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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrant | $ 2.5 | 01/26/2006 | X | 266,666 | 04/02/2004 | 03/31/2006 | Common Stock | 266,666 | $ 0.1125 | 0 | D | ||||
Option | $ 2.75 | 01/26/2006 | X | 2,000 | 12/15/2003 | 12/15/2013 | Common Stock | 2,000 | (2) | 0 | D | ||||
Option | $ 13.75 | 01/26/2006 | X | 400 | 03/28/2000 | 03/28/2010 | Common Stock | 400 | (2) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NEDERLANDER ROBERT E ET AL 1450 BROADWAY, 20TH FLOOR NEW YORK,, NY 10018 |
X |
/s/ Robert E. Nederlander | 01/30/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 523,332 shares and 17,862 shares, respectively, owned by RER Corp., a Michigan corporation, and QEN Corp., a New York corporation. Mr. Nederlander owns 80% of the Common Stock of QEN Corp. and 100% of the outstanding stock of RER Corp. |
(2) | On April 2, 2004, Mr. Nederlander was issued options to purchase 2,000 shares of Common Stock pursuant to the Issuer's 2003 Stock Incentive Plan. The shares and options were issued in lieu of fees for services as a director in 2002 and 2003. In March 2000, Mr. Nederlander was issued options to purchase 400 shares in lieu of fees for services as a director. |