Energy common stock, as reported on the New York Stock Exchange at December 31,
2002.
124
LONG-TERM PERFORMANCE PLAN AWARDS IN LAST FISCAL YEAR (1)
The following table shows information on awards granted during 2002 under the
Company's Omnibus Incentive Plan for each person in the Summary Compensation
Table.
PERFORMANCE OF ESTIMATED FUTURE PAYOUTS UNDER
NUMBER OF OTHER PERIOD NON-STOCK PRICE-BASED PLANS
SHARES, UNITS OR UNTIL MATURATION -------------------------------------------
NAME OTHER RIGHTS(2) OR PAYOUT THRESHOLD ($)(3) TARGET ($) MAXIUMUM ($)
----------------- ---------------- ---------------- ---------------- ---------- ------------
Wayne H. Brunetti 119,566 1/1/02-12/31/04 832,031 3,328,125 6,656,250
Richard C. Kelly 30,690 1/1/02-12/31/04 213,563 854,250 1,708,500
Gary R. Johnson 15,763 1/1/02-12/31/04 109,688 438,750 877,500
Paul J. Bonavia 15,560 1/1/02-12/31/04 108,281 433,125 866,250
James T. Petillo 13,944 1/1/02-12/31/04 97,031 388,125 776,250
David M. Wilks 13,944 1/1/02-12/31/04 97,031 388,125 776,250
(1) The amounts in this table for the year 2002 are for the performance period
01/01/02-12/31/04 and represent awards made under the performance unit component
described under "Long-Term Incentives".
(2) Each unit represents the value of one share of Xcel Energy common stock.
(3) If the threshold for the performance unit component of the 35th percentile
is achieved, the payout could range between 25% and 200%. The amounts are based
on a stock price of $27.8350, which was the average high/low price on January 2,
2002.
PENSION PLAN TABLE
The following table shows estimated combined pension benefits payable to a
covered participant from the qualified and non-qualified defined benefit plans
maintained by Xcel Energy and its subsidiaries and the Xcel Energy Supplemental
Executive Retirement Plan (the "SERP"). The Named Executive Officers are all
participants in the SERP and the qualified and non-qualified defined benefit
plans sponsored by the Company.
------------------------------------------------------------------
YEARS OF SERVICE
------------------------------------------------------------------
REMUNERATION 10 YEARS 15 YEARS 20 OR MORE YEARS
==================================================================
200,000 55,000 82,500 110,000
------------------------------------------------------------------
225,000 61,875 92,813 123,750
------------------------------------------------------------------
250,000 68,750 103,125 137,500
------------------------------------------------------------------
275,000 75,625 113,438 151,250
------------------------------------------------------------------
300,000 82,500 123,750 165,000
------------------------------------------------------------------
350,000 96,250 144,375 192,500
------------------------------------------------------------------
400,000 110,000 165,000 220,000
------------------------------------------------------------------
450,000 123,750 185,625 247,500
------------------------------------------------------------------
500,000 137,500 206,250 275,000
------------------------------------------------------------------
600,000 165,000 247,500 330,000
------------------------------------------------------------------
700,000 192,500 288,750 385,000
------------------------------------------------------------------
800,000 220,000 330,000 440,000
------------------------------------------------------------------
900,000 247,500 371,250 495,000
------------------------------------------------------------------
1,000,000 275,000 412,500 550,000
------------------------------------------------------------------
1,100,000 302,500 453,750 605,000
------------------------------------------------------------------
1,200,000 330,000 495,000 660,000
------------------------------------------------------------------
1,300,000 357,500 536,250 715,000
------------------------------------------------------------------
1,400,000 385,000 577,500 770,000
------------------------------------------------------------------
1,500,000 412,500 618,750 825,000
------------------------------------------------------------------
1,600,000 440,000 660,000 880,000
------------------------------------------------------------------
1,700,000 467,500 701,250 935,000
------------------------------------------------------------------
1,800,000 495,000 742,500 990,000
------------------------------------------------------------------
1,900,000 522,500 783,750 1,045,000
------------------------------------------------------------------
2,000,000 550,000 825,000 1,100,000
------------------------------------------------------------------
2,100,000 577,500 866,250 1,155,000
------------------------------------------------------------------
2,200,000 605,000 907,500 1,210,000
------------------------------------------------------------------
The benefits listed in the Pension Plan Table are not subject to any deduction
or offset. The compensation used to calculate the SERP benefits is base salary
as of December 31 plus annual incentive. The Salary and Bonus columns of the
Summary Compensation Table for 2002 reflect the covered compensation used to
calculate SERP benefits.
The SERP benefit accrues ratably over 20 years and, when fully accrued, is equal
to (a) 55% of the highest three years covered compensation of the five years
preceding retirement or termination minus (b) any other qualified and
non-qualified benefits. The SERP benefit is payable as an annuity for 20 years,
or as a single lump-sum amount equal to the actuarial equivalent present value
of the 20-year annuity.
Benefits are payable at age 62, or as early as age 55, but would be reduced 5%
for each year that the benefit commencement date precedes age 62. The
approximate credited years of service under the SERP as of December 31, 2002,
were as follows:
Mr. Brunetti 15 years
Mr. Kelly 35 years
Mr. Johnson 24 years
Mr. Bonavia 5 years
Mr. Petillo 6 years
Mr. Wilks 25 years
126
Notwithstanding any special provisions related to pension benefits described
under "Employment Agreements and Severance Arrangements," the Company has
granted additional credited years of service to Mr. Brunetti for purposes of
SERP accrual. The additional credited years of service (approximately seven) are
included in the above table. Additionally, the Company has agreed to grant full
accrual of SERP benefits to Mr. Brunetti at age 62 and to Mr. Bonavia at age 57
and 8 months, if they continue to be employed by the Company until such age.
REPORT OF THE COMPENSATION AND NOMINATING COMMITTEE OF THE BOARD OF DIRECTORS
The executive compensation and benefit programs of the Company are administered
by the Compensation and Nominating Committee of the Board of Directors (the
"Committee"). The Committee is composed of W. Thomas Stephens, Chair, C. Coney
Burgess, David A. Christensen, A. Barry Hirschfeld, Douglas W. Leatherdale, and
A. Patricia Sampson, all of whom are independent, "non-employee directors" of
the Company, as defined by Section 16(b) of the Securities Exchange Act of 1934
(the "1934 Act"), and "outside directors" as defined within the meaning of
Section 162(m) of the Internal Revenue Code of 1986. The Board has delegated to
the Committee the responsibility of establishing the Company's compensation
philosophy, as well as the compensation package for the Chairman, President and
Chief Executive Officer and other named executives of the Company. This includes
establishing and administering the Company's base salary program, executive
annual and long-term incentive programs, and executive benefit programs. The
Committee also recommends and administers compensation and benefit programs for
all Company executives and key talent.
COMPENSATION PHILOSOPHY
The Committee's goal is to attract, retain, and motivate the outstanding
executive talent needed to deliver superior returns to shareholders and provide
the highest quality of service to customers. The Company's executive
compensation philosophy uses a combination of salary and performance-based
(incentive) compensation, delivered through annual and long-term incentives, to
align management's interests with those of shareholders. This philosophy results
in a compensation mix for senior officers in which annual and long-term
incentives account for more than 50 percent of the executives' annual
compensation. In addition, the Company's compensation program helps to reinforce
management's link to shareholders by establishing plans that compensate
executives based on corporate, business unit, and individual performance goals.
Finally, significant use of equity-based incentives encourages management to
respond to business challenges and opportunities as owners as well as employees.
In establishing a compensation strategy for the Company, the Committee worked
with an independent, nationally recognized compensation and benefits consulting
firm and took into account several factors:
- The desire to align management interests with those of shareholders.
- The desire to strongly link management pay to both annual and
long-term Company performance.
- The need to attract talent from broader markets as the utility
industry changes, to retain individuals of outstanding ability and to
motivate such individuals to achieve superior performance.
As a result, the Committee has approved a compensation strategy designed to meet
these objectives and encourage executives to achieve in a highly evolving
competitive environment. Base salaries and annual and long-term incentive
opportunities are set to the median of utility industry and, where appropriate,
general industry levels to provide an incentive for executives to optimize the
Company's performance. In addition, stock-based compensation has become a
significant portion of overall executive pay. Base salaries are reviewed
annually, with increases tied to such factors as individual performance, the
executive's duties and responsibilities, financial results, and changes in the
marketplace. Federal tax law limits the deductibility of executive compensation
in excess of $1,000,000 unless certain exceptions are met. It is the Committee's
intent to maintain the deductibility of executive compensation to the extent
reasonably practicable and to the extent consistent with its other compensation
objectives. However, a portion of Mr. Brunetti's salary exceeded $1,000,000 in
2002 and that portion that exceeded $1,000,000 was not deductible by the
Company.
BASE SALARY
The Committee targeted base salaries to the 50th percentile of a combined group
of utility and general industry companies (on a revenue adjusted basis) as
described above. Under the terms of his employment agreement, Mr. Brunetti was
entitled to a base salary not less than his salary immediately prior to the
Merger, which was $685,000. In connection with the assumption of increased
responsibilities following the Merger, effective August 2000, Mr. Brunetti
received a salary adjustment to $895,000. This was intended to be his salary
level for the balance of 2000 as well as all of 2001. Consequently, Mr. Brunetti
did not receive any salary increase for 2001. Effective January 2002, Mr.
Brunetti received a salary adjustment to $1,065,000. Similarly, the other Named
Executive Officers received salary adjustments effective January 2002. These
base salaries are included in the "Salary" column of the Summary Compensation
Table.
ANNUAL INCENTIVE
Annual incentives are administered under the Xcel Energy Executive Annual
Incentive Award Plan (the "Xcel Annual Incentive Plan"), which was approved by
shareholders in 2000. Annual incentive awards are targeted to the 50th
percentile of blended utility industry and general industry levels, as discussed
above, and are based on achieving corporate financial and operational goals and
business unit operational goals.
Target Annual Incentive Awards for 2002
Corporate goals include targeted earnings per share, a customer loyalty index
(which includes customer service measurements), safety and reliability. Business
Unit goals include customer service, reliability, safety and meeting budget,
measured at a business unit level.
Target annual incentive awards (as a percent of base salary) are set for all
Xcel Energy officers, ranging from 85% of salary for Mr. Brunetti to 55% of
salary for the other Named Executive Officers. Maximum awards may be up to two
times the target awards.
The annual incentive formula is calculated using predetermined performance
measures. For Mr. Brunetti, the formula is weighted 100% to attaining corporate
goals. For the other executive officers, including Named Executive Officers, the
formula is weighted 67% to attaining corporate goals and 33% to attaining
business unit operational goals.
In order to encourage increased share ownership by executive officers, the Xcel
Annual Incentive Plan provides the option for executives to receive their
payments in shares of common stock or shares of restricted common stock (which
vests in equal annual installments over a three year period) in lieu of cash. A
5% premium is added to amounts paid in shares of common stock, and a 20% premium
is added to amounts paid in shares of restricted common stock.
Calculation and Payment of 2002 Annual Incentive Awards
Based on corporate performance during 2002, no payouts of Annual Incentive
Awards were made to the Named Executive Officers.
LONG-TERM INCENTIVES
Long-term incentives are administered under the Xcel Energy Omnibus Incentive
Plan, approved by shareholders in 2000. This plan allows for several forms of
incentive compensation from which the Committee may select in designing
long-term incentives.
For 2002, the Xcel Energy long-term incentive plan had two components:
- stock options; and
- performance shares.
Long-term incentive opportunities range from 425% of base salary for Mr.
Brunetti to 170% of base salary for the other Xcel Energy Named Executive
Officers. Stock options are targeted to deliver 50% of each officer's long-term
incentive opportunity, with the remaining 50% delivered through the performance
share component.
Stock Option Component. In 2000, the Committee made one stock option grant to
all of the Named Executive Officers. This grant was "front-loaded" and intended
to cover a three-year period, during which the Committee intends to make no
further grants to the Named Executive Officers. Accordingly, no additional
option grants were made to the Named Executive Officers during 2001 or 2002.
The 2000 grant, which was reported in prior proxy statements, contains a
"performance vesting" provision which provides that the options will become
exercisable at the earlier of: the date Xcel Energy common stock closes at a
price which equals or exceeds $32.890625; or August 21, 2005.
Once vested, the options may be exercised at any time on or before August 20,
2010.
Performance Share Component. The performance share component uses a single
measure, Total Shareholder Return ("TSR"). Xcel Energy's TSR will be measured
over a three-year period, using overlapping cycles. Xcel Energy's TSR is
compared to the TSR of other companies in the EEI Electrics Index as a peer
group. At the end of each three-year period, the performance unit component
provides for payment at target for performance at the 50th percentile of the
peer group and at 200% of target for performance at or above the 75th percentile
of the peer group. The performance unit component provides smaller payments for
performance below the 50th percentile. No payment would be made for performance
below the 35th percentile.
Awards in the performance share component are made in shares, each of which
represents the value of one share of Xcel Energy common stock. The number of
shares awarded is calculated by dividing the executive's target award by the
fair market value of Xcel Energy common stock on the date of the grant.
For the measurement cycle that ended in 2002, the TSR was at the 11th percentile
resulting in no payout.
For the 2002 to 2004 measurement cycle, Mr. Brunetti was awarded 119,566 shares.
Other Named Executive Officers were awarded from 30,690 to 13,944 shares. These
awards are included in the Long-Term Incentive Plans Awards in Last Fiscal Year
Table.
Other Perquisites and Benefits
Other perquisites and benefits provided to executives generally are not tied to
the Company's financial performance, but are primarily designed to attract and
retain executives. Among the perquisites and benefits provided by the Company in
2002 to its executives are Company-paid life insurance in an amount equal to
four times base pay, and benefits provided under the Xcel Energy Inc.
Nonqualified Deferred Compensation Plan and the Xcel Energy Supplemental
Executive Retirement Plan that make up for retirement benefits that cannot be
paid under the Company's qualified retirement plans due to Internal Revenue Code
limitations and the exclusion of certain elements of pay from pension-covered
earnings. The level of retirement benefits provided by these plans in the
aggregate is reflected in the Pension Plan Table.
Certain executive officers, including four of the Named Executive Officers, may
receive severance benefits in accordance with the Xcel Energy Senior Executive
Severance Policy, which is described in more detail under the section below
entitled "Employment Agreements and Severance Arrangements."
STOCK OWNERSHIP GUIDELINES
The Committee believes that it is essential to align management's interests with
those of the shareholders. In order to emphasize this belief, Xcel Energy
adopted stock ownership guidelines for the executives. The Committee believes
that linking a significant portion of an executive's current and potential
future net worth to Xcel Energy's success, as reflected in the stock price,
ensures that executives have a stake similar to that of Xcel Energy
shareholders. Such guidelines also encourage the long-term management of the
Company for the benefit of the shareholders. The share ownership guideline for
each executive is based on the executive's position. The guideline for the
Chairman of the Board, President and Chief Executive Officer is five times base
salary. The guideline for the Chief Financial Officer is four times base salary.
