1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
Claudio
Cavazza
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(See
Instructions)
(a) o
(b) o
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
Italy
|
||
5.
|
Sole
Voting Power
0
|
||
Number
of
Shares
Beneficially
|
6.
|
Shared
Voting Power
2,472,002
|
|
Owned
by Each
Reporting
Person
With:
|
7.
|
Sole
Dispositive Power
0
|
|
8.
|
Shared
Dispositive Power
2,472,002
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
2,472,002
|
||
10.
|
Check
box if the Aggregate Amount in Row (9) Excludes
Certain
Shares (See
Instructions)
o
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
17.33%
(based on 14,191,294 Ordinary Shares outstanding as reflected in
the
Issuer’s form 20-F filed April 30, 2007 and 73,334 Ordinary Shares
issuable upon exercise of certain warrants issued in 2004 to Defiante
Farmaceutica L.d.a., a company controlled by Claudio Cavazza through
Sigma
Tau Finanziaria S.p.A. (the “2004 Warrants”)).
|
||
12.
|
Type
of Reporting Person (See Instructions)
IN
|
1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
Sigma
Tau Finanziaria S.p.A.
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(See
Instructions)
(a) o
(b) o
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
Italy
|
||
5.
|
Sole
Voting Power
0
|
||
Number
of
Shares
Beneficially
|
6.
|
Shared
Voting Power
2,384,335
|
|
Owned
by Each
Reporting
Person
With:
|
7.
|
Sole
Dispositive Power
0
|
|
8.
|
Shared
Dispositive Power
2,384,335
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
2,384,335
|
||
10.
|
Check
box if the Aggregate Amount in Row (9) Excludes
Certain
Shares (See
Instructions)
o
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
16.72%
(based on 14,191,294 Ordinary Shares outstanding as reflected in
the
Issuer’s form 20-F filed April 30, 2007 and 73,333 Ordinary Shares
issuable upon exercise of the 2004 Warrants).
|
||
12.
|
Type
of Reporting Person (See Instructions)
CO
|
Item
1(a).
|
Name
of Issuer:
|
Item
1(b).
|
Address
of Issuer's Principal Executive
Offices:
|
Item
2(a).
|
Name
of Person Filing:
|
Item
2(b).
|
Address
of Principal Business Office:
|
Item
2(c).
|
Citizenship:
|
Item
2(d).
|
Title
of Class of Securities:
|
Item
2(e).
|
CUSIP
Number:
|
Item
3.
|
If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person is a:
|
Item
4.
|
Ownership:
|
(a) | Amount beneficially owned: | 2,472,002 | |
(b) | Percent of class: | 17.33% | |
(c)
|
Number of shares as to which such person has: | ||
(i)sole
power to vote or to direct
the
vote:
|
0 | ||
(ii)shared
power to vote or to direct
the
vote:
|
2,472,002 | ||
(iii)sole
power to dispose or to direct
the
disposition of:
|
0 | ||
(iv)shared
power to dispose or to direct
the
disposition of:
|
2,472,002 | ||
(a) | Amount beneficially owned: | 2,384,335 | |
(b) | Percent of class: | 16.72% | |
(c) | Number of shares as to which such person has: | ||
(i)sole
power to vote or to direct
the
vote:
|
0 | ||
(ii)shared
power to vote or to direct
the
vote:
|
2,384,335 | ||
(iii)sole
power to dispose or to direct
the
disposition of:
|
0 | ||
(iv)shared
power to dispose or to direct
the
disposition of:
|
2,384,335 | ||
Item
5.
|
Ownership
of Five Percent or Less of a Class:
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another
Person:
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security
Being
Reported on by the Parent Holding
Company:
|
Item
8.
|
Identification
and Classification of Members of the
Group:
|
Item
9.
|
Notice
of Dissolution of Group:
|
Item
10.
|
Certification:
|
Dated:
June 25, 2007
|
|
CLAUDIO
CAVAZZA
|
|
By:
/s/ Maurizio Terenzi
|
|
Name: Maurizio Terenzi
|
|
Title: proxy holder authorized
|
|
Dated:
June 25, 2007
|
|
SIGMA
TAU FINANZIARIA SPA
|
|
By: /s/ Maurizio
Terenzi
|
|
Name: Maurizio Terenzi
|
|
Title: proxy holder
authorized
|
|
A.
|
Joint
Filing Agreement dated February 14, 2006 by and among, Claudio Cavazza
and
Sigma Tau Finanziaria SpA,
|
9
|
Dated:
February 14, 2006
|
|
CLAUDIO
CAVAZZA
|
|
By: /s/ Maurizio
Terenzi
|
|
Name: Maurizio Terenzi
|
|
Title: proxy holder authorized
|
|
Dated:
February 14, 2006
|
|
SIGMA
TAU FINANZIARIA SPA
|
|
By: /s/ Maurizio
Terenzi
|
|
Name: Maurizio Terenzi
|
|
Title: Director - proxy holder authorized
|
|