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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUCHOSSOIS CRAIG J 2525 STEMMONS FREEWAY DALLAS, TX 75207 |
X |
David L. Filkin, Attorney-in-Fact for Craig J. Duchossois | 12/15/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Thrall Investment Company, L.L.C. ("TIC") is the record owner of 3,150,000 shares; Thrall Car Management Company, Inc. ("TCMC") is the record owner of 600,000 shares; and Thrall Investment Company II, L.L.C. ("TIC II") is the record owner of 500,000 shares. Mr. Duchossois is an operating board member and executive officer of TIC and TIC II, and a director and executive officer of TCMC, and has the ability to vote a majority of the voting interests in each of TIC, TIC II and TCMC. Mr. Duchossois disclaims beneficial ownership of all shares held by TIC, TIC II and TCMC, except with respect to the pecuniary interest in such shares attributed to him by virtue of his direct or indirect equity interest in TIC, TIC II and TCMC. |