Other Business Unit Heads have a guideline of three times base salary. All other
Company officers have share ownership guidelines of two times base salary. Each
executive is expected to achieve the applicable ownership guidelines by August
1, 2005, and each is expected to reach interim milestones at August 1, 2003 and
August 1, 2004. All shares that the executive is entitled to vote count toward
compliance with the ownership guidelines.
CHIEF EXECUTIVE OFFICER COMPENSATION
The compensation of Wayne H. Brunetti, Chairman of the Board, President and
Chief Executive Officer, is determined by the process described in the
short-term and long-term performance components above, namely base salary,
annual incentive, performance unit, and stock options. Mr. Brunetti received a
long-term incentive opportunity of 425% of base salary and an annual incentive
award target of 85% of base salary. As discussed above, due to the front-end
loaded option grant in 2000, he was not granted any additional options in 2002.
However, he was awarded 119,566 performance shares.
Mr. Brunetti received a base salary adjustment for the year 2002 in the amount
of $170,000. His base salary is included in the "Salary" column of the Summary
Compensation Table above.
CONCLUSION
The Committee believes that Xcel Energy's executive compensation package
effectively serves the interests of the Company and its shareholders. The
balance of base pay and annual and long-term incentives provides increased
motivation to executives to contribute to and participate in the Company's
long-term success. The Committee is dedicated to ensuring that the Company's
total compensation package continues to meet the needs of the Company and will
monitor and revise compensation policies as necessary.
SUBMITTED BY THE COMPENSATION AND NOMINATING COMMITTEE OF THE XCEL ENERGY BOARD
OF DIRECTORS
W. Thomas Stephens, Chair A. Barry Hirschfield
C. Coney Burgess Douglas W. Leatherdale
David A. Christensen A. Patricia Sampson
XCEL ENERGY STOCK PERFORMANCE GRAPH
The following compares our cumulative total shareholder return on common stock
with the cumulative total return of the Standard & Poor's 500 Composite Stock
Price Index, and the EEI Electrics Index over the last five fiscal years
(assuming a $100 investment in each vehicle on December 31, 1997 and the
reinvestment of all dividends).
The EEI Electrics Index currently includes 65 companies and is a broad measure
of industry performance.
(Xcel Energy Comparative Total Return graph omitted).
1997 1998 1999 2000 2001 2002
------ ------ ------ ------ ------ ------
Xcel Energy/NSP $100 $100 $ 75 $119 $120 $ 51
EEI Electrics $100 $114 $ 93 $137 $125 $107
S&P 500 $100 $129 $156 $142 $125 $ 97
EMPLOYMENT AGREEMENTS AND SEVERANCE ARRANGEMENTS
Wayne H. Brunetti Employment Agreement
At the time of the merger agreement, NCE and NSP also entered into a new
employment agreement with Mr. Brunetti, which replaced his existing employment
agreement with NCE when the Merger was completed. The initial term of the new
agreement is four years, with automatic one-year extensions beginning at the end
of the second year and continuing each year thereafter unless notice is given by
either party that the agreement will not be extended. Under the terms of the
agreement, Mr. Brunetti served as Chief Executive Officer and President and a
member of our Board of Directors for one year following the Merger, and
commencing August 18, 2002 (one year after the Merger) began serving as Chief
Executive Officer, President and Chairman of our Board of Directors of Xcel
Energy. Mr. Brunetti is required to perform the majority of his duties at the
headquarters of Xcel Energy in Minneapolis, Minnesota, and was required to
relocate the residence at which he spends the majority of his time to the Twin
Cities area. His agreement also provides that if Mr. Brunetti becomes entitled
to receive severance benefits, he will be forbidden from competing with Xcel
Energy and its affiliates for two years following the termination of his
employment, and from disclosing confidential information of Xcel Energy and its
affiliates.
Under his employment agreement, Mr. Brunetti will receive the following
compensation and benefits:
- a base salary not less than his base salary immediately before the
Merger;
- the opportunity to earn annual and long-term incentive compensation
amounts not less than he was able to earn immediately before the
Merger;
- life insurance coverage and participation in a supplemental executive
retirement plan; and
- the same fringe benefits as he received under his NCE employment
agreement, or, if greater, as those of the next higher executive
officer of Xcel Energy.
If Mr. Brunetti's employment were to be terminated by Xcel Energy without cause
or if he were to terminate his employment for good reason, he would be entitled
to receive the compensation and benefits described above as if he had remained
employed for the employment period remaining under his employment agreement and
then retired, at which time he would be eligible for all retiree benefits
provided to retired senior executives of Xcel Energy. In determining the level
of his compensation following termination of employment, the amount of incentive
compensation he would receive would be based upon the target level of incentive
compensation he would have received in the year in which his termination
occurred, and he would receive cash equal to the value of stock options,
restricted stock and stock-based awards he would have received instead of
receiving the awards. In addition, the restrictions on his restricted stock
would lapse and his stock options would have become vested. Finally, Xcel Energy
would be obligated to make Mr. Brunetti whole for any excise tax on severance
payment that he incurs.
Mr. Brunetti also had a change-of-control employment agreement with NCE. The
Merger did not cause a "change of control" under this agreement, so it did not
become effective as a result of the Merger. However, in case his agreement
becomes effective because of a later change of control, Mr. Brunetti has waived
his right to receive any severance benefits under the change-of-control
employment agreement to the extent they would duplicate severance benefits under
his employment agreement.
130
Paul J. Bonavia Employment Agreement
In connection with and effective upon completion of the Merger, we and Paul J.
Bonavia entered into an amendment to an employment agreement between Mr. Bonavia
and NCE. Except as discussed below, the original agreement expired December 14,
2000. In connection with the Merger, Mr. Bonavia's position changed from Senior
Vice President, General Counsel and President of NCE's International Business
Unit to President of our Energy Markets Business Unit. In the amendment, Mr.
Bonavia agreed not to assert before January 6, 2003 that his duties and
responsibilities had been diminished, and thus he has waived the right to claim
certain benefits under the Xcel Energy Senior Executive Severance Policy
relating to this change in his status prior to that date. If certain conditions
were met on January 6, 2003 or within seven business days thereafter, which
conditions include the termination of Mr. Bonavia's employment, Mr. Bonavia
would have been entitled to severance benefits comparable to those provided to
the other senior executives under the Xcel Energy Senior Executive Severance
Policy described below. Mr. Bonavia and we have recently entered into another
amendment to this agreement. As part of this amendment, Mr. Bonavia agreed to
continue his employment through August 31, 2003. Mr. Bonavia also agreed not to
assert that his duties and responsibilities have been diminished. In return, we
agreed that if we terminate Mr. Bonavia's employment for any reason other than
cause, or if Mr. Bonaiva terminates his employment for any reason after August
31, 2003, then he will be entitled to severance benefits comparable to those
provided to the other senior executives under the Xcel Energy Senior Executive
Severance Policy.
Severance Policy
NSP and NCE each adopted a 1999 senior executive severance policy in March 1999.
These policies were combined into a single Xcel Energy Senior Executive
Severance Policy, which will continue until August 18, 2003 and may be extended
beyond August 2003. All of our executive officers other than Mr. Brunetti
participate in the policy.
Under the policy, a participant whose employment is terminated at any time
before August 18, 2003, the third anniversary of the Merger, will receive
severance benefits unless:
- the employer terminated the participant for cause;
- the termination was because of the participant's death, disability or
retirement;
- the division or subsidiary in which the participant worked was sold
and the buyer agreed to continue the participant's employment with
specified protections for the participant; or
- the participant terminated voluntarily without good reason.
To receive the severance benefits, the participant must also sign an agreement
releasing all claims against the employer and its affiliates, and agreeing not
to compete with the employer and its affiliates and not to solicit their
employees and customers.
The severance benefits for executive officers under the policy include the
following:
- a cash payment equal to 2.5 times the participant's annual base
salary, annual bonus and annualized long-term incentive compensation,
prorated incentive compensation for the year of termination and
perquisite allowance;
- a cash payment equal to the additional amounts that would have been
credited to the executive under pension and retirement savings plans,
if the participant had remained employed for another 2.5 years;
- continued welfare benefits for 2.5 years
- financial planning benefit for two years, and outplacement services
costing not more than $30,000; and
- an additional cash payment to make the participant whole for any
excise tax on excess severance payments that he or she may incur, with
certain limitations specified in the policies.
Some of the executive officers of NCE who participate in the severance policy
also had change-of-control employment agreements with NCE. The Merger was not
considered a change of control under these agreements, so they did not become
effective as a result of the Merger. However, if they become effective because
of a later change of control, the severance benefits under the Xcel Energy
Senior Executive Severance Policy will be reduced by any severance benefits that
the participant receives under such an employment agreement.
NUMBER OF SECURITIES
REMAINING AVAILABLE
NUMBER OF SECURITIES FOR FUTURE ISSUANCE
TO BE ISSUED UPON WEIGHTED-AVERAGE UNDER EQUITY
EXERCISE OF EXERCISE PRICE OF COMPENSATION PLANS
OUTSTANDING OPTIONS, OUTSTANDING OPTIONS, (EXCLUDING SECURITIES
PLAN CATEGORY WARRANTS AND RIGHTS WARRANTS AND RIGHTS REFLECTED IN THE FIRST COLUMN)
-------------------------------- --------------------- -------------------- ------------------------------
Equity compensation plans
approved by security holders (1) 16,981,107 $ 26.29 8,391,313
Equity compensation plans not
approved by security holders (2) N/A N/A (2)
(1) See table below
NUMBER OF SECURITIES
REMAINING AVAILABLE
NUMBER OF SECURITIES FOR FUTURE ISSUANCE
TO BE ISSUED UPON WEIGHTED-AVERAGE UNDER EQUITY
EXERCISE OF EXERCISE PRICE OF COMPENSATION PLANS
OUTSTANDING OPTIONS, OUTSTANDING OPTIONS, (EXCLUDING SECURITIES
PLAN CATEGORY WARRANTS AND RIGHTS WARRANTS AND RIGHTS REFLECTED IN THE FIRST COLUMN)
-------------------------------- --------------------- -------------------- ------------------------------
PSCo Omnibus Incentive Plan 299,351 $ 21.82 --
Xcel Energy Inc. Omnibus
Incentive Plan 7,168,634 $ 26.56 7,004,568
NRG Long-Term Incentive
Compensation Plan 2,766,551 $ 29.61 --
NCE Omnibus Incentive Plan 3,235,039 $ 26.36 --
NSP Executive Long-Term
Incentive Award Stock Plan 3,511,532 $ 23.44 --
Xcel Energy Inc. Executive
Annual Incentive Award Plan -- -- 1,368,745
(2) Xcel Energy has a Stock Equivalent Plan for Non-Employee Directors to more
closely align directors' interests with those of our shareholders. Under this
Stock Equivalent Plan, directors may receive an annual award of stock equivalent
units with each unit having a value equal to one share of our common stock.
Stock equivalent units do not entitle a director to vote and are only payable as
a distribution of whole shares of the Company's common stock upon a director's
termination of service. The stock equivalent units fluctuate in value as the
value of our common stock fluctuates. The number of stock equivalent units that
may be awarded under this Stock Equivalent Plan is not limited. The shares of
the Company's common stock to be used for distribution under this Stock
Equivalent Plan are purchased on the open market.
NRG ENERGY INC.'S PROXY STATEMENT:
Since NRG is wholly-owned by Xcel Energy at December 31, 2002, there is no proxy
statement. However, information relating to officers and directors for NRG was
published in NRG's Form 10-K for the year ended December 31, 2002, and is
included below.
132
COMPENSATION OF EXECUTIVE OFFICERS
The following tables set forth cash and non-cash compensation for each of the
last three fiscal years ended December 31, for the individuals who served as NRG
Energy's Chief Executive Officer and Chief Operating Officer during 2002 and
each of the four next most highly compensated executive officers (collectively,
the "Named Executive Officers").
ANNUAL COMPENSATION
(e)
(a) OTHER ANNUAL
NAME AND (b) (c) (d) COMPENSATION
PRINCIPAL POSITION YEAR SALARY ($) BONUS ($) ($)
Wayne H. Brunetti [1] 2002 -- -- --
Chairman, President and 2001 -- -- --
Chief Executive Officer 2000 -- -- --
David H. Peterson [2] 2002 208,334 -- 38,647 [3]
Former Chairman, President & 2001 491,670 750,000 13,689
Chief Executive Officer 2000 397,340 474,000 28,678
John Brewster 2002 189,503 -- --
Vice President - Worldwide 2001 155,317 102,552 5,000
Operations 2000 91,741 24,343 --
William Pieper 2002 158,769 -- --
Vice President & Controller 2001 138,302 153,994 --
2000 127,554 74,612 --
Renee Sass [4] 2002 192,215 -- 24,299
President, Energy Delivery 2001 175,004 203,500 27,270
2000 147,672 79,685 --
Craig Mataczynski [9] 2002 160,006 -- 11,627 [11]
Former Senior Vice President 2001 316,680 321,038 7,752
North America 2000 278,340 276,500 6,303
LONG-TERM COMPENSATION
(g)
AWARDS NUMBER OF
(f) SECURITIES PAYOUTS (i)
(a) RESTRICTED UNDERLYING (h) ALL OTHER
NAME AND STOCK OPTIONS AND LTIP COMPENSATION
PRINCIPAL POSITION AWARDS ($) SAR's (#) [6] PAYOUTS ($) ($)
Wayne H. Brunetti [1] -- -- -- --
Chairman, President and -- -- -- --
Chief Executive Officer -- -- -- --
David H. Peterson [2] -- -- -- 1,754,424 [5]
Former Chairman, President & -- 265,500 -- 9,902
Chief Executive Officer -- 120,000 1,212,067 22,923
John Brewster -- -- -- 11,253 [7]
Vice President - Worldwide -- 7,000 -- 4,660
Operations -- 800 -- 157
William Pieper -- -- -- 9,706 [10]
Vice President & Controller -- 41,000 -- --
-- 1,414 -- 2,976
Renee Sass [4] -- -- -- 51,428 [8]
President, Energy Delivery -- 35,000 -- --
-- 1,722 -- 2,882
Craig Mataczynski [9] -- -- -- 95,386 [12]
Former Senior Vice President -- 105,000 -- 8,125
North America -- 60,000 186,250 3,059
[1] Mr. Brunetti is Chairman, President and Chief Executive Officer of Xcel
Energy, NRG Energy's parent company. He is not compensated by NRG Energy for
service in his capacity as Chairman and Chief Executive Officer.
