As filed with the Securities and Exchange Commission on November 3, 2003
Registration No. 333-36720
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
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UNITED BANCORPORATION OF ALABAMA, INC.
(Exact name of registrant as specified in its charter)
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DELAWARE 63-0833573
(State of Incorporation) (I.R.S. Employer Identification No.)
P.O. Drawer 8
Atmore, Alabama 36504
(251) 368-2525
(Address, including zip code, and telephone number, including area code, of
registrant's principal executive offices)
1998 STOCK OPTION PLAN OF
UNITED BANCORPORATION OF ALABAMA, INC.
(full title of the Plan)
ROBERT R. JONES, III
President & Chief Executive Officer
P.O. Drawer 8
Atmore, Alabama 36504
Telephone: (251) 368-2525
(Name, address, including zip code, and telephone number, including area code,
of agent for service)
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Copies of all communications to:
JAMES DALE SMITH, ESQ.
Armbrecht Jackson LLP
P.O. BOX 290
Mobile, Alabama 36601
(251) 405-1300
CALCULATION OF REGISTRATION FEE
Title of each class of Amount of
securities to be Proposed maximum Proposed maximum registration fee
registered Amount to be registered(1) offering price per share(2) aggregate offering price(2) (2)(3)
---------------------- -------------------------- --------------------------- --------------------------- ----------------
Class A Common Stock, 146,200 shares $ 31.00 $ 4,532,200.00 $ 193.11
$.01 par value
(1) Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the
"Securities Act"), this Registration Statement covers an indeterminate
amount of securities to be offered or issued pursuant to the antidilution
provisions of the Plan described herein. Includes 69,200 shares previously
registered.
(2) Pursuant to Rule 457(c) under the Securities Act, the offering price is
estimated solely for the purpose of determining the registration fee and is
based on the most recent sales price of $31.00 of Class A Common Stock
reported to the Registrant for a sale on October 9, 2003.
(3) Registration fee is based on 77,000 shares not previously registered;
$566.33 was paid with respect to 69,200 shares registered upon filing of
Registration Statement No. 333-36720.
EXPLANATORY NOTE
The purpose of this Post-Effective Amendment No. 1 to the Registration
Statement on Form S-8 (Registration No. 333-36720) filed with the Securities and
Exchange Commission on May 10, 2000, is to assure registration of the total
number of shares of Class A Common Stock, $.01 par value per share (the "Common
Stock"), of United Bancorporation of Alabama, Inc. (the "Registrant"), which
were issuable pursuant to the 1998 Stock Option Plan of United Bancorporation of
Alabama, Inc., as amended (the "Plan"), as of May 10, 2000, the date of said
Registration Statement, taking into account the 2-for-1 stock split effected
prior to and referred to in said Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8, and has duly caused this
Post-Effective Amendment No. 1 to the Registration Statement No. 333-36720 to be
signed on its behalf by the undersigned, thereunto duly authorized in the City
of Atmore, State of Alabama, on November 3, 2003.
UNITED BANCORPORATION OF ALABAMA, INC.
Registrant
By: /s/ Robert R. Jones, III
-----------------------------------------
Robert R. Jones, III
President and Chief Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 1 has been signed by the following persons on
behalf of the Registrant in the capacities and on the dates indicated:
Signature Title Date
/s/ Robert R. Jones, III President, Chief
--------------------------- Executive Officer, Director November 3, 2003
Robert R. Jones, III (Principal Executive Officer)
/s/ Mitchell D. Staples Treasurer
--------------------------- (Principal Financial and November 3, 2003
Mitchell D. Staples Accounting Officer)
* Director
--------------------------- November 3, 2003
H. Leon Esneul
* Director
--------------------------- November 3, 2003
David D. Swift
* Director
--------------------------- November 3, 2003
William J. Justice
* Director
--------------------------- November 3, 2003
Dale M. Ash
* Director
--------------------------- November 3, 2003
William C. Grissett
* Director
--------------------------- November 3, 2003
L. Walter Crim
*By: /s/ Robert R. Jones, III
-----------------------------
For himself in the capacities indicated above and as attorney-in-fact
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