[2] Mr. Peterson's employment with NRG Energy terminated on May 31, 2002.
[3] Includes fringe benefits and fringe benefit tax gross-up.
[4] Mr. Sass's employment with NRG Energy terminated on December 18, 2002.
[5] Includes paid time off (PTO) payout, 401(k) match, fringe benefit tax
gross-up, severance payment for two months and pension make-up payment.
[6] Represents options to purchase Xcel Energy Common Stock.
[7] Includes 401(k) match.
[8] Includes severance pay, 401(k) match and PTO payout.
[9] Mr. Mataczynski's employment with NRG Energy terminated on June 28, 2002.
[10] Represents 401(k) match.
[11] Includes fringe benefits and fringe benefit tax gross-up.
[12] Includes severance pay, 401(k) match and PTO payout.
133
OPTIONS AND STOCK APPRECIATION RIGHTS (SARS)
NRG Energy did not use stock options and SARs for executive compensation
purposes in 2002.
AGGREGATED OPTION/SAR EXERCISES IN LAST FISCAL YEAR AND FY-END OPTION/SAR VALUES
The following table indicates for each of the Named Executive Officers the
number and value of all exercisable and unexercisable options and SARs held by
the Named Executive Officers as of December 31, 2002.
(d) (e)
(b) NUMBER OF SECURITIES VALUE OF UNEXERCISED
SHARES (c) UNDERLYING UNEXERCISED IN-THE-MONEY
(a) ACQUIRED ON VALUE OPTIONS/SARs AT FY-END (#) OPTIONS/SARs AT FY-END ($)
NAME EXERCISE (#)(1) REALIZED ($) EXERCISABLE UNEXERCISABLE EXERCISABLE UNEXERCISABLE (2)
David H. Peterson 94,798 789,451 180,389 227,915 (1,870,207) (1,851,016)
Craig A. Mataczynski -- -- 56,372 48,396 (686,336) (1,043,922)
William T. Pieper 2,674 28,738 6,307 17,375 (8,825) (14,922)
Renee Sass 3,684 50,192 17,086 17,702 (161,162) (387,867)
John P. Brewster -- -- 975 2,925 (1,900) (5,700)
(1) Shares acquired on exercise are stated at the Xcel Energy conversion value.
(2) Option values were calculated based on an $11.00 closing price of Xcel
Energy Common Stock at December 31, 2002.
PENSION PLAN TABLES
NRG Energy participates in Xcel Energy's noncontributory, defined benefit
pension plan. Such plan covers substantially all of NRG Energy's employees. As
of January 1, 1999, the pension benefit formula that applies to the Named
Executive Officers was changed and each Named Executive Officer, together with
all other affected nonbargaining employees, was given an opportunity to choose
between two retirement programs, the traditional program and the pension equity
program. Messrs. Peterson and Mataczynski have selected the traditional program
and Messrs. Pieper, Sass and Brewster have selected the pension equity program.
Under the traditional program applicable to certain of the Named Executive
Officers, the pension benefit is computed by taking the highest average
compensation below the integration level times 1.1333% plus the highest average
compensation above the integration level times 1.6333%. The result is multiplied
by credited service. The integration level is one-third of the social security
wage base. The annual compensation used to calculate average compensation is
base salary for the year plus bonus compensation paid in that same year. There
is no maximum on the number of years of service used to determine the pension
benefit. The benefit amounts under the pension equity program are computed in
the form of a lump sum.
Both programs feature a retirement spending account, which credits $1,400 plus
interest annually. The opening balance as of January 1, 1999 was $1,400
multiplied by years of service.
134
The following table illustrates the approximate retirement benefits payable to
employees retiring at the normal retirement age of 65 years under the
traditional program applicable to certain of the Named Executive Officers:
ESTIMATED ANNUAL BENEFITS FOR YEARS OF SERVICE INDICATED YEARS OF SERVICE
AVERAGE COMPENSATION -------------------------------------------------------------------------------------------------
(LAST 4 YEARS) 5 10 15 20 25 30
----------------------- ------ ------- -------- ------- ------- -------
50,000 4,500 9,000 13,500 19,000 25,000 31,500
100,000 8,500 17,000 25,500 35,000 45,500 56,000
150,000 12,500 25,000 38,000 51,500 66,000 80,500
200,000 16,500 33,500 50,000 68,000 86,500 105,000
250,000 21,000 41,500 62,500 84,000 10,700 129,500
300,000 25,000 49,500 74,500 100,500 127,500 154,000
350,000 29,000 58,000 87,000 117,000 147,500 178,500
400,000 33,000 66,000 99,000 133,000 168,000 203,000
450,000 37,000 74,000 111,500 149,500 188,500 227,500
500,000 41,000 82,500 123,500 166,000 209,000 252,000
550,000 45,500 90,500 136,000 182,000 229,500 276,500
600,000 49,500 98,500 148,000 198,500 250,000 301,000
650,000 53,500 107,000 160,500 215,000 270,000 325,500
700,000 57,500 115,000 172,500 231,000 290,500 350,000
750,000 61,500 123,000 185,000 247,500 311,000 374,500
800,000 65,500 131,500 197,000 264,000 331,500 399,000
850,000 70,000 139,500 209,500 280,000 352,000 423,500
900,000 74,000 147,500 221,500 296,500 372,500 448,000
950,000 78,000 156,000 234,000 313,000 392,500 472,500
1,000,000 82,000 164,000 246,000 329,000 413,000 497,000
1,050,000 86,000 172,000 258,500 345,500 433,500 521,500
1,100,000 90,000 180,500 270,500 362,000 454,000 546,000
1,150,000 94,500 188,500 283,000 378,000 474,500 570,500
1,200,000 98,500 196,500 295,000 394,500 495,000 595,000
135
The following table illustrates the approximate retirement benefits payable to
employees retiring at the normal retirement age of 65 years under the pension
equity program applicable to certain of the Named Executive Officers if paid in
the form of a straight-line annuity:
ESTIMATED ANNUAL BENEFITS FOR YEARS OF SERVICE INDICATED YEARS OF SERVICE
AVERAGE COMPENSATION -------------------------------------------------------------------------------------------------
(LAST 4 YEARS) 5 10 15 20 25 30
----------------------- ------ ------- ------- ------- ------- -------
50,000 3,500 7,000 11,000 15,500 20,500 26,500
100,000 6,000 12,000 18,500 25,500 33,000 41,500
150,000 8,500 17,000 26,000 35,500 46,000 57,000
200,000 11,000 22,000 33,500 45,500 58,500 72,000
250,000 13,500 27,000 41,500 56,000 71,000 87,000
300,000 16,000 32,500 49,000 66,000 83,500 102,500
350,000 18,500 37,500 56,500 76,000 96,500 117,500
400,000 21,000 42,500 64,000 86,000 109,000 133,000
450,000 23,500 47,500 71,500 96,500 121,500 148,000
500,000 26,000 52,500 79,500 106,500 134,500 163,000
550,000 28,500 57,500 87,000 116,500 147,000 178,500
600,000 31,000 62,500 94,500 127,000 159,500 193,500
650,000 33,500 67,500 102,000 137,000 172,500 208,500
700,000 36,000 73,000 109,500 147,000 185,000 224,000
750,000 39,000 78,000 117,000 157,000 197,500 239,000
800,000 41,500 83,000 125,000 167,500 210,500 254,500
850,000 44,000 88,000 132,500 177,500 223,000 269,500
900,000 46,500 93,000 140,000 187,500 235,500 284,500
950,000 49,000 98,000 147,500 197,500 248,500 300,000
1,000,000 51,500 103,000 155,000 208,000 261,000 315,000
1,050,000 54,000 108,000 163,000 218,000 273,500 330,500
1,100,000 56,500 113,500 170,500 228,000 286,500 345,500
1,150,000 59,000 118,500 178,000 238,000 299,000 360,500
1,200,000 61,500 123,500 185,500 248,500 311,500 376,000
The approximate credited years of service as of December 31, 2001, for the Named
Executive Officers were as follows:
Mr. Peterson 38.33
Mr. Mataczynski 20.00
Mr. Pieper 7.67
Mrs. Sass 11.50
Mr. Brewster 2.75
EMPLOYMENT AGREEMENTS
Scott J. Davido
Scott J. Davido is party to a Key Executive Retention, Restructuring Bonus and
Severance Agreement with NRG Energy dated as of February 18, 2003. Under the
agreement, Mr. Davido is entitled to: (i) a time-vested retention bonus of
$150,000 (the "Retention Bonus") (ii) compensation for participation in the
restructuring of NRG Energy (the "Restructuring Bonus") and (iii) certain
severance benefits.
Mr. Davido has been given the entire Retention Bonus and will be entitled to
keep the entire Retention Bonus provided he does not voluntarily terminate his
employment before July 31, 2003. If Mr. Davido does voluntarily terminate his
employment before July 31, 2003, he will be entitled to keep a prorata portion
of his bonus based on the number of days remaining until July 31, 2003.
Mr. Davido is entitled to a Restructuring Bonus upon the (i) the consummation of
a consensual out of court restructuring of all or substantially all of the debt
of NRG Energy, (ii) the confirmation of a plan of reorganization for NRG Energy
or (iii) the completion of a sale of all or substantially all of the assets of
NRG Energy. Mr. Davido is not entitled to a Restructuring Bonus if he is
terminated for cause, his employment ends due to disability or retirement or he
voluntarily terminates his employment. The Restructuring Bonus is equal to two
times the sum of (i) Mr. Davido's base salary and (ii) the greater of: (a) Mr.
Davido's average bonus over the last two years or (b) Mr. Davido's target annual
bonus established under a bonus plan for the year in which the restructuring
occurs.
Mr. Davido is entitled to certain severance payments in particular situations
where Mr. Davido's employment with NRG Energy is terminated. If Mr. Davido is
terminated without cause or resigns for good reason he is entitled to all of the
following: (i) two times the sum of (a) Mr. Davido's base salary and (b) the
greater of: (x) Mr. Davido's average bonus over the last two years or (y) Mr.
Davido's target annual bonus established under a bonus plan for the year in
which the termination occurs; (ii) a prorata portion of Mr. Davido's unpaid
target annual incentive; (iii) a payment equivalent to the COBRA premiums in
effect as of the termination; and (iv) a cash payment of vacation and/or paid
time off earned but not taken by Mr. Davido. If Mr. Davido's employment is
terminated for disability, death or retirement, he (or his estate) is entitled
to his base salary and vacation earned but untaken through the termination.
All of the obligations under Mr. Davido's Key Executive Retention, Restructuring
Bonus and Severance Agreement are guaranteed by Xcel Energy. In addition, Mr.
Davido has agreed not to compete with NRG Energy for a period of one year after
the termination of his employment.
Ershel Redd
Ershel Redd is party to a severance agreement with NRG Energy dated as of
January 30, 2003. Under the agreement, Mr. Redd is entitled to severance
benefits equivalent to those under the Xcel Energy Business Unit Vice President
Severance Plan. Specifically, if (i) Mr. Redd's employment is terminated without
cause, (ii) his position is eliminated without a comparable position being
offered, (iii) his salary is reduced by more than 10% (and he subsequently
voluntarily terminates his employment) or (iv) he is required to relocate (and
he subsequently voluntarily terminates his employment), then Mr. Redd is
entitled to lump-sum and continuing severance benefits during the "severance
period" (18 months after employment termination). Further, all of the
obligations under Mr. Redd's severance plan are guaranteed by Xcel Energy.
The lump-sum severance benefit is equal to the aggregate of: (i) unpaid salary
through the date of termination and a prorata share of Mr. Redd's target annual
incentive; (ii) 1.5 times the sum of Mr. Redd's salary and target annual
incentive; (iii) certain retirement benefits Mr. Redd would have earned had he
been employed during the severance period; and (iv) certain contributions the
NRG would have made to Mr. Redd's defined contribution and supplemental
executive savings plans. The continuing benefits include: (i) medical, dental,
vision and life insurance; (ii) outplacement services (up to $15,000); (iii)
financial counseling; and (iv) the "flexible prerequisite allowance."
William Pieper
William Pieper is party to an NRG Executive Officer and Key Personnel Severance
Plan with NRG Energy dated as of July 16, 2001 (as modified by a letter
agreement between Mr. Pieper, NRG Energy and Xcel Energy dated as of July 16,
2002).
Under the agreement, if Mr. Pieper's employment is terminated by NRG Energy
without cause or Mr. Pieper voluntarily terminates his employment within three
months of a material change or reduction in his responsibilities at NRG Energy,
then Mr. Pieper is entitled to certain severance benefits. Specifically, Mr.
Pieper is entitled to (i) 1.5 times the sum of (a) his base salary and (b) the
greater of (x) Mr. Pieper's average annual bonus over the two years preceding
the termination or (y) Mr. Pieper's target annual bonus for the year of
termination, (ii) the unpaid prorata portion of Mr. Pieper's targeted annual
incentive, (iii) a net cash payment equivalent to the COBRA rates of the welfare
benefits of medical, dental and term life insurance for twelve months, (iv) a
cash payment for earned and untaken vacation time and (v) the continued vesting
of options granted under the Long-Term Incentive and Compensation Plan for a
period of two years.
In addition, under the agreement, if there is a change of control of NRG Energy
and Mr. Pieper's employment is terminated within 6 months prior to such change
of control or 12 months following such change of control, then Mr. Pieper is
entitled to certain severance benefits. Specifically, Mr. Pieper is entitled to
(i) 2.5 times the sum of (a) his base salary and (b) the greater of (x) Mr.
Pieper's average annual bonus over the two years preceding the termination or
(y) Mr. Pieper's target annual bonus for the year of termination, (ii) the
unpaid prorata portion of Mr. Pieper's targeted annual incentive, (iii) a net
cash payment equivalent to the COBRA rates of the welfare benefits of medical,
dental and term life insurance for twelve months, (iv) a cash payment for earned
and untaken vacation time and (v) all outstanding long-term incentive awards
subject to the treatment provided under the long-term incentive plan of NRG
Energy.
The letter agreement dated July 16, 2002 provides that rather than immediately
terminating his employment and seeking severance benefits due to a material
change or reduction in his responsibilities at NRG Energy (after NRG Energy
became a wholly-owned subsidiary of Xcel Energy), NRG Energy has instead
extended the time frame in which Mr. Pieper may terminate his employment and
seek such severance benefits by 15 months, provided Mr. Pieper does not
terminate his employment within 12 months of July 15, 2002.
137
George Schaefer
George Schaefer is party to a letter agreement with NRG Energy dated as of
December 18, 2002, which provides Mr. Schaefer certain severance benefits in the
event his employment with NRG Energy is terminated. Specifically, in the event
Mr. Schaefer's employment is terminated without cause or Mr. Schaefer resigns
for good reason, he is entitled to a lump sum payment equal to his base salary
and a lump sum payment for all costs associated with health benefits under COBRA
for a period of twelve months.
DIRECTOR COMPENSATION
Directors of NRG Energy do not receive compensation for service in such
capacity.
ITEM 7. CONTRIBUTIONS AND PUBLIC RELATIONS
DATE CONTRIBUTOR RECIPIENT
------------------ --------------------------- --------------------------------------------------------------
COLORADO:
2002 Xcel Energy CLEER (Center for Legislative Energy & Environmental Research)
2002 Xcel Energy West Associates
2002 Xcel Energy Western Business Roundtable
MINNESOTA:
2002 Xcel Energy Agri-Growth Council
2002 Xcel Energy Minnesota Chamber of Commerce
2002 Xcel Energy Minnesota Business Partners
2002 Xcel Energy MECLI (Minnesota Environmental Coalition of Labor & Industry)
2002 Xcel Energy MGRC (Minnesota Government Relations Council)
2002 Xcel Energy Minnesota Taxpayers Association
2002 Xcel Energy US Chamber of Commerce
2002 Xcel Energy USGO (Utility State Government Organization)
2002 Xcel Energy WUPAG (Western Utility Public Affairs Growth)
NEW MEXICO:
2002 Xcel Energy New Mexico Association of Electric Companies
2002 Xcel Energy Broadcasters Association of New Mexico
2002 Xcel Energy Retail Association of New Mexico
TEXAS:
2002 Xcel Energy AECT (Association of Electric Companies)
2002 Xcel Energy CAP-PSI (Public Relations Consultant for AECT)
02-2002 NSP-Wisconsin Eisenhower Building Fund
04-2002 NSP-Wisconsin Eisenhower Building Fund
2002 Xcel Energy Services Federal PAC Operated by Xcel Energy Services, Inc.
2002 Xcel Energy Services Federal PAC Operated by Xcel Energy Services, Inc.
2002 Xcel Energy Services PAC primarily associated with Texas, New Mexico, Oklahoma, Kansas
2002 Xcel Energy Services PAC organized under laws of states of Colorado and Wyoming
2002 Xcel Energy Services PAC organized under laws of state of Wisconsin
2002 Xcel Energy Services PAC organized under laws of state of South Dakota
2002 Xcel Energy Services PAC organized under laws of state of North Dakota
2002 Xcel Energy Services PAC organized under laws of state of Minnesota
DATE PURPOSE AMOUNT
------------------ -------------------------------- --------
2002 Annual Membership/Dues $ 5,000
2002 Annual Membership/Dues $ 2,500
2002 Annual Membership/Dues $ 5,000
2002 Annual Membership/Dues $ 1,500
2002 Annual Membership/Dues $ 20,000
2002 Annual Membership/Dues $ 25,000
2002 Annual Membership/Dues $ 5,000
2002 Annual Membership/Dues $ 600
2002 Annual Membership/Dues $ 300
2002 Annual Membership/Dues $ 50,000
2002 Annual Membership/Dues $ 150
2002 Annual Membership/Dues $ 1,000
2002 Annual Membership/Dues $ 10,000
2002 Annual Membership/Dues $ 1,500
2002 Annual Membership/Dues $ 2,000
2002 Annual Membership/Dues $ 60,000
2002 Annual Membership/Dues $140,000
02-2002 Corporate Contribution $ 5,000
04-2002 Corporate Contribution $ 5,000
2002 Events $ 9,523
2002 Software $ 18,290
2002 (1) (1)
2002 (2) (2)
2002 (3) (3)
2002 (4) (4)
2002 (5) (5)
2002 (6) (6)
(1) Specific costs are not captured, so actual costs are unavailable;
these costs are minimal.
(2) No corporate assets are used in support of this PAC.
(3) Specific costs are not itemized, so actual costs are unavailable.
(4) No corporate assets are used in support of this PAC.
(5) Specific costs are not captured, so actual costs are unavailable;
these costs are minimal.
(6) No corporate assets are used in support of this PAC.
138
ITEM 8. SERVICE, SALES AND CONSTRUCTION CONTRACTS
PART I
Contracts for services, including engineering or construction services, or goods
supplied or sold by a system company to another system company, and the date of
the contract and whether it remained in effect at year end are as follows:
SERVING
TRANSACTION COMPANY
---------------------------------------------------- -------------------------------
Administrative Services NSP-Minnesota
Coal NSP-Minnesota
Compressor Use PSCo
Construction Support PSCo
Engineering Services Utility Engineering
Engineering Services Utility Engineering
Engineering Services Utility Engineering
Engineering Services Utility Engineering
Engineering Services Utility Engineering
Engineering Services Utility Engineering
Engineering Services PSCo
Engineering Services Cheyenne
Field Engineering Services NSP-Wisconsin
Gas Purchasing Services SPS
Gas Storage Services Young Gas Storage Co, Ltd
Incentive to use Refuse Derived Fuel NSP-Minnesota
Incidental Services Operating Companies
Lease Assets and Facilities PSCo
Lease Facilities 1480 Welton, WYCO Development
Lease Fiber Optic Network NCE Communications
Lease Land to Operate Solid Waste Trsfr Stn NSP
Lease Rail Cars NSP-Minnesota
Management of Water Rights for Hydro Facility Chippewa & Flambeau
Natural Gas e prime
Natural Gas e prime
Natural Gas e prime
Natural Gas e prime
Nuclear Power Plant Operating Services NMC
Operate & Maintain Process Steam Operation NSP
Operations & Maintenance Service PSCo
Operations & Maintenance Service SPS, NSP-Minnesota
Partnership Agreement Quixx Corp
Pole Attachments
Power Plant Management Quixx Power Services
Purchase Demand Side Management Resources e prime
Purchase Refuse Derived Fuel NRG
Steam Purchase (2 agreements) NSP
Supply Chain Services, Materials and Supplies PSCo
Transport Natural Gas Viking Gas
Transport Natural Gas Viking Gas
Transport Natural Gas PSCo
Transport Natural Gas NSP-Minnesota
RECEIVING
TRANSACTION COMPANY COMPENSATION
---------------------------------------------------- -------------------------------------------- ----------------
Administrative Services NRG $11.3 million
Coal NRG (1)
Compressor Use e prime $0.1 million
Construction Support Cheyenne (1)
Engineering Services PSCo $70.8 million
Engineering Services SPS $13.5 million
Engineering Services Xcel Energy Services $1.3 million
Engineering Services NSP-Minnesota $7.0 million
Engineering Services Xcel International $0.2 million
Engineering Services NRG $1.4 million
Engineering Services Cheyenne (1)
Engineering Services PSCo (1)
Field Engineering Services NSP Lands (1)
Gas Purchasing Services PSCo (1)
Gas Storage Services PSCo (1)
Incentive to use Refuse Derived Fuel NRG $3.3 million
Incidental Services Operating Companies (1)
Lease Assets and Facilities Xcel Energy Services (1)
Lease Facilities PSCo (1)
Lease Fiber Optic Network PSCo (1)
Lease Land to Operate Solid Waste Trsfr Stn NRG (1)
Lease Rail Cars PSCo (1)
Management of Water Rights for Hydro Facility NSP-Wisconsin (1)
Natural Gas SPS $15.2 million
Natural Gas NSP-Minnesota $2.7 million
Natural Gas NRG $19.2 million
Natural Gas Utility Engineering $0.1 million
Nuclear Power Plant Operating Services NSP (1)
Operate & Maintain Process Steam Operation NRG (1)
Operations & Maintenance Service SPS, Cheyenne, WestGas, 1480 Welton,
Utility Engineering, Xcel Energy Services (1)
Operations & Maintenance Service PSCo (1)
Partnership Agreement Quixx Linden $0.1 million
Pole Attachments
Power Plant Management Quixx Linden $1.4 million
Purchase Demand Side Management Resources PSCo (1)
Purchase Refuse Derived Fuel NSP-Minnesota $1.2 million
Steam Purchase (2 agreements) NRG $8.2 million
Supply Chain Services, Materials and Supplies SPS, Cheyenne, 1480 Welton, Utility
Engineering, Xcel Energy Services (1)
Transport Natural Gas NSP-Minnesota $4.6 million
Transport Natural Gas NSP-Wisconsin $1.6 million
Transport Natural Gas e prime $0.2 million
Transport Natural Gas e prime $0.1 million
139
TRANSACTIONS WITH AFFILIATES ANNUAL REPORTING
NSP-Minnesota
TOTAL EXPENSES
REGULATED OPERATING COMPANIES NSP-MINNESOTA REVENUE NSP-MINNESOTA (5)
----------------------------- --------------------- -----------------
ADMINISTRATIVE AGREEMENT WITH XCEL OPERATING SUBSIDIARIES (1)
NSP Wisconsin $ 445,967 $ 123,340
Public Service of Colorado 1,561,865 (6) 191,040
Southwestern Public Service 54,912 4,447
Cheyenne Light Fuel and Power - -
Black Mountain Gas 52,941
------------ -----------
SUB-TOTAL REGULATED OPERATING COMPANIES $ 2,115,684 $ 318,827
NSP MINNESOTA AGREEMENTS FROM PRIOR TO XCEL MERGER (2)
NSP Wisconsin Interchange agreement (3) 220,689,226 80,199,542
NSP Wisconsin SCADA Agreement (4) 168,698
------------ -----------
TOTAL PREVIOUSLY EXISTING AGREEMENT TRANSACTIONS 220,857,924 80,199,542
------------ -----------
TOTAL REGULATED OPERATING COMPANIES $222,973,608 $80,518,369
============ ===========
NOTES:
(1) This section incudes transactions directed by E002/AI-01-493 Compliance
Filing only.
(2) This section includes transactions which fall under agreements between
NSP-Minnesota and NSP-Wisconsin that NSP-Minnesota was allowed to continue
to operate under after the formation of Xcel Energy in August 2000.
(3) In accordance with FERC Docket No. ER01-1014, NSP-Minnesota and
NSP-Wisconsin Interchange Agreement, the cost sharing of electric
transmission and production costs for 2002.
(4) NSP-Minnesota and NSP-Wisconsin SCADA and gas dispatch Agreement, Docket
G-002/AI-094-831, regarding sharing of SCADA costs.
(5) "Total Expenses" represents revenues to the affiliate paid by NSP for
service provided by the affiliate for the benefit of NSP-Minnesota.
(6) The amount includes NSP-Minnesota charged PSCo for the use of the leased
rail coal cars. This amount includes maintenance on the rail cars.
140
TRANSACTIONS WITH AFFILIATES ANNUAL REPORTING
NSP-Minnesota
TOTAL EXPENSES
REGULATED AFFILIATES NSP-MINNESOTA REVENUE NSP-MINNESOTA (2)
-------------------- --------------------- -----------------
Viking Gas Transmission $ 266,360 $ 4,622,142
Xcel Energy Service Company 176,468,643
------------ -------------
Total Regulated Affiliates 266,360 181,090,785
NONREGULATED AFFILIATES
Energy Masters International - -
Eloigne 1,405 -
e prime 194,408 1,533,000
Natrogas 12,430 -
NRG 6,278,825 (3,102,795) (3)
Nuclear Management Company - 186,620,265 (1)
Reddy Kilowatt - -
Seren Innovations 63,458 -
Utility Engineering 93,822 5,550,675
United Power & Land 382,849 2,759,117
------------ -------------
Total Nonregulated Affiliates 7,027,197 193,360,262
NONREGULATED AFFILIATES
Homesmart 13,283 -
Non-Regulated Street Lighting Maintenance 567,907 -
Natural Gas Services 421,448 -
Propane Gas 281,369 (4) 18,715
Sherco Steam to LPI 736,119 -
------------ -------------
Total Nonregulated Activity $ 2,020,126 $ 18,715
============ =============
NOTES:
(1) As of 1/1/01 the non-union employees of Prairie Island and Montecello
Nuclear plants became employees of the Nuclear Management Company. The
Nuclear Management Company manages the operation of these 2 plants and
bills NSP-Minnesota in accordance with E002/AI-99-1652 and E002/A1-99-1618.
(2) "Total Expenses" represents revenues to the affiliate/nonregulated activity
paid by NSP-Minnesota Company the affiliate/nonregulated business for the
benefit of NSP-Minnesota utility operating company.
(3) The revenue paid by NSP-Minnesota to NSP-Minnesota's affiliate NRG is the
net of fuel and miscellaneous service expenses paid to NRG of $1,244,966
and incentives paid by NRG Resource Recovery to NSP-Minnesota for burning
RDF at NSP-Minnesota's Red Wing and Wilmarth generating plants, $4,347,762.
(4) Reflects propane provided by NSP-Minnesota to non-jurisdictional customers.
Included are $2,520 of sales of propane to NSP-Minnesota's affiliate,
Natrogas. All of these propane revenues are included in FERC account 495,
Other Gas Revenues. These revenues are included as an offset to retail
revenues requirements in the state of Minnesota Gas Utility cost of service
study.
141
PART II
No system company has a contract to purchase services or goods from any
affiliate (other than a system company), or from a company in which any officer
or director of the receiving company is a partner or owns 5% or more of any
class of equity securities.
PART III
No system company employs any other person for the performance on a continuing
basis of management, supervisory or financial advisory services.
ITEM 9. WHOLESALE GENERATORS AND FOREIGN UTILITY COMPANIES
PART I
(a) Identify the company, its location and its business address. Describe the
facilities used for the generation, transmission and distribution of electric
energy for sale or for the distribution at retail of natural or manufactured
gas. Identify each system company that holds an interest in the company and
describe the interest held.
(b) State the type and amount of capital invested in the company by the
registered holding company, directly or indirectly. Identify any debt or other
financial obligation for which there is recourse, directly or indirectly, to the
registered holding company or another system company, other than an EWG or
foreign utility company. Identify separately any direct or indirect guarantee of
a security of the EWG or foreign utility company by the registered holding
company. Identify any transfer of assets from any system company (other than an
exempt wholesale generator or foreign utility company) to an affiliate exempt
wholesale generator or foreign utility company. State the market value at the
time of transfer, the book value and the sale price of the transferred asset.
(c) State the ratio of debt to common equity of the company and earnings of the
company as of the end of the reporting period.
142
(d) Identify any service, sales or construction contract(s) between the company
and a system company, and describe the services to be rendered or goods sold and
the fees or revenues under such agreement(s).
INTEREST OF NRG IN EWGS AND FUCOS:
1. (a) NRG Northeast Generating LLC, in which NRG owns a 100 percent
interest through two wholly-owned limited liability companies (each of which
owns a 50 percent interest in NRG Northeast Generating LLC), Northeast
Generation Holding LLC and NRG Eastern LLC, owns 100 percent of the following
EWGs: (i) Dunkirk Power LLC, owner of a 600 megawatt coal-fired facility located
in Dunkirk, New York; (ii) Huntley Power LLC, owner of a 760 megawatt coal-fired
facility located near Buffalo, New York; (iii) Astoria Gas Turbine Power LLC,
owner of 11 gas-fired combustion turbines with a total capacity of 614 megawatts
located on the same site in Queens, New York, (iv) Arthur Kill Power LLC, owner
of an 842 megawatt gas/oil-fired facility located on Staten Island, New York;
(v) Somerset Power LLC, owner of the 229 megawatt (160 megawatts of which is
operational) oil/coal-fired facility located in Somerset, Massachusetts, (vi)
Oswego Harbor Power LLC, owner of a 1700 megawatt gas/oil-fired facility located
in Oswego, New York; (vii) Connecticut Jet Power LLC, owner of six oil-fired
combustion turbines with a total capacity of 127 megawatts located at 4
different sites in Connecticut; (viii) Devon Power LLC, owner of a 401 megawatt
gas/oil-fired facility located in Milford, Connecticut; (ix) Middletown Power
LLC, owner of an 856 megawatt gas/oil-fired facility located in Middleton,
Connecticut; (x) Montville Power LLC, owner of a 498 megawatt gas/oil-fired
facility located in Uncasville, Connecticut; and (xi) Norwalk Power LLC, owner
of a 353 megawatt oil-fired facility located in Norwalk, Connecticut.
(b) See Footnote 1.(1)
(c) The ratio of debt to common equity and the earnings as of Dec.
31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Dunkirk Power LLC 0.59 $ 34,196
Huntley Power LLC 0.49 19,634
Astoria Gas Turbine Power LLC 0.41 41,963
Arthur Kill Power LLC 0.77 34,240
Somerset Power LLC 1.74 (64,335)
Somerset Operations, Inc. No debt 218
Oswego Harbor Power LLC 0.58 16,827
Connecticut Jet Power LLC - (232)
Devon Power LLC 0.32 (18,238)
Middleton Power LLC 0.37 (34,958)
Montville Power LLC 0.42 (18,836)
Norwalk Power LLC 1.21 (18,926)
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Northeast Generating's subsidiaries (the Company) have entered into power
sales and agency agreements with NRG Power Marketing Inc., a wholly-owned
subsidiary of NRG. The agreements are effective until Dec. 31, 2030. Under the
agreements, NRG Power Marketing Inc. will (i) have the exclusive right to
manage, market and sell all power not otherwise sold or committed to or by such
subsidiaries, (ii) procure and provide to such subsidiaries all fuel required to
operate their respective facilities and (iii) market, sell and purchase all
emission credits owned, earned or acquired by such subsidiaries. In addition,
NRG Power Marketing will have the exclusive right and obligation to effect the
direction of the power output from the facilities.
------------------
(1) For purposes of the Rule 53 calculation, Xcel Energy has included its
entire investment in NRG Energy, $781.9 million, as its aggregate investment in
the EWGs and FUCOs owned by NRG. Xcel Energy has not directly or indirectly
guaranteed any of the investments by NRG in FUCOs or EWGs. All investments by
NRG in FUCOs and EWGs have been funded through capital contributions by Xcel
Energy to NRG, financings at the NRG level without recourse to Xcel Energy and
financings at the project level without recourse to NRG or Xcel Energy. There
have been no transfers of assets from any Xcel Energy company (other than an EWG
or FUCO) to an affiliate EWG or FUCO.
143
Under the agreements, NRG Power Marketing pays to the subsidiaries gross
receipts generated through sales, less costs incurred by NRG Power Marketing
relative to its providing services (e.g., transmission and delivery costs, fuel
cost, taxes, employee labor, contract services, etc.). The Company incurs no
fees related to these power sales and agency agreements with NRG Power
Marketing.
The Company has no employees and has entered into operation and maintenance
agreements with subsidiaries of NRG Operating Services Inc. a wholly-owned
subsidiary of NRG (NRG Operating Services). The agreements are effective for
five years, with options to extend beyond five years. Under the agreements, the
NRG Operating Services company operator operates and maintains its respective
facility, including (i) coordinating fuel delivery, unloading and inventory,
(ii) managing facility spare parts, (iii) meeting external performance standards
for transmission of electricity, (iv) providing operating and maintenance
consulting and (v) cooperating with and assisting the Company in performing the
Company's obligations under agreements related to its facilities.
Under the agreements, the operator charges an annual fee, and in addition, will
be reimbursed for usual and customary costs related to providing the services
including plant labor and other operating costs. A demobilization payment will
be made if the subsidiary elects not to renew the agreement. There are also
incentive fees and penalties based on performance under the approved operating
budget, the heat rate and safety.
During 2002 and 2001, the Company incurred annual operating and maintenance
costs billed from NRG Operating Services totaling $4.4 million. In addition the
Company incurred $110.0 million and $172.4 million, respectively, for usual and
customary costs related to providing the services including plant labor and
other operating costs.
The Company's subsidiaries have entered into agreements with NRG for corporate
support and services. The agreements are perpetual in term, unless terminated in
writing by a subsidiary. Under the agreements, NRG will provide services, as
requested, in areas such as human resources, accounting, finance, treasury, tax,
office administration, information technology, engineering, construction
management, environmental, legal and safety. Under the agreements, NRG is paid
for personnel time as well as out-of-pocket costs. During 2002 and 2001, the
Company paid NRG approximately $.9 million and $5.1 million, respectively, for
corporate support and services.
2. (a) NRG South Central Generating LLC, in which NRG owns a 100
percent interest through two wholly-owned limited liability companies (each of
which owns a 50 percent interest in NRG South Central Generating LLC), South
Central Generation Holding LLC and NRG Central U.S. LLC, owns 100 percent of the
following: (i) Louisiana Generating LLC, an EWG that owns a 220 megawatt
gas-fired facility located in New Roads, Louisiana, and a 100 percent interest
in two coal-fired units and a 58 percent interest in a third coal-fired until
located in a separate facility also in New Roads, Louisiana; (ii) NRG New Roads
Holdings LLC, owner of various equipment and of several parcels of land in
Louisiana, some of which is leased to third parties for farming; (iii) Big Cajun
I Peaking Power LLC, an EWG which was formed to develop, own and operate the
Cajun expansion project in Louisiana; (iv) NRG Sterlington Power LLC, an EWG,
which was formed to own a 200 megawatt simply cycle gas peaking facility in
Sterlington, Louisiana; and (v) NRG Bayou Cove LLC, which owns 100% of Bayou
Cove Peaking Power, LLC, an EWG, which owns a 360 megawatt peaking facility in
Jennings, Louisiana.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of
Louisiana Generating LLC as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Louisiana Generating LLC 2.43 $ 12,664
Bayou Cove Peaking Power LLC 1.79 ($133,285)
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
Louisiana Generating entered into a power sale and agency agreement with NRG
Power Marketing Inc., a wholly owned subsidiary of NRG Energy. The agreement is
effective until Dec. 31, 2030. Under the agreement, NRG Power Marketing Inc.
will (i) have the exclusive right to manage, market and sell all power not
otherwise sold or committed to or by Louisiana Generating, (ii) procure and
provide to Louisiana Generating all fuel required to operate its respective
facilities and (iii) market, sell and purchase all emission credits owned,
earned or acquired by Louisiana Generating. In addition, NRG Power Marketing
Inc. will have the exclusive right and obligation to direct the power output
from the facilities.
Under the agreement, NRG Power Marketing, Inc. pays to Louisiana Generating
gross receipts generated through sales, less costs incurred by NRG Power
Marketing, Inc. relative to its providing services (e.g., transmission and
delivery costs, fuel cost, taxes, employee labor, contract services, etc.). The
Company incurs no fees related to these power sales and agency agreements with
NRG Power Marketing.
144
Louisiana Generating entered into an operation and maintenance agreement with
NRG Operating Services, Inc., (NRG Operating Services) a wholly-owned subsidiary
of NRG Energy. The agreement is perpetual in term until terminated in writing by
Louisiana Generating or until earlier terminated upon an event of default. Under
the agreement, at the request of Louisiana Generating, NRG Operating Services
manages, oversees and supplements the operation and maintenance of the Cajun
facilities.
During the year ended Dec. 31, 2002 and 2001, Louisiana Generating and Bayou
Cove Peaking Power LLC incurred no operating and maintenance costs from NRG
Operating Services.
Louisiana Generating and NRG South Central each entered into an agreement with
NRG Energy for corporate support and services. The agreement is perpetual in
term until terminated in writing by Louisiana Generating or NRG South Central or
until earlier terminated upon an event of default. Under the agreement, NRG
Energy will provide services, as requested, in areas such as human resources,
accounting, finance, treasury, tax, office administration, information
technology, engineering, construction management, environmental, legal and
safety. Under the agreement, NRG Energy is paid for personnel time as well as
out-of-pocket costs.
During the year ended Dec. 31, 2002 and 2001, Louisiana Generating and NRG South
Central incurred approximately $0.8 million and $0.6 million, respectively, for
corporate support and services.
As of Dec. 31, 2002 and 2001, NRG South Central has an accounts
payable affiliates balance of approximately $126.5 million and $27.2 million,
respectively, which consisted primarily of a payable to NRG Energy for
capitalized development costs incurred prior to the acquisition of the Cajun
facilities and other expenses paid on its behalf.
3. (a) West Coast Power LLC, in which NRG owns a 50 percent interest
through NRG's wholly-owned subsidiary NRG West Coast LLC, (which owns 50 percent
interest in WCP (Generation) Holdings LLC of which West Coast Power LLC is a
wholly-owned subsidiary), owns 100 percent of the following EWGs: (i) Long Beach
Generation LLC (LBG), owner of a 530 megawatt gas-fired facility located in Long
Beach, Calif., (ii) El Segundo Power LLC (ESP), owner of a 1020 megawatt
gas-fired facility located in El Segundo, Calif., (iii) Cabrillo Power I LLC
(Cabrillo I), owner of a 954 megawatt gas-fired facility located in Encina,
Calif. and (iv) Cabrillo Power II LLC (Cabrillo II), owner of seventeen
gas-fired generation turbines in San Diego County, Calif., with a combined
capacity of 256 megawatts. Saguaro Power LLC is a wholly owned limited liability
company of NRG West Coast LLC, which owns 100 percent interest in Eastern Sierra
Energy Company, which owns a 50 percent interest in Saguaro Power Company, a
limited partnership, an EWG, for a project in Henderson, Nevada with a combined
capacity of 100 megawatts.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec.
31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Long Beach Generation LLC - $ (1,293)
El Segundo Power LLC - 23,864
Cabrillo Power I LLC - 980
Cabrillo Power II LLC - (7,804)
Saguaro Power LLC - 2,903
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
West Coast Power LLC (WCP) purchases fuel for its plants under natural gas
supply agreements (GSAs) with Dynegy Marketing and Trade (DMT), an affiliate of
WCP. Charges for fuel are based upon similar terms and conditions as could be
obtained from third parties.
WCP contracted with Dynegy Power Marketing, Inc. (DYPM), an affiliate of WCP, to
provide all power scheduling, power marketing and risk management for WCP under
an energy management agreement (EMA). Additionally, WCP contracted with DMT to
provide all scheduling and marketing of fuel supply for WCP under the EMA.
WCP's subsidiaries, Cabrillo I and Cabrillo II, have entered into O&M agreements
with NRG Cabrillo Power Operations, Inc., an affiliate of WCP. WCP's
subsidiaries ESP and LBG have entered into O&M agreements with NRG El Segundo
Operations, Inc., an affiliate of WCP. Fees for services primarily include
recovery of the costs of operating the plant as approved in the annual budget
and a base monthly fee. WCP has also contracted with NRG Development Company,
Inc., an affiliate of WCP, to provide services under the Administrative
Management Agreement (the AMA). Services provided under the AMA include local
services not covered under the
145
O&M agreements, including environmental, engineering, legal and public relations
services. Fees for such services are subject to executive committee approval if
the amounts exceed a certain percentage of the applicable approved budget.
WCP entered into an administrative services management agreement (the ASMA) with
Dynegy Power Management Services, LP, an affiliate of WCP, which provides
administrative services such as business management and accounting to WCP. Fees
for such services are subject to executive committee approval if the amounts
exceed a certain percentage of the applicable annual approved budget.
Affiliates of WCP provide various services for WCP. Charges for these services
are included in WCP's operating and general and administrative expenses and
consisted of the following for 2002, 2001 and 2000:
----------------------------------------------------------------------------
(in thousands) 2002 2001 2000
----------------------------------------------------------------------------
Operating expenses
----------------------------------------------------------------------------
Fuel $ 644,968 $ 1,054,269 $ 482,937
----------------------------------------------------------------------------
EMA charges 10,410 17,017 9,092
----------------------------------------------------------------------------
OMSA, O&M and AMA charges 31,772 51,936 15,374
----------------------------------------------------------------------------
Total 687,150 1,123,222 507,403
----------------------------------------------------------------------------
----------------------------------------------------------------------------
ASMA fees included in G&A 841 1,374 776
----------------------------------------------------------------------------
Saguaro Power Company - Under the terms of an O&M agreement, employees of NRG
Saguaro Operations Inc., a wholly owned subsidiary of NRG, perform all necessary
functions to operate and maintain Saguaro Power Company's facilities. Saguaro
Power Company pays for direct costs of the services. NRG Saguaro Operations may
also earn certain incentive compensation as defined in the agreement. Pursuant
to this arrangement the Partnership incurred costs of $1.9 million and $2.1
million which included $250,000 and $120,051 of incentive compensation earned by
NRG Saguaro Operations in 2002 and 2001, respectively.
4. (a) Cogeneration Corporation of America, in which NRG owns a 20
percent interest, owns the following through wholly-owned subsidiaries (i) a 100
percent interest in a 122 megawatt gas-fired cogeneration facility in Parlin New
Jersey that is an EWG; and (ii) an 83 percent interest in two standby peak
sharing facilities with an aggregate capacity of 22 megawatts located in
Philadelphia, Pennsylvania, both of which are EWGs.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of
Cogeneration Corporation of America as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Cogeneration Corporation of America Not available $1,184
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NONE
5. (a) NRG Rocky Road LLC, in which NRG owns a 100 percent interest,
owns 50 percent of Rocky Road Power LLC, an EWG that owns a 350 megawatt
gas-fired facility located in East Dundee, Illinois.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Rocky
Road Power LLC as of Dec. 31, 2001 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Rocky Road Power LLC - $6,868
(d) A description of the service, sales or construction contracts
between Rocky Road Power LLC and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
146
NONE
6. (a) NRGenerating Ltd. - which is 100 percent owned by Sterling
Luxembourg (No.1) s.a.r.l., which is 100 percent owned by NRGenerating Holdings
(No. 15) B.V., which is 100 percent owned by NRGenerating International BV
("NRGIBV") - owns 100 percent of Killingholme Holdings Limited, which owns 100
percent of Killingholme Generation Limited, an EWG which owns 100 percent of
Killingholme Power Limited, an EWG which owns a 680 megawatt gas-fired facility
located in North Lincolnshire, England.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec.
31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Killingholme Generation Limited - $ (30,157)
Killingholme Power Limited 3.97 (468,514)
(c) A description of the service, sales or construction contracts
between the Killingholme EWGs and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
7. (a) Enfield Holdings B.V. which is 50 percent owned by NRGIBV,
owns 50 percent of Enfield Energy Centre Limited, an EWG which owns a 396
megawatt gas-fired power station in Enfield, England. Enfield Operations LLC,
which is owned 50 percent by Enfield Energy Centre Limited and 16.3 percent by
NRG International, Inc. ("NRGI"), is an EWG which operates the Enfield power
station, and also owns 100 percent of Enfield Operations UK Ltd, which employs
the employees of the Enfield power station.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec.
31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Enfield Energy Centre Limited - ($1,181)
Enfield Operations LLC - 63
(d) A description of the service, sales or construction contracts
between the Enfield EWGs and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
8. (a) NRGenerating Holdings (No.4) B.V., which is 100 percent owned
by NRGIBV, is an EWG which owns (i) a 25.37 percent partnership interest in Loy
Yang Power Partners, the owner of the 2,000 megawatt coal-fired Loy Yang power
station and adjacent brown coal mine in the State of Victoria, Australia; (ii)
25.37 percent of Loy Yang Power Projects Pty Ltd., which provides technical
services to the Loy Yang project; and (iii) 25.37 percent of Loy Yang Power
Management Pty Ltd., which operates the Loy Yang project. NRGenerating Holdings
(No.4) B.V. also owns 100 percent of Gunwale B.V., a vehicle for investing
shareholder loans and equity into the Loy Yang project which has no assets or
employees and is inactive.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of
NRGenerating Holdings (No.4) B.V. as of Dec. 31, 2002 are as follows:
147
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRGenerating Holdings (No. 4) B.V. - ($45,209)
(d) A description of the service, sales or construction contracts
between NRGenerating Holdings (No.4) B.V. and an Xcel Energy company, and the
fees or revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
9. (a) Sunshine State Power (No.2) B.V. and Sunshine State Power
B.V., which are EWGs and which are both 100 percent owned by NRGIBV, own 17.5
percent and 20 percent, respectively, of the unincorporated joint venture that
owns the 1680 megawatt coal-fired Gladstone power station in Queensland,
Australia. NRG Gladstone Operating Services Pty Ltd, which is 1 percent owned by
NRGI and 99 percent owned by NRG Operating Services, Inc. (both of which are 100
percent owned by NRG), is an EWG which operates the Gladstone facility, and owns
100 percent of NRG Gladstone Superannuation Pty Ltd., which holds pension assets
for the employees of the Gladstone project.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec.
31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Sunshine State Power (No.2) B.V. - $ 3,377
Sunshine State Power B.V. - 3,860
NRG Gladstone Operating Services Pty Ltd. - 1,219
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
10. (a) Saale Energie Gmbh, which is 100 percent owned by NRGIBV, owns
the following interests in the following entities: (i) 41.1 percent of
Kraftwerke Schkopau GbR, an EWG that owns the 960 megawatt Schkopau coal-fired
power station in Germany; (ii) 44.4 percent of Kraftwerke Schkopau
Betriebsgesellshcaft mbH, an EWG that operates the Schkopau power station; and
(iii) 98 percent of Saale Energie Services Gmbh, which provides management
services to the Schkopau plant (NRGIBVI also owns a direct 1 percent interest in
this entity).
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec.
31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Kraftwerke Schkopau GbR Not available Not available
Kraftwerke Schkopau Betriebsgesellshcaft mbH Not available Not available
* The results of Kraftwerke Schkopau GbR and Kraftwerke Schkopau
Betriebsgesellshcaft mbH are not available. However, the results of
Saale Energie Gmbh are and the Debt-Equity ratio is 2.56 and Net Income
(in thousands) is $28,082.
148
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
11. (a) NRGIBV owns 50 percent of MIBRAG mbH, through a holding
structure whereby NRGIBV owns 100 percent of Lambique Beheer BV; Lambique Beheer
BV owns 50 percent of MIBRAG BV and 1 percent of MIBRAG mbH; and MIBRAG BV owns
99 percent of MIBRAG mbH. MIBRAG Gmbh, by itself and through its wholly-owned
subsidiary MIBRAG Industriekraftwerke Vermoegensverwaltungs und Beteiligungs
Gmbh, owns 1 percent of MIBRAG Industriekraftwerke Gmbh & Co KG, an EWG that
owns three coal-fired power plants in Germany. MIBRAG Gmbh owns 99 percent, and
MIBRAG B.V. owns 1 percent of MIBRAG Industriekraftwerke Betriebs Gmbh, an EWG
which operates and maintains the power stations.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec.
31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
MIBRAG Industriekraftwerke Gmbh & Co KG 1.61 $28,082
MIBRAG Industriekraftwerke Betriebs Gmbh - -
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
12. (a) Kladno Power (No.2) BV, which is 100 percent owned by NRGIBV,
owns 50 percent of Matra Powerplant Holding BV, which owns 89 percent of ECK
Generating s.r.o., a FUCO which owns a 373 megawatt coal-fired power station in
Kladno, Czech Republic, and related businesses. Kladno Power (No.1) BV, which is
100 percent owned by NRGIBV, owns 44.5 percent of Energeticke Centrum Kladno,
s.r.o., is a FUCO which holds title to certain assets of the Kladno power
station. NRGenerating Holdings (No.5) BV, which is 100 percent owned by NRG
Energeticke Provoz, s.r.o., is a FUCO which operates the Kladno power station.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec.
31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
ECK Generating s.r.o - $4,105
Energeticke Centrum Kladno, s.r.o. 2.0 16
NRGenerating Holdings (No.5) BV - (3)
(d) A description of the service, sales or construction contracts
between these FUCOs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
149
13. (a) NRGenerating Holdings (No. 21) B.V., in which NRG has a 50
percent interest through Cobee Holdings Inc., a wholly-owned subsidiary of NRG
International Inc. (see Paragraph 14.C.20), and a 50 percent interest through
NRGenerating Luxembourg (No. 6) S.a.r.l., a wholly owned subsidiary of
NRGenerating Luxembourg (No. 1) S.a.r.l., which is a wholly owned subsidiary of
NRGenerating International B.V. is an EWG which currently owns 100 percent of
Compania Boliviana de Energia Electrica S.A. -- Bolivian Power Company Ltd., an
EWG which owns and/or operates 15 power plants in Bolivia. NRGenerating Holdings
(No. 21) B.V. owns a 100 percent interest in Tosli Acquisition B.V., which owns
99.4 percent of Itiquira Energtica S.A., an EWG, for the 156 megawatt
hydroelectric power generation facility under construction in Mato Grosso,
Brazil.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings as of Dec.
31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRGenerating Holdings (No. 21) B.V. - -
Compania Boliviana de Energia Electrica S.A. -- 0.53 $5,130
Bolivian Power Company Ltd.
Itiquira Energtica S.A. 0.23 (381)
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
14. (a) Scudder Latin American Power I and Scudder Latin American
Power II are private equity funds in which NRG owns a 25 percent interest and
4.45860 percent interest, respectively, through NRG Caymans-C and NRG Caymans-P
which are 100 percent owned by NRGenerating Holdings GmbH. These funds invest in
power generation projects in Latin America. All of the power generation projects
in which these funds have invested are, or are expected to become, EWGs or
FUCOs.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of
NRGenerating Holdings GmbH as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRG Caymans-C - (1)
NRG Caymans-P - 1,043
(d) A description of the service, sales or construction contracts
between NRGenerating Holdings and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NONE.
15. (a) Energy Investors Fund, L.P., in which NRG owns a 3.10 percent
limited partnership interest through Energy National, Inc. (an indirect
wholly-owned subsidiary of NRG), invests in power generation projects within the
United States which are either EWGs or QFs.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Energy
Investors Fund LP as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Energy Investors Fund, L.P. - $111
150
(d) A description of the service, sales or construction contracts
between Energy Investors Fund LP and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NONE
16. (a) Project Finance Fund III, L.P., in which NRG owns a 6.87
percent interest through Pacific Generation Holdings Company (an indirect
wholly-owned subsidiary of NRG), invests in power generation projects within and
outside of the United States which are either EWGs or QFs.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Project
Finance Fund III, LP as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Project Finance Fund III, L.P. - $441
(d) A description of the service, sales or construction contracts
between Project Finance Fund III, LP and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NONE
17. (a) NRGenerating Luxembourg (No. 1) S.a.r.l., which is 100
percent owned by NRGIBV, owns 100 percent of NRGenerating Holdings (No. 2) GmbH,
which owns 100 percent of Flinders Labuan (No. 1); 100 percent Flinders Labuan
(No. 2); and 50 percent Flinders Power Partnership. The remaining 50 percent of
Flinders Power Partnership is owned 25 percent by Flinders Labuan (No. 1) and 25
percent by Flinders Labuan (No. 2). Flinders Power Partnership owns 100 percent
of Flinders Coal Pty Ltd., a 190 megawatt Osborne Power Station in South
Australia and 100 percent of Flinders Osborne Trading Pty Ltd., a trading entity
for gas supply to, and electricity take from, the 190 megawatt Osborne Power
Station in South Australia which are both FUCOs.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these
EWG/FUCOs as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Flinders Power Partnership 4.5 ($10,545)
Flinders Coal Pty Ltd. - -
Flinders Osborne Trading Pty Ltd. - (91)
NRG Flinders Operating Services Pty Ltd. - 470
(d) A description of the service, sales or construction contracts
between these EWG/FUCOs and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
18. (a) NRG International II Inc. which is owned 100 percent by NRG,
owns 50 percent of European Generating S.a.r.l., which owns 100 percent of
Rybnik Power B.V., a FUCO which was formed as a holding company for a 1,760
megawatt power station in Poland which is currently inactive.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of NRG
International II as of Dec. 31, 2002 are as follows:
151
Debt-Equity Ratio Net Income
----------------- ----------
Rybnik Power B.V. - -
(d) A description of the service, sales or construction contracts
between NRG International II and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
19. (a) NEO Corporation, which is owned 100 percent by NRG owns 100
percent of NEO Calif. Power LLC, an EWG, which is an owner and operator of
distributed generation facilities in California.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of NEO
California Power as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NEO California Power - $12,619
(d) A description of the service, sales or construction contracts
between NEO California and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
20. (a) Brazos Valley Energy LP, in which NRG owns a 100 percent
interest through two wholly owned limited liability companies 99 percent by NRG
Brazos Valley LP LLC and 1 percent by NRG Brazos Valley GP LLC which in turn
owns 100 percent of NRG Brazos Valley Technology LP LLC. NRG Brazos Valley
Technology LP LLC owns 99 percent and Brazos Valley Energy LP owns 1 percent of
Brazos Valley Technology LP, an EWG, which is developing a 633 megawatt project
in Houston, Tex.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Brazos
Valley Energy LP as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Brazos Valley Energy LP Not meaningful (100 ($131)
percent debt financed)
(d) A description of the service, sales or construction contracts
between Brazos Valley Energy LP and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
21. (a) NRG Rockford Acquisition, wholly owned by NRG, holds a 100
percent interest in NRG Bourbonnais Equipment LLC, NRG Bourbonnais LLC, NRG
Equipment Company LLC, NRG Rockford II Equipment LLC, an EWG and NRG Rockford II
LLC an EWG. NRG Rockford Acquisition also owns a 1 percent interest in NRG Ilion
Limited Partnership, and NRG Ilion LP LLC, a wholly owned company of
152
NRG, owns the remaining 99 percent. NRG Ilion Limited Partnership, an EWG, owns
100 percent of NRG Rockford LLC and NRG Rockford Equipment LLC, an EWG, for
projects in Illinois with a total of 513 megawatts.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these
EWGs as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRG Rockford II LLC 5.60 ($ 8,702)
NRG Ilion Limited Partnership - 16,759
NRG Rockford Equipment II LLC - -
NRG Rockford Equipment LLC - -
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
22. (a) NRG Granite Acquisition LLC, a wholly owned NRG company, owns
21 percent interest in Granite Power Partners II LP and NRG owns 79 percent
limited partnership interest in the same. Granite Power Partners II LP owns 100
percent of the following: (1) LSP Hardee Energy, LLC; (2) LSP Pike Energy LLC, a
1,192 megawatt project under construction in Holmesville, Miss. and (3) LSP
Nelson Energy, LLC, an EWG, a 1,168 megawatt project located in Nelson Township,
Illinois. Granite II Holdings LLC is a wholly owned company of Granite Power
Partners II LP, which owns 100 percent of LSP Denver City, Inc. and GPP
Investors, LLC. LSP Denver City Inc. in turn owns a .5 percent interest and GPP
Investors I LLC owns a 49.5 percent interest in Denver City Energy Associates,
L.P. an EWG for a 487 megawatt project located in Denver City, Tex. Granite II
Holding LLC also owns 100 percent interest of the following (1) LSP Kendall
Energy LLC, an EWG for a 1,168 megawatt project located in Minooka, Ill; (2) LSP
Equipment LLC; (3) LSP Batesville Holding LLC which in turn owns 100 percent
interest in LSP Batesville Funding Corporation and LSP Energy Inc. LSP
Batesville Holding LLC owns 99 percent limited partnership and LSP Energy, Inc.
a 1 percent general partner interest in LSP Energy Limited Partnership, an EWG
for a 837 megawatt project located in Batesville, Miss., which owns a 100
percent ownership interest in NRG Batesville LLC.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these
EWGs as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
LSP Nelson Energy, LLC 1.88 ($601,283)
Denver City Energy Associates, L.P. - 9
LSP Kendall Energy LLC - (59,153)
LSP Energy LP (Batesville project) 7.64 (6,499)
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
23. (a) NRGenerating Luxembourg (No. 1) S.a.r.l. a wholly owned
company of NRG owns 100 percent interest in Eastern Generation Services (India)
Private Limited and WEB Energy Ltd. WEB Energy Ltd. owns a 30 percent ownership
interest in Lanco Kondapalli Power Pvt Ltd. a FUCO, for a 355 megawatt project
in Andhra Pradesh, India.
153
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Lanco
Kondapalli as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Lanco Kondapalli Power Pvt Ltd. Not Available $(7,046)
(d) A description of the service, sales or construction contracts
between Lanco Kondapalli and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
24. (a) NRGenerating Holdings (No. 19) B.V. a wholly owned company
of NRG owns 100 percent interest in NRG Taiwan Holding Company Ltd. which in
turn owns a 60 percent interest in Hsin Yu Energy Development Co. Ltd, a FUCO,
for a 170 megawatt project in Taiwan.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Hsin Yu
Energy Development Ltd as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Hsin Yu Energy Development Co. Ltd. - ($105,465)
(d) A description of the service, sales or construction contracts
between Hsin Yu Energy Development Ltd and an Xcel Energy company, and the fees
or revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
25. (a) NRGenerating Luxembourg (No. 1) S.a.r.l. a wholly owned
company of NRG owns a 99.64 percent ownership interest in Empresa de Generacion
Electrica Cahua S.A., an EWG for a 45 megawatt project in Peru. NRGenerating
Luxembourg (No. 1) S.a.r.l. also owns a 25 percent interest and NRGenerating
Luxembourg (No. 2) S.a.r.l. owns a 75 percent interest in Energia Pacasmayo S.A.
an EWG for several projects in Peru.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these
EWGs as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Empresa de Generacion Electrica Cahua S.A. 1.09 $1,148
Energia Pacasmayo S.A. 1.41 1,629
(d) A description of the service, sales or construction contracts
between these EWGs and an Xcel Energy company, and the fees or revenues under
such contracts, is as follows:
154
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
26. (a) NRG Audrain Holding LLC is a wholly owned company of NRG which
owns 100 percent of NRG Audrain Bondco LLC which owns 100 percent of NRG Audrain
Generating LLC, an EWG, for a 640 megawatt project in Audrain County, Missouri.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of NRG
Audrain Generating as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRG Audrain Generating LLC (formerly Duke Not meaningful (100 percent ($119,211)
Energy Audrain, LLC) financed)
(d) A description of the service, sales or construction contracts
between NRG Audrain Generating and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
27. (a) Chickahominy River Energy Co. (Chickahominy), in which NRG
owns a 100 percent interest through its wholly-owned subsidiary Commonwealth
Atlantic Power LLC (which owns 100 percent of Hanover Energy Company, which in
turn owns 100 percent of Chickahominy), owns a 50 percent interest in
Commonwealth Atlantic Limited Partnership, an EWG that owns a 375 megawatt
gas-fired facility in Chesapeake, Virginia.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of
Commonwealth Atlantic Power LLC as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Commonwealth Atlantic Power LLC - $834
(d) A description of the service, sales or construction contracts
between Commonwealth Atlantic Power and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
28. (a) NRG International III Inc. a wholly owned company of NRG,
owns 100 percent of NRG International Holdings (No. 2) GmbH which owns a 50
percent interest in TermoRio S.A., an EWG, for a 1040 megawatt project under
construction in Rio de Janeiro, Brazil.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of
TermoRio as of Dec. 31, 2002 are as follows
155
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRG International Holdings (No. 2) GmbH - N/A
TermoRio S.A. - N/A
(d) A description of the service, sales or construction contracts
between TermoRio and an Xcel Energy company, and the fees or revenues under such
contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
29. (a) NRG Telogia Power LLC, a wholly owned company of NRG, owns
67 percent of Telogia Power Inc. which owns 100 percent of Timber Energy
Resource Inc. which is a QF and an EWG for a project located in Telogia, Fla.
Totaling 13.8 megawatts.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of Timber
Energy Resources as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Timber Energy Resource Inc. - ($3,783)
(d) A description of the service, sales or construction contracts
between Timber Energy Resources and an Xcel Energy company, and the fees or
revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
30. (a) NRG Thermal LLC, a wholly owned company of NRG, owns 100
percent of NRG Energy Center Dover LLC and NRG Energy Center Paxton, Inc. both
of which are Rule 58(b)(1)(vi) and EWGs for thermal projects in the US.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these
EWG's as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
NRG Energy Center Dover LLC - $ 2,983
NRG Energy Center Paxton, Inc. - 71
(d) A description of the service, sales or construction contracts
between NRG Energy Center Dover LLC, NRG Energy Center Paxton, Inc. and an Xcel
Energy company, and the fees or revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
31. (a) NRG McClain LLC, in which NRG owns a 100 percent interest, is
an EWG that owns a 77 percent undivided interest in the 400 megawatt McClain
facility in Newcastle, Oklahoma.
(b) See Footnote 1.
156
(c) The ratio of debt to common equity and the earnings of this
EWG as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
McClain facility 1.57 ($23,950)
(d) A description of the service, sales or construction contracts
between NRG McClain LLC and an Xcel Energy company, and the fees or revenues
under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
32. (a) NEO California Power LLC, in which NRG owns a 100 percent
through its wholly-owned subsidiary NEO Corporation, is an EWG that owns two 45
megawatt facilities in Red Bluff, California and Chowchilla, California.
(b) See Footnote 1.
(c) The ratio of debt to common equity and the earnings of these
EWG's as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Red Bluff facility No debt $ 5,414
Chowchilla facility No debt 11,439
(d) A description of the service, sales or construction contracts
between the Red Bluff facility and the Chowchilla facility and an Xcel Energy
company, and the fees or revenues under such contracts, is as follows:
NRG Energy has numerous service agreements that exist between its wholly owned
subsidiaries and affiliates. A comprehensive listing of such agreements is not
readily available. These contracts generally fall into three types of
agreements, a power sales and agency agreement, an operation and maintenance
agreement and a corporate services agreement. These agreements are generally
long term in nature and provide for all services necessary for the marketing,
operational, maintenance and administrative needs of such entities. The amounts
and details surrounding each contract is not readily available and would be
unduly burdensome to produce.
157
INTEREST OF XCEL ENERGY INTERNATIONAL, INC. IN EWGS:
33. (a) Xcel Energy International, Inc. ("Xcel Intl") was formed to
hold certain foreign investments. Specifically, it owns a 100 percent interest
in Xcel Energy Argentina, a U.S. company that is in the business of developing,
owning, and operating foreign generating plants. In addition, Xcel Energy
Argentina owns interests in two EWGs, namely Central Piedra Buena & Central S.A.
Libertador (CPB) and Corporacion Independiente de Energia S.A. (CIESA). It also
owns a 100 percent interest in Independent Power International Ltd., a holding
company for Independent Power UK Ltd.
(b) The total amount invested by Xcel Energy in Xcel Energy
Argentina was approximately $120.7 million and the total
amount invested by Xcel Energy in Independent Power
International Ltd was approximately $5.7 million.
(c) The ratio of debt to common equity and the earnings of Xcel
Energy Argentina as of Dec. 31, 2002 was:
Debt-Equity Ratio Net Income (in thousands)
----------------- -------------------------
Xcel Energy Argentina $(9.5)
Independent Power International $(2.7)
(d) There were no service contracts
INTEREST OF QUIXX IN AN EWG:
34. (a) Quixx Mustang Station, Inc., a wholly-owned subsidiary of
Quixx, was created to hold Quixx's 0.5 percent, general partnership interest in
Denver City Energy Associates, L.P., a partnership which owns a 50 percent
interest in Mustang Station, a 488 megawatt combined cycle generating facility.
Quixx also holds a 49.5 percent limited partnership interest in Denver City
Energy Associates, L.P., through Quixx Resources, Inc. a wholly-owned subsidiary
of Quixx.
(b) The total amount invested by Xcel Energy in Quixx Mustang
Station Inc. was approximately $7.5 million.
(c) The ratio of debt to common equity and the earnings of Quixx
Mustang Station, Inc. as of Dec. 31, 2002 are as follows:
Debt-Equity Ratio:
Net Income: $3.4 million
(d) Detail of service contracts is not available.
PART II
The relationship of each EWG and FUCO to other system companies is shown in Item
1.
PART III
Xcel Energy's aggregate investment in EWGs and foreign utility companies at
December 31, 2002 was $2,366.5 million. The ratio of aggregate investment in
EWGs and foreign utility companies to the aggregate capital investment in
domestic public utility subsidiary companies was 18 percent.
158
ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS
XCEL ENERGY INC. AND SUBSIDIARIES
DECEMBER 31, 2002
CONSOLIDATING BALANCE SHEET
XCEL ENERGY NSP- NSP-
INC. MINNESOTA WISCONSIN PSCO
CONSOLIDATED CONSOLIDATED CONSOLIDATED CONSOLIDATED
ASSETS
Current Assets $ 3,737,168 $ 902,904 $ 101,201 $ 614,790
Net Property, Plant and Equipment $ 18,815,794 $ 3,719,947 $ 815,619 $ 5,024,067
Total Other Assets $ 4,704,880 $ 1,188,174 $ 104,063 $ 286,069
------------ ------------ ------------ ------------
Total Assets $ 27,257,842 $ 5,811,025 $ 1,020,883 $ 5,924,926
------------ ------------ ------------ ------------
LIABILITIES AND EQUITY
Current Liabilities $ 12,348,836 $ 842,029 $ 109,770 $ 974,536
Deferred Credits and Other Liabilities $ 3,059,692 $ 1,398,030 $ 219,267 $ 995,800
Minority Interest $ 34,762 $ - $ - $ -
CAPITALIZATION
Long-Term Debt $ 6,550,248 $ 1,569,938 $ 273,108 $ 1,782,128
Mandatorily Redeemable Preferred Securities $ 494,000 $ 200,000 $ - $ 194,000
Preferred Stock $ 105,320 $ - $ - $ -
Common Stockholders' Equity $ 4,664,984 $ 1,801,028 $ 418,738 $ 1,978,462
------------ ------------ ------------ ------------
Total Liabilities and Equity $ 27,257,842 $ 5,811,025 $ 1,020,883 $ 5,924,926
------------ ------------ ------------ ------------
OTHER AND
ELIMINATIONS
SPS NRG (FILED
CONSOLIDATED CONSOLIDATED CONFIDENTIALLY)
ASSETS
Current Assets $ 226,997 $ 1,486,244 $ 405,032
Net Property, Plant and Equipment $ 1,803,538 $ 6,797,922 $ 654,701
Total Other Assets $ 234,809 $ 2,599,522 $ 292,243
------------ ------------ ------------
Total Assets $ 2,265,344 $ 10,883,688 $ 1,351,976
------------ ------------ ------------
LIABILITIES AND EQUITY
Current Liabilities $ 175,987 $ 9,796,835 $ 449,679
Deferred Credits and Other Liabilities $ 434,985 $ 560,581 $ (548,971)
Minority Interest $ - $ 29,841 $ 4,921
CAPITALIZATION
Long-Term Debt $ 725,662 $ 1,192,630 $ 1,006,782
Mandatorily Redeemable Preferred Securities $ 100,000 $ - $ -
Preferred Stock $ - $ - $ 105,320
Common Stockholders' Equity $ 828,710 $ (696,199) $ 334,245
------------ ------------ ------------
Total Liabilities and Equity $ 2,265,344 $ 10,883,688 $ 1,351,976
------------ ------------ ------------
159
XCEL ENERGY INC. AND SUBSIDIARIES
DECEMBER 31, 2002
CONSOLIDATING STATEMENT OF OPERATIONS
XCEL ENERGY NSP- NSP-
INC. MINNESOTA WISCONSIN PSCO
CONSOLIDATED CONSOLIDATED CONSOLIDATED CONSOLIDATED
OPERATING REVENUES $ 9,524,372 $ 2,883,119 $ 561,641 $ 2,651,913
OPERATING EXPENSES $ 10,956,705 $ 2,485,135 $ 448,143 $ 2,111,675
Operating Income $ (1,432,333) $ 397,984 $ 113,498 $ 540,238
Less: Minority Interest $ (17,071) $ - $ - $ -
Other Income (Expense) $ 43,987 $ 25,069 $ 917 $ (4,641)
------------ ------------- ------------ ------------
Total Other Income (Expense) $ 61,058 $ 25,069 $ 917 $ (4,641)
------------ ------------- ------------ ------------
Interest on Long-Term Debt $ 879,736 $ 98,940 $ 23,117 $ 127,487
Distribution on Redeemable Preferred Securities $ 38,344 $ 15,750 $ - $ 14,744
------------ ------------- ------------ ------------
Total Interest Charges and Financing Costs $ 918,080 $ 114,690 $ 23,117 $ 142,231
------------ ------------- ------------ ------------
Discontinued Operations $ (556,621) $ - $ - $ -
Extraordinary Items $ - $ - $ - $ -
Income Taxes $ (627,985) $ 108,141 $ 36,925 $ 128,686
------------ ------------- ------------ ------------
Net Income (Loss) $ (2,217,991) $ 200,222 $ 54,373 $ 264,680
------------ ------------- ------------ ------------
Dividend Requirements and Redemption $ 4,241 $ - $ - $ -
Premiums
on Preferred Stock
------------ ------------- ------------ ------------
Earnings Available for Common Shareholders $ (2,222,232) $ 200,222 $ 54,373 $ 264,680
------------ ------------- ------------ ------------
OTHER AND
ELIMINATIONS
SPS NRG (FILED
CONSOLIDATED CONSOLIDATED CONFIDENTIALLY)
OPERATING REVENUES $ 1,025,178 $ 2,281,149 $ 121,372
OPERATING EXPENSES $ 860,060 $ 4,869,165 $ 182,527
Operating Income $ 165,118 $ (2,588,016) $ (61,155)
Less: Minority Interest $ - $ (4,759) $ (12,312)
Other Income (Expense) $ 6,025 $ 4,170 $ 12,447
------------ ------------ ------------
Total Other Income (Expense) $ 6,025 $ 8,929 $ 24,759
------------ ------------ ------------
Interest on Long-Term Debt $ 46,048 $ 493,956 $ 90,188
Distribution on Redeemable Preferred Securities $ 7,850 $ - $ -
------------ ------------ ------------
Total Interest Charges and Financing Costs $ 53,898 $ 493,956 $ 90,188
------------ ------------ ------------
Discontinued Operations $ - $ (556,621) $ -
Extraordinary Items $ - $ - $ -
Income Taxes $ 43,363 $ (165,382) $ (779,718)
------------ ------------ ------------
Net Income (Loss) $ 73,882 $ (3,464,282) $ 653,134
------------ ------------ ------------
Dividend Requirements and Redemption $ - $ 4,241
Premiums
on Preferred Stock
------------ ------------ ------------
Earnings Available for Common Shareholders $ 73,882 $ (3,464,282) $ 648,893
------------ ------------ ------------
160
XCEL ENERGY INC. AND SUBSIDIARIES
DECEMBER 31, 2002
CONSOLIDATING STATEMENT OF CASH FLOWS
XCEL ENERGY NSP- NSP-
INC. MINNESOTA WISCONSIN PSCO
CONSOLIDATED CONSOLIDATED CONSOLIDATED CONSOLIDATED
TOTAL OPERATING $ 1,715,111 $ 651,087 $ 108,963 $ 513,246
TOTAL INVESTING $(2,717,774) $ (452,983) $ (37,533) $ (428,085)
TOTAL FINANCING $ 1,580,087 $ 95,065 $ (71,362) $ (81,903)
Effect of Exchange Rate Changes on Cash $ 6,448 $ - $ - $ -
Change in Cash - Discontinued Operations $ 56,096 $ - $ - $ -
----------- ----------- ----------- -----------
CHANGE IN CASH $ 639,968 $ 293,169 $ 68 $ 3,258
CASH AND CASH EQUIVALENTS AT $ 261,305 $ 17,169 $ 30 $ 22,666
BEGINNING OF YEAR
CASH AND CASH EQUIVALENTS AT ----------- ----------- ----------- -----------
END OF YEAR $ 901,273 $ 310,338 $ 98 $ 25,924
----------- ----------- ----------- -----------
OTHER AND
ELIMINATIONS
SPS NRG (FILED
CONSOLIDATED CONSOLIDATED CONFIDENTIALLY)
TOTAL OPERATING $ 137,533 $ 430,043 $ (125,761)
TOTAL INVESTING $ (54,760) $(1,681,467) $ (62,946)
TOTAL FINANCING $ (87,572) $ 1,449,330 $ 276,529
Effect of Exchange Rate Changes on Cash $ - $ 24,950 $ (18,502)
Change in Cash - Discontinued Operations $ - $ 56,097 $ (1)
----------- ----------- -----------
CHANGE IN CASH $ (4,799) $ 278,953 $ 69,319
CASH AND CASH EQUIVALENTS AT $ 65,499 $ 106,102 $ 49,839
BEGINNING OF YEAR
CASH AND CASH EQUIVALENTS AT ----------- ----------- -----------
END OF YEAR $ 60,700 $ 385,055 $ 119,158
----------- ----------- -----------
161
EXHIBITS
Copies of the documents listed below which are identified with an asterisk (*)
have heretofore been filed with the SEC and are incorporated herein by reference
and a part hereof. Exhibits not so identified are filed herewith, unless
otherwise stated.
EXHIBIT A*
Annual reports of Xcel Energy (File No. 1-3034), NSP-Minnesota (File No.
0-31709), NSP-Wisconsin (File No. 1-3140), PSCo (File No. 1-3280), SPS (File No.
1-3789), and NRG Energy, Inc. (File No. 000-25569) are incorporated herein by
reference to their Annual Reports on Form 10-K for the year ended December 31,
2002.
EXHIBIT B
Xcel Energy
------------------------------------------------------------------------------------------------------------------
B-1.1* Agreement and Plan of Merger, dated as of March 24, 1999, by and between Northern States Power Co. and New Century
Energies, Inc. (Filed as Exhibit 2.1 to the Report on Form 8-K (File No. 1-12907) of New Century Energies, Inc.
dated March 24, 1999.)
B-1.2* Articles of Incorporation and Amendments of the Company (Filed as Exhibit 4.01 to the Report on Form 8-K (File No.
1-1034) filed on August 21, 2000.)
B-1.3* By-Laws of the Company (Filed as Exhibit 4.3 to the Company's Registration Statement on Form S-8 (File No.
333-48590) filed on October 25, 2000.)
NSP-Minnesota
------------------------------------------------------------------------------------------------------------------
B-2.1* Articles of Incorporation and Amendments of the Company.
B-2.2* By-Laws of the Company.
NSP-Wisconsin
------------------------------------------------------------------------------------------------------------------
B-3.1* Restated Articles of Incorporation as of December 23, 1987 (Filed as Exhibit 3.01 to the Report on Form 10-K
(File No. 1-3140) for the year 1987.)
B-3.2* Copy of the By-Laws as amended February 2, 2000.
PSCo
------------------------------------------------------------------------------------------------------------------
B-4.1* Amended and Restated Articles of Incorporation dated July 10, 1998 (Filed as Exhibit 3(a)1 to the Report on Form
10-K (File No. 1-3280) for the year ended December 31, 1998.)
B-4.2* By-Laws dated November 20, 1997 (Filed as Exhibit 3(b)1 to the Report on Form 10-K (File No. 1-3280) for the
year ended December 31, 1997.)
SPS
------------------------------------------------------------------------------------------------------------------
B-5.1* Amended and Restated Articles of Incorporation dated September 30, 1997 (Filed as Exhibit 3(a)2 to the Report on
Form 10-K (File No. 1-3789) for the year ended December 31, 1997.)
B-5.2* By-Laws dated September 29, 1997 (Filed as Exhibit 3(b)2 to the Report on Form 10-K (File No. 1-3789) for the
year ended December 31, 1997.)
Other Subsidiaries
------------------------------------------------------------------------------------------------------------------
B-6.1* Articles of Incorporation and By-Laws for other subsidiary companies (Filed as Exhibit D on Form U-5-S (File No.
001-03034) for the year ended December 31, 2000.)
B-6.2* Certificate of Incorporation and Bylaws of Xcel Energy Argentina, Inc
B-6.3* Organizational documents of IPC
B-6.4* Organizational documents of Hidroelectrica Ameghino
B-6.5* Organizational documents of Hidroelectrica del Sur and Energia del Sur
B-6.6* Organizational documents of Electrica del Sur
B-6.7* Organizational documents of CIESA
B-6.8* Organizational documents of CPB
B-6.9* Certificate of Incorporation and Bylaws for EMI Performance Contracting
B-6.10* Organizational documents of Berrians I Gas Turbine Power
B-6.11* Organizational documents of Big Cajun II Unit 4
B-6.12* Organizational documents of Brazos Valley Energy
B-6.13* Organizational documents of Brazos Valley Technology
B-6.14* Organizational documents of Cementos Norte Pacasmayo Energia
B-6.15* Organizational documents of Commonwealth Atlantic Power
B-6.16* Organizational documents of Csepel Luxembourg (No. 1)
B-6.17* Organizational documents of Csepeli Aramtermelo
B-6.18* Organizational documents of Csepeli Eromu
B-6.19* Organizational documents of Denver City Energy Associates
B-6.20* Organizational documents of Eastern Sierra Energy Co.
B-6.21* Organizational documents of Empressa de Generacion Electrica Cahua SA
B-6.22* Organizational documents of Entrade
B-6.23* Organizational documents of GPP Investors I
B-6.24* Organizational documents of Granite II Holding
B-6.25* Organizational documents of Granite Power Partners II
B-6.26* Organizational documents of James River Power LLC
B-6.27* Organizational documents of Lanco Kondapalli
B-6.28* Organizational documents of LSP Power Management
B-6.29* Organizational documents of LSP Batesville Funding Corp.
B-6.30* Organizational documents of LSP Batesville Holding
B-6.31* Organizational documents of LSP Energy Limited Partnership
B-6.32* Organizational documents of LSP Energy Inc.
B-6.33* Organizational documents of LSP Equipment LLC
B-6.34* Organizational documents of LSP-Denver City Inc.
B-6.35* Organizational documents of LSP-Hardee Energy LLC
B-6.36* Organizational documents of LSP-Kendall Energy LLC
B-6.37* Organizational documents of LSP-Nelson Energy LLC
B-6.38* Organizational documents of LSP-Pike Energy LLC
B-6.39* Organizational documents of MN San Bernardino Gasco II LLC
B-6.40* Organizational documents of Montauk-NEO Gasco II LLC
B-6.41* Organizational documents of NEO Fresh Kills LLC
B-6.42* Organizational documents of NEO-Montauk Genco LLC
B-6.43* Organizational documents of NEO-Montauk Genco Management LLC
B-6.44* Organizational documents of NRG Asia Corporate Services Pte Ltd
B-6.45* Organizational documents of NRG Audrain Generating LLC
B-6.46* Organizational documents of NRG Audrain Holding LLC
B-6.47* Organizational documents of NRG Batesville LLC
B-6.48* Organizational documents of NRG Bayou Cove LLC
B-6.49* Organizational documents of NRG Bourbonnais Equipment LLC
B-6.50* Organizational documents of NRG Bourbonnais LLC
B-6.51* Organizational documents of NRG Brazos Valley GP LLC
B-6.52* Organizational documents of NRG Brazos Valley LP
B-6.53* Organizational documents of NRG Brazos Valley Technology LP LLC
B-6.54* Organizational documents of NRG Capital LLC
B-6.55* Organizational documents of NRG Energy Center Round Mountain LLC
B-6.56* Organizational documents of NRG Energy Center Smyrna LLC
B-6.57* Organizational documents of NRG Energy Insurance Ltd
B-6.58* Organizational documents of NRG do Brasil Ltda
B-6.59* Organizational documents of NRG Finance Co. I LLC
B-6.60* Organizational documents of NRG Gila Bend Holdings Inc.
B-6.61* Organizational documents of NRG Ilion Limited Partnership
B-6.62* Organizational documents of NRG Ilion LP LLC
B-6.63* Organizational documents of NRG International Acquisition Partnership
B-6.64* Organizational documents of NRG International Holdings (No. 2) GmbH
B-6.65* Organizational documents of NRG International Holdings GmbH
B-6.66* Organizational documents of NRG McClain LLC
B-6.67* Organizational documents of NRG MidAtlantic Affiliate Services Inc.
B-6.68* Organizational documents of NRG Newberry Generation LLC
B-6.69* Organizational documents of NRG North Central Operations Inc.
B-6.70* Organizational documents of NRG Northern Ohio Generating LLC
B-6.71* Organizational documents of NRG Pacific Corporate Services Pty Ltd
B-6.72* Organizational documents of NRG Rockford Acquisition LLC
B-6.73* Organizational documents of NRG Rockford Equipment II LLC
B-6.74* Organizational documents of NRG Rockford Equipment LLC
B-6.75* Organizational documents of NRG Rockford II LLC
B-6.76* Organizational documents of NRG Rockford LLC
B-6.77* Organizational documents of NRG Saguaro Operations Inc.
B-6.78* Organizational documents of NRG South Central Affiliate Services Inc.
B-6.79* Organizational documents of NRG Taiwan Holding Co. Ltd
B-6.80* Organizational documents of NRG Pensions Ltd
B-6.81* Organizational documents of NRG Telogia Power LLC
B-6.82* Organizational documents of NRG Turbines LLC
B-6.83* Organizational documents of NRG Web Mauritius Ltd
B-6.84* Organizational documents of NRGenerating Holdings (No. 24) BV
B-6.85* Organizational documents of NRGenerating Holdings (No. 3) GmbH
B-6.86* Organizational documents of NRGenerating Holdings (No. 4) GmbH
B-6.87* Organizational documents of NRGenerating IV (Gibraltar)
B-6.88* Organizational documents of NRGenerating Luxembourg (No. 6) S.a.r.l.
B-6.89* Organizational documents of Saguaro Power LLC
B-6.90* Organizational documents of Telogia Power Inc.
B-6.91* Organizational documents of TermoRio SA
B-6.92* Organizational documents of Timber Energy Resources Inc.
B-6.93* Organizational documents of NRG South Central Operations Inc.
B-6.94* Organizational documents of NRG Equipment Co. LLC
B-6.95* Organizational documents of NRG Csepeli Energia Kft
B-6.96* Organizational documents of Xcel Energy Foundation
162
Exhibits B-6.97 through B-7.22 are filed confidentially pursuant to Rule 104(b)
of the PUHCA.
B-6.97 Organizational documents of NRG Andean Development Ltd.
B-6.98 Organizational documents of NRG Ohio Ash Disposal LLC
B-6.99 Organizational documents of NRG Lakeshore Generating LLC
B-7.1 Organizational documents of NRG Ashtabula Generating LLC
B-7.2 Organizational documents of NRG Power Options Inc.
B-7.3 Organizational documents of NRG Nelson Turbines LLC
B-7.4 Organizational documents of NM Colton Genco LLC
B-7.5 Organizational documents of NM Mid Valley Genco LLC
B-7.6 Organizational documents of NM San Timoteo Genco LLC
B-7.7 Organizational documents of NM Milliken Genco LLC
B-7.8 Organizational documents of NRG Woodland Operations LLC
B-7.9 Organizational documents of Entrade Poland Sp. z.o.o.
B-7.10 Organizational documents of NRG New Jersey Energy Sales LLC
B-7.11 Organizational documents of NRG Peaker Finance Company LLC
B-7.12 Organizational documents of NRG Eastlake Operations Inc.
B-7.13 Organizational documents of NRG Lakeshore Operations Inc.
B-7.14 Organizational documents of NRG Ashtabula Operations Inc.
B-7.15 Organizational documents of NRG Bay Shore Operations Inc.
B-7.16 Organizational documents of Capital II LLC
B-7.17 Organizational documents of Connecticut Equipment LLC
B-7.18 Organizational documents of Cobee Holdings LLC
B-7.19 Organizational documents of NRG International LLC
B-7.20 Organizational documents of NRG Thermal LLC
B-7.21 Organizational documents of Thermal Services LLC
B-7.22 Organizational documents of NRG West Coast LLC
EXHIBIT C*
Instruments defining the rights of security holders, including indentures, have
been previously filed with the SEC and are identified in the exhibit index in
the Form 10-K's for the year ended December 31, 2002.
EXHIBIT D*
Xcel Energy and subsidiary companies agreement for filing consolidated Federal
income tax return and for allocation of consolidated Federal income tax return
and for allocation of consolidated Federal income tax liabilities and benefits.
(Filed as Exhibit D to the Form U-5-S (File No. 001-03034) for the year ended
December 31, 2000.)
EXHIBIT E
None
EXHIBIT F
F-1.1* Financial information for NRG Energy, Inc. (File No. 0-25569) is incorporated herein by reference to its Annual
Report on Form 10-K for the year ended Dec. 31, 2002.
F-1.2 Consolidating balance sheets and statements of income and cash flows, to the extent available for subsidiaries
other than those of NRG that are not considered a majority-owned associate company are filed confidentially
pursuant to Rule 104(b) of the PUHCA.
F-1.2a Consolidating balance sheets and statements of income and cash flows, to the extent available for subsidiaries of
NRG that are not considered a majority-owned associate company are filed confidentially pursuant to Rule 104(b) of
the PUHCA.
EXHIBIT G
The relationship of each EWG in which the system holds an interest to other
system companies is reflected in Item 1.
EXHIBIT H
Balance sheets and statements of income and cash flows, to the extent available,
for EWGs and foreign utility companies are filed confidentially pursuant to Rule
104(b) of the PUHCA.
163
SIGNATURE
Each undersigned system company has duly caused this annual report to be signed
on its behalf by the undersigned thereunto duly authorized pursuant to the
requirements of the Public Utility Holding Company Act of 1935. The signature of
each undersigned company shall be deemed to relate only to matters having
reference to such company or its subsidiaries.
Xcel Energy Inc.
----------------------------------
(Name of Reporting Company)
By /s/ David E. Ripka
----------------------------------
(Signature of Signing Officer)
David E. Ripka, Vice President and Controller
---------------------------------------------------------
(Printed Name and Title of Signing Officer)